-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEKZheRThCqyJQ1OxUL8wUR23kG+EjDH/zsGCEIo2rYnDfJA+U3kwYDKJunolM9A KffXUlfO5uOaiQ+N6JD8lg== 0001019056-10-000947.txt : 20100728 0001019056-10-000947.hdr.sgml : 20100728 20100728102459 ACCESSION NUMBER: 0001019056-10-000947 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100728 EFFECTIVENESS DATE: 20100728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NMF Asset Management, LLC CENTRAL INDEX KEY: 0001353284 IRS NUMBER: 134149774 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11696 FILM NUMBER: 10973223 BUSINESS ADDRESS: STREET 1: 815 COLORADO AVENUE CITY: STUART STATE: FL ZIP: 34994 BUSINESS PHONE: (772) 221-2651 MAIL ADDRESS: STREET 1: 815 COLORADO AVENUE CITY: STUART STATE: FL ZIP: 34994 13F-HR 1 nmf_13f063010.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NMF Asset Management, LLC -------------------------------------------- Address: 815 Colorado Avenue, Suite 100 -------------------------------------------- Stuart, FL 34994 -------------------------------------------- Form 13F File Number: 028-11696 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nola Falcone -------------------------------------------- Title: Managing Principal -------------------------------------------- Phone: (772) 221-2651 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Nola M. Falcone Stuart, FL July 28, 2010 - -------------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 162 -------------- Form 13F Information Table Value Total: 117,458 -------------- (thousands) List of Other Included Managers: None 2
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ABAXIS INC COM 002567105 876 40,900 SH SOLE 20,300 20,600 AGL RESOURCES INC COM 001204106 54 1,500 SH SOLE - 1,500 AKAMAI TECHNOLOGIES INC COM 00971t101 933 23,000 SH SOLE 21,400 1,600 AMERICAN PUBLIC ED INC COM COM 02913V103 1,875 42,900 SH SOLE 20,300 22,600 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1,286 48,200 SH SOLE 20,900 27,300 ANADARKO PETROLEUM CORP COM 032511107 361 10,000 SH SOLE 10,000 - APOLLO GROUP INC CL A CL A 037604105 488 11,500 SH SOLE 6,700 4,800 APPROACH RESOURCES INC COM COM 03834A103 1,318 191,500 SH SOLE 78,000 113,500 ARROW FINL CORP COM COM 042744102 178 7,700 SH SOLE 6,100 1,600 AT&T INC COM 00206r102 164 6,797 SH SOLE 3,500 3,297 ATMOS ENERGY CORP COM 049560105 16 600 SH SOLE - 600 AVISTA CORP COM 05379B107 627 32,100 SH SOLE 13,100 19,000 BANK OF NEW YORK MELLON CORP COM 064058100 526 21,300 SH SOLE 6,800 14,500 BAXTER INTL COM 071813109 390 9,600 SH SOLE 2,400 7,200 BILL BARRETT CORP COM 06846N104 3,215 104,500 SH SOLE 51,700 52,800 BIO REFERENCE LAB INC COM $.01 NEW 09057G602 2,150 97,000 SH SOLE 43,400 53,600 BLACK HILLS CORP COM 092113109 242 8,500 SH SOLE 7,900 600 BLACKBOARD INC COM COM 091935502 11 300 SH SOLE 300 - BMC SOFTWARE INC COM 055921100 28 800 SH SOLE - 800 BRISTOL MYERS SQUIBB CO COM 110122108 1,712 68,629 SH SOLE 40,785 27,844 BRYN MAWR BANK CORP COM 117665109 581 34,624 SH SOLE 31,924 2,700 CALGON CARBON CORP COM 129603106 2,371 179,100 SH SOLE 71,800 107,300 CALLAWAY GOLF CO COM COM 131193104 477 79,000 SH SOLE 6,500 72,500 CAMERON INTERNATIONAL CORP COM 13342b105 10 300 SH SOLE 300 - CANO PETROLEUM COM 137801106 3 3,500 SH SOLE 3,500 - CAPELLA EDUCATION CO COM COM 139594105 3,091 38,000 SH SOLE 21,000 17,000 CARBO CERAMICS INC COM COM 140781105 1,906 26,400 SH SOLE 11,200 15,200 CASH AMER INTL INC COM COM 14754D100 1,271 37,100 SH SOLE 18,100 19,000 CELGENE CORP COM COM 151020104 523 10,300 SH SOLE 2,300 8,000 CHEVRON CORP COM 166764100 849 12,516 SH SOLE 3,900 8,616 CISCO SYSTEMS INC COM 17275R102 265 12,436 SH SOLE 3,036 9,400 CLIFFS NATURAL RES INC COM 18683K101 52 1,100 SH SOLE - 1,100 COGENT INC COM COM 19239Y108 1,172 130,069 SH SOLE 42,400 87,669 COINSTAR INC COM COM 19259P300 1,354 31,500 SH SOLE 14,400 17,100 CONOCOPHILLIPS COM 20825C104 35 721 SH SOLE 721 - COVANCE INC COM COM 222816100 611 11,900 SH SOLE 2,900 9,000 CROSS TIMBERS ROYALTY TRUST TR UNIT 22757R109 1 20 SH SOLE - 20 CVS CAREMARK CORP COM 126650100 1,003 34,200 SH SOLE 11,000 23,200 CYMER INC COM COM 232572107 892 29,700 SH SOLE 18,600 11,100 DANVERS BANCORP INC COM 236442109 997 69,028 SH SOLE 16,426 52,602 DELPHI FINL GROUP INC CL A CL A 247131105 17 700 SH SOLE 700 - 3
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE DELTIC TIMBER CORP COM COM 247850100 1,225 29,300 SH SOLE 15,900 13,400 DEVON ENERGY CORPORATION NEW COM 25179M103 1,419 23,300 SH SOLE 15,000 8,300 DOMINION RESOURCES INC COM 25746U109 12 300 SH SOLE - 300 DRIL-QUIP INC COM 262037104 2,007 45,600 SH SOLE 18,300 27,300 DUKE ENERGY CORP COM 26441C105 112 7,000 SH SOLE 300 6,700 DYNAMIC MATERIALS CORP COM 267888105 507 31,600 SH SOLE 27,100 4,500 ELI LILLY & CO COM 532457108 298 8,900 SH SOLE 8,900 - EMC CORP COM 268648102 1,420 77,600 SH SOLE 41,500 36,100 ENERGY TRANSFER PARTNERS LP UNIT LTD PART29273R109 186 4,000 SH SOLE 100 3,900 ENTERPRISE PRODUCTS PARTNERS COM 293792107 467 13,192 SH SOLE 3,976 9,216 EPIQ SYS INC COM COM 26882D109 1,290 99,800 SH SOLE 30,300 69,500 EQT CORP COM 26884L109 773 21,400 SH SOLE 6,100 15,300 ESCO TECHNOLOGIES COM 296315104 178 6,900 SH SOLE 6,500 400 EXTERRAN PARTNERS LP COM UNITS COM UNITS 30225N105 93 4,100 SH SOLE - 4,100 EXXON MOBIL CORP COM 30231G102 140 2,460 SH SOLE - 2,460 EZCORP INC CL A CL A NON VTG 302301106 1,683 90,750 SH SOLE 39,400 51,350 FIRST NIAGARA FINANCIAL GRP COM 33582V108 1,316 105,000 SH SOLE 43,000 62,000 FIRSTMERIT CORP COM COM 337915102 1,847 107,800 SH SOLE 41,200 66,600 FORTUNE BRANDS INC COM 349631101 4 100 SH SOLE - 100 GAS NAT INC COM COM 367204104 91 8,370 SH SOLE 8,370 - GENESEE & WYOMING INC CL A CL A 371559105 907 24,300 SH SOLE 14,200 10,100 GENUINE PARTS COMPANY COM 372460105 276 7,000 SH SOLE 1,100 5,900 GENZYME CORP COM 372917104 508 10,000 SH SOLE 2,800 7,200 GEORESOURCES INC COM COM 372476101 1,805 129,600 SH SOLE 56,300 73,300 GMX RESOURCES INC COM 38011M108 279 43,000 SH SOLE 16,800 26,200 GREIF INC CL A CL A 397624107 3,510 63,200 SH SOLE 39,100 24,100 HAIN CELESTIAL GROUP INC COM 405217100 1,138 56,400 SH SOLE 24,800 31,600 HEWLETT-PACKARD CO COM 428236103 1,523 35,200 SH SOLE 20,300 14,900 HONEYWELL INTL COM 438516106 20 500 SH SOLE - 500 HUDSON CITY BANCORP INC COM 443683107 1,046 85,400 SH SOLE 31,200 54,200 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 1 59 SH SOLE - 59 ILLINOIS TOOL WORKS INC COM 452308109 409 9,900 SH SOLE 4,000 5,900 INERGY LP UNIT LTD PTNR456615103 202 5,100 SH SOLE - 5,100 INSITUFORM TECH INC CL A CL A 457667103 1,544 75,400 SH SOLE 34,000 41,400 INTEGRYS ENERGY GROUP COM 45822P105 26 600 SH SOLE 500 100 INTEL CORP COM 458140100 2,159 111,000 SH SOLE 75,900 35,100 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 309 2,500 SH SOLE 900 1,600 ITRON INC COM 465741106 476 7,700 SH SOLE 2,100 5,600 ITT EDUCATIONAL SERVICES INC COM 45068B109 349 4,200 SH SOLE 800 3,400 JACOBS ENGINEERING GROUP INC COM 469814107 128 3,500 SH SOLE 1,400 2,100 JOHNSON & JOHNSON COM 478160104 963 16,300 SH SOLE 15,600 700 4
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE K12 INC COM COM 48273U102 1,164 52,500 SH SOLE 26,000 26,500 KOHLS CORP COM 500255104 656 13,800 SH SOLE 2,800 11,000 LABORATORY CORP OF AMERICA COM NEW 50540R409 264 3,500 SH SOLE 600 2,900 MAGELLAN MIDSTREAM PRT LP COM UNIT RP L559080106 19 400 SH SOLE - 400 MARATHON OIL CORP COM COM 565849106 3 100 SH SOLE 100 - MARKWEST ENERGY PARTNR UNIT LTD PARUNIT LTD PART570759100 187 5,700 SH SOLE - 5,700 MEDCO HEALTH SOLUTIONS COM 58405U102 60 1,096 SH SOLE - 1,096 MEDTRONIC INC COM 585055106 36 1,000 SH SOLE 1,000 - MEMC ELECTRONIC MATERIALS COM 552715104 26 2,600 SH SOLE 2,600 - MERCK & CO INC COM 58933Y105 388 11,104 SH SOLE 8,556 2,548 MET-PRO CORP COM 590876306 1,653 153,655 SH SOLE 74,555 79,100 MGE ENERGY INC COM 55277P104 2,645 73,400 SH SOLE 27,700 45,700 MICROSEMI CORP COM 595137100 180 12,300 SH SOLE 8,500 3,800 MICROSOFT CORP COM 594918104 51 2,200 SH SOLE 600 1,600 MIDDLESEX WATER CO COM 596680108 8 500 SH SOLE - 500 MONRO MUFFLER BRAKE INC COM 610236101 2,253 57,000 SH SOLE 23,400 33,600 MONSANTO CO COM 61166W101 421 9,100 SH SOLE 2,300 6,800 MURPHY OIL CORP COM 626717102 198 4,000 SH SOLE 4,000 - NATIONAL RESEARCH CORP COM COM 637372103 87 3,600 SH SOLE 3,200 400 NETEZZA CORP COM COM 64111N101 1,862 136,100 SH SOLE 64,300 71,800 NEUSTAR INC CL A CL A 64126x201 823 39,900 SH SOLE 38,100 1,800 NEUTRAL TANDEM INC COM COM 64128B108 1,726 153,400 SH SOLE 62,100 91,300 NOBLE CORP NEW NAMEN -AKT H5833N103 559 18,100 SH SOLE 18,100 - NORTHERN TRUST CORP COM 665859104 28 600 SH SOLE 100 500 NORTHWESTERN CORP COM NEW 668074305 238 9,100 SH SOLE 8,200 900 NOVARTIS AG SPSR ADR SPONSORED ADR66987V109 1,294 26,790 SH SOLE 17,500 9,290 OBAGI MED PRODS INC COM COM 67423R108 1,483 125,500 SH SOLE 56,800 68,700 ONEOK INC COM 682680103 260 6,000 SH SOLE 6,000 - ORACLE CORP COM 68389X105 554 25,800 SH SOLE 6,200 19,600 OSI SYSTEMS INC COM COM 671044105 542 19,500 SH SOLE 1,500 18,000 PARAMETRIC TECH CORP COM NEW COM NEW 699173209 1,606 102,500 SH SOLE 46,500 56,000 PARKER DRILLING CO COM 701081101 1,222 309,300 SH SOLE 79,500 229,800 PENTAIR INC COM 709631105 1,359 42,200 SH SOLE 23,800 18,400 PERKINELMER INC COM COM 714046109 641 31,000 SH SOLE 7,800 23,200 PETMED EXPRESS INC COM 716382106 1,269 71,300 SH SOLE 31,100 40,200 PETROLEUM & RESOURCES CORP. COM 716549100 6 310 SH SOLE 310 - PETROLEUM DEVELOPMENT CORP COM 716578109 2,895 113,000 SH SOLE 60,300 52,700 PFIZER INC COM 717081103 872 61,130 SH SOLE 34,730 26,400 PHOENIX COMPANIES INC COM 71902E109 0 124 SH SOLE - 124 PIONEER NAT RES CO COM 723787107 2,675 45,000 SH SOLE 29,200 15,800 PLAINS ALL AMERICAN PIPELINE LP UNIT LTD PART726503105 100 1,700 SH SOLE 500 1,200 PROCTER & GAMBLE CO COM 742718109 99 1,650 SH SOLE 550 1,100 PROGRESS ENERGY INC COM 743263105 82 2,100 SH SOLE 1,400 700 PROSPERITY BANCSHARES INC COM 743606105 382 11,000 SH SOLE 1,000 10,000 QUANTA SVCS INC COM COM 74762E102 335 16,200 SH SOLE 3,900 12,300 QUEST SOFTWARE INC COM COM 74834T103 1,099 60,900 SH SOLE 30,400 30,500 5
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE RBC BEARINGS INC COM 75524B104 336 11,600 SH SOLE 7,300 4,300 ROFIN-SINAR TECHNOLOGIES INC COM 775043102 945 45,400 SH SOLE 14,600 30,800 ROYAL DUTCH SHELL PLC ADR SPONS ADR A 780259206 5 100 SH SOLE - 100 SCANA CORP NEW COM 80589m102 730 20,400 SH SOLE 16,600 3,800 SCHLUMBERGER LTD COM 806857108 1,240 22,400 SH SOLE 15,400 7,000 SEACOAST BKG CORP FLA COM COM 811707306 234 175,908 SH SOLE 71,385 104,523 SELECTIVE INSURANCE GROUP COM 816300107 98 6,600 SH SOLE 5,600 1,000 SENSIENT TECH CORP COM COM 81725T100 156 6,000 SH SOLE 1,000 5,000 SJW CORP COM 784305104 9 400 SH SOLE - 400 STRYKER CORP COM 863667101 25 500 SH SOLE - 500 SUBURBAN PROPANE L P UNIT LTD PARTNUNIT LTD PART864482104 173 3,700 SH SOLE - 3,700 SUNOCO LOGISTICS PT LP COM UNITS COM UNITS 86764L108 43 600 SH SOLE - 600 SUPERIOR ENERGY SERVICES INC COM 868157108 344 18,400 SH SOLE 12,600 5,800 SUSQUEHANNA BANCSHARES INC COM 869099101 8 1,000 SH SOLE - 1,000 SYNAPTICS INC COM COM 87157D109 1,675 60,900 SH SOLE 28,500 32,400 T ROWE PRICE GROUP COM 74144T108 13 300 SH SOLE 300 - TELECOMMUNICATION SYS CL A CL A 87929J103 601 145,200 SH SOLE 63,700 81,500 TERRITORIAL BANCORP INC COM 88145X108 2,014 106,300 SH SOLE 49,000 57,300 TEXAS INSTRUMENTS INC COM 882508104 372 16,000 SH SOLE 16,000 - THOMSON REUTERS CORP COM COM 884903105 79 2,200 SH SOLE 400 1,800 UNIVERSAL ELECTRONICS INC COM 913483103 278 16,700 SH SOLE 16,300 400 US BANCORP COM NEW 902973304 19 865 SH SOLE 865 - VERIZON COMMUNICATIONS COM 92343V104 163 5,800 SH SOLE 1,300 4,500 VIASAT INC COM 92552V100 130 4,000 SH SOLE 4,000 - VIRTUS INVESTMENT PARTNERS COM 92828Q109 0 6 SH SOLE - 6 WADDELL & REED FINL CL A CL A 930059100 558 25,500 SH SOLE 6,900 18,600 WELLS FARGO & CO NEW COM 949746101 2 74 SH SOLE 74 - WESTAR ENERGY INC COM 95709T100 45 2,100 SH SOLE - 2,100 WESTWOOD HLDGS GROUP COM COM 961765104 1,533 43,600 SH SOLE 19,900 23,700 WHIRLPOOL CORP COM 963320106 149 1,700 SH SOLE 1,700 - WILLIAMS COMPANIES INC COM 969457100 1,099 60,100 SH SOLE 60,100 - WILLIAMS PIPELINE PARTNERS LP COM UNIT LP I96950K103 100 3,100 SH SOLE - 3,100 ZEBRA TECHNOLOGIES CORP-CL A CL A 989207105 1,555 61,300 SH SOLE 27,700 33,600 ZOLL MEDICAL CORP COM 989922109 1,840 67,900 SH SOLE 36,000 31,900 117,458 6
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