-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/uu3Ia5RW+BnVNfKnNBIQNRJMF0PzqonAH7GvNwkSw119YCTs0FGA4iC0zmiGUG QsEcdUKxBFwtfOJbnqqayA== 0001140361-10-033798.txt : 20100816 0001140361-10-033798.hdr.sgml : 20100816 20100816171208 ACCESSION NUMBER: 0001140361-10-033798 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAM Capital, LLC CENTRAL INDEX KEY: 0001355197 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11852 FILM NUMBER: 101020907 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-692-6340 MAIL ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAM Capital, LLC Address: c/o AM Investment Partners, LLC 1 Liberty Plaza, 27th Floor New York, NY 10006 Form 13F File Number: 28-11852 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Hal Mintz Title: Managing Member Phone: (646) 307-4500 Signature, Place, and Date of Signing: /s/ Hal Mintz New York, NY 8/16/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 028-10685 AM Investment Partners, LLC - --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 378 Form 13F Information Table Value Total: $ 17,180,272 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13503 Ross Berman - ---- -------------------- ---------------------------------------------------- 2. 028-13502 Hal Mintz - ---- -------------------- ---------------------------------------------------- 3. 028-13504 BAM Management, LLC - ---- -------------------- ---------------------------------------------------- 4. 028-10685 AM Investment Partners, LLC - ---- -------------------- ---------------------------------------------------- (1) Information provided in Column 2 refers in each case to the underlying instrument. (2) The value of shares provided in Column 4 refers, in the case of options, to the value of shares underlying the options. (3) Number of shares provided in Column 5 refers, in the case of options, to the number of shares underlying the options. (4) Voting authority in Column 8 refers, in the case of options, to the number of shares underlying the options. It should be noted that unexercised options, and exercised put options, confer no voting authority. (5) As of June 30, 2010, BAM Capital, LLC (and its affiliates) and AM Investment Partners, LLC (and its affiliates) entered into an agreement in principle to combine their businesses. That business combination had not closed as of June 30, 2010. While there is no agreement or understanding whereby AM Investment Partners, LLC or its affiliates has authority to manage the investment positions managed by BAM Capital, LLC, it is possible that AM Investment Partners, LLC may coordinate its investment decision-making with BAM Capital, LLC and its affiliates. Accordingly, AM Investment Partners, LLC is listed herein as an included manager with shared investment discretion.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- ABIOMED INC COM 003654100 1,649 170,400 CALL DEFINED 1,2,3,4 0 170,400 0 ABIOMED INC COM 003654100 290 30,000 PUT DEFINED 1,2,3,4 0 30,000 0 ACORDA THERAPEUTICS INC COM 00484M106 1,216 39,100 CALL DEFINED 1,2,3,4 0 39,100 0 ACORDA THERAPEUTICS INC COM 00484M106 4,681 150,459 SH DEFINED 1,2,3,4 0 150,459 0 ACORDA THERAPEUTICS INC COM 00484M106 36,156 1,162,200 PUT DEFINED 1,2,3,4 0 1,162,200 0 ADVANCE AMER CASH ADVANCE CT COM 00739W107 25 6,000 CALL DEFINED 1,2,3,4 0 6,000 0 ADVANCE AMER CASH ADVANCE CT COM 00739W107 57 13,700 PUT DEFINED 1,2,3,4 0 13,700 0 AFFILIATED MANAGERS GROUP COM 008252108 292 4,800 CALL DEFINED 1,2,3,4 0 4,800 0 AFFILIATED MANAGERS GROUP COM 008252108 12,525 206,107 SH DEFINED 1,2,3,4 0 206,107 0 AFFILIATED MANAGERS GROUP COM 008252108 16,299 268,200 PUT DEFINED 1,2,3,4 0 268,200 0 AGILENT TECHNOLOGIES INC COM 00846U101 1,871 65,800 CALL DEFINED 1,2,3,4 0 65,800 0 AGILENT TECHNOLOGIES INC COM 00846U101 1,191 41,882 SH DEFINED 1,2,3,4 0 41,882 0 AGILENT TECHNOLOGIES INC COM 00846U101 5,734 201,700 PUT DEFINED 1,2,3,4 0 201,700 0 AGNICO EAGLE MINES LTD COM 008474108 14,563 225,500 CALL DEFINED 1,2,3,4 0 225,500 0 AGNICO EAGLE MINES LTD COM 008474108 3,229 50,000 PUT DEFINED 1,2,3,4 0 50,000 0 AKAMAI TECHNOLOGIES INC COM 00971T101 15,729 387,700 CALL DEFINED 1,2,3,4 0 387,700 0 AKAMAI TECHNOLOGIES INC COM 00971T101 6,077 149,785 SH DEFINED 1,2,3,4 0 149,785 0 AKAMAI TECHNOLOGIES INC COM 00971T101 17,798 438,700 PUT DEFINED 1,2,3,4 0 438,700 0 ALCOA INC COM 013817101 2,645 262,900 CALL DEFINED 1,2,3,4 0 262,900 0 ALCOA INC COM 013817101 7,549 750,378 SH DEFINED 1,2,3,4 0 750,378 0 ALCOA INC COM 013817101 17,439 1,733,500 PUT DEFINED 1,2,3,4 0 1,733,500 0 ALCON INC COM SHS H01301102 69,605 469,700 CALL DEFINED 1,2,3,4 0 469,700 0 ALCON INC COM SHS H01301102 88,167 594,958 SH DEFINED 1,2,3,4 0 594,958 0 ALCON INC COM SHS H01301102 118,211 797,700 PUT DEFINED 1,2,3,4 0 797,700 0 ALEXION PHARMACEUTICALS INC COM 015351109 6,470 126,400 CALL DEFINED 1,2,3,4 0 126,400 0 ALEXION PHARMACEUTICALS INC COM 015351109 6,895 134,700 PUT DEFINED 1,2,3,4 0 134,700 0 ALKERMES INC COM 01642T108 1,387 111,400 CALL DEFINED 1,2,3,4 0 111,400 0 ALKERMES INC COM 01642T108 474 38,104 SH DEFINED 1,2,3,4 0 38,104 0 ALKERMES INC COM 01642T108 6,473 519,900 PUT DEFINED 1,2,3,4 0 519,900 0 ALLERGAN INC COM 018490102 11,052 189,700 CALL DEFINED 1,2,3,4 0 189,700 0 ALLOS THERAPEUTICS INC COM 019777101 7,769 1,267,300 CALL DEFINED 1,2,3,4 0 1,267,300 0 ALLOS THERAPEUTICS INC COM 019777101 642 104,700 PUT DEFINED 1,2,3,4 0 104,700 0 AMAG PHARMACEUTICALS INC COM 00163U106 1,202 35,000 CALL DEFINED 1,2,3,4 0 35,000 0 AMAG PHARMACEUTICALS INC COM 00163U106 2,000 58,226 SH DEFINED 1,2,3,4 0 58,226 0 AMAG PHARMACEUTICALS INC COM 00163U106 3,408 99,200 PUT DEFINED 1,2,3,4 0 99,200 0 AMAZON COM INC COM 023135106 12,401 113,500 CALL DEFINED 1,2,3,4 0 113,500 0 AMAZON COM INC COM 023135106 13,377 122,435 SH DEFINED 1,2,3,4 0 122,435 0 AMAZON COM INC COM 023135106 38,022 348,000 PUT DEFINED 1,2,3,4 0 348,000 0 AMEDISYS INC COM 023436108 54 1,234 SH DEFINED 1,2,3,4 0 1,234 0 AMEDISYS INC COM 023436108 2,313 52,600 PUT DEFINED 1,2,3,4 0 52,600 0 AMGEN INC COM 031162100 23,874 453,874 SH DEFINED 1,2,3,4 0 453,874 0 AMGEN INC COM 031162100 30,366 577,300 PUT DEFINED 1,2,3,4 0 577,300 0 AMYLIN PHARMACEUTICALS INC COM 032346108 16,018 852,000 CALL DEFINED 1,2,3,4 0 852,000 0 AMYLIN PHARMACEUTICALS INC COM 032346108 6,826 363,106 SH DEFINED 1,2,3,4 0 363,106 0 AMYLIN PHARMACEUTICALS INC COM 032346108 14,185 754,500 PUT DEFINED 1,2,3,4 0 754,500 0 ANADARKO PETE CORP COM 032511107 469 13,000 CALL DEFINED 1,2,3,4 0 13,000 0 APACHE CORP COM 037411105 15,373 182,600 CALL DEFINED 1,2,3,4 0 182,600 0 ARENA PHARMACEUTICALS INC COM 040047102 1,903 620,000 CALL DEFINED 1,2,3,4 0 620,000 0 ARENA PHARMACEUTICALS INC COM 040047102 1,445 470,771 SH DEFINED 1,2,3,4 0 470,771 0 ARENA PHARMACEUTICALS INC COM 040047102 8,367 2,725,400 PUT DEFINED 1,2,3,4 0 2,725,400 0 ARIAD PHARMACEUTICALS INC COM 04033A100 2,404 852,600 CALL DEFINED 1,2,3,4 0 852,600 0 ARIAD PHARMACEUTICALS INC COM 04033A100 564 200,000 PUT DEFINED 1,2,3,4 0 200,000 0 ARQULE INC COM 04269E107 792 184,184 SH DEFINED 1,2,3,4 0 184,184 0 ASSURED GUARANTY LTD COM G0585R106 9,379 162,400 CALL DEFINED 1,2,3,4 0 162,400 0 ASSURED GUARANTY LTD COM G0585R106 7,453 129,062 SH DEFINED 1,2,3,4 0 129,062 0 ASSURED GUARANTY LTD COM G0585R106 468 8,100 PUT DEFINED 1,2,3,4 0 8,100 0 ASTRAZENECA PLC SPONSORED ADR 046353108 7,366 156,300 CALL DEFINED 1,2,3,4 0 156,300 0 ASTRAZENECA PLC SPONSORED ADR 046353108 11,160 236,800 PUT DEFINED 1,2,3,4 0 236,800 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 6,068 258,200 CALL DEFINED 1,2,3,4 0 258,200 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 1,058 45,000 PUT DEFINED 1,2,3,4 0 45,000 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 609 236,808 SH DEFINED 1,2,3,4 0 236,808 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 375 146,100 PUT DEFINED 1,2,3,4 0 146,100 0 AVIS BUDGET GROUP COM 053774105 515 52,400 CALL DEFINED 1,2,3,4 0 52,400 0 BAIDU INC SPON ADR REP A 056752108 54,430 799,500 CALL DEFINED 1,2,3,4 0 799,500 0 BAIDU INC SPON ADR REP A 056752108 21,765 319,700 PUT DEFINED 1,2,3,4 0 319,700 0 BANK OF AMERICA CORPORATION COM 060505104 2,255 156,900 CALL DEFINED 1,2,3,4 0 156,900 0 BANK OF AMERICA CORPORATION COM 060505104 4,245 295,428 SH DEFINED 1,2,3,4 0 295,428 0 BANK OF AMERICA CORPORATION COM 060505104 5,392 375,200 PUT DEFINED 1,2,3,4 0 375,200 0 BAXTER INTL INC COM 071813109 17,093 420,600 CALL DEFINED 1,2,3,4 0 420,600 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14,124,000 117,700 PUT DEFINED 1,2,3,4 0 117,700 0 BEST BUY INC COM 086516101 3,586 105,900 CALL DEFINED 1,2,3,4 0 105,900 0 BEST BUY INC COM 086516101 3 100 SH DEFINED 1,2,3,4 0 100 0 BEST BUY INC COM 086516101 284 8,400 PUT DEFINED 1,2,3,4 0 8,400 0 BHP BILLITON LTD SPONSORED ADR 088606108 9,522 256,600 CALL DEFINED 1,2,3,4 0 256,600 0 BIOCRYST PHARMACEUTICALS COM 09058V103 1,871 316,557 SH DEFINED 1,2,3,4 0 316,557 0 BIOCRYST PHARMACEUTICALS COM 09058V103 2,543 430,300 PUT DEFINED 1,2,3,4 0 430,300 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 8,875 468,100 CALL DEFINED 1,2,3,4 0 468,100 0 BIOMIMETIC THERAPEUTICS INC COM 09064X101 93 8,400 CALL DEFINED 1,2,3,4 0 8,400 0 BIOMIMETIC THERAPEUTICS INC COM 09064X101 594 53,375 SH DEFINED 1,2,3,4 0 53,375 0 BIOMIMETIC THERAPEUTICS INC COM 09064X101 1,992 179,100 PUT DEFINED 1,2,3,4 0 179,100 0 BP PLC SPONSORED ADR 055622104 12,488 432,400 CALL DEFINED 1,2,3,4 0 432,400 0 BP PLC SPONSORED ADR 055622104 8,294 287,200 PUT DEFINED 1,2,3,4 0 287,200 0 BRISTOL MYERS SQUIBB CO COM 110122108 21,790 873,700 CALL DEFINED 1,2,3,4 0 873,700 0 BRISTOL MYERS SQUIBB CO COM 110122108 15,156 607,700 PUT DEFINED 1,2,3,4 0 607,700 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 7,592 1,471,300 CALL DEFINED 1,2,3,4 0 1,471,300 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 14,613 2,832,026 SH DEFINED 1,2,3,4 0 2,832,026 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 23,262 4,508,200 PUT DEFINED 1,2,3,4 0 4,508,200 0 BUNGE LIMITED COM G16962105 3,355 68,200 CALL DEFINED 1,2,3,4 0 68,200 0 BUNGE LIMITED COM G16962105 492 10,000 PUT DEFINED 1,2,3,4 0 10,000 0 CAMECO CORP COM 13321L108 16,435 772,300 CALL DEFINED 1,2,3,4 0 772,300 0 CAREER EDUCATION CORP COM 141665109 3,050 132,472 SH DEFINED 1,2,3,4 0 132,472 0 CAREER EDUCATION CORP COM 141665109 3,488 151,500 PUT DEFINED 1,2,3,4 0 151,500 0 CARNIVAL CORP PAIRED CTF 143658300 4,884 161,500 CALL DEFINED 1,2,3,4 0 161,500 0 CARNIVAL CORP PAIRED CTF 143658300 366 12,100 SH DEFINED 1,2,3,4 0 12,100 0 CARNIVAL CORP PAIRED CTF 143658300 859 28,400 PUT DEFINED 1,2,3,4 0 28,400 0 CELL THERAPEUTICS INC COM NO PAR 150934503 38 100,000 CALL DEFINED 1,2,3,4 0 100,000 0 CELL THERAPEUTICS INC COM NO PAR 150934503 126 330,519 SH DEFINED 1,2,3,4 0 330,519 0 CELL THERAPEUTICS INC COM NO PAR 150934503 166 437,800 PUT DEFINED 1,2,3,4 0 437,800 0 CEMEX SAB DE CV SPON ADR NEW 151290889 484 50,000 CALL DEFINED 1,2,3,4 0 50,000 0 CEMEX SAB DE CV SPON ADR NEW 151290889 242 25,000 PUT DEFINED 1,2,3,4 0 25,000 0 CHESAPEAKE ENERGY CORP COM 165167107 7,255 346,300 CALL DEFINED 1,2,3,4 0 346,300 0 CHESAPEAKE ENERGY CORP COM 165167107 325 15,503 SH DEFINED 1,2,3,4 0 15,503 0 CHESAPEAKE ENERGY CORP COM 165167107 1,131 54,000 PUT DEFINED 1,2,3,4 0 54,000 0 CIT GROUP INC COM NEW 125581801 254 7,500 CALL DEFINED 1,2,3,4 0 7,500 0 CIT GROUP INC COM NEW 125581801 1,381 40,800 SH DEFINED 1,2,3,4 0 40,800 0 CIT GROUP INC COM NEW 125581801 1,635 48,300 PUT DEFINED 1,2,3,4 0 48,300 0 CITIGROUP INC COM 172967101 3,900 1,037,200 CALL DEFINED 1,2,3,4 0 1,037,200 0 CITIGROUP INC COM 172967101 2,027 538,991 SH DEFINED 1,2,3,4 0 538,991 0 CITIGROUP INC COM 172967101 4,093 1,088,600 PUT DEFINED 1,2,3,4 0 1,088,600 0 CLEAN ENERGY FUELS CORP COM 184499101 1,690 113,100 CALL DEFINED 1,2,3,4 0 113,100 0 CREE INC COM 225447101 4,400 73,300 CALL DEFINED 1,2,3,4 0 73,300 0 CREE INC COM 225447101 5,632 93,825 SH DEFINED 1,2,3,4 0 93,825 0 CREE INC COM 225447101 28,586 476,200 PUT DEFINED 1,2,3,4 0 476,200 0 CUBIST PHARMACEUTICALS INC COM 229678107 6,798 330,000 CALL DEFINED 1,2,3,4 0 330,000 0 CUBIST PHARMACEUTICALS INC COM 229678107 3,403 165,200 SH DEFINED 1,2,3,4 0 165,200 0 CUBIST PHARMACEUTICALS INC COM 229678107 99 4,800 PUT DEFINED 1,2,3,4 0 4,800 0 CYTORI THERAPEUTICS INC COM 23283K105 450 129,311 SH DEFINED 1,2,3,4 0 129,311 0 DELCATH SYS INC COM 24661P104 41 6,459 SH DEFINED 1,2,3,4 0 6,459 0 DELCATH SYS INC COM 24661P104 190 29,900 PUT DEFINED 1,2,3,4 0 29,900 0 DELL INC COM 24702R101 3,163 262,300 CALL DEFINED 1,2,3,4 0 262,300 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- DELL INC COM 24702R101 60 5,000 SH DEFINED 1,2,3,4 0 5,000 0 DELL INC COM 24702R101 4,173 346,000 PUT DEFINED 1,2,3,4 0 346,000 0 DENDREON CORP COM 24823Q107 76,276 2,359,300 CALL DEFINED 1,2,3,4 0 2,359,300 0 DENDREON CORP COM 24823Q107 53,804 1,664,200 PUT DEFINED 1,2,3,4 0 1,664,200 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 7,463 120,000 CALL DEFINED 1,2,3,4 0 120,000 0 DIGITAL RIV INC COM 25388B104 8,108 339,100 CALL DEFINED 1,2,3,4 0 339,100 0 DIGITAL RIV INC COM 25388B104 4,008 167,642 SH DEFINED 1,2,3,4 0 167,642 0 DIGITAL RIV INC COM 25388B104 15,078 630,600 PUT DEFINED 1,2,3,4 0 630,600 0 DRYSHIPS INC SHS Y2109Q101 1,047 293,226 SH DEFINED 1,2,3,4 0 293,226 0 DRYSHIPS INC SHS Y2109Q101 2,307 646,100 PUT DEFINED 1,2,3,4 0 646,100 0 E TRADE FINANCIAL CORP COM NEW 269246401 9,364 792,200 CALL DEFINED 1,2,3,4 0 792,200 0 E TRADE FINANCIAL CORP COM NEW 269246401 159 13,410 SH DEFINED 1,2,3,4 0 13,410 0 EASTMAN KODAK CO COM 277461109 2,441 562,400 CALL DEFINED 1,2,3,4 0 562,400 0 EASTMAN KODAK CO COM 277461109 856 197,223 SH DEFINED 1,2,3,4 0 197,223 0 EASTMAN KODAK CO COM 277461109 906 208,800 PUT DEFINED 1,2,3,4 0 208,800 0 EBAY INC COM 278642103 6,495 331,200 CALL DEFINED 1,2,3,4 0 331,200 0 EBAY INC COM 278642103 1,610 82,100 PUT DEFINED 1,2,3,4 0 82,100 0 EDWARDS LIFESCIENCES CORP COM 28176E108 9,352 166,939 SH DEFINED 1,2,3,4 0 166,939 0 EDWARDS LIFESCIENCES CORP COM 28176E108 64,871 1,158,000 PUT DEFINED 1,2,3,4 0 1,158,000 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 1,037 70,000 CALL DEFINED 1,2,3,4 0 70,000 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 148 10,000 PUT DEFINED 1,2,3,4 0 10,000 0 ELAN PLC ADR 284131208 5,632 1,251,500 CALL DEFINED 1,2,3,4 0 1,251,500 0 ELAN PLC ADR 284131208 1,208 268,540 SH DEFINED 1,2,3,4 0 268,540 0 ELAN PLC ADR 284131208 1,683 373,900 PUT DEFINED 1,2,3,4 0 373,900 0 ELDORADO GOLD CORP NEW COM 284902103 11,707 613,600 CALL DEFINED 1,2,3,4 0 613,600 0 ENZON PHARMACEUTICALS INC COM 293904108 1,213 113,861 SH DEFINED 1,2,3,4 0 113,861 0 ENZON PHARMACEUTICALS INC COM 293904108 491 46,100 PUT DEFINED 1,2,3,4 0 46,100 0 EOG RES INC COM 26875P101 20,609 209,500 CALL DEFINED 1,2,3,4 0 209,500 0 EVERGREEN ENERGY INC COM 30024B104 246 2,239,582 SH DEFINED 1,2,3,4 0 2,239,582 0 EXELIXIS INC COM 30161Q104 569 164,000 SH DEFINED 1,2,3,4 0 164,000 0 FBR CAPITAL MARKETS CORP COM 30247C301 479 143,979 SH DEFINED 1,2,3,4 0 143,979 0 FBR CAPITAL MARKETS CORP COM 30247C301 483 145,100 PUT DEFINED 1,2,3,4 0 145,100 0 FEDEX CORP COM 31428X106 7,943 113,300 CALL DEFINED 1,2,3,4 0 113,300 0 FEDEX CORP COM 31428X106 3,618 51,600 PUT DEFINED 1,2,3,4 0 51,600 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 17,628 1,276,500 CALL DEFINED 1,2,3,4 0 1,276,500 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5,214 377,560 SH DEFINED 1,2,3,4 0 377,560 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25,553 1,850,300 PUT DEFINED 1,2,3,4 0 1,850,300 0 FIRST SOLAR INC COM 336433107 35,227 309,468 SH DEFINED 1,2,3,4 0 309,468 0 FIRST SOLAR INC COM 336433107 185,930 1,633,400 PUT DEFINED 1,2,3,4 0 1,633,400 0 FORD MTR CO DEL COM PAR $0.01 345370860 13,576 1,346,800 CALL DEFINED 1,2,3,4 0 1,346,800 0 FOREST LABS INC COM 345838106 8,380 305,500 CALL DEFINED 1,2,3,4 0 305,500 0 FOREST LABS INC COM 345838106 387 14,100 PUT DEFINED 1,2,3,4 0 14,100 0 GAMESTOP CORP NEW CL A 36467W109 752 40,000 CALL DEFINED 1,2,3,4 0 40,000 0 GAMESTOP CORP NEW CL A 36467W109 1,791 95,325 SH DEFINED 1,2,3,4 0 95,325 0 GAMESTOP CORP NEW CL A 36467W109 3,352 178,400 PUT DEFINED 1,2,3,4 0 178,400 0 GENERAL ELECTRIC CO COM 369604103 2,679 185,800 CALL DEFINED 1,2,3,4 0 185,800 0 GENERAL ELECTRIC CO COM 369604103 4,404 305,382 SH DEFINED 1,2,3,4 0 305,382 0 GENERAL ELECTRIC CO COM 369604103 5,122 355,200 PUT DEFINED 1,2,3,4 0 355,200 0 GENOMIC HEALTH INC COM 37244C101 259 20,000 CALL DEFINED 1,2,3,4 0 20,000 0 GENVEC INC COM 37246C109 22 47,840 SH DEFINED 1,2,3,4 0 47,840 0 GENWORTH FINL INC COM CL A 37247D106 3,413 261,166 SH DEFINED 1,2,3,4 0 261,166 0 GENWORTH FINL INC COM CL A 37247D106 10,601 811,100 PUT DEFINED 1,2,3,4 0 811,100 0 GERON CORP COM 374163103 151 30,000 CALL DEFINED 1,2,3,4 0 30,000 0 GERON CORP COM 374163103 117 23,256 SH DEFINED 1,2,3,4 0 23,256 0 GERON CORP COM 374163103 176 35,000 PUT DEFINED 1,2,3,4 0 35,000 0 GMX RES INC COM 38011M108 1,330 205,000 CALL DEFINED 1,2,3,4 0 205,000 0 GOLDEN STAR RES LTD CDA COM 38119T104 1,270 290,000 CALL DEFINED 1,2,3,4 0 290,000 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 19,627 763,700 CALL DEFINED 1,2,3,4 0 763,700 0 GTX INC DEL COM 40052B108 969 317,700 CALL DEFINED 1,2,3,4 0 317,700 0 GTX INC DEL COM 40052B108 1,064 348,800 PUT DEFINED 1,2,3,4 0 348,800 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- HALLIBURTON CO COM 406216101 11,126 453,200 CALL DEFINED 1,2,3,4 0 453,200 0 HALLIBURTON CO COM 406216101 49 2,008 SH DEFINED 1,2,3,4 0 2,008 0 HALLIBURTON CO COM 406216101 1,228 50,000 PUT DEFINED 1,2,3,4 0 50,000 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1,096 49,503 SH DEFINED 1,2,3,4 0 49,503 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2,213 100,000 PUT DEFINED 1,2,3,4 0 100,000 0 HUMAN GENOME SCIENCES INC COM 444903108 36,691 1,619,200 CALL DEFINED 1,2,3,4 0 1,619,200 0 HUMAN GENOME SCIENCES INC COM 444903108 18,380 811,100 PUT DEFINED 1,2,3,4 0 811,100 0 ILLUMINA INC COM 452327109 2,237 51,400 CALL DEFINED 1,2,3,4 0 51,400 0 IMMUNOMEDICS INC COM 452907108 1,450 469,128 SH DEFINED 1,2,3,4 0 469,128 0 INCYTE CORP COM 45337C102 328 29,600 CALL DEFINED 1,2,3,4 0 29,600 0 INCYTE CORP COM 45337C102 668 60,324 SH DEFINED 1,2,3,4 0 60,324 0 INCYTE CORP COM 45337C102 2,496 225,500 PUT DEFINED 1,2,3,4 0 225,500 0 INTERMUNE INC COM 45884X103 8,539 913,300 CALL DEFINED 1,2,3,4 0 913,300 0 INTERMUNE INC COM 45884X103 5,764 616,469 SH DEFINED 1,2,3,4 0 616,469 0 INTERMUNE INC COM 45884X103 19,851 2,123,100 PUT DEFINED 1,2,3,4 0 2,123,100 0 BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 22,150 500,000 PUT DEFINED 1,2,3,4 0 500,000 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 949 79,600 CALL DEFINED 1,2,3,4 0 79,600 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 284 23,800 PUT DEFINED 1,2,3,4 0 23,800 0 ISHARES TR INDEX RUSSELL 2000 464287655 99,693 1,631,100 PUT DEFINED 1,2,3,4 0 1,631,100 0 ISHARES SILVER TRUST ISHARES 46428Q109 1,069 58,700 CALL DEFINED 1,2,3,4 0 58,700 0 ISIS PHARMACEUTICALS INC COM 464330109 1,321 138,000 CALL DEFINED 1,2,3,4 0 138,000 0 ISIS PHARMACEUTICALS INC COM 464330109 2,630 274,792 SH DEFINED 1,2,3,4 0 274,792 0 ISIS PHARMACEUTICALS INC COM 464330109 6,024 629,500 PUT DEFINED 1,2,3,4 0 629,500 0 ISTA PHARMACEUTICALS INC COM NEW 45031X204 172 78,723 SH DEFINED 1,2,3,4 0 78,723 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 2,275 27,400 CALL DEFINED 1,2,3,4 0 27,400 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 29,044 349,848 SH DEFINED 1,2,3,4 0 349,848 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 34,221 412,200 PUT DEFINED 1,2,3,4 0 412,200 0 JAZZ PHARMACEUTICALS INC COM 472147107 51 6,534 SH DEFINED 1,2,3,4 0 6,534 0 JAZZ PHARMACEUTICALS INC COM 472147107 209 26,700 PUT DEFINED 1,2,3,4 0 26,700 0 JPMORGAN CHASE & CO COM 46625H100 1,428 39,000 CALL DEFINED 1,2,3,4 0 39,000 0 JPMORGAN CHASE & CO COM 46625H100 6,813 186,103 SH DEFINED 1,2,3,4 0 186,103 0 JPMORGAN CHASE & CO COM 46625H100 10,873 297,000 PUT DEFINED 1,2,3,4 0 297,000 0 KINROSS GOLD CORP COM NO PAR 496902404 15,337 897,400 CALL DEFINED 1,2,3,4 0 897,400 0 KKR FINANCIAL HLDGS LLC COM 48248A306 777 104,100 CALL DEFINED 1,2,3,4 0 104,100 0 KKR FINANCIAL HLDGS LLC COM 48248A306 880 118,010 SH DEFINED 1,2,3,4 0 118,010 0 KKR FINANCIAL HLDGS LLC COM 48248A306 3,469 465,000 PUT DEFINED 1,2,3,4 0 465,000 0 LAS VEGAS SANDS CORP COM 517834107 4,186 189,067 SH DEFINED 1,2,3,4 0 189,067 0 LAS VEGAS SANDS CORP COM 517834107 7,364 332,600 PUT DEFINED 1,2,3,4 0 332,600 0 LAWSON SOFTWARE INC NEW COM 52078P102 2,135 292,500 CALL DEFINED 1,2,3,4 0 292,500 0 LENNAR CORP CL A 526057104 363 26,100 CALL DEFINED 1,2,3,4 0 26,100 0 LENNAR CORP CL A 526057104 1,013 72,800 SH DEFINED 1,2,3,4 0 72,800 0 LENNAR CORP CL A 526057104 1,106 79,500 PUT DEFINED 1,2,3,4 0 79,500 0 MANNKIND CORP COM 56400P201 2,364 370,000 CALL DEFINED 1,2,3,4 0 370,000 0 MANNKIND CORP COM 56400P201 3,722 582,446 SH DEFINED 1,2,3,4 0 582,446 0 MANNKIND CORP COM 56400P201 9,621 1,505,700 PUT DEFINED 1,2,3,4 0 1,505,700 0 MEAD JOHNSON NUTRITION CO COM 582839106 14,624 291,785 SH DEFINED 1,2,3,4 0 291,785 0 MEAD JOHNSON NUTRITION CO COM 582839106 33,074 659,900 PUT DEFINED 1,2,3,4 0 659,900 0 MEDICINES CO COM 584688105 291 38,200 CALL DEFINED 1,2,3,4 0 38,200 0 MEDIVATION INC COM 58501N101 575 65,000 CALL DEFINED 1,2,3,4 0 65,000 0 MEDIVATION INC COM 58501N101 805 91,038 SH DEFINED 1,2,3,4 0 91,038 0 MEDIVATION INC COM 58501N101 717 81,100 PUT DEFINED 1,2,3,4 0 81,100 0 MEDTRONIC INC COM 585055106 14,526 400,500 CALL DEFINED 1,2,3,4 0 400,500 0 MEDTRONIC INC COM 585055106 2,176 59,999 SH DEFINED 1,2,3,4 0 59,999 0 MEDTRONIC INC COM 585055106 5,172 142,600 PUT DEFINED 1,2,3,4 0 142,600 0 MELA SCIENCES INC COM 55277R100 1,449 194,800 CALL DEFINED 1,2,3,4 0 194,800 0 MELA SCIENCES INC COM 55277R100 3,882 521,800 PUT DEFINED 1,2,3,4 0 521,800 0 MEMC ELECTR MATLS INC COM 552715104 10,771 1,090,219 SH DEFINED 1,2,3,4 0 1,090,219 0 MEMC ELECTR MATLS INC COM 552715104 11,700 1,184,200 PUT DEFINED 1,2,3,4 0 1,184,200 0 MERCADOLIBRE INC COM 58733R102 2,843 54,100 CALL DEFINED 1,2,3,4 0 54,100 0 MERCADOLIBRE INC COM 58733R102 12,737 242,375 SH DEFINED 1,2,3,4 0 242,375 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- MERCADOLIBRE INC COM 58733R102 14,330 272,700 PUT DEFINED 1,2,3,4 0 272,700 0 MGIC INVT CORP WIS COM 552848103 1,295 188,000 CALL DEFINED 1,2,3,4 0 188,000 0 MGIC INVT CORP WIS COM 552848103 543 78,800 PUT DEFINED 1,2,3,4 0 78,800 0 MGM MIRAGE COM 552953101 5,609 581,824 SH DEFINED 1,2,3,4 0 581,824 0 MGM MIRAGE COM 552953101 9,640 1,000,000 PUT DEFINED 1,2,3,4 0 1,000,000 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1,426 116,300 CALL DEFINED 1,2,3,4 0 116,300 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 246 20,076 SH DEFINED 1,2,3,4 0 20,076 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1,426 116,300 PUT DEFINED 1,2,3,4 0 116,300 0 MONSANTO CO NEW COM 61166W101 14,032 303,600 CALL DEFINED 1,2,3,4 0 303,600 0 MONSANTO CO NEW COM 61166W101 4,519 97,778 SH DEFINED 1,2,3,4 0 97,778 0 MONSANTO CO NEW COM 61166W101 4,932 106,700 PUT DEFINED 1,2,3,4 0 106,700 0 MORGAN STANLEY COM NEW 617446448 7,486 322,544 SH DEFINED 1,2,3,4 0 322,544 0 MORGAN STANLEY COM NEW 617446448 13,494 581,400 PUT DEFINED 1,2,3,4 0 581,400 0 NETFLIX INC COM 64110L106 14,331 131,900 CALL DEFINED 1,2,3,4 0 131,900 0 NETFLIX INC COM 64110L106 3,379 31,100 PUT DEFINED 1,2,3,4 0 31,100 0 NEWFIELD EXPL CO COM 651290108 107 2,200 CALL DEFINED 1,2,3,4 0 2,200 0 NEWFIELD EXPL CO COM 651290108 1,885 38,587 SH DEFINED 1,2,3,4 0 38,587 0 NEWMONT MINING CORP COM 651639106 21,590 349,700 CALL DEFINED 1,2,3,4 0 349,700 0 NEWMONT MINING CORP COM 651639106 4,519 73,200 PUT DEFINED 1,2,3,4 0 73,200 0 NMT MED INC COM 629294109 55 105,400 CALL DEFINED 1,2,3,4 0 105,400 0 NMT MED INC COM 629294109 84 162,043 SH DEFINED 1,2,3,4 0 162,043 0 NMT MED INC COM 629294109 81 155,700 PUT DEFINED 1,2,3,4 0 155,700 0 NOKIA CORP SPONSORED ADR 654902204 580 71,200 CALL DEFINED 1,2,3,4 0 71,200 0 NPS PHARMACEUTICALS INC COM 62936P103 136 21,100 PUT DEFINED 1,2,3,4 0 21,100 0 NUCOR CORP COM 670346105 9,804 256,100 CALL DEFINED 1,2,3,4 0 256,100 0 ONYX PHARMACEUTICALS INC COM 683399109 12,639 585,400 CALL DEFINED 1,2,3,4 0 585,400 0 ONYX PHARMACEUTICALS INC COM 683399109 2,284 105,800 PUT DEFINED 1,2,3,4 0 105,800 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 99 10,727 SH DEFINED 1,2,3,4 0 10,727 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 35 3,800 PUT DEFINED 1,2,3,4 0 3,800 0 OREXIGEN THERAPEUTICS INC COM 686164104 291 69,400 CALL DEFINED 1,2,3,4 0 69,400 0 OREXIGEN THERAPEUTICS INC COM 686164104 581 138,230 SH DEFINED 1,2,3,4 0 138,230 0 OREXIGEN THERAPEUTICS INC COM 686164104 990 235,600 PUT DEFINED 1,2,3,4 0 235,600 0 PALM INC NEW COM 696643105 1,340 295,800 CALL DEFINED 1,2,3,4 0 295,800 0 PALM INC NEW COM 696643105 136 30,000 PUT DEFINED 1,2,3,4 0 30,000 0 PEABODY ENERGY CORP COM 704549104 9,102 232,600 CALL DEFINED 1,2,3,4 0 232,600 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 765 22,300 CALL DEFINED 1,2,3,4 0 22,300 0 PFIZER INC COM 717081103 4,034 282,900 SH DEFINED 1,2,3,4 0 282,900 0 PFIZER INC COM 717081103 3,922 275,000 PUT DEFINED 1,2,3,4 0 275,000 0 PLAINS EXPL& PRODTN CO COM 726505100 8,203 398,000 CALL DEFINED 1,2,3,4 0 398,000 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 120 200,000 CALL DEFINED 1,2,3,4 0 200,000 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 51 85,000 SH DEFINED 1,2,3,4 0 85,000 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 387 645,000 PUT DEFINED 1,2,3,4 0 645,000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4,677 109,500 CALL DEFINED 1,2,3,4 0 109,500 0 POZEN INC COM 73941U102 261 37,197 SH DEFINED 1,2,3,4 0 37,197 0 POZEN INC COM 73941U102 390 55,600 PUT DEFINED 1,2,3,4 0 55,600 0 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 304 271,580 SH DEFINED 1,2,3,4 0 271,580 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 519 85,000 CALL DEFINED 1,2,3,4 0 85,000 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 540 88,429 SH DEFINED 1,2,3,4 0 88,429 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 2,063 337,700 PUT DEFINED 1,2,3,4 0 337,700 0 QUALCOMM INC COM 747525103 6,545 199,300 CALL DEFINED 1,2,3,4 0 199,300 0 QUALCOMM INC COM 747525103 4,745 144,500 PUT DEFINED 1,2,3,4 0 144,500 0 QUALITY SYS INC COM 747582104 551 9,500 SH DEFINED 1,2,3,4 0 9,500 0 QUALITY SYS INC COM 747582104 1,392 24,000 PUT DEFINED 1,2,3,4 0 24,000 0 RAMBUS INC DEL COM 750917106 5,852 334,000 CALL DEFINED 1,2,3,4 0 334,000 0 RAYTHEON CO COM NEW 755111507 9,480 195,900 CALL DEFINED 1,2,3,4 0 195,900 0 RAYTHEON CO COM NEW 755111507 1,188 24,558 SH DEFINED 1,2,3,4 0 24,558 0 RAYTHEON CO COM NEW 755111507 8,744 180,700 PUT DEFINED 1,2,3,4 0 180,700 0 REGENERON PHARMACEUTICALS COM 75886F107 3,518 157,600 PUT DEFINED 1,2,3,4 0 157,600 0 SALESFORCE COM INC COM 79466L302 7,621 88,800 CALL DEFINED 1,2,3,4 0 88,800 0 SALESFORCE COM INC COM 79466L302 20,614 240,200 PUT DEFINED 1,2,3,4 0 240,200 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- SALIX PHARMACEUTICALS INC COM 795435106 9,972 255,500 CALL DEFINED 1,2,3,4 0 255,500 0 SALIX PHARMACEUTICALS INC COM 795435106 4,629 118,600 PUT DEFINED 1,2,3,4 0 118,600 0 SAP AG SPON ADR 803054204 9,285 209,600 CALL DEFINED 1,2,3,4 0 209,600 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 1,745 138,500 CALL DEFINED 1,2,3,4 0 138,500 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 794 63,010 SH DEFINED 1,2,3,4 0 63,010 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 10,759 853,900 PUT DEFINED 1,2,3,4 0 853,900 0 SCANA CORP NEW COM 80589M102 837 23,400 CALL DEFINED 1,2,3,4 0 23,400 0 SEATTLE GENETICS INC COM 812578102 1,929 160,900 CALL DEFINED 1,2,3,4 0 160,900 0 SEATTLE GENETICS INC COM 812578102 1,332 111,100 PUT DEFINED 1,2,3,4 0 111,100 0 SEQUENOM INC COM NEW 817337405 1,300 220,000 CALL DEFINED 1,2,3,4 0 220,000 0 SEQUENOM INC COM NEW 817337405 4,955 838,412 SH DEFINED 1,2,3,4 0 838,412 0 SEQUENOM INC COM NEW 817337405 9,849 1,666,500 PUT DEFINED 1,2,3,4 0 1,666,500 0 SILVER WHEATON CORP COM 828336107 14,496 721,200 CALL DEFINED 1,2,3,4 0 721,200 0 SLM CORP COM 78442P106 5,730 551,500 CALL DEFINED 1,2,3,4 0 551,500 0 SMITH & WESSON HLDG CORP COM 831756101 1,459 356,700 CALL DEFINED 1,2,3,4 0 356,700 0 SOMAXON PHARMACEUTICALS INC COM 834453102 144 40,000 SH DEFINED 1,2,3,4 0 40,000 0 SOUTHERN CO COM 842587107 3,401 102,200 SH DEFINED 1,2,3,4 0 102,200 0 SOUTHERN CO COM 842587107 5,135 154,300 PUT DEFINED 1,2,3,4 0 154,300 0 SOUTHWESTERN ENERGY CO COM 845467109 966 25,000 CALL DEFINED 1,2,3,4 0 25,000 0 SOUTHWESTERN ENERGY CO COM 845467109 2,399 62,083 SH DEFINED 1,2,3,4 0 62,083 0 SOUTHWESTERN ENERGY CO COM 845467109 5,622 145,500 PUT DEFINED 1,2,3,4 0 145,500 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 17,031 165,000 SH DEFINED 1,2,3,4 0 165,000 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 92,908 900,100 PUT DEFINED 1,2,3,4 0 900,100 0 ST JUDE MED INC COM 790849103 729 20,200 CALL DEFINED 1,2,3,4 0 20,200 0 STEC INC COM 784774101 1,174 93,500 CALL DEFINED 1,2,3,4 0 93,500 0 STEC INC COM 784774101 623 49,600 PUT DEFINED 1,2,3,4 0 49,600 0 STERIS CORP COM 859152100 1,254 45,900 CALL DEFINED 1,2,3,4 0 45,900 0 STERIS CORP COM 859152100 1,317 48,200 PUT DEFINED 1,2,3,4 0 48,200 0 STILLWATER MNG CO COM 86074Q102 1,156 99,500 CALL DEFINED 1,2,3,4 0 99,500 0 SUNCOR ENERGY INC NEW COM 867224107 7,492 254,500 CALL DEFINED 1,2,3,4 0 254,500 0 SUNCOR ENERGY INC NEW COM 867224107 414 14,059 SH DEFINED 1,2,3,4 0 14,059 0 SUNCOR ENERGY INC NEW COM 867224107 6,312 214,400 PUT DEFINED 1,2,3,4 0 214,400 0 SUNOCO INC COM 86764P109 22,138 636,700 CALL DEFINED 1,2,3,4 0 636,700 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 213 78,894 SH DEFINED 1,2,3,4 0 78,894 0 SYSCO CORP COM 871829107 1,466 51,300 CALL DEFINED 1,2,3,4 0 51,300 0 TESORO CORP COM 881609101 6,991 599,100 CALL DEFINED 1,2,3,4 0 599,100 0 TESORO CORP COM 881609101 4,297 368,200 PUT DEFINED 1,2,3,4 0 368,200 0 TIVO INC COM 888706108 1,557 211,000 CALL DEFINED 1,2,3,4 0 211,000 0 TIVO INC COM 888706108 2,162 293,000 PUT DEFINED 1,2,3,4 0 293,000 0 TRINA SOLAR LIMITED SPON ADR 89628E104 2,892 167,357 SH DEFINED 1,2,3,4 0 167,357 0 TRINA SOLAR LIMITED SPON ADR 89628E104 7,484 433,100 PUT DEFINED 1,2,3,4 0 433,100 0 ULTRA PETROLEUM CORP COM 903914109 18,390 415,600 CALL DEFINED 1,2,3,4 0 415,600 0 ULTRA PETROLEUM CORP COM 903914109 819 18,500 PUT DEFINED 1,2,3,4 0 18,500 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 18,109 371,000 CALL DEFINED 1,2,3,4 0 371,000 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 3,601 73,766 SH DEFINED 1,2,3,4 0 73,766 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 10,480 214,700 PUT DEFINED 1,2,3,4 0 214,700 0 USEC INC COM 90333E108 1,125 236,300 CALL DEFINED 1,2,3,4 0 236,300 0 USEC INC COM 90333E108 1,125 236,400 PUT DEFINED 1,2,3,4 0 236,400 0 VALE S A ADR 91912E105 11,210 590,000 CALL DEFINED 1,2,3,4 0 590,000 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 24,989 477,900 CALL DEFINED 1,2,3,4 0 477,900 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 11,096 212,200 PUT DEFINED 1,2,3,4 0 212,200 0 VALERO ENERGY CORP NEW COM 91913Y100 9,592 533,500 CALL DEFINED 1,2,3,4 0 533,500 0 VALERO ENERGY CORP NEW COM 91913Y100 79 4,400 PUT DEFINED 1,2,3,4 0 4,400 0 VANDA PHARMACEUTICALS INC COM 921659108 1,653 250,000 CALL DEFINED 1,2,3,4 0 250,000 0 VANDA PHARMACEUTICALS INC COM 921659108 6 906 SH DEFINED 1,2,3,4 0 906 0 VERTEX PHARMACEUTICALS INC COM 92532F100 4,909 149,200 CALL DEFINED 1,2,3,4 0 149,200 0 VERTEX PHARMACEUTICALS INC COM 92532F100 11,372 345,648 SH DEFINED 1,2,3,4 0 345,648 0 VERTEX PHARMACEUTICALS INC COM 92532F100 26,142 794,600 PUT DEFINED 1,2,3,4 0 794,600 0 VICAL INC COM 925602104 1,867 602,300 CALL DEFINED 1,2,3,4 0 602,300 0 VISA INC COM CL A 92826C839 5,533 78,200 CALL DEFINED 1,2,3,4 0 78,200 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- ---------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- VISA INC COM CL A 92826C839 1,606 22,700 PUT DEFINED 1,2,3,4 0 22,700 0 VIVUS INC COM 928551100 10,113 1,053,400 CALL DEFINED 1,2,3,4 0 1,053,400 0 VIVUS INC COM 928551100 12,053 1,255,500 PUT DEFINED 1,2,3,4 0 1,255,500 0 VULCAN MATLS CO COM 929160109 8,678 198,000 CALL DEFINED 1,2,3,4 0 198,000 0 VULCAN MATLS CO COM 929160109 2,731 62,303 SH DEFINED 1,2,3,4 0 62,303 0 VULCAN MATLS CO COM 929160109 4,607 105,100 PUT DEFINED 1,2,3,4 0 105,100 0 WESTERN DIGITAL CORP COM 958102105 15,683 520,000 CALL DEFINED 1,2,3,4 0 520,000 0 WESTERN DIGITAL CORP COM 958102105 11,825 392,078 SH DEFINED 1,2,3,4 0 392,078 0 WESTERN DIGITAL CORP COM 958102105 15,683 520,000 PUT DEFINED 1,2,3,4 0 520,000 0 WHOLE FOODS MKT INC COM 966837106 3,181 88,300 CALL DEFINED 1,2,3,4 0 88,300 0 WHOLE FOODS MKT INC COM 966837106 659 18,300 SH DEFINED 1,2,3,4 0 18,300 0 WHOLE FOODS MKT INC COM 966837106 2,885 80,100 PUT DEFINED 1,2,3,4 0 80,100 0 WYNN RESORTS LTD COM 983134107 1,908 25,017 SH DEFINED 1,2,3,4 0 25,017 0 WYNN RESORTS LTD COM 983134107 2,891 37,900 PUT DEFINED 1,2,3,4 0 37,900 0 XENOPORT INC COM 98411C100 2,690 274,200 CALL DEFINED 1,2,3,4 0 274,200 0 XENOPORT INC COM 98411C100 1,056 107,600 PUT DEFINED 1,2,3,4 0 107,600 0 YAMANA GOLD INC COM 98462Y100 12,491 1,212,700 CALL DEFINED 1,2,3,4 0 1,212,700 0 YAMANA GOLD INC COM 98462Y100 1,986 192,800 PUT DEFINED 1,2,3,4 0 192,800 0
-----END PRIVACY-ENHANCED MESSAGE-----