-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kdmg6MvmVAESvAAX0Q3Dk8AdckSvHAr11qCN7yHqaEDHzNn16Srfurrwf0RK46Bn GhCv1MPnd8jtIUR05aAftw== 0000950123-10-012837.txt : 20100216 0000950123-10-012837.hdr.sgml : 20100215 20100216091923 ACCESSION NUMBER: 0000950123-10-012837 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARFMAN DALE C CENTRAL INDEX KEY: 0001354152 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 16480 REDDINGTON DRIVE CITY: REDDINGTON BEACH STATE: FL ZIP: 33708 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL TRAFFIC NETWORK, INC. CENTRAL INDEX KEY: 0001344907 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 331117834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81708 FILM NUMBER: 10602649 BUSINESS ADDRESS: STREET 1: 800 SECOND AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-896-1255 MAIL ADDRESS: STREET 1: 800 SECOND AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 c96287sc13gza.htm SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Global Traffic Network, Inc.
(Name of Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
37947B 10 3
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
CUSIP No.
  
37947B 10 3 
  

 

           
1   NAMES OF REPORTING PERSONS
Dale C. Arfman
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,018,206
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,018,206
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,018,206 SHARES
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  See Exhibit A
  þ
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  11.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 2 of 6 Pages

 

                     
CUSIP No.
  
37947B 10 3 
  
Item 1(a).   Name of Issuer:
Global Traffic Network, Inc.
Item 1(b).   Address of Issuer’s Principal Executive Offices:
880 Third Avenue, 6th Floor, New York, NY 10022
Item 2(a).   Name of Person Filing:
Dale C. Arfman
Item 2(b).   Address of Principal Business Office, or if None, Residence:
880 Third Avenue, 6th Floor, New York, NY 10022
Item 2(c).   Citizenship:
USA
Item 2(d).   Title of Class of Securities:
Common Stock, $.001 par value
Item 2(e).   CUSIP Number:
37947B 10 3
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
  (a) o  Broker or dealer registered under Section 15 of the Exchange Act.
 
  (b) o  Bank as defined in Section 3(a)(6) of the Exchange Act.
 
  (c) o  Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
  (d) o  Investment company registered under Section 8 of the Investment Company Act.
 
  (e) o  An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
  (f) o  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
  (g) o  A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
  (h) o  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
  (i) o  A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment
Company Act;
 
  (j) o  A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);
 
  (k) o  Group, in accordance with ‘ 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with ‘ 240.13d-1(b)(1)(ii)(J), please specify the type of institution:                     .

 

Page 3 of 6 Pages

 

                     
CUSIP No.
  
37947B 10 3 
  
Item 4.   Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount beneficially owned:
2,018,206 shares
  (b)   Percent of class:
11.0%
  (c)   Number of shares as to which such person has:
  (i)   Sole power to vote or to direct the vote: 2,018,206
 
  (ii)   Shared power to vote or to direct the vote: 0
 
  (iii)   Sole power to dispose or to direct the disposition of: 2,018,206
 
  (iv)   Shared power to dispose or to direct the disposition of: 0
Item 5.   Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following o.
Item 6.   Ownership of More Than Five Percent on Behalf of Another Person.
N/A
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
N/A
Item 8.   Identification and Classification of Members of the Group.
N/A
Item 9.   Notice of Dissolution of Group.
N/A
Item 10.   Certifications.
  (a)   Not applicable
 
  (b)   Not applicable
 
  (c)   Not applicable

 

Page 4 of 6 Pages

 

                     
CUSIP No.
  
37947B 10 3 
  
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: February 16, 2010  /s/ Dale C. Arfman    
  Dale C. Arfman   
     

 

Page 5 of 6 Pages

 

Exhibit A
To Form 13G (Individual)
The filing of this report shall not be construed as an admission by the person identified in Item 2(a) that, for the purpose of Section 13(d) or 13(g) of the Securities Exchange Act, he is the “beneficial owner” of any equity securities listed below; and such person expressly disclaims that he is part of a “group.”
                 
Record Owner’s Relationship   Reporting Person’s     Number  
to Reporting Person   Type of Ownership     of shares  
 
                
Spouse
   Indirect   26,132 shares
 
                
Shares held by trust for the Reporting Person’s children (the reporting person is not a trustee of such trust)
   Indirect   33,471 shares
These shares are not reported in Item 4(a) and are noted here for information only.

 

Page 6 of 6 Pages

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