-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C1R2BHMaDVHl7qvKgV8rLRj/XYxO400iqeovEZs82PyPzrO6mpPLiINIFmlmKv+w QPelGpXi2OOFJWTcQmaDRA== 0001144204-10-022075.txt : 20100426 0001144204-10-022075.hdr.sgml : 20100426 20100426122719 ACCESSION NUMBER: 0001144204-10-022075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100426 DATE AS OF CHANGE: 20100426 EFFECTIVENESS DATE: 20100426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Faucett Russell B CENTRAL INDEX KEY: 0001354637 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12082 FILM NUMBER: 10769653 MAIL ADDRESS: STREET 1: 2001 WILSHIRE BOULEVARD STREET 2: SUITE 401 CITY: SANTA MONICA STATE: CA ZIP: 90403 13F-HR 1 v182203_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 -------------- Check here if Amendment |_|; Amendment Number: ____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Russell B. Faucett ------------------------------------------------- Address: 2001 Wilshire Blvd., Suite 401 ------------------------------------------------- Santa Monica, California 90403 ------------------------------------------------- Form 13F File Number: 28 - 12082 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Russell B. Faucett ------------------------------------------------- Title: ------------------------------------------------- Phone: (310) 264-4844 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Russell B. Faucett Santa Monica, California April 20, 2010 - ---------------------- ------------------------ -------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 5 ----------- Form 13F Information Table Value Total: 167,343 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 - ------------------------------------------------------------------------------------------------------------------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR PRN SH/ PUT/ INVESTMENT Voting Authority (x $1000) AMT PRN CALL DISCRETION SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST KBW REGN BK ETF 78464A698 17,803 679,000 SH Sole 679,000 - ------------------------------------------------------------------------------------------------------------------------------------ SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 55,903 390,500 SH Sole 390,500 - ------------------------------------------------------------------------------------------------------------------------------------ SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 24,921 213,000 SH Sole 213,000 - ------------------------------------------------------------------------------------------------------------------------------------ USA MOBILITY INC COM 90341G103 14,000 1,105,000 SH Sole 1,105,000 - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR INDEX RUSSELL 2000 464287655 54,716 807,000 SH Sole 807,000 - ------------------------------------------------------------------------------------------------------------------------------------
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