0001140361-14-015918.txt : 20140407
0001140361-14-015918.hdr.sgml : 20140407
20140407113434
ACCESSION NUMBER: 0001140361-14-015918
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140407
DATE AS OF CHANGE: 20140407
EFFECTIVENESS DATE: 20140407
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portfolio 21 Investments
CENTRAL INDEX KEY: 0001353318
IRS NUMBER: 930962124
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11731
FILM NUMBER: 14747837
BUSINESS ADDRESS:
STREET 1: 721 NW 9TH AVE
STREET 2: SUITE 250
CITY: PORTLAND
STATE: OR
ZIP: 97209
BUSINESS PHONE: 503-224-7828
MAIL ADDRESS:
STREET 1: 721 NW 9TH AVE
STREET 2: SUITE 250
CITY: PORTLAND
STATE: OR
ZIP: 97209
FORMER COMPANY:
FORMER CONFORMED NAME: Progressive Investment Management
DATE OF NAME CHANGE: 20060214
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001353318
XXXXXXXX
03-31-2014
03-31-2014
Portfolio 21 Investments
721 NW 9th Ave
Suite 250
Portland
OR
97209
13F HOLDINGS REPORT
028-11731
N
James Madden
Senior Portfolio Manager
608-663-9863
/s/ James Madden
Madison
WI
04-07-2014
0
92
311675
false
INFORMATION TABLE
2
form13fInfoTable.xml
ADOBE SYS INC
Common Stock
00724F101
6602
100425
SH
SOLE
100425
0
0
Adobe Systems Inc
Common Stock
00724F101
1095
16660
SH
SOLE
16660
0
0
AMERESCO INC
Common Stock
02361E108
4118
544704
SH
SOLE
544704
0
0
Ameresco Inc
Common Stock
02361E108
587
77692
SH
SOLE
77692
0
0
ANSYS INC
Common Stock
03662Q105
7186
93296
SH
SOLE
93296
0
0
ANSYS Inc
Common Stock
03662Q105
972
12625
SH
SOLE
12625
0
0
APPLE INC
Common Stock
037833100
6895
12847
SH
SOLE
12847
0
0
Apple Inc
Common Stock
037833100
928
1729
SH
SOLE
1729
0
0
Ascent Solar Tech Inc
Common Stock
043635101
0
580
SH
SOLE
580
0
0
BANCO BRADESCO S A
Common Stock
059460303
6562
480000
SH
SOLE
480000
0
0
Banco Bradesco SA ADR
Common Stock
059460303
33
2400
SH
SOLE
2400
0
0
Baxter International Inc
Common Stock
071813109
1110
15089
SH
SOLE
15089
0
0
Biogen Idec Inc
Common Stock
09062X103
6
21
SH
SOLE
21
0
0
Canadian Pacific Railway Ltd
Common Stock
136452100
34
227
SH
SOLE
227
0
0
Charles Schwab Corp
Common Stock
808513105
30
1099
SH
SOLE
1099
0
0
COVIDIEN PLC
Common Stock
G2554F113
7024
95351
SH
SOLE
95351
0
0
Covidien PLC
Common Stock
G2554F113
1374
18659
SH
SOLE
18659
0
0
Darling International Inc
Common Stock
237266101
976
48765
SH
SOLE
48765
0
0
DARLING INTL INC
Common Stock
237266101
6024
300923
SH
SOLE
300923
0
0
DEERE & CO
Common Stock
244199105
5377
59218
SH
SOLE
59218
0
0
Deere & Co
Common Stock
244199105
27
302
SH
SOLE
302
0
0
EATON CORP PLC
Common Stock
G29183103
5429
72266
SH
SOLE
72266
0
0
Eaton Corporation PLC
Common Stock
G29183103
1012
13475
SH
SOLE
13475
0
0
EBAY INC
Common Stock
278642103
7208
130481
SH
SOLE
130481
0
0
eBay Inc
Common Stock
278642103
1104
19990
SH
SOLE
19990
0
0
Ericsson ADR
Common Stock
294821608
1008
75597
SH
SOLE
75597
0
0
FIRST SOLAR INC
Common Stock
336433107
6560
94000
SH
SOLE
94000
0
0
First Solar Inc
Common Stock
336433107
37
532
SH
SOLE
532
0
0
Fluor Corp
Common Stock
343412102
5
62
SH
SOLE
62
0
0
GENERAC HLDGS INC
Common Stock
368736104
8912
151134
SH
SOLE
151134
0
0
Generac Holdings Inc
Common Stock
368736104
1504
25498
SH
SOLE
25498
0
0
GOOGLE INC
Common Stock
38259P508
18947
17000
SH
SOLE
17000
0
0
Google Inc
Common Stock
38259P508
1566
1405
SH
SOLE
1405
0
0
Hannon Armstrong Sust In
Common Stock
41068X100
26
1830
SH
SOLE
1830
0
0
HANNON ARMSTRONG SUST INFR CAP
Common Stock
41068X100
4042
281686
SH
SOLE
281686
0
0
IHS INC
Common Stock
451734107
6097
50185
SH
SOLE
50185
0
0
IHS Inc
Common Stock
451734107
28
228
SH
SOLE
228
0
0
INTERCONTINENTALEXCHANGE GROUP
Common Stock
45866F104
7347
37136
SH
SOLE
37136
0
0
IntercontinentalExchange Inc
Common Stock
45866F104
36
180
SH
SOLE
180
0
0
IPG PHOTONICS CORP
Common Stock
44980X109
7134
100369
SH
SOLE
100369
0
0
IPG Photonics Corp
Common Stock
44980X109
1189
16721
SH
SOLE
16721
0
0
ITC HLDGS CORP
Common Stock
465685105
8435
225828
SH
SOLE
225828
0
0
ITC Holdings Corp
Common Stock
465685105
1133
30339
SH
SOLE
30339
0
0
Johnson Controls Inc
Common Stock
478366107
1412
29847
SH
SOLE
29847
0
0
JOHNSON CTLS INC
Common Stock
478366107
6174
130481
SH
SOLE
130481
0
0
JONES LANG LASALLE INC
Common Stock
48020Q107
8920
75276
SH
SOLE
75276
0
0
Jones Lang LaSalle Inc
Common Stock
48020Q107
1099
9275
SH
SOLE
9275
0
0
Koninklijke Philips NV ADR
Common Stock
500472303
26
737
SH
SOLE
737
0
0
METLIFE INC
Common Stock
59156R108
9274
175646
SH
SOLE
175646
0
0
Metlife Inc
Common Stock
59156R108
1258
23825
SH
SOLE
23825
0
0
National Grid Plc Adr
Common Stock
636274300
6
92
SH
SOLE
92
0
0
NIKE INC
Common Stock
654106103
7386
100000
SH
SOLE
100000
0
0
Nike Inc
Common Stock
654106103
35
469
SH
SOLE
469
0
0
Novo Nordisk A/S ADR
Common Stock
670100205
1728
37847
SH
SOLE
37847
0
0
ORMAT TECHNOLOGIES INC
Common Stock
686688102
6024
200738
SH
SOLE
200738
0
0
Ormat Technologies Inc
Common Stock
686688102
34
1120
SH
SOLE
1120
0
0
PRAXAIR INC
Common Stock
74005P104
6573
50185
SH
SOLE
50185
0
0
Praxair Inc
Common Stock
74005P104
1140
8704
SH
SOLE
8704
0
0
QUALCOMM INC
Common Stock
747525103
7492
95000
SH
SOLE
95000
0
0
Qualcomm Inc.
Common Stock
747525103
28
359
SH
SOLE
359
0
0
Quanta Services Inc
Common Stock
74762E102
1143
30972
SH
SOLE
30972
0
0
QUANTA SVCS INC
Common Stock
74762E102
9259
250923
SH
SOLE
250923
0
0
RYDER SYS INC
Common Stock
783549108
7592
95000
SH
SOLE
95000
0
0
Ryder Systems Inc
Common Stock
783549108
1058
13234
SH
SOLE
13234
0
0
SAP AG ADR
Common Stock
803054204
36
445
SH
SOLE
445
0
0
Silver Spring Networks
Common Stock
82817Q103
810
46604
SH
SOLE
46604
0
0
SILVER SPRING NETWORKS INC
Common Stock
82817Q103
4012
230819
SH
SOLE
230819
0
0
STRATASYS LTD
Common Stock
M85548101
4774
45000
SH
SOLE
45000
0
0
Stratasys Ltd
Common Stock
M85548101
834
7857
SH
SOLE
7857
0
0
SUNOPTA INC
Common Stock
8676EP108
6761
572446
SH
SOLE
572446
0
0
Sunopta Inc
Common Stock
8676EP108
1131
95795
SH
SOLE
95795
0
0
SVB Financial Group
Common Stock
78486Q101
1518
11785
SH
SOLE
11785
0
0
SVB FINL GROUP
Common Stock
78486Q101
6915
53698
SH
SOLE
53698
0
0
Taiwan Semiconductor Manufactu
Common Stock
874039100
1172
58527
SH
SOLE
58527
0
0
TAIWAN SEMICONDUCTOR MFG LTD S
Common Stock
874039100
7029
351107
SH
SOLE
351107
0
0
TENNANT CO
Common Stock
880345103
6181
94196
SH
SOLE
94196
0
0
Tennant Company
Common Stock
880345103
1332
20305
SH
SOLE
20305
0
0
TJX Companies Inc
Common Stock
872540109
1589
26194
SH
SOLE
26194
0
0
TJX COS INC NEW
Common Stock
872540109
7362
121387
SH
SOLE
121387
0
0
Toronto-Dominion Bank
Common Stock
891160509
917
19522
SH
SOLE
19522
0
0
TRACTOR SUPPLY CO
Common Stock
892356106
6380
90332
SH
SOLE
90332
0
0
Tractor Supply Company
Common Stock
892356106
1206
17079
SH
SOLE
17079
0
0
Verizon Communications
Common Stock
92343V104
1373
28868
SH
SOLE
28868
0
0
VERIZON COMMUNICATIONS INC
Common Stock
92343V104
5689
119595
SH
SOLE
119595
0
0
Vodafone Group PLC ADR
Common Stock
92857W308
28
765
SH
SOLE
765
0
0
VODAFONE GROUP PLC NEW
Common Stock
92857W308
4863
132120
SH
SOLE
132120
0
0
Waste Management Inc
Common Stock
94106L109
1042
24760
SH
SOLE
24760
0
0
WASTE MGMT INC DEL
Common Stock
94106L109
6967
165609
SH
SOLE
165609
0
0
WATERS CORP
Common Stock
941848103
7073
65240
SH
SOLE
65240
0
0
Waters Corp
Common Stock
941848103
1254
11565
SH
SOLE
11565
0
0
Westpac Banking ADR
Common Stock
961214301
41
1266
SH
SOLE
1266
0
0
Whole Foods Market
Common Stock
966837106
6
123
SH
SOLE
123
0
0