0001062993-14-000790.txt : 20140213
0001062993-14-000790.hdr.sgml : 20140213
20140213163025
ACCESSION NUMBER: 0001062993-14-000790
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVIN CAPITAL STRATEGIES, L.P.
CENTRAL INDEX KEY: 0001354821
IRS NUMBER: 870753486
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12154
FILM NUMBER: 14606583
BUSINESS ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-259-0800
MAIL ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001354821
XXXXXXXX
12-31-2013
12-31-2013
LEVIN CAPITAL STRATEGIES, L.P.
595 MADISON AVENUE
17TH FLOOR
NEW YORK
NY
10022
13F COMBINATION REPORT
028-12154
0000721204
028-01190
RUSSELL FRANK CO/
N
John Levin
CEO/Managing member
212-259-0800
JOHN A. LEVIN
NEW YORK
NY
02-13-2014
0
490
6213690
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
908
6475
SH
SOLE
0
0
6475
3M CO
COM
88579Y101
9696
69135
SH
OTR
260
60025
8850
ABB LTD
SPONSORED ADR
000375204
19147
720901
SH
OTR
0
3400
717501
ACE LTD
SHS
H0023R105
2877
27790
SH
SOLE
27790
0
0
THE ADT CORPORATION
COM
00101J106
101
2500
SH
SOLE
2500
0
0
THE ADT CORPORATION
COM
00101J106
16655
411536
SH
OTR
0
0
411536
AES CORP
COM
00130H105
2425
167092
SH
SOLE
167092
0
0
AES CORP
COM
00130H105
25
1710
SH
OTR
0
1710
0
AFFYMETRIX INC
COM
00826T108
3943
460113
SH
SOLE
418790
41323
0
AFFYMETRIX INC
COM
00826T108
41417
4832797
SH
OTR
0
4826624
6173
AIR LEASE CORP
CL A
00912X302
932
30000
SH
SOLE
30000
0
0
AIR PRODS & CHEMS INC
COM
009158106
2021
18077
SH
SOLE
18077
0
0
AIR PRODS & CHEMS INC
COM
009158106
3489
31210
SH
OTR
0
31210
0
ALCOA INC
COM
013817101
765
71955
SH
SOLE
0
3000
68955
ALCOA INC
COM
013817101
2652
249495
SH
OTR
0
134300
115195
ALLEGHANY CORP DEL
COM
017175100
664
1659
SH
OTR
0
1659
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
157
4400
SH
SOLE
0
4400
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
11422
320566
SH
OTR
250
319416
900
ALLEGION PUB LTD CO
ORD SHS
G0176J109
29
658
SH
SOLE
0
658
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
2214
50102
SH
OTR
141
49828
133
ALLERGAN INC
COM
018490102
6103
54939
SH
SOLE
13537
30737
10665
ALLERGAN INC
COM
018490102
37507
337656
SH
OTR
335
337071
250
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
12455
583623
SH
OTR
2225
579598
1800
ALLIED NEVADA GOLD CORP
COM
019344100
355
100000
SH
SOLE
100000
0
0
ALLSTATE CORP
COM
020002101
3250
59596
SH
SOLE
49911
9685
0
ALLSTATE CORP
COM
020002101
70466
1292002
SH
OTR
0
1291657
345
ALUMINA LTD
SPONSORED ADR
022205108
4366
1102491
SH
OTR
0
1098091
4400
AMEREN CORP
COM
023608102
1233
34105
SH
SOLE
34105
0
0
AMEREN CORP
COM
023608102
2633
72814
SH
OTR
0
72814
0
AMERESCO INC
CL A
02361E108
5250
543460
SH
OTR
0
0
543460
AMERICAN AIRLS GROUP INC
COM
02376R102
5730
226915
SH
OTR
0
226915
0
AMERICAN ELEC PWR INC
COM
025537101
5552
118775
SH
SOLE
92670
12120
13985
AMERICAN ELEC PWR INC
COM
025537101
13865
296639
SH
OTR
0
269489
27150
AMERICAN INTL GROUP INC
COM NEW
026874784
918
17992
SH
SOLE
17887
105
0
AMERICAN INTL GROUP INC
COM NEW
026874784
5573
109172
SH
OTR
0
109172
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
209
4950
SH
SOLE
0
4950
0
ANADARKO PETE CORP
COM
032511107
2937
37031
SH
SOLE
35481
1550
0
ANADARKO PETE CORP
COM
032511107
13253
167078
SH
OTR
425
166303
350
APCO OIL & GAS INTERNATIONAL
SHS
G0471F109
754
48357
SH
SOLE
48357
0
0
APCO OIL & GAS INTERNATIONAL
SHS
G0471F109
29
1845
SH
OTR
0
1845
0
APPLE INC
COM
037833100
11062
19717
SH
SOLE
6269
9055
4393
APPLE INC
COM
037833100
155420
277032
SH
OTR
105
273681
3246
ARAMARK HLDGS CORP
COM
03852U106
1573
60000
SH
SOLE
60000
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
426
7140
SH
OTR
0
7140
0
ARM HLDGS PLC
SPONSORED ADR
042068106
284
5180
SH
OTR
0
0
5180
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
748
12991
SH
SOLE
12991
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
1371
23805
SH
OTR
0
23450
355
AT&T INC
COM
00206R102
2772
78831
SH
OTR
0
78831
0
ATMEL CORP
COM
049513104
9958
1271794
SH
SOLE
249705
759782
262307
ATMEL CORP
COM
049513104
43141
5509764
SH
OTR
4800
5501414
3550
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
931
44932
SH
SOLE
44932
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
669
32286
SH
OTR
0
32286
0
AVISTA CORP
COM
05379B107
1826
64785
SH
OTR
0
64785
0
BAKER HUGHES INC
COM
057224107
442
8000
SH
OTR
0
8000
0
BANK OF AMERICA CORP
COM
060505104
956
61395
SH
SOLE
0
0
61395
BANK OF AMERICA CORP
COM
060505104
14842
953260
SH
OTR
0
923330
29930
BANK OF NY MELLON CORP
COM
064058100
8328
238340
SH
SOLE
0
171328
67012
BANK OF NY MELLON CORP
COM
064058100
31302
895889
SH
OTR
3101
890538
2250
BARNES & NOBLE INC
COM
067774109
3903
261071
SH
SOLE
0
186030
75041
BARNES & NOBLE INC
COM
067774109
3764
251765
SH
OTR
0
251765
0
BARRICK GOLD CORP
COM
067901108
7640
433347
SH
SOLE
0
237818
195529
BARRICK GOLD CORP
COM
067901108
11059
627275
SH
OTR
1275
585550
40450
BAXTER INTL INC
COM
071813109
49
700
SH
SOLE
0
700
0
BAXTER INTL INC
COM
071813109
6290
90442
SH
OTR
1300
89142
0
BECTON DICKINSON
COM
075887109
354
3200
SH
SOLE
0
3200
0
BECTON DICKINSON
COM
075887109
10963
99220
SH
OTR
500
96720
2000
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1951
16460
SH
OTR
0
4210
12250
BEST BUY INC
COM
086516101
828
20772
SH
SOLE
20772
0
0
BIG LOTS INC
COM
089302103
888
27500
SH
SOLE
27500
0
0
BIG LOTS INC
COM
089302103
1026
31773
SH
OTR
0
31773
0
BIO RAD LABS INC
CL A
090572207
5023
40635
SH
SOLE
32107
8528
0
BIO RAD LABS INC
CL A
090572207
94224
762271
SH
OTR
0
762271
0
BIOAMBER INC
COM
09072Q106
1267
169400
SH
SOLE
165000
4400
0
BIOAMBER INC
COM
09072Q106
1289
172302
SH
OTR
275
172027
0
BIOGEN IDEC INC
COM
09062X103
1048
3748
SH
OTR
0
0
3748
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
157
5000
SH
SOLE
5000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2012
63880
SH
OTR
0
37925
25955
BOULDER BRANDS INC
COM
101405108
337
21250
SH
SOLE
21250
0
0
BOULDER BRANDS INC
COM
101405108
1027
64760
SH
OTR
0
64760
0
BP PLC
SPONSORED ADR
055622104
2150
44231
SH
OTR
0
15231
29000
BRE PROPERTIES INC CL A
COM
05564E106
4045
73944
SH
SOLE
73944
0
0
BRE PROPERTIES INC CL A
COM
05564E106
4657
85121
SH
OTR
0
85121
0
BRISTOL MYERS-SQUIBB CO
COM
110122108
1439
27080
SH
OTR
0
26080
1000
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
292
7530
SH
OTR
0
7530
0
BROOKFIELD OFFICE PPTYS INC
COM
112900105
198
10278
SH
OTR
0
10278
0
BROWN & BROWN INC
COM
115236101
816
26000
SH
OTR
0
25600
400
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
615
34300
SH
SOLE
32500
1800
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
21410
1194088
SH
OTR
0
1194088
0
CALPINE CORP
COM
131347304
3
178
SH
SOLE
178
0
0
CALPINE CORP
COM
131347304
30747
1575980
SH
OTR
0
0
1575980
CAMERON INTL CORP
COM
13342B105
6786
113996
SH
SOLE
86055
27941
0
CAMERON INTL CORP
COM
13342B105
167414
2812256
SH
OTR
0
2811796
460
CANADIAN NATL RY CO
COM
136375102
2121
37200
SH
OTR
0
37200
0
CATERPILLAR INC
COM
149123101
118
1300
SH
SOLE
0
1300
0
CATERPILLAR INC
COM
149123101
4394
48384
SH
OTR
50
47509
825
CENTERPOINT ENERGY INC
COM
15189T107
448
19314
SH
SOLE
314
19000
0
CHATHAM LODGING TR
COM
16208T102
2187
106950
SH
SOLE
106950
0
0
CHATHAM LODGING TR
COM
16208T102
2658
130000
SH
OTR
0
130000
0
CHEGG INC
COM
163092109
1048
123156
SH
SOLE
123156
0
0
CHEMTURA CORP
COM NEW
163893209
796
28500
SH
SOLE
28500
0
0
CHEVRON CORP NEW
COM
166764100
27684
221634
SH
OTR
0
221576
58
CHUBB CORP
COM
171232101
1006
10415
SH
SOLE
0
2495
7920
CHUBB CORP
COM
171232101
15406
159434
SH
OTR
675
147304
11455
CISCO SYS INC
COM
17275R102
3028
134991
SH
SOLE
96106
38885
0
CISCO SYS INC
COM
17275R102
51803
2309552
SH
OTR
0
2308667
885
CIT GROUP INC
COM NEW
125581801
5506
105611
SH
SOLE
84914
20697
0
CIT GROUP INC
COM NEW
125581801
111226
2133635
SH
OTR
0
2133635
0
CITIGROUP INC
COM
172967424
26564
509763
SH
SOLE
187141
225770
96852
CITIGROUP INC
COM
172967424
238985
4586169
SH
OTR
1172
4534941
50056
CITRIX SYS INC
COM
177376100
70
1100
SH
SOLE
0
1100
0
CITRIX SYS INC
COM
177376100
4942
78130
SH
OTR
325
77580
225
CLECO CORP NEW
COM
12561W105
313
6705
SH
SOLE
6705
0
0
CLECO CORP NEW
COM
12561W105
3
67
SH
OTR
0
67
0
CLIFFS NATURAL RESOURCES INC
COM
18683K101
2080
79348
SH
SOLE
66132
13216
0
CLIFFS NATURAL RESOURCES INC
COM
18683K101
43823
1671980
SH
OTR
0
1671980
0
CMS ENERGY CORP
COM
125896100
339
12680
SH
SOLE
12680
0
0
CMS ENERGY CORP
COM
125896100
1537
57415
SH
OTR
0
57415
0
CNA FINL CORP
COM
126117100
1769
41250
SH
OTR
0
41250
0
COCA COLA CO
COM
191216100
2996
72523
SH
SOLE
0
20088
52435
COCA COLA CO
COM
191216100
21008
508539
SH
OTR
5100
448649
54790
COLE REAL ESTATE INVTS INC
COM
19329V105
6402
455957
SH
SOLE
455957
0
0
COLE REAL ESTATE INVTS INC
COM
19329V105
7481
532864
SH
OTR
0
532864
0
COMMONWEALTH REIT
COM SH BEN INT
203233101
682
29256
SH
SOLE
29256
0
0
COMMONWEALTH REIT
COM SH BEN INT
203233101
790
33883
SH
OTR
0
33883
0
COMPUWARE CORP
COM
205638109
2258
201398
SH
SOLE
201398
0
0
COMPUWARE CORP
COM
205638109
2650
236424
SH
OTR
0
236424
0
CONAGRA INC
COM
205887102
4503
133621
SH
SOLE
95146
38475
0
CONAGRA INC
COM
205887102
97782
2901554
SH
OTR
0
2900990
564
CONOCOPHILLIPS
COM
20825C104
341
4822
SH
OTR
0
2000
2822
CORNING INC
COM
219350105
24283
1362667
SH
OTR
0
89475
1273192
COTT CORP QUE
COM
22163N106
2416
299764
SH
SOLE
264862
34902
0
COTT CORP QUE
COM
22163N106
30958
3840881
SH
OTR
0
3838671
2210
COTY INC
COM CL A
222070203
396
26000
SH
SOLE
26000
0
0
COVANTA HLDG CORP
COM
22282E102
2597
146313
SH
SOLE
137413
8900
0
COVANTA HLDG CORP
COM
22282E102
58175
3277472
SH
OTR
650
525213
2751609
COVISINT CORP
COM
22357R103
1136
90492
SH
SOLE
90492
0
0
CRAY INC
COM
225223304
10521
383146
SH
SOLE
27057
255181
100908
CRAY INC
COM
225223304
17531
638410
SH
OTR
1375
635110
1925
CUMMINS ENGINE
COM
231021106
577
4095
SH
OTR
0
4000
95
DEL FRISCOS RESTAURANT GROUP
COM
245077102
1768
75000
SH
SOLE
75000
0
0
DELTA AIRLINES
COM
247361702
12016
437430
SH
SOLE
0
311540
125890
DELTA AIRLINES
COM
247361702
14963
544720
SH
OTR
0
544720
0
DENBURY RES INC
COM NEW
247916208
329
20000
SH
SOLE
20000
0
0
DEVON ENERGY CORP
COM
25179M103
404
6525
SH
SOLE
0
6525
0
DEVON ENERGY CORP
COM
25179M103
22158
358130
SH
OTR
690
356190
1250
DIAGEO P L C
SPON ADR NEW
25243Q205
397
3000
SH
SOLE
0
3000
0
DIAGEO P L C
SPON ADR NEW
25243Q205
21456
162033
SH
OTR
1070
160008
955
DIGITALGLOBE INC
COM NEW
25389M877
1614
39225
SH
OTR
0
38475
750
DISH NETWORK CORP
CL A
25470M109
2027
35000
SH
SOLE
33500
1500
0
DISH NETWORK CORP
CL A
25470M109
1712
29564
SH
OTR
0
29564
0
DISNEY WALT CO
COM DISNEY
254687106
2160
28270
SH
OTR
0
27870
400
DOLLAR GEN CORP NEW
COM
256677105
392
6492
SH
SOLE
6492
0
0
DOLLAR TREE INC
COM
256746108
7293
129270
SH
OTR
0
129270
0
DOW CHEM CO
COM
260543103
215
4850
SH
OTR
0
0
4850
DRESSER-RAND GROUP INC
COM
261608103
1957
32815
SH
SOLE
0
7055
25760
DRESSER-RAND GROUP INC
COM
261608103
27782
465913
SH
OTR
895
422058
42960
DU PONT E I DE NEMOURS & CO
COM
263534109
2746
42259
SH
SOLE
30086
12173
0
DU PONT E I DE NEMOURS & CO
COM
263534109
90524
1393320
SH
OTR
0
1392990
330
DUKE ENERGY CORP NEW
COM NEW
26441C204
25
367
SH
SOLE
367
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
2624
38025
SH
OTR
0
38025
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
243
1979
SH
OTR
0
1979
0
E M C CORP MASS
COM
268648102
3990
158655
SH
SOLE
120157
38498
0
E M C CORP MASS
COM
268648102
110087
4377209
SH
OTR
0
3535209
842000
EATON CORPORATION PLC
SHS
G29183103
22232
292064
SH
SOLE
70580
155264
66220
EATON CORPORATION PLC
SHS
G29183103
276975
3638661
SH
OTR
1675
3331955
305031
EATON VANCE CORP
COM NON VTG
278265103
2396
56000
SH
OTR
0
56000
0
EDISON INTL
COM
281020107
1929
41668
SH
SOLE
41668
0
0
EDISON INTL
COM
281020107
423
9143
SH
OTR
0
7883
1260
EMERSON ELEC CO
COM
291011104
953
13582
SH
OTR
0
13582
0
ENDO HEALTH SOLUTIONS
COM
29264F205
482
7140
SH
SOLE
7140
0
0
ENDO HEALTH SOLUTIONS
COM
29264F205
1414
20965
SH
OTR
0
20965
0
ENERGY RECOVERY INC
COM
29270J100
210
37907
SH
SOLE
37907
0
0
ENERSYS
COM
29275Y102
3755
53580
SH
OTR
0
0
53580
EROS INTL PLC
SHS NEW
G3788M114
1809
162810
SH
SOLE
162810
0
0
ESCO TECHNOLOGIES INC
COM
296315104
6095
177895
SH
OTR
0
0
177895
EXTENDED STAY AMERICA
COM
30224P200
1555
59203
SH
SOLE
59203
0
0
EXXON MOBIL CORP
COM
30231G102
9556
94423
SH
OTR
0
94423
0
FEDEX CORP
COM
31428X106
592
4120
SH
SOLE
1500
0
2620
FEDEX CORP
COM
31428X106
2094
14565
SH
OTR
0
13000
1565
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
92
2850
SH
SOLE
0
2850
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
586
18046
SH
OTR
0
18046
0
FIDELITY NATL INFORMATION SV
COM
31620M106
134
2500
SH
SOLE
0
2500
0
FIDELITY NATL INFORMATION SV
COM
31620M106
322
6000
SH
OTR
0
6000
0
FIFTH & PAC COS INC
COM
316645100
1123
35006
SH
SOLE
35006
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
5096
266802
SH
SOLE
259452
7350
0
FOREST CITY ENTERPRISES INC
CL A
345550107
26597
1392525
SH
OTR
2050
1390475
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
558
14795
SH
OTR
0
14795
0
FUELCELL ENERGY INC
COM
35952H106
444
314782
SH
OTR
0
314782
0
GENERAL AMERN INVS INC
COM
368802104
181
5138
SH
SOLE
0
0
5138
GENERAL AMERN INVS INC
COM
368802104
695
19731
SH
OTR
0
0
19731
GENERAL ELECTRIC CO
COM
369604103
11359
405243
SH
SOLE
226581
122312
56350
GENERAL ELECTRIC CO
COM
369604103
308767
11015585
SH
OTR
3960
10182987
828638
GENERAL MOTORS CORP
COM
37045V100
2179
53318
SH
SOLE
48318
5000
0
GENERAL MOTORS CORP
COM
37045V100
19386
474338
SH
OTR
1725
471813
800
GENTIVA HEALTH SERV
COM
37247A102
1786
143944
SH
SOLE
10000
95453
38491
GENTIVA HEALTH SERV
COM
37247A102
31
2476
SH
OTR
0
2000
476
GENWORTH FINL INC
COM CL A
37247D106
512
32967
SH
SOLE
32967
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
3153
59054
SH
OTR
0
11604
47450
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1839
50664
SH
SOLE
50664
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
39784
1096289
SH
OTR
0
37271
1059018
GOOGLE INC
CL A
38259P508
6628
5914
SH
SOLE
519
3127
2268
GOOGLE INC
CL A
38259P508
12099
10796
SH
OTR
25
8971
1800
GREAT PLAINS ENERGY INC
COM
391164100
617
25436
SH
SOLE
4236
21200
0
GREAT PLAINS ENERGY INC
COM
391164100
2733
112740
SH
OTR
0
111240
1500
GROUPON INC
COM CL A
399473107
397
33757
SH
SOLE
33757
0
0
GULFMARK OFFSHORE INC
CL A NEW
402629208
2519
53450
SH
OTR
0
53450
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
312
11990
SH
SOLE
11990
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
3
119
SH
OTR
0
119
0
HEALTH MGMT ASSOC INC NEW
CL A
421933102
13304
1015593
SH
SOLE
244643
549045
221905
HEALTH MGMT ASSOC INC NEW
CL A
421933102
12006
916464
SH
OTR
0
916464
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
4103
143347
SH
SOLE
82507
7290
53550
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
19834
693010
SH
OTR
150
604190
88670
HESS CORP
COM
42809H107
4371
52668
SH
SOLE
30953
14965
6750
HESS CORP
COM
42809H107
11798
142143
SH
OTR
50
142093
0
HEWLETT PACKARD CO
COM
428236103
6447
230410
SH
SOLE
0
164230
66180
HEWLETT PACKARD CO
COM
428236103
71
2520
SH
OTR
0
2520
0
HOLOGIC INC
COM
436440101
5741
256861
SH
SOLE
201362
55499
0
HOLOGIC INC
COM
436440101
131214
5870861
SH
OTR
0
5868799
2062
HOME DEPOT INC
COM
437076102
591
7175
SH
OTR
0
7175
0
HONEYWELL INC
COM
438516106
137
1500
SH
SOLE
0
1500
0
HONEYWELL INC
COM
438516106
365
4000
SH
OTR
0
3000
1000
INGERSOLL-RAND CO
SHS
G47791101
2683
43555
SH
SOLE
0
43555
0
INGERSOLL-RAND CO
SHS
G47791101
9559
155179
SH
OTR
425
154354
400
INTEL CORP
COM
458140100
751
28950
SH
OTR
0
25450
3500
INTL BUS MACHINES
COM
459200101
8081
43080
SH
SOLE
0
28245
14835
INTL BUS MACHINES
COM
459200101
27464
146422
SH
OTR
380
133068
12974
INTL FLAVORS & FRAGRANCES
COM
459506101
1283
14925
SH
OTR
0
14925
0
ISHARES TR DJ US REAL EST ETF
COM
464287739
2050
32500
SH
SOLE
32500
0
0
ITRON INC
COM
465741106
62
1500
SH
SOLE
1500
0
0
ITRON INC
COM
465741106
5211
125773
SH
OTR
0
0
125773
JGWPT HLDGS INC
CL A
46617M109
522
30000
SH
SOLE
30000
0
0
JOHNSON & JOHNSON
COM
478160104
20677
225752
SH
SOLE
0
148852
76900
JOHNSON & JOHNSON
COM
478160104
50934
556114
SH
OTR
2801
518325
34988
JOHNSON CTLS INC
COM
478366107
13990
272700
SH
OTR
0
4000
268700
JONES LANG LASALLE INC
COM
48020Q107
307
3000
SH
OTR
0
3000
0
JP MORGAN CHASE & CO
COM
46625H100
2120
36255
SH
SOLE
0
12495
23760
JP MORGAN CHASE & CO
COM
46625H100
111489
1906442
SH
OTR
1675
1848658
56109
KBR INC
COM
48242W106
439
13763
SH
SOLE
13763
0
0
KIOR INC
CL A
497217109
384
228600
SH
OTR
0
0
228600
KKR & CO L P DEL
COM UNITS
48248M102
11942
490647
SH
OTR
2000
488647
0
KKR FINL HLDGS LLC
COM
48248A306
183
15000
SH
OTR
0
0
15000
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
18670
505000
SH
OTR
0
0
505000
KRAFT FOODS GROUP INC
COM
50076Q106
210
3900
SH
SOLE
0
3900
0
LACLEDE GROUP INC
COM
505597104
669
14684
SH
SOLE
14684
0
0
LACLEDE GROUP INC
COM
505597104
7
158
SH
OTR
0
158
0
LEGG MASON INC
COM
524901105
637
14659
SH
SOLE
0
3455
11204
LEGG MASON INC
COM
524901105
11000
252987
SH
OTR
775
234766
17446
LENDER PROCESSING SVCS
COM
52602E102
2778
74308
SH
SOLE
73808
500
0
LENDER PROCESSING SVCS
COM
52602E102
3033
81136
SH
OTR
0
81136
0
LGI HOMES INC
COM
50187T106
846
47535
SH
SOLE
47535
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
2423
27229
SH
OTR
0
27229
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
8190
97127
SH
SOLE
97127
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
11206
132893
SH
OTR
0
132893
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
89
611
SH
SOLE
0
611
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
7519
51396
SH
OTR
8
51388
0
LIFE TECHNOLOGIES CORPORATION
COM
53217V109
5915
78034
SH
SOLE
77824
0
210
LIFE TECHNOLOGIES CORPORATION
COM
53217V109
8130
107255
SH
OTR
0
103540
3715
LIQUIDITY SERVICES INC
COM
53635B107
204
9000
SH
OTR
0
9000
0
LIVE NATION INC
COM
538034109
119
6000
SH
SOLE
0
6000
0
LIVE NATION INC
COM
538034109
7932
401423
SH
OTR
225
401198
0
LOEWS CORP
COM
540424108
2430
50378
SH
OTR
0
50378
0
LOWES COS INC
COM
548661107
1456
29378
SH
OTR
0
29378
0
MACK CALI RLTY CORP
COM
554489104
33
1550
SH
SOLE
0
1550
0
MACK CALI RLTY CORP
COM
554489104
757
35250
SH
OTR
0
35250
0
MACYS INC
COM
55616P104
1978
37045
SH
SOLE
22975
0
14070
MACYS INC
COM
55616P104
9548
178800
SH
OTR
0
154220
24580
MARSH & MCLENNAN COS INC
COM
571748102
669
13825
SH
SOLE
0
13825
0
MARSH & MCLENNAN COS INC
COM
571748102
13744
284207
SH
OTR
900
282657
650
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
216
15000
SH
SOLE
15000
0
0
MASTEC INC
COM
576323109
18424
563071
SH
OTR
0
0
563071
MEDTRONIC INC
COM
585055106
5057
88117
SH
SOLE
0
54665
33452
MEDTRONIC INC
COM
585055106
18580
323743
SH
OTR
600
297695
25448
MENS WEARHOUSE INC
COM
587118100
937
18346
SH
SOLE
18346
0
0
MENS WEARHOUSE INC
COM
587118100
1086
21253
SH
OTR
0
21253
0
MERCK & CO INC
COM
58933Y105
37145
742149
SH
SOLE
95938
459472
186739
MERCK & CO INC
COM
58933Y105
211900
4233766
SH
OTR
1450
4184910
47406
MEREDITH CORP
COM
589433101
492
9500
SH
OTR
0
9500
0
METLIFE INC
COM
59156R108
837
15514
SH
SOLE
0
7155
8359
METLIFE INC
COM
59156R108
80785
1498242
SH
OTR
825
1480036
17381
MICROSOFT CORP
COM
594918104
21871
584633
SH
SOLE
0
404263
180370
MICROSOFT CORP
COM
594918104
41946
1121240
SH
OTR
2975
1042211
76054
MOLSON COORS BREWING CO
CL B
60871R209
4183
74491
SH
SOLE
53967
20524
0
MOLSON COORS BREWING CO
CL B
60871R209
131955
2350046
SH
OTR
0
2349821
225
MONDELEZ INTL INC
CL A
609207105
413
11700
SH
SOLE
0
11700
0
MURPHY OIL CORP
COM
626717102
657
10128
SH
OTR
0
10128
0
MYR GROUP INC DEL
COM
55405W104
10385
414061
SH
OTR
0
0
414061
NABORS INDUSTRIES LTD
SHS
G6359F103
407
23984
SH
OTR
0
23984
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
1230
18832
SH
OTR
0
18832
0
NETFLIX COM INC
COM
64110L106
460
1250
SH
SOLE
1250
0
0
NETFLIX COM INC
COM
64110L106
46
125
SH
OTR
0
125
0
NEW YORK TIMES CO
CL A
650111107
44
2800
SH
SOLE
0
2800
0
NEW YORK TIMES CO
CL A
650111107
2598
163691
SH
OTR
875
162816
0
NEWCASTLE INVT CORP
COM
65105M108
1435
249947
SH
SOLE
249947
0
0
NEWCASTLE INVT CORP
COM
65105M108
1019
177600
SH
OTR
0
177600
0
NEWS CORP NEW
CL A
65249B109
16103
893610
SH
SOLE
0
639630
253980
NEWS CORP NEW
CL A
65249B109
24545
1362095
SH
OTR
2025
1347060
13010
NEWS CORP NEW
CL B
65249B208
1103
61848
SH
SOLE
61848
0
0
NEWS CORP NEW
CL B
65249B208
1288
72250
SH
OTR
0
72250
0
NEXTERA ENERGY INC
COM
65339F101
19
226
SH
SOLE
226
0
0
NEXTERA ENERGY INC
COM
65339F101
19654
229553
SH
OTR
0
0
229553
NIELSEN HOLDINGS N V
COM
N63218106
2927
63792
SH
SOLE
56896
6896
0
NIELSEN HOLDINGS N V
COM
N63218106
21099
459768
SH
OTR
0
459768
0
NISOURCE INC
COM
65473P105
803
24426
SH
SOLE
24426
0
0
NISOURCE INC
COM
65473P105
1705
51870
SH
OTR
0
50525
1345
NL INDS INC
COM
629156407
248
22225
SH
OTR
0
20345
1880
NOBLE CORP PLC
SHS USD
G65431101
1607
42877
SH
SOLE
42877
0
0
NOBLE CORP PLC
SHS USD
G65431101
1866
49811
SH
OTR
0
49811
0
NORTHEAST UTILS
COM
664397106
311
7343
SH
SOLE
7343
0
0
NORTHEAST UTILS
COM
664397106
3
73
SH
OTR
0
73
0
NORTHERN TRUST CORP
COM
665859104
3748
60556
SH
SOLE
0
33481
27075
NORTHERN TRUST CORP
COM
665859104
14331
231564
SH
OTR
4300
176854
50410
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
355
10000
SH
SOLE
10000
0
0
NOVAGOLD RESOURCES
COM
66987E206
3345
1316784
SH
SOLE
154744
827296
334744
NRG ENERGY INC
COM
629377508
6147
214047
SH
SOLE
93948
85653
34446
NRG ENERGY INC
COM
629377508
6348
221048
SH
OTR
0
221048
0
NUANCE COMMUNICATIONS
COM
67020Y100
944
62112
SH
SOLE
62112
0
0
NUANCE COMMUNICATIONS
COM
67020Y100
1108
72897
SH
OTR
0
72897
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
13430
141225
SH
SOLE
59924
58321
22980
OCCIDENTAL PETROLEUM CORP
COM
674599105
177065
1861877
SH
OTR
0
1853132
8745
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
4467
301822
SH
OTR
825
291237
9760
OGE ENERGY CORP
COM
670837103
879
25928
SH
SOLE
25928
0
0
OGE ENERGY CORP
COM
670837103
9
271
SH
OTR
0
271
0
OMNICOM GROUP INC
COM
681919106
4237
56970
SH
SOLE
40000
4255
12715
OMNICOM GROUP INC
COM
681919106
16452
221215
SH
OTR
625
195007
25583
ORACLE CORP
COM
68389X105
30216
789755
SH
SOLE
59924
501596
228235
ORACLE CORP
COM
68389X105
129661
3388933
SH
OTR
3825
2694233
690875
ORMAT TECHNOLOGIES INC
COM
686688102
3435
126228
SH
OTR
0
0
126228
PANDORA MEDIA INC
COM
698354107
484
18177
SH
SOLE
18177
0
0
PEPCO HOLDINGS INC
COM
713291102
1099
57432
SH
OTR
0
54972
2460
PEPSICO INC
COM
713448108
890
10726
SH
OTR
0
10726
0
PERKINELMER INC
COM
714046109
346
8400
SH
OTR
0
8400
0
PFIZER INC
COM
717081103
32075
1047179
SH
SOLE
146665
626426
274088
PFIZER INC
COM
717081103
217770
7109689
SH
OTR
2775
6982973
123941
PG&E CORP
COM
69331C108
13194
327547
SH
SOLE
70767
156479
100301
PG&E CORP
COM
69331C108
119689
2971415
SH
OTR
675
2961548
9192
PINNACLE FOODS INC DEL
COM
72348P104
8232
299796
SH
SOLE
251625
48171
0
PINNACLE FOODS INC DEL
COM
72348P104
142757
5198725
SH
OTR
0
5194695
4030
PINNACLE WEST CAP CORP
COM
723484101
159
3002
SH
SOLE
52
2950
0
PINNACLE WEST CAP CORP
COM
723484101
1654
31251
SH
OTR
0
30191
1060
PIONEER NAT RES CO
COM
723787107
364
1979
SH
OTR
0
1979
0
PITNEY BOWES INC
COM
724479100
463
19850
SH
SOLE
10000
9850
0
PNM RESOURCES INC
COM
69349H107
293
12149
SH
SOLE
12149
0
0
PNM RESOURCES INC
COM
69349H107
3
121
SH
OTR
0
121
0
POLYPORE INTL INC
COM
73179V103
3919
100736
SH
OTR
0
0
100736
PORTLAND GEN ELEC CO
COM NEW
736508847
1324
43829
SH
SOLE
43829
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
14
469
SH
OTR
0
469
0
PPL CORP
COM
69351T106
1457
48432
SH
SOLE
43232
5200
0
PPL CORP
COM
69351T106
368
12239
SH
OTR
0
10469
1770
PRAXAIR INC
COM
74005P104
258
1987
SH
OTR
0
1987
0
PROCTER & GAMBLE CO
COM
742718109
856
10515
SH
SOLE
0
1095
9420
PROCTER & GAMBLE CO
COM
742718109
14335
176081
SH
OTR
0
159071
17010
PROLOGIS INC
COM
74340W103
950
25700
SH
SOLE
20000
5700
0
PROLOGIS INC
COM
74340W103
15709
425155
SH
OTR
150
424605
400
PVH CORP
COM
693656100
817
6003
SH
SOLE
6003
0
0
QLT INC COM
COM
746927102
607
109060
SH
SOLE
109060
0
0
QLT INC COM
COM
746927102
709
127324
SH
OTR
0
127324
0
QUALCOMM INC
COM
747525103
5951
80153
SH
SOLE
45013
17240
17900
QUALCOMM INC
COM
747525103
116792
1572960
SH
OTR
0
1542895
30065
QUANTA SVCS INC
COM
74762E102
34228
1084531
SH
OTR
0
0
1084531
QUIKSILVER INC
COM
74838C106
1265
144275
SH
SOLE
144275
0
0
QUIKSILVER INC
COM
74838C106
1236
140984
SH
OTR
0
137404
3580
RALPH LAUREN CORP
COM
751212101
3365
19057
SH
SOLE
14861
4196
0
RALPH LAUREN CORP
COM
751212101
44006
249228
SH
OTR
0
249228
0
RAYTHEON CO
COM NEW
755111507
300
3313
SH
OTR
0
3000
313
REPUBLIC SVCS INC
COM
760759100
286
8610
SH
OTR
0
8610
0
RETAILMENOT INC
COM SER 1
76132B106
2159
75000
SH
SOLE
75000
0
0
RETAILMENOT INC
COM SER 1
76132B106
207
7200
SH
OTR
0
7200
0
ROCKWELL AUTOMATION INC
COM
773903109
7775
65800
SH
OTR
0
0
65800
ROCKWELL COLLINS INC
COM
774341101
233
3150
SH
OTR
0
3150
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
3449
48399
SH
SOLE
34469
13930
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
128474
1802631
SH
OTR
0
1802631
0
RYMAN HOSPITALITY PROPERTIES
COM
78377T107
972
23268
SH
SOLE
23268
0
0
RYMAN HOSPITALITY PROPERTIES
COM
78377T107
1184
28348
SH
OTR
0
28348
0
SALLY BEAUTY HLDGS INC COM
COM
79546E104
393
12984
SH
SOLE
12984
0
0
SCHLUMBERGER LTD
COM
806857108
7846
87074
SH
OTR
0
87074
0
SCORPIO BULKERS INC
SHS
Y7546A106
603
60000
SH
SOLE
60000
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
348
9750
SH
OTR
0
9750
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
116
3050
SH
SOLE
0
3050
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
7605
200300
SH
OTR
0
200300
0
SEMGROUP CORP
CL A
81663A105
1187
18193
SH
SOLE
18193
0
0
SEMGROUP CORP
CL A
81663A105
13
205
SH
OTR
0
205
0
SEMPRA ENERGY
COM
816851109
587
6543
SH
SOLE
6543
0
0
SEMPRA ENERGY
COM
816851109
34836
388101
SH
OTR
0
69
388032
SERVICE CORP INTL
COM
817565104
997
55000
SH
SOLE
55000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
663
189907
SH
OTR
500
189407
0
SOUTHERN CO
COM
842587107
6
157
SH
SOLE
157
0
0
SOUTHERN CO
COM
842587107
1256
30559
SH
OTR
0
30559
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1376
11850
SH
SOLE
8500
3350
0
SPDR GOLD TRUST
GOLD SHS
78463V107
12229
105313
SH
OTR
25
105288
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3694
20000
SH
SOLE
20000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
51
275
SH
OTR
0
275
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
219
6600
SH
OTR
0
6600
0
SPROUTS FMRS MKT INC
COM
85208M102
961
25000
SH
SOLE
25000
0
0
STAPLES INC
COM
855030102
4015
252695
SH
SOLE
0
179997
72698
SULPHCO INC
COM
865378103
0
12500
SH
OTR
0
12500
0
SUNEDISON INC
COM
86732Y109
11434
876136
SH
OTR
0
0
876136
SUNPOWER CORP
COM
867652406
8952
300292
SH
OTR
0
0
300292
SUNTRUST BKS INC
COM
867914103
490
13315
SH
OTR
0
13315
0
TALISMAN ENERGY INC
COM
87425E103
146
12500
SH
SOLE
12500
0
0
TALISMAN ENERGY INC
COM
87425E103
493
42338
SH
OTR
0
42338
0
TARGA RES CORP
COM
87612G101
349
3954
SH
SOLE
3954
0
0
TARGA RES CORP
COM
87612G101
273
3092
SH
OTR
0
45
3047
TARGET CORP
COM
87612E106
1044
16500
SH
SOLE
16500
0
0
TARGET CORP
COM
87612E106
1318
20825
SH
OTR
0
20825
0
TE CONNECTIVITY LTD
REG SHS
H84989104
748
13570
SH
OTR
0
13570
0
TEMPLETON DRAGON FD INC
COM
88018T101
349
13500
SH
OTR
0
13500
0
TERADATA CORP DEL
COM
88076W103
318
7000
SH
SOLE
7000
0
0
TETRA TECH INC NEW
COM
88162G103
1539
55000
SH
OTR
0
0
55000
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
6190
154440
SH
SOLE
0
109985
44455
TEXAS INDS INC
COM
882491103
447
6500
SH
SOLE
6500
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5150
46250
SH
SOLE
0
27192
19058
THERMO FISHER SCIENTIFIC INC
COM
883556102
5068
45510
SH
OTR
0
21905
23605
TIFFANY & CO NEW
COM
886547108
361
3894
SH
SOLE
3894
0
0
TIFFANY & CO NEW
COM
886547108
5680
61215
SH
OTR
0
54935
6280
TIME WARNER CABLE INC
COM
88732J207
1814
13391
SH
SOLE
13391
0
0
TIME WARNER CABLE INC
COM
88732J207
1896
13995
SH
OTR
0
13995
0
TIME WARNER INC
COM NEW
887317303
249
3569
SH
OTR
0
3569
0
TRANSCANADA CORP
COM
89353D107
238
5220
SH
OTR
0
5220
0
TRAVELERS COMPANIES
COM
89417E109
2346
25912
SH
OTR
210
25702
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
241
6850
SH
OTR
0
6850
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
928
26832
SH
SOLE
26832
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1063
30732
SH
OTR
0
30732
0
UIL HOLDINGS CORP
COM
902748102
1664
42942
SH
OTR
0
42942
0
UNILEVER N V
N Y SHS NEW
904784709
799
19870
SH
SOLE
0
3990
15880
UNILEVER N V
N Y SHS NEW
904784709
12878
320104
SH
OTR
900
281910
37294
UNITED CONTL HLDGS INC
COM
910047109
1096
28970
SH
SOLE
0
1215
27755
UNITED CONTL HLDGS INC
COM
910047109
3745
98995
SH
OTR
0
53435
45560
UNITED PARCEL SERVICE INC
CL B
911312106
1166
11095
SH
SOLE
0
1900
9195
UNITED PARCEL SERVICE INC
CL B
911312106
19285
183529
SH
OTR
350
162149
21030
UNITED TECHNOLOGIES
COM
913017109
723
6350
SH
SOLE
0
780
5570
UNITED TECHNOLOGIES
COM
913017109
2332
20493
SH
OTR
0
11800
8693
UNIVERSAL DISPLAY CORP
COM
91347P105
7583
220695
SH
OTR
0
0
220695
UNIVERSAL HLTH SVCS INC
CL B
913903100
1300
16000
SH
OTR
0
16000
0
URBAN OUTFITTERS INC
COM
917047102
430
11588
SH
SOLE
11588
0
0
US BANCORP DEL
COM NEW
902973304
543
13450
SH
SOLE
0
13450
0
US BANCORP DEL
COM NEW
902973304
154
3800
SH
OTR
0
3800
0
VAIL RESORTS INC
COM
91879Q109
241
3210
SH
OTR
0
3210
0
VANGUARD SPECIALIZED PORTFOL
DIV APP E
921908844
602
8000
SH
OTR
0
6000
2000
VECTREN CORP
COM
92240G101
752
21170
SH
SOLE
21170
0
0
VECTREN CORP
COM
92240G101
8
216
SH
OTR
0
216
0
VEEVA SYS INC
CL A COM
922475108
1359
42350
SH
SOLE
42350
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
732
14900
SH
SOLE
5500
9400
0
VERIZON COMMUNICATIONS INC
COM
92343V104
9686
197103
SH
OTR
550
193433
3120
VIACOM INC NEW
CL A
92553P102
517
5887
SH
SOLE
5287
600
0
VIACOM INC NEW
CL A
92553P102
530
6040
SH
OTR
0
6040
0
VIACOM INC NEW
CL B
92553P201
155
1780
SH
SOLE
0
1780
0
VIACOM INC NEW
CL B
92553P201
524
6000
SH
OTR
0
6000
0
VMWARE INC
CL A COM
928563402
3588
40000
SH
OTR
0
0
40000
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
3973
101068
SH
SOLE
101068
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
8129
206789
SH
OTR
0
206789
0
VORNADO INC
COM
929042109
163
1831
SH
SOLE
0
1831
0
VORNADO INC
COM
929042109
5660
63744
SH
OTR
103
60282
3359
WAL MART STORES INC
COM
931142103
30694
390065
SH
OTR
200
389865
0
WALTER ENERGY INC
COM
93317Q105
6797
408695
SH
SOLE
0
264095
144600
WALTER ENERGY INC
COM
93317Q105
3822
229825
SH
OTR
1125
227900
800
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
248
16000
SH
SOLE
16000
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
3757
242525
SH
OTR
0
242525
0
WELLS FARGO & CO NEW
COM
949746101
3689
81254
SH
SOLE
57869
23385
0
WELLS FARGO & CO NEW
COM
949746101
121149
2668487
SH
OTR
0
2665827
2660
WEYERHAEUSER CO
COM
962166104
174
5500
SH
SOLE
0
5500
0
WEYERHAEUSER CO
COM
962166104
1582
50100
SH
OTR
1900
48200
0
WILLIAMS COS INC DEL
COM
969457100
2665
69103
SH
SOLE
65103
4000
0
WILLIAMS COS INC DEL
COM
969457100
52859
1370480
SH
OTR
0
206332
1164148
WPP PLC NEW
ADR
92937A102
276
2400
SH
OTR
0
0
2400
WPX ENERGY INC
COM
98212B103
22259
1092176
SH
SOLE
120533
687999
283644
WPX ENERGY INC
COM
98212B103
96892
4754287
SH
OTR
2100
4629366
122821
WESTERN ASSET CLYM INFL OPP
COM
95766R104
125
11070
SH
OTR
0
0
11070
XCEL ENERGY INC
COM
98389B100
9
338
SH
SOLE
338
0
0
XCEL ENERGY INC
COM
98389B100
1166
41734
SH
OTR
0
41734
0
XYRATEX LTD
COM
G98268108
678
51000
SH
SOLE
51000
0
0
YAHOO INC
COM
984332106
167
4125
SH
SOLE
0
4125
0
YAHOO INC
COM
984332106
10919
270008
SH
OTR
1375
267533
1100
YINGLI GREEN ENERGY HLDG CO
ADR
98584B103
1623
321468
SH
OTR
0
0
321468
YUME INC
COM
98872B104
1378
184935
SH
SOLE
184935
0
0
ZOETIS INC
CL A
98978V103
383
11721
SH
SOLE
0
0
11721
ZOETIS INC
CL A
98978V103
1947
59547
SH
OTR
0
31901
27646
ZOGENIX INC
COM
98978L105
625
181770
SH
SOLE
181770
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
4
55348
SH
SOLE
55348
0
0
COVANTA HLDG CORP
NOTE 3.250% 6/0
22282EAC6
10746
9170000
PRN
SOLE
1500000
5490000
2180000
COVANTA HLDG CORP
NOTE 3.250% 6/0
22282EAC6
3568
3045000
PRN
OTR
0
3045000
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
56
SH
SOLE
0
56
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1048
51760
SH
OTR
0
51760
0
BIOAMBER INC
*W EXP 05/09/201
09072Q114
120
165000
SH
SOLE
165000
0
0
CRESUD SA COMERCIAL
*W EXP 05/22/201
P3311R192
2
29050
SH
OTR
0
29050
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
6078
195184
SH
SOLE
5000
135608
54576
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
7304
234539
SH
OTR
0
231139
3400
AFFYMETRIX INC 1/10
PUT
61E99W9J9
350
2500
SH
Put
SOLE
2500
0
0
ISHARES RS2000 1/10/116
PUT
82T995PU5
831
5934
SH
Put
SOLE
5874
60
0
SPDR TR 1/10/184.5
PUT
13F995RJ8
223
1940
SH
Put
SOLE
1921
19
0
BARRICK GOLD 1/16
CALL
61E995KH9
222
1300
SH
Call
SOLE
1300
0
0