0001140361-13-038606.txt : 20131015 0001140361-13-038606.hdr.sgml : 20131014 20131015060101 ACCESSION NUMBER: 0001140361-13-038606 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131015 DATE AS OF CHANGE: 20131015 EFFECTIVENESS DATE: 20131015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Portfolio 21 Investments CENTRAL INDEX KEY: 0001353318 IRS NUMBER: 930962124 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11731 FILM NUMBER: 131148952 BUSINESS ADDRESS: STREET 1: 721 NW 9TH AVE STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 503-224-7828 MAIL ADDRESS: STREET 1: 721 NW 9TH AVE STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97209 FORMER COMPANY: FORMER CONFORMED NAME: Progressive Investment Management DATE OF NAME CHANGE: 20060214 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001353318 XXXXXXXX 09-30-2013 09-30-2013 Portfolio 21 Investments

721 NW 9th Ave Suite 250 Portland OR 97209

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Common Stock 17275R102 887 0 SH SOLE 0 0 0 Colgate Palmolive Common Stock 194162103 1201 0 SH SOLE 0 0 0 Costco Companies Inc Common Stock 22160K105 1371 0 SH SOLE 0 0 0 Covidien Ltd Common Stock G2554F113 1254 0 SH SOLE 0 0 0 COVIDIEN PLC Common Stock G2554F113 5789 0 SH SOLE 0 0 0 DARLING INTL INC Common Stock 237266101 5290 0 SH SOLE 0 0 0 Darling Intl Inc Common Stock 237266101 791 0 SH SOLE 0 0 0 DEERE & CO Common Stock 244199105 4802 0 SH SOLE 0 0 0 Deere & Co Common Stock 244199105 7 0 SH SOLE 0 0 0 EATON CORP PLC Common Stock G29183103 4956 0 SH SOLE 0 0 0 Eaton Corp Plc Common Stock G29183103 9 0 SH SOLE 0 0 0 EBAY INC Common Stock 278642103 7253 0 SH SOLE 0 0 0 Ebay Inc Common Stock 278642103 8 0 SH SOLE 0 0 0 Ericsson American Adr Common Stock 294821608 969 0 SH SOLE 0 0 0 GENERAC HLDGS INC Common Stock 368736104 5486 0 SH SOLE 0 0 0 Generac Holdings Inc Common Stock 368736104 1225 0 SH SOLE 0 0 0 GOOGLE INC Common Stock 38259P508 20146 0 SH SOLE 0 0 0 Google Inc Class A Common Stock 38259P508 1410 0 SH SOLE 0 0 0 I H S Inc Common Stock 451734107 11 0 SH SOLE 0 0 0 IHS INC Common Stock 451734107 5709 0 SH SOLE 0 0 0 INTERCONTINENTALEXCHANGE INC C Common Stock 45865V100 6713 0 SH SOLE 0 0 0 Intrcontinental Exchange Common Stock 45865V100 10 0 SH SOLE 0 0 0 IPG PHOTONICS CORP Common Stock 44980X109 5631 0 SH SOLE 0 0 0 Ipg Photonics Corp Common Stock 44980X109 916 0 SH SOLE 0 0 0 ITC HLDGS CORP Common Stock 465685105 7040 0 SH SOLE 0 0 0 Itc Holdings Corp Common Stock 465685105 885 0 SH SOLE 0 0 0 ITRON INC Common Stock 465741106 4925 0 SH SOLE 0 0 0 Itron Inc New Common Stock 465741106 785 0 SH SOLE 0 0 0 Johnson Controls Inc Common Stock 478366107 1385 0 SH SOLE 0 0 0 JOHNSON CTLS INC Common Stock 478366107 5395 0 SH SOLE 0 0 0 JONES LANG LASALLE INC Common Stock 48020Q107 6548 0 SH SOLE 0 0 0 Jones Lang Lasalle Inc Common Stock 48020Q107 11 0 SH SOLE 0 0 0 Kon Philips Elec Nv Newf Common Stock 500472303 7 0 SH SOLE 0 0 0 METLIFE INC Common Stock 59156R108 8216 0 SH SOLE 0 0 0 Metlife Inc Common Stock 59156R108 1090 0 SH SOLE 0 0 0 NETAPP INC Common Stock 64110D104 4901 0 SH SOLE 0 0 0 NetApp Common Stock 64110D104 8 0 SH SOLE 0 0 0 NIKE INC Common Stock 654106103 8426 0 SH SOLE 0 0 0 Nike, Inc. 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Common Stock 808513105 23 0 SH SOLE 0 0 0 Svb Financial Group Inc Common Stock 78486Q101 985 0 SH SOLE 0 0 0 SVB FINL GROUP Common Stock 78486Q101 4621 0 SH SOLE 0 0 0 T J X Cos Inc Common Stock 872540109 1806 0 SH SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD S Common Stock 874039100 5088 0 SH SOLE 0 0 0 Taiwan Semiconductr Adrf Common Stock 874039100 976 0 SH SOLE 0 0 0 TENNANT CO Common Stock 880345103 4960 0 SH SOLE 0 0 0 Tennant Company Common Stock 880345103 1262 0 SH SOLE 0 0 0 TJX COS INC NEW Common Stock 872540109 5921 0 SH SOLE 0 0 0 Toronto Dominion Bank Common Stock 891160509 798 0 SH SOLE 0 0 0 TRACTOR SUPPLY CO Common Stock 892356106 6045 0 SH SOLE 0 0 0 Tractor Supply Company Common Stock 892356106 1142 0 SH SOLE 0 0 0 Unilever N V Ny Shs Newf Common Stock 904767704 12 0 SH SOLE 0 0 0 Unilever Plc Adr New Common Stock 904767704 891 0 SH SOLE 0 0 0 VODAFONE GROUP PLC NEW Common Stock 92857W209 5277 0 SH SOLE 0 0 0 Vodaphone Group Common Stock 92857W209 8 0 SH SOLE 0 0 0 Waste Management Common Stock 94106L109 1012 0 SH SOLE 0 0 0 WASTE MGMT INC DEL Common Stock 94106L109 6805 0 SH SOLE 0 0 0 WATERS CORP Common Stock 941848103 6904 0 SH SOLE 0 0 0 Waters Corp Common Stock 941848103 1211 0 SH SOLE 0 0 0