0001354327-15-000075.txt : 20151027 0001354327-15-000075.hdr.sgml : 20151027 20151027170136 ACCESSION NUMBER: 0001354327-15-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151023 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGT, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Bradley R CENTRAL INDEX KEY: 0001580310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52059 FILM NUMBER: 151178402 MAIL ADDRESS: STREET 1: C/O PGT, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-10-23 0 0001354327 PGT, Inc. PGTI 0001580310 West Bradley R C/O PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 0 1 0 0 Vice President and CFO Common Stock, par value $0.01 per share 2015-10-23 4 M 0 20000 2 A 31755 D Common Stock, par value $0.01 per share 2015-10-23 4 S 0 20000 14.01 D 11755 D Stock Option (Right to Buy) 2 2015-10-23 4 M 0 20000 0 D 2020-04-06 Common Stock 20000 82411 D Transaction was effected pursuant to a binding Trading Plan executed by the reporting person on August 27, 2015. This transaction was executed in multiple trades at prices ranging from $14.00 to $14.04 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer. An aggregate of 232,411 options exercisable in five approximately equal annual installments beginning on April 06, 2010. /s/ Bradley R. West 2015-10-27