0001354821-11-000004.txt : 20110811 0001354821-11-000004.hdr.sgml : 20110811 20110811092406 ACCESSION NUMBER: 0001354821-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVIN CAPITAL STRATEGIES, L.P. CENTRAL INDEX KEY: 0001354821 IRS NUMBER: 870753486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12154 FILM NUMBER: 111026108 BUSINESS ADDRESS: STREET 1: 595 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-259-0800 MAIL ADDRESS: STREET 1: 595 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 lcs13f2q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Levin Capital Strategies, L.P. Address: 595 Madison Avenue, 17th Floor New York, NY 10022 Form 13F File Number: 028-12154 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John A. Levin Title: Chairman/CEO Phone: 212-259-0800 Signature, Place, and Date of Signing: John A. Levin New York, New York August 11, 2011 Report Type (Check one only): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01190 Frank Russell Company --------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 304 Form 13F Information Table Value Total: $3,519,324 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file nember(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579Y101 18855 198791 SH Sole 72326 113195 13270 60164 634303 SH Shared-Other 425 610653 23225 ABB LTD SPONSORED ADR 000375204 189 7300 SH Sole 7300 6827 263075 SH Shared-Other 1500 261575 ABBOTT LABS COM 002824100 685 13010 SH Shared-Other 6700 6310 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 441 7300 SH Shared-Other 7300 ACCRETIVE HEALTH INC COM 00438V103 17 600 SH Sole 600 274 9500 SH Shared-Other 9500 ACTIVE NETWORK INC COM 00506D100 1216 69112 SH Sole 69112 AECOM TECHNOLOGY CORP COM 00766T100 5593 204574 SH Shared-Other 204574 AES CORP COM 00130h105 3085 242135 SH Sole 242135 AGILENT TECHNOLOGIES COM 00846U101 584 11432 SH Shared-Other 11250 182 AGL RES INC COM 001204106 650 15972 SH Sole 15972 AIR PRODS & CHEMS COM 009158106 1190 12451 SH Sole 12451 597 6250 SH Shared-Other 6250 ALCOA COM 013817101 25421 1602811 SH Sole 452515 1014036 136260 50162 3162821 SH Shared-Other 3162821 ALLEGHANY CORP DEL COM 017175100 553 1659 SH Shared-Other 1659 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 253 13000 SH Sole 13000 3384 174075 SH Shared-Other 172075 2000 ALMOST FAMILY INC COM 020409108 514 18750 SH Sole 18750 ALPHATEC HOLDINGS INC COM 02081G102 70 20000 SH Sole 20000 AMAG PHARMACEUTICALS COM 00163U106 2503 133130 SH Sole 133130 335 17820 SH Shared-Other 17820 AMARIN CORP PLC SPONS ADR NEW 023111206 3319 230000 SH Sole 230000 144 10000 SH Shared-Other 10000 AMERESCO INC CL A 02361E108 1369 96526 SH Shared-Other 96526 AMERICAN ELECTRIC POWER COM 025537101 20066 532543 SH Sole 284617 247926 45042 1195378 SH Shared-Other 1193148 2230 AMERICAN INTL GROUP COM 026874784 3 105 SH Sole 105 3225 109997 SH Shared-Other 109997 AMERICAN WTR WKS INC COM 030420103 215 7300 SH Sole 7300 AMGEN INC COM 031162100 397 6800 SH Shared-Other 6800 ANADARKO PETE CORP COM 032511107 6365 82922 SH Sole 41269 41653 15114 196893 SH Shared-Other 196893 APACHE CORP COM 037411105 1163 9425 SH Shared-Other 9425 APPLE COMPUTER INC COM 037833100 2014 6000 SH Sole 6000 171 509 SH Shared-Other 340 169 APPLIED MATLS INC COM 038222105 495 38040 SH Shared-Other 38040 ARCH CAP GROUP LTD COM G0450A105 622 19500 SH Shared-Other 19500 ARM HLDGS PLC SPONSORED ADR 042068106 277 9750 SH Shared-Other 9750 AT&T INC COM 00206R102 1996 63555 SH Shared-Other 63555 AVISTA CORP COM 05379B107 2446 95210 SH Sole 95210 BABCOCK & WILCOX CO COM 05615F102 7478 269884 SH Shared-Other 269884 BAKER HUGHES INC COM 057224107 1070 14750 SH Shared-Other 14750 BANK OF AMERICA CORP COM 060505104 1149 104800 SH Shared-Other 104800 BANK OF NY MELLON CORP COM 064058100 12436 485407 SH Shared-Other 2801 481474 1132 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 216 10232 SH Sole 10232 BARRICK GOLD CORPORATION COM 067901108 11955 263960 SH Sole 186034 77926 BAXTER INTL INC COM 071813109 4417 74007 SH Sole 52203 21804 6168 103342 SH Shared-Other 1300 102042 BECTON DICKINSON COM 075887109 1430 16600 SH Sole 16600 14056 163114 SH Shared-Other 500 157664 4950 BERKSHIRE HATHAWAY INC CL B NEW 084670702 1527 19725 SH Shared-Other 6875 12850 BEST BUY INC COM 086516101 12845 408955 SH Sole 222627 186328 26085 830455 SH Shared-Other 830455 BIO RAD LABS INC CL A 090572207 11590 97100 SH Sole 40248 56852 30381 254531 SH Shared-Other 254531 BIOGEN IDEC INC COM 09062X103 476 4448 SH Shared-Other 4448 BLACK HILLS CORP COM 092113109 3598 119565 SH Sole 119565 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 66 4000 SH Sole 4000 5007 302325 SH Shared-Other 1500 261695 39130 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 436 15000 SH Sole 15000 624 21475 SH Shared-Other 21475 BOEING CO COM 097023105 2125 28750 SH Shared-Other 28750 BP PLC SPONSORED ADR 055622104 2147 48466 SH Shared-Other 15170 33296 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 641 5745 SH Sole 5201 544 28 255 SH Shared-Other 255 BRIGGS & STRATTON CORP COM 109043109 12477 628231 SH Sole 357880 270351 24505 1233886 SH Shared-Other 1233886 BRISTOL MYERS-SQUIBB COM 110122108 784 27080 SH Shared-Other 26080 1000 BROADWIND ENERGY INC COM 11161T108 508 350368 SH Shared-Other 350368 CALPINE CORP COM 131347304 5447 337693 SH Sole 178 238035 99480 11331 702480 SH Shared-Other 702480 CAMECO CORP COM 13321L108 843 32000 SH Shared-Other 32000 CANADIAN NATL RY CO COM 136375102 1486 18600 SH Shared-Other 18600 CATERPILLAR INC COM 149123101 138 1300 SH Sole 1300 5039 47335 SH Shared-Other 50 46545 740 CENTERPOINT ENERGY INC COM 15189T107 1622 83817 SH Sole 64817 19000 163 8425 SH Shared-Other 4915 3510 CHELSEA THERAPEUTICS COM 163428105 306 60000 SH Sole 60000 CHEVRON CORP NEW COM 166764100 5836 56751 SH Shared-Other 54903 1848 CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 1447 229991 SH Shared-Other 229991 CISCO SYS INC COM 17275R102 7961 510000 SH Sole 360035 149965 173 11080 SH Shared-Other 11080 CITIGROUP INC COM 172967424 41771 1003151 SH Sole 185102 612453 205596 68253 1639110 SH Shared-Other 1402 1535129 102579 CMS ENERGY CORP COM 125896100 6 308 SH Sole 308 1261 64051 SH Shared-Other 58851 5200 CNA FINL CORP COM 126117100 959 33000 SH Shared-Other 33000 CNINSURE INC SPONSORED ADR 18976M103 583 39600 SH Sole 39600 COCA COLA CO COM 191216100 3042 45204 SH Sole 9274 35930 19648 291984 SH Shared-Other 3225 246883 41876 CODEXIS INC COM 192005106 1070 111134 SH Sole 111134 COMCAST CORP NEW CL A 20030N101 2223 87724 SH Shared-Other 87724 COMCAST CORP NEW CL A SPL 20030N200 162 6675 SH Sole 6675 9603 396312 SH Shared-Other 1437 394425 450 COMFORT SYS USA INC COM 199908104 2649 249649 SH Sole 249649 COMPASS MINLS INTL INC COM 20451N101 256 2980 SH Shared-Other 2980 COMVERGE INC COM 205859101 168 56518 SH Sole 56518 CONSTELLATION ENERGY COM 210371100 15093 397590 SH Sole 178050 138320 81220 7618 200695 SH Shared-Other 3885 196810 COOPER INDS PLC SHS G24140108 2327 39000 SH Sole 39000 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 303 14000 SH Shared-Other 14000 COVANTA HLDG CORP COM 22282E102 1311 79517 SH Shared-Other 79517 CUMMINS ENGINE COM 231021106 414 4000 SH Shared-Other 4000 DELTA AIRLINES COM 247361702 14512 1582521 SH Sole 582430 946349 53742 33181 3618445 SH Shared-Other 3618445 DEVON ENERGY CORP COM 25179M103 34654 439720 SH Sole 146830 266735 26155 95679 1214041 SH Shared-Other 350 1190831 22860 DIAGEO P L C SPON ADR NEW 25243Q205 305 3720 SH Sole 3720 14295 174610 SH Shared-Other 1070 172585 955 DISNEY WALT CO COM 254687106 835 21395 SH Shared-Other 20995 400 DRESSER-RAND GROUP INC COM 261608103 75 1400 SH Sole 1400 2937 54650 SH Shared-Other 54650 DU PONT E I DE NEMOURS & CO COM 263534109 1931 35725 SH Shared-Other 35725 DYAX CORP COM 26746E103 135 68235 SH Shared-Other 68235 E M C CORP MASS COM 268648102 21851 793130 SH Sole 313259 479871 60491 2195696 SH Shared-Other 2195696 EATON VANCE CORP COM 278265103 3434 113600 SH Shared-Other 113600 ECHELON CORP COM 27874N105 2130 234330 SH Shared-Other 234330 EDISON INTL COM 281020107 2359 60870 SH Sole 60870 ELSTER GROUP SE SPONSORED ADR 290348101 6706 409416 SH Shared-Other 409416 EMERSON ELEC CO COM 291011104 622 11050 SH Shared-Other 11050 EMPIRE DIST ELEC CO COM 291641108 205 10628 SH Sole 10628 1372 71258 SH Shared-Other 68568 2690 ENSCO PLC SPONSORED ADR 29358Q109 512 9600 SH Shared-Other 9600 ENTEROMEDICS INC COM NEW 29365M208 81 30000 SH Sole 30000 EQUITABLE RES INC COM 26884L109 361 6875 SH Shared-Other 6875 ESCO TECHNOLOGIES INC COM 296315104 3084 83800 SH Shared-Other 83800 EXCO RESOURCES COM 269279402 2330 132000 SH Sole 132000 EXELON CORP COM 30161N101 1389 32413 SH Sole 32413 13854 323401 SH Shared-Other 2000 321401 EXXON MOBIL CORP COM 30231G102 14797 181824 SH Shared-Other 177948 3876 FEDEX CORP COM 31428X106 7650 80655 SH Sole 45000 5375 30280 21017 221585 SH Shared-Other 400 172995 48190 FIDELITY NATL FINL INC COM 31620R105 335 21285 SH Shared-Other 21285 FIDELITY NATL INFO SVC COM 31620M106 288 9355 SH Shared-Other 9355 FIRST SOLAR INC COM 336433107 12903 97551 SH Shared-Other 97551 FIRSTENERGY CORP COM 337932107 146 3308 SH Sole 58 3250 7518 170280 SH Shared-Other 850 168980 450 FOOT LOCKER INC COM 344849104 5656 238065 SH Sole 238065 143 6000 SH Shared-Other 6000 FOREST CITY ENTERPRISES CL A 345550107 3734 200000 SH Sole 200000 93 5000 SH Shared-Other 5000 FOREST LABS INC COM 345838106 983 25000 SH Sole 25000 FORTRESS INVESTMENT GRP LL CL A 34958B106 2849 591133 SH Sole 591133 FRANKLIN RES INC COM 354613101 3939 30000 SH Sole 30000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 101 1900 SH Sole 1900 4258 80500 SH Shared-Other 590 79470 440 FUELCELL ENERGY INC COM 35952H106 470 358598 SH Shared-Other 358598 FX ENERGY INC COM 302695101 562 63998 SH Sole 63998 222 25300 SH Shared-Other 25300 GANNETT INC DEL COM 364730101 501 35000 SH Sole 35000 GENERAL AMER INVS COM 368802104 141 5040 SH Sole 5040 507 18080 SH Shared-Other 18080 GENERAL ELECTRIC CO COM 369604103 217 11480 SH Sole 11480 11486 609024 SH Shared-Other 1560 578885 28579 GENERAL MOTORS CORP COM 37045V100 2429 80000 SH Sole 80000 1015 33430 SH Shared-Other 33430 GENON ENERGY INC COM 37244E107 3792 982266 SH Sole 982266 154 40000 SH Shared-Other 40000 GENTIVA HEALTH SERV COM 37247A102 391 18750 SH Sole 18750 52 2476 SH Shared-Other 2000 476 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2533 59054 SH Shared-Other 11604 47450 GOLAR LNG LTD BERMUDA SHS G9456A100 1213 34760 SH Shared-Other 34760 GOODYEAR TIRE & RUBR CO COM 382550101 3354 200000 SH Sole 200000 GOOGLE INC CL A 38259P508 8364 16518 SH Sole 3500 9268 3750 241 475 SH Shared-Other 475 GREAT PLAINS ENERGY COM 391164100 9330 450069 SH Sole 410679 18000 21390 2119 102218 SH Shared-Other 100718 1500 GULFMARK OFFSHORE INC CL A NEW 402629208 3839 86880 SH Shared-Other 86880 HALOZYME THERAPEUTICS COM 40637H109 6943 1004827 SH Sole 375974 397240 231613 7417 1073318 SH Shared-Other 3700 891283 178335 HARTFORD FINL SVCS COM 416515104 659 25000 SH Sole 25000 6 220 SH Shared-Other 220 HEALTH MGMT ASSOC INC NEW CL A 421933102 404 37500 SH Sole 37500 HERITAGE FINL WASH COM 42722X106 1871 144735 SH Sole 144735 HESS CORP COM 42809H107 2539 33960 SH Sole 23975 9985 598 8000 SH Shared-Other 8000 HEWLETT PACKARD CO COM 428236103 21715 596568 SH Sole 270656 260298 65614 34770 955213 SH Shared-Other 800 910733 43680 HOMEAWAY INC COM 43739Q100 774 20000 SH Sole 20000 HUBBELL INC CL B 443510201 1364 21000 SH Sole 21000 HYPERCOM CORP COM 44913M105 3157 321143 SH Sole 321143 HYPERDYNAMICS CORP COM 448954107 860 200000 SH Sole 200000 129 30000 SH Shared-Other 30000 IMMUCOR INC COM 452526106 5453 267054 SH Sole 123129 143925 13322 652409 SH Shared-Other 652409 INGERSOLL-RAND PLC SHS G47791101 28265 622434 SH Sole 160926 354037 107471 68000 1497465 SH Shared-Other 1525 1404938 91002 INTEL CORP COM 458140100 751 33894 SH Shared-Other 24679 9215 INTL BUS MACHINES COM 459200101 15277 89055 SH Sole 57720 31335 43790 255258 SH Shared-Other 780 232460 22018 IRON MTN INC DEL COM 462846106 3558 104376 SH Sole 104376 ISHARES TR RUSSELL 2000 464287655 522 6305 SH Shared-Other 6305 ITC HLDGS CORP COM 465685105 12449 173462 SH Shared-Other 173462 ITRON INC COM 465741106 2121 44038 SH Shared-Other 44038 J F CHINA REGION FD INC COM 46614T107 132 8675 SH Sole 8675 4962 325079 SH Shared-Other 325079 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 1999 360231 SH Shared-Other 360231 JETBLUE AWYS CORP COM 477143101 274 45000 SH Sole 45000 JOHNSON & JOHNSON COM 478160104 13039 196022 SH Sole 123092 72930 40516 609082 SH Shared-Other 3501 561845 43736 JONES LANG LASALLE INC COM 48020Q107 283 3000 SH Shared-Other 3000 JP MORGAN CHASE & CO COM 46625H100 32858 802579 SH Sole 355884 400425 46270 87848 2145782 SH Shared-Other 400 2075645 69737 KAYDON CORP COM 486587108 5226 140045 SH Shared-Other 140045 KRAFT FOODS INC CL A 50075N104 532 15100 SH Sole 15100 127 3600 SH Shared-Other 3600 LABORATORY CORP AMER HLDGS COM NEW 50540R409 513 5305 SH Shared-Other 5305 LAZARD GLB TTL RET&INCM FD I COM 52106W103 173 11000 SH Shared-Other 8000 3000 LEAR SEATING CORP COM 521865204 1866 34890 SH Sole 34890 214 4000 SH Shared-Other 4000 LEGG MASON INC COM 524901105 18199 555532 SH Sole 42374 324880 188278 19745 602721 SH Shared-Other 1400 482689 118632 LENNOX INTL INC COM 526107107 5445 126418 SH Sole 49936 76482 14567 338211 SH Shared-Other 338211 LIBERTY GLOBAL INC COM SER A 530555101 83 1850 SH Sole 1850 4663 103533 SH Shared-Other 519 102742 272 LIBERTY GLOBAL INC COM SER C 530555309 79 1850 SH Sole 1850 4705 110193 SH Shared-Other 519 109402 272 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 94 1091 SH Sole 1091 4465 52070 SH Shared-Other 8 52062 LIFE TECHNOLOGIES CORPORATION COM 53217V109 5564 106860 SH Sole 140 76430 30290 7121 136755 SH Shared-Other 575 136180 LINCOLN NATL CORP IND COM 534187109 393 13800 SH Shared-Other 13800 LIZ CLAIBORNE COM 539320101 440 82290 SH Sole 82290 LOCKHEED MARTIN CORP COM 539830109 2969 36669 SH Sole 26712 9957 13545 167288 SH Shared-Other 75 166453 760 LOEWS CORP COM 540424108 1920 45628 SH Shared-Other 45628 LOWES COS INC COM 548661107 30284 1299181 SH Sole 515314 783867 82433 3536394 SH Shared-Other 3536394 MACK CALI RLTY CORP COM 554489104 178 5400 SH Sole 5400 5886 178675 SH Shared-Other 1050 176875 750 MACYS INC COM COM 55616P104 5482 187500 SH Sole 187500 MANPOWER INC WIS COM 56418H100 376 7000 SH Shared-Other 7000 MARATHON OIL CORP COM 565849106 9161 173905 SH Sole 71950 72969 28986 MARSH & MCLENNAN COS COM 571748102 317 10150 SH Sole 10150 MASTEC INC COM 576323109 350 17771 SH Shared-Other 17771 MCMORAN EXPLORATION CO COM 582411104 1525 82500 SH Sole 82500 MEDTRONIC INC COM 585055106 11405 296007 SH Sole 159245 136762 23520 610440 SH Shared-Other 610440 MERCK & CO INC COM 58933Y105 55412 1570181 SH Sole 558714 824660 186807 67719 1918942 SH Shared-Other 1975 1910715 6252 MEREDITH CORP COM 589433101 296 9500 SH Shared-Other 9500 METLIFE INC COM 59156R108 36085 822544 SH Sole 363742 410877 47925 96013 2188590 SH Shared-Other 950 2102940 84700 MFS SPL VALUE TR SH BEN INT 55274E102 147 18700 SH Shared-Other 18700 MICROSOFT CORP COM 594918104 40248 1548016 SH Sole 332212 954369 261435 77315 2973656 SH Shared-Other 1875 2844566 127215 MOLSON COORS BREWING CO CL B 60871R209 15546 347484 SH Sole 152995 194489 40907 914319 SH Shared-Other 913819 500 MORGAN STANLEY COM 617446448 10417 452735 SH Sole 40000 294970 117765 6625 287915 SH Shared-Other 200 287715 MOTOROLA SOLUTIONS INC COM NEW 620076307 5298 115066 SH Sole 64695 50371 1030 22372 SH Shared-Other 11154 11218 MURPHY OIL CORP COM 626717102 665 10128 SH Shared-Other 10128 MYR GROUP INC DEL COM 55405W104 3710 158529 SH Shared-Other 158529 NABORS INDUSTRIES LTD SHS G6359F103 591 23984 SH Shared-Other 23984 NATIONAL GRID PLC SPON ADR NEW 636274300 6673 134996 SH Sole 134996 1073 21701 SH Shared-Other 21701 NATIONAL OILWELL VARCO COM 637071101 413 5280 SH Shared-Other 5280 NEW MTN FIN CORP COM 647551100 127 10000 SH Sole 10000 NEW YORK TIMES CO CL A 650111107 39 4425 SH Sole 4425 1294 148450 SH Shared-Other 850 147600 NEWELL RUBBERMAID INC COM 651229106 4270 270600 SH Sole 270600 NEWMONT MINING CORPORATION COM 651639106 378 7000 SH Shared-Other 5000 2000 NEWPARK RES INC COM PAR $.01NEW 651718504 1878 207100 SH Shared-Other 207100 NEXTERA ENERGY INC. COM 65339F101 6785 118085 SH Sole 118085 28916 503238 SH Shared-Other 503238 NISOURCE INC COM 65473P105 1156 57075 SH Sole 57075 1280 63192 SH Shared-Other 63192 NORTHERN TRUST CORP COM 665859104 3087 67166 SH Sole 33836 33330 10482 228060 SH Shared-Other 5400 172270 50390 NV ENERGY INC COM 67073Y106 5168 336702 SH Sole 336702 1245 81096 SH Shared-Other 77916 3180 OFFICE DEPOT INC COM 676220106 3605 854288 SH Sole 854288 OFFICEMAX INC COM 67622P101 6135 781532 SH Sole 781532 OMNICOM GROUP INC COM 681919106 17495 363276 SH Sole 116285 199941 47050 71247 1479378 SH Shared-Other 1975 1393378 84025 ONYX PHARMACEUTICALS COM 683399109 1412 40000 SH Sole 40000 ORACLE SYSTEMS CORP COM 68389X105 1326 40300 SH Shared-Other 40300 ORMAT TECHNOLOGIES INC COM 686688102 980 44542 SH Shared-Other 44542 OWENS ILL INC COM NEW COM 690768403 1290 50000 SH Sole 50000 PACIFIC BIOSCIENCES IN COM 69404D108 614 52446 SH Sole 22007 21472 8967 464 39700 SH Shared-Other 39700 PALL CORP COM 696429307 387 6875 SH Shared-Other 6875 PEPCO HOLDINGS INC COM 713291102 1152 58668 SH Shared-Other 56208 2460 PEPSICO INC COM 713448108 277 3929 SH Shared-Other 3929 PERKINELMER INC COM 714046109 404 15000 SH Sole 15000 486 18050 SH Shared-Other 18050 PFIZER INC COM 717081103 25470 1236417 SH Sole 366207 727689 142521 77108 3743109 SH Shared-Other 3518 3569533 170058 PG&E CORP COM 69331C108 4423 105224 SH Sole 101524 3700 1488 35402 SH Shared-Other 34527 875 PINNACLE WEST CAP CORP COM 723484101 3745 84004 SH Sole 79804 4200 9280 208155 SH Shared-Other 950 205545 1660 PIONEER NAT RES CO COM 723787107 896 10000 SH Shared-Other 10000 PITNEY BOWES INC. COM 724479100 659 28677 SH Sole 18827 9850 613 26684 SH Shared-Other 24469 2215 PLAINS EXPL & PRODTN COM 726505100 938 24615 SH Sole 8145 16470 7967 209006 SH Shared-Other 1125 170186 37695 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 698 22000 SH Shared-Other 22000 PPL CORP COM 69351T106 3305 118763 SH Sole 117598 1165 2451 88055 SH Shared-Other 34375 53680 PROCTER & GAMBLE CO COM 742718109 4819 75812 SH Shared-Other 75812 PROGRESS ENERGY INC COM 743263105 5 111 SH Sole 111 2414 50289 SH Shared-Other 45949 4340 PULTE CORP COM 745867101 176 23000 SH Shared-Other 23000 QLT INC COM 746927102 72 10000 SH Shared-Other 10000 QUALCOMM INC COM 747525103 852 15000 SH Sole 15000 82 1450 SH Shared-Other 1450 QUANTA SVCS INC COM 74762E102 541 26773 SH Sole 26773 18715 926483 SH Shared-Other 926483 QUEST DIAGNOSTICS INC COM 74834L100 223 3780 SH Shared-Other 3780 RALCORP HLDGS INC COM 751028101 31816 367477 SH Sole 184939 182538 75093 867320 SH Shared-Other 867320 REINSURANCE GROUP AMER INC COM 759351604 8964 147293 SH Sole 104700 42593 12425 204155 SH Shared-Other 204155 RITE AID CORP COM 767754104 3187 2396140 SH Sole 1921110 42245 432785 519 389930 SH Shared-Other 389930 ROCKWELL COLLINS INC COM 774341101 324 5250 SH Shared-Other 5250 SATCON TECHNOLOGY CORP COM 803893106 2537 1061514 SH Shared-Other 1061514 SAVIENT PHARMA INC COM 80517Q100 6192 826750 SH Sole 826750 SCANA CORP NEW COM 80589M102 1059 26905 SH Shared-Other 25550 1355 SCHLUMBERGER LTD COM 806857108 7597 87928 SH Shared-Other 87928 SEAGATE TECHNOLOGY SHS G7945M107 162 10000 SH Sole 10000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 343 4550 SH Shared-Other 4550 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 330 12850 SH Shared-Other 12850 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 294 8775 SH Shared-Other 8775 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 417 10600 SH Shared-Other 10600 SEMGROUP CORP CL A 81663A105 657 25609 SH Sole 25609 SEMPRA ENERGY COM 816851109 3620 68463 SH Sole 68463 16052 303564 SH Shared-Other 3118 300446 SFN GROUP INC COM 784153108 236 26000 SH Sole 26000 SHUTTERFLY INC COM 82568P304 2369 41250 SH Sole 41250 SIRIUS XM RADIO INC COM 82967N108 576 262907 SH Shared-Other 500 262407 SOUTHERN UN CO NEW COM 844030106 5396 134404 SH Sole 103344 2770 28290 354 8810 SH Shared-Other 8810 SPDR GOLD TRUST GOLD SHS 78463V107 657 4500 SH Sole 4500 20338 139300 SH Shared-Other 50 139250 SPIRIT AIRLS INC COM 848577102 1426 118892 SH Sole 118892 120 10000 SH Shared-Other 10000 STAPLES INC COM 855030102 3713 235000 SH Sole 235000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 5604 100000 SH Sole 100000 56 1000 SH Shared-Other 1000 SUNTECH PWR HLDGS CO ADR COM 86800C104 1180 150000 SH Shared-Other 150000 TE CONNECTIVITY LTD ADR H84989104 242 6575 SH Shared-Other 6575 TEJON RANCH CO DEL COM 879080109 539 15800 SH Shared-Other 15800 TEMPLE INLAND INC COM 879868107 892 30000 SH Sole 30000 TEMPLETON DRAGON FD COM 88018T101 410 13500 SH Shared-Other 13500 TEMPUR PEDIC INTL INC COM 88023U101 203 3000 SH Shared-Other 3000 TENET HEALTHCARE COM 88033G100 468 75000 SH Sole 75000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8107 168125 SH Sole 168125 TEXAS INSTRUMENTS COM 882508104 217 6600 SH Shared-Other 6000 600 THERMO FISHER SCIENTIFIC COM 883556102 1984 30805 SH Sole 12535 18270 32700 507845 SH Shared-Other 1950 472715 33180 TIFFANY & CO NEW COM 886547108 1358 17300 SH Shared-Other 7500 9800 TIMBERLAND COM 887100105 5910 137545 SH Sole 137545 TIME WARNER INC COM 887317303 115 3150 SH Sole 3150 4366 120036 SH Shared-Other 1340 118571 125 TRANSATLANTIC HOLDINGS COM 893521104 6126 125000 SH Sole 125000 TRAVELERS COMPANIES COM 89417E109 193 3300 SH Sole 3300 10970 187912 SH Shared-Other 910 186502 500 TRINA SOLAR LIMITED SPON ADR 89628E104 19618 875036 SH Shared-Other 875036 TYCO INTERNATIONAL LTD SHS H89128104 403 8150 SH Sole 8150 12429 251447 SH Shared-Other 1000 249747 700 UGI CORP NEW COM 902681105 992 31113 SH Sole 31113 UIL HOLDINGS CORP COM 902748102 1440 44502 SH Shared-Other 44502 UNILEVER N V N Y SHS NEW 904784709 1058 32200 SH Shared-Other 32200 UNION PAC CORP COM 907818108 692 6625 SH Shared-Other 6625 UNITED CONTL HLDGS INC COM 910047109 18108 800190 SH Sole 270000 366525 163665 1864 82355 SH Shared-Other 42685 39670 UNITED PARCEL SERVICE INC CL B 911312106 1005 13775 SH Sole 4620 9155 13987 191790 SH Shared-Other 725 162220 28845 UNITED STS BRENT OIL FD LP UNIT 91167Q100 394 5267 SH Sole 4768 499 17 233 SH Shared-Other 233 UNITED TECHNOLOGIES COM 913017109 16500 186416 SH Sole 68673 110603 7140 59301 669988 SH Shared-Other 360 654173 15455 UNIVERSAL AMERICAN COM 91338E101 4344 396721 SH Sole 396721 UNIVERSAL HEALTH SVCS COM 913903100 567 11000 SH Shared-Other 11000 UNUM GROUP COM 91529Y106 341 13400 SH Shared-Other 13400 URS CORP NEW COM 903236107 9018 201568 SH Shared-Other 201568 US BANCORP DEL COM NEW 902973304 409 16050 SH Sole 16050 158 6200 SH Shared-Other 4200 2000 US ENERGY CORP COM 911805109 854 200000 SH Sole 200000 43 10000 SH Shared-Other 10000 VALMONT INDS INC COM 920253101 1816 18841 SH Shared-Other 18841 VERIGY LTD COM Y93691106 3095 206727 SH Sole 206727 0 22 SH Shared-Other 22 VERIZON COMMUNICATIONS COM 92343V104 7931 213014 SH Sole 80354 132660 29105 781770 SH Shared-Other 900 777600 3270 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14857 556042 SH Sole 243492 312550 42199 1579289 SH Shared-Other 1450 1574679 3160 VORNADO INC COM 929042109 171 1831 SH Sole 1831 6041 64829 SH Shared-Other 103 61367 3359 WARNER MUSIC GROUP CP COM 934550104 3677 447360 SH Sole 447360 WEATHERFORD INTL INC COM H27013103 4604 245560 SH Shared-Other 245560 WENDYS INTL INC COM 950587105 76 15000 SH Shared-Other 15000 WEYERHAEUSER CO. COM 962166104 5374 245823 SH Sole 175242 70581 1630 74575 SH Shared-Other 1900 71475 1200 WILLIAMS COS INC DEL COM 969457100 46598 1540414 SH Sole 561689 793025 185700 105857 3499407 SH Shared-Other 4075 3359015 136317 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 2867 69745 SH Shared-Other 69045 700 WSTRN ASSET CLY INF OP COM 95766R104 139 11070 SH Shared-Other 11070 XCEL ENERGY INC COM 98389B100 3059 125866 SH Sole 62418 9772 53676 13917 572728 SH Shared-Other 1550 482695 88483 XEROX CORP. COM 984121103 6484 622840 SH Sole 377225 245615 9130 877000 SH Shared-Other 2400 731870 142730 YAHOO INC COM 984332106 11565 768920 SH Sole 291400 339639 137881 9064 602652 SH Shared-Other 2500 564902 35250 YANDEX N V SHS CLASS A N97284108 347 9778 SH Sole 9778 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 12505 1357815 SH Shared-Other 1357815 ZIMMER HLDGS INC COM 98956P102 301 4756 SH Shared-Other 4656 100 A123 SYSTEMS INC NOTE 3.75% 4/1 03739TAA6 2794 3100000 PRN Sole 1000000 1482000 618000 DST SYS INC DEL DBCV 8/1 233326AE7 296 249000 PRN Sole 249000 EASTMAN KODAK CO NOTE 7.000% 4/0 277461BJ7 131 150000 PRN Sole 150000 VORNADO RLTY L P DBCV 3.625%11/1 929043AE7 154 153000 PRN Shared-Other 153000 AMERICAN INTL GROUP *W EXP 01/19/202 026874156 1 56 SH Sole 56 599 58723 SH Shared-Other 58723 BANK OF AMERICA CORP *W EXP 01/16/201 060505146 831 150000 SH Sole 150000 CRESUD SA COMERCIAL *W EXP 05/22/201 P3311R192 5 29050 SH Shared-Other 29050 FORD MTR CO DEL *W EXP 01/01/201 345370134 1788 341200 SH Sole 333200 8000 1893 361255 SH Shared-Other 2250 352500 6505 GENERAL MTRS CO *W EXP 07/10/201 37045V118 650 30358 SH Shared-Other 30358 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1195 75000 SH Sole 75000 484 30358 SH Shared-Other 30358 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 29 2170 SH Sole 2170 1774 131736 SH Shared-Other 250 131156 330 YAHOO INC 7/15 CALL CALL 71L99V218 240 5000 SH CALL Sole 5000