0001140361-11-041859.txt : 20110815
0001140361-11-041859.hdr.sgml : 20110815
20110815141937
ACCESSION NUMBER: 0001140361-11-041859
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAM Capital, LLC
CENTRAL INDEX KEY: 0001355197
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11852
FILM NUMBER: 111035187
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-692-6340
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BAM Capital, LLC
Address: 10 Mountainview Road
Suite 205
Upper Saddle River, NJ 07458
Form 13F File Number: 028-11852
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Hal Mintz
Title: Managing Member
Phone: (646) 307-4500
Signature, Place, and Date of Signing:
/s/ Hal Mintz Upper Saddle River, NJ 8/15/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 52
Form 13F Information Table Value Total: $ 100,092
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 028-13502 Hal Mintz
---- -------------------- ----------------------------------------------------
2 028-13504 BAM Management, LLC
---- -------------------- ----------------------------------------------------
Ross Berman, who in prior quarters has been listed as an Other Included Manager
with respect to the manager filing this report, is no longer affiliated with
the manager filing this report and therefore is no longer listed as an Other
Included Manager.
Notes on Information Table:
(1) Information provided in
Column 2 refers in each case to the underlying instrument.
(2) The value of
shares provided in Column 4 refers, in the case of options, to the value of
shares underlying the options.
(3) Number of shares provided in Column 5
refers, in the case of options, to the number of shares underlying
the
options.
(4) Voting authority in Column 8 refers, in the case of options, to
the number of shares underlying the options. It should be noted that
unexercised options, and exercised put options, confer no voting authority.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ----------------- ---------- -------- -----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------- ----
ACORDA THERAPEUTICS INC COM 00484M106 1,069 33,100 CALL DEFINED 1,2 0 33,100 0
AMARIN CORP PLC SPONS ADR NEW 023111206 1,838 127,000 SH DEFINED 1,2 0 127,000 0
AMARIN CORP PLC SPONS ADR NEW 023111206 2,827 195,400 CALL DEFINED 1,2 0 195,400 0
ARIAD PHARMACEUTICALS INC COM 04033A100 1,246 110,000 PUT DEFINED 1,2 0 110,000 0
AVEO PHARMACEUTICALS INC COM 053588109 21 1,000 SH DEFINED 1,2 0 1,000 0
AVEO PHARMACEUTICALS INC COM 053588109 1,092 53,000 PUT DEFINED 1,2 0 53,000 0
BEST BUY INC COM 086516101 729 23,200 CALL DEFINED 1,2 0 23,200 0
BEST BUY INC COM 086516101 729 23,200 PUT DEFINED 1,2 0 23,200 0
BIOGEN IDEC INC COM 09062X103 3,560 33,300 CALL DEFINED 1,2 0 33,300 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 170 33,200 SH DEFINED 1,2 0 33,200 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 346 67,500 CALL DEFINED 1,2 0 67,500 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 170 33,200 PUT DEFINED 1,2 0 33,200 0
DELCATH SYS INC COM 24661P104 2,409 466,814 SH DEFINED 1,2 0 466,814 0
DELCATH SYS INC COM 24661P104 662 128,300 CALL DEFINED 1,2 0 128,300 0
DELCATH SYS INC COM 24661P104 3,395 657,900 PUT DEFINED 1,2 0 657,900 0
DENDREON CORP COM 24823Q107 134 3,386 SH DEFINED 1,2 0 3,386 0
DENDREON CORP COM 24823Q107 789 20,000 PUT DEFINED 1,2 0 20,000 0
ELAN PLC ADR 284131208 6,118 538,100 CALL DEFINED 1,2 0 538,100 0
ELAN PLC ADR 284131208 266 23,400 PUT DEFINED 1,2 0 23,400 0
FOREST LABS INC COM 345838106 858 21,800 CALL DEFINED 1,2 0 21,800 0
GEN-PROBE INC NEW COM 36866T103 715 10,340 SH DEFINED 1,2 0 10,340 0
GEN-PROBE INC NEW COM 36866T103 2,213 32,000 CALL DEFINED 1,2 0 32,000 0
GEN-PROBE INC NEW COM 36866T103 1,307 18,900 PUT DEFINED 1,2 0 18,900 0
GENVEC INC COM NEW 37246C307 125 38,600 SH DEFINED 1,2 0 38,600 0
GTX INC DEL COM 40052B108 59 12,390 SH DEFINED 1,2 0 12,390 0
HUMAN GENOME SCIENCES INC COM 444903108 145 5,900 PUT DEFINED 1,2 0 5,900 0
HUMAN GENOME SCIENCES INC COM 444903108 530 21,600 CALL DEFINED 1,2 0 21,600 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 296 62,589 SH DEFINED 1,2 0 62,589 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 2,256 477,000 CALL DEFINED 1,2 0 477,000 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 3,066 648,300 PUT DEFINED 1,2 0 648,300 0
LILLY ELI & CO COM 532457108 289 7,700 CALL DEFINED 1,2 0 7,700 0
ONYX PHARMACEUTICALS INC COM 683399109 28 800 SH DEFINED 1,2 0 800 0
ONYX PHARMACEUTICALS INC COM 683399109 512 14,500 PUT DEFINED 1,2 0 14,500 0
OREXIGEN THERAPEUTICS COM 686164104 530 333,300 CALL DEFINED 1,2 0 333,300 0
PHARMASSET INC COM 71715N106 1,516 13,514 SH DEFINED 1,2 0 13,514 0
PHARMASSET INC COM 71715N106 954 8,500 PUT DEFINED 1,2 0 8,500 0
RAPTOR PHARMACEUTICAL CORP COM 75382F106 77 12,500 CALL DEFINED 1,2 0 12,500 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,639 20,000 PUT DEFINED 1,2 0 20,000 0
TARGACEPT INC COM 87611R306 624 29,638 SH DEFINED 1,2 0 29,638 0
TARGACEPT INC COM 87611R306 3,312 157,200 CALL DEFINED 1,2 0 157,200 0
TARGACEPT INC COM 87611R306 1,530 72,600 PUT DEFINED 1,2 0 72,600 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 12,198 221,380 SH DEFINED 1,2 0 221,380 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 1,212 22,000 CALL DEFINED 1,2 0 22,000 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 23,798 431,900 PUT DEFINED 1,2 0 431,900 0
VIRNETX HLDG CORP COM 92823T108 2,078 71,800 PUT DEFINED 1,2 0 71,800 0
VIRNETX HLDG CORP COM 92823T108 1,163 40,200 CALL DEFINED 1,2 0 40,200 0
VIVUS INC COM 928551100 1,958 240,516 SH DEFINED 1,2 0 240,516 0
VIVUS INC COM 928551100 340 41,800 CALL DEFINED 1,2 0 41,800 0
VIVUS INC COM 928551100 5,079 624,000 PUT DEFINED 1,2 0 624,000 0
XENOPORT INC COM 98411C100 369 51,800 SH DEFINED 1,2 0 51,800 0
XENOPORT INC COM 98411C100 676 94,900 CALL DEFINED 1,2 0 94,900 0
XENOPORT INC COM 98411C100 70 9,900 PUT DEFINED 1,2 0 9,900 0