-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WvoKDAY0GtkftN+6UlrRWxYfX0Y0WDoKOMCR3x2eNSFUb1iIMY1gV1kAhXmT67o8 k99Ky4y7bJsrzOK12tMpgA== 0001019056-09-001087.txt : 20091109 0001019056-09-001087.hdr.sgml : 20091109 20091109101947 ACCESSION NUMBER: 0001019056-09-001087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NMF Asset Management, LLC CENTRAL INDEX KEY: 0001353284 IRS NUMBER: 134149774 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11696 FILM NUMBER: 091166849 BUSINESS ADDRESS: STREET 1: 815 COLORADO AVENUE CITY: STUART STATE: FL ZIP: 34994 BUSINESS PHONE: (772) 221-2651 MAIL ADDRESS: STREET 1: 815 COLORADO AVENUE CITY: STUART STATE: FL ZIP: 34994 13F-HR 1 nmf_13fhr.txt 13F-HR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NMF Asset Management, LLC -------------------------------------------- Address: 815 Colorado Avenue, Suite 100 -------------------------------------------- Stuart, FL 34994 -------------------------------------------- Form 13F File Number: 28-_____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nola Falcone -------------------------------------------- Title: Managing Principal -------------------------------------------- Phone: (772) 221-2651 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Nola M. Falcone Stuart, FL November 6, 2009 - -------------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 159 -------------- Form 13F Information Table Value Total: 129,336 -------------- (thousands) List of Other Included Managers: None 2 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE A. SCHULMAN INC COM 808194104 1,733 86,960 SH SOLE 20,160 66,800 AAR CORP COM 000361105 434 19,800 SH SOLE 19,100 700 ABAXIS INC COM 002567105 1,313 49,100 SH SOLE 23,300 25,800 ABBOTT LABORATORIES COM 002824100 688 13,900 SH SOLE 3,600 10,300 AGL RESOURCES INC COM 001204106 374 10,600 SH SOLE 3,500 7,100 AIR PRODUCTS & CHEMICALS COM 009158106 721 9,300 SH SOLE 2,300 7,000 AKAMAI TECHNOLOGIES INC COM 00971t101 846 43,000 SH SOLE 27,700 15,300 AMEDISYS INC COM COM 023436108 2,286 52,400 SH SOLE 20,900 31,500 AMERICAN PUBLIC ED INC COM COM 02913V103 2,362 68,000 SH SOLE 27,900 40,100 ANADARKO PETROLEUM CORP COM 032511107 1,825 29,100 SH SOLE 20,900 8,200 APOLLO GROUP INC CL A CL A 037604105 862 11,700 SH SOLE 3,400 8,300 AT&T INC COM 00206r102 248 9,197 SH SOLE 5,500 3,697 ATMOS ENERGY CORP COM 049560105 17 600 SH SOLE - 600 ATRION CORP COM 049904105 1,300 9,000 SH SOLE 3,800 5,200 ATWOOD OCEANICS INC COM 050095108 1,143 32,400 SH SOLE 7,100 25,300 AVISTA CORP COM 05379b107 3,609 178,500 SH SOLE 74,300 104,200 BALCHEM CORP COM 057665200 828 31,500 SH SOLE 14,000 17,500 BAXTER INTL COM 071813109 604 10,600 SH SOLE 2,700 7,900 BECTON DICKINSON & CO COM 075887109 84 1,200 SH SOLE 600 600 BILL BARRETT CORP COM 06846N104 892 27,200 SH SOLE 6,400 20,800 BIO REFERENCE LAB INC NEW NEW COM $.01 NEW 09057G602 2,239 65,100 SH SOLE 24,100 41,000 BLACK HILLS CORP COM 092113109 591 23,500 SH SOLE 15,600 7,900 BMC SOFTWARE INC COM 055921100 30 800 SH SOLE - 800 BP PLC SPONSORED ADR 055622104 43 800 SH SOLE - 800 BRISTOL MYERS SQUIBB CO COM 110122108 1,620 71,929 SH SOLE 41,985 29,944 BUCYRUS INTERNATIONAL INC COM 118759109 139 3,900 SH SOLE 800 3,100 BURLINGTON NORTHERN SANTE FE COM 12189T104 24 300 SH SOLE - 300 CALGON CARBON CORP COM 129603106 2,435 164,200 SH SOLE 64,900 99,300 CAMERON INTERNATIONAL CORP COM 13342b105 23 600 SH SOLE 600 - CANO PETROLEUM COM 137801106 4 3,500 SH SOLE 3,500 - CAPELLA EDUCATION CO COM COM 139594105 2,727 40,500 SH SOLE 14,200 26,300 CHASE CORP COM 16150R104 2,111 180,400 SH SOLE 65,000 115,400 CHEVRON CORP COM 166764100 635 9,016 SH SOLE 3,300 5,716 CISCO SYSTEMS INC COM 17275R102 302 12,836 SH SOLE 3,436 9,400 CITRIX SYSTEMS INC COM 177376100 333 8,500 SH SOLE 3,700 4,800 CLIFFS NATURAL RES INC COM 18683k101 605 18,700 SH SOLE 4,600 14,100 COGENT INC COM COM 19239Y108 1,257 124,500 SH SOLE 65,700 58,800 CONOCOPHILLIPS COM 20825C104 33 721 SH SOLE 721 - CORINTHIAN COLLEGES INC COM 218868107 1,722 92,800 SH SOLE 39,700 53,100 CROSS TIMBERS ROYALTY TRUST TR UNIT 22757R109 1 20 SH SOLE - 20 CVS CAREMARK CORP COM 126650100 1,244 34,800 SH SOLE 12,500 22,300 DELPHI FINL GROUP INC CL A CL A 247131105 620 27,400 SH SOLE 6,650 20,750
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE DELTA NATURAL GAS CO COM 247748106 1,577 59,524 SH SOLE 29,577 29,947 DEVON ENERGY CORPORATION NEW COM 25179M103 1,023 15,200 SH SOLE 6,900 8,300 DOMINION RESOURCES INC COM 25746U109 10 300 SH SOLE - 300 DONEGAL GROUP INC CL A CL A 257701201 46 3,000 SH SOLE - 3,000 DONEGAL GROUP INC CL B CL B 257701300 16 1,000 SH SOLE - 1,000 DRIL-QUIP INC COM 262037104 1,112 22,400 SH SOLE 11,500 10,900 DUKE ENERGY CORP COM 26441C105 217 13,800 SH SOLE 1,100 12,700 DYNAMIC MATERIALS CORP COM 267888105 1,437 72,000 SH SOLE 29,300 42,700 ECLIPSYS CORP COM COM 278856109 1,928 99,900 SH SOLE 45,000 54,900 ELI LILLY & CO COM 532457108 834 25,264 SH SOLE 14,100 11,164 EMS TECHNOLOGIES INC COM COM 26873N108 754 36,200 SH SOLE 8,700 27,500 ENERGY CONVERSION DEVICES INC COM 292659109 22 1,900 SH SOLE - 1,900 ENERGY INC MONT COM COM 29269V106 72 8,370 SH SOLE 8,370 - ENERGY TRANSFER PARTNERS UNIT LTD PARTN 29273R109 13 300 SH SOLE 300 - ENTERPRISE PRODUCTS PARTNERS COM 293792107 170 6,000 SH SOLE 1,400 4,600 ESCO TECHNOLOGIES COM 296315104 2,191 55,600 SH SOLE 25,900 29,700 EXACTECH INC COM 30064E109 954 60,600 SH SOLE 3,500 57,100 EXXON MOBIL CORP COM 30231G102 169 2,460 SH SOLE - 2,460 FIRST NIAGARA FINANCIAL GRP COM 33582V108 1,295 105,000 SH SOLE 43,000 62,000 FORTUNE BRANDS INC COM 349631101 4 100 SH SOLE - 100 FUEL SYS SOLUTIONS INC COM COM 35952W103 396 11,000 SH SOLE 1,000 10,000 GENOPTIX INC COM COM 37243V100 1,774 51,000 SH SOLE 26,400 24,600 GENUINE PARTS COMPANY COM 372460105 308 8,100 SH SOLE 1,100 7,000 GEO GROUP INC COM 36159r103 2,108 104,500 SH SOLE 61,600 42,900 GEORESOURCES INC COM COM 372476101 2,476 224,100 SH SOLE 89,500 134,600 GMX RESOURCES INC COM 38011M108 713 45,400 SH SOLE 19,400 26,000 GRANITE CONSTR INC COM COM 387328107 1,488 48,100 SH SOLE 23,100 25,000 GREIF INC CL A CL A 397624107 3,710 67,400 SH SOLE 41,700 25,700 HAIN CELESTIAL GROUP INC COM 405217100 1,674 87,300 SH SOLE 38,200 49,100 HEWLETT-PACKARD CO COM 428236103 1,638 34,700 SH SOLE 19,600 15,100 HEXCEL CORP NEW COM 428291108 802 70,100 SH SOLE 63,300 6,800 HONEYWELL INTL COM 438516106 19 500 SH SOLE - 500 HUBBELL INC CL B 443510201 25 600 SH SOLE - 600 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 1 59 SH SOLE - 59 IDACORP INC COM 451107106 1,408 48,900 SH SOLE 37,000 11,900 ILLINOIS TOOL WORKS INC COM 452308109 602 14,100 SH SOLE 5,800 8,300 INTEGRYS ENERGY GROUP COM 45822P105 133 3,700 SH SOLE 2,200 1,500 INTEL CORP COM 458140100 2,092 106,900 SH SOLE 72,400 34,500 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 48 400 SH SOLE - 400 ITT EDUCATIONAL SERVICES INC COM 45068B109 497 4,500 SH SOLE 1,000 3,500 JACOBS ENGINEERING GROUP INC COM 469814107 588 12,800 SH SOLE 2,900 9,900 JOHNSON & JOHNSON COM 478160104 1,090 17,900 SH SOLE 17,100 800 JOY GLOBAL INC COM 481165108 34 700 SH SOLE 700 -
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE K12 INC COM COM 48273U102 476 28,900 SH SOLE 27,200 1,700 KRAFT FOODS INC CL A 50075N104 102 3,900 SH SOLE 1,100 2,800 LABORATORY CORP OF AMERICA COM NEW 50540R409 309 4,700 SH SOLE 1,300 3,400 MAGELLAN MIDSTREAM PRT COM UNIT RP LP COM UNIT RP LP 559080106 34 900 SH SOLE 500 400 MARATHON OIL CORP COM COM 565849106 13 400 SH SOLE 400 - MEDCO HEALTH SOLUTIONS COM 58405U102 61 1,096 SH SOLE - 1,096 MEDTRONIC INC COM 585055106 37 1,000 SH SOLE 1,000 - MEMC ELECTRONIC MATERIALS COM 552715104 45 2,700 SH SOLE 2,600 100 MERCK & CO INC COM 589331107 383 12,104 SH SOLE 8,556 3,548 MET-PRO CORP COM 590876306 1,601 165,255 SH SOLE 77,555 87,700 MGE ENERGY INC COM 55277P104 3,374 92,500 SH SOLE 32,000 60,500 MICROSEMI CORP COM 595137100 750 47,500 SH SOLE 8,500 39,000 MICROSOFT CORP COM 594918104 57 2,200 SH SOLE 600 1,600 MIDDLESEX WATER CO COM 596680108 762 50,500 SH SOLE 2,500 48,000 MONRO MUFFLER BRAKE INC COM 610236101 1,720 54,100 SH SOLE 22,700 31,400 MONSANTO CO COM 61166W101 642 8,300 SH SOLE 2,400 5,900 MURPHY OIL CORP COM 626717102 230 4,000 SH SOLE 4,000 - NATIONAL OILWELL VARCO COM 637071101 1,556 36,084 SH SOLE 30,714 5,370 NEUSTAR INC CL A CL A 64126x201 1,643 72,700 SH SOLE 60,400 12,300 NII HOLDINGS CL B NEW 62913F201 15 500 SH SOLE - 500 NOBLE CORP NEW NAMEN -AKT H5833N103 1,329 35,000 SH SOLE 23,400 11,600 NOBLE ENERGY INC COM 655044105 40 600 SH SOLE - 600 NORTHWEST PIPE CO COM 667746101 1,073 32,000 SH SOLE 12,000 20,000 NORTHWESTERN CORP COM NEW 668074305 515 21,100 SH SOLE 18,600 2,500 NOVARTIS AG SPSR ADR SPONSORED ADR 66987V109 1,450 28,790 SH SOLE 17,800 10,990 ONEOK INC COM 682680103 220 6,000 SH SOLE 6,000 - ORACLE CORP COM 68389X105 3 141 SH SOLE 141 - ORION MARINE GROUP INC COM COM 68628V308 1,403 68,300 SH SOLE 25,000 43,300 PARKER DRILLING CO COM 701081101 1,384 253,500 SH SOLE 96,300 157,200 PENTAIR INC COM 709631105 971 32,900 SH SOLE 21,600 11,300 PETROLEUM & RESOURCES CORP. COM 716549100 17 710.00 SH SOLE 710 - PFIZER INC COM 717081103 431 26,030 SH SOLE 26,030 - PHOENIX COMPANIES INC COM 71902E109 0 124 SH SOLE - 124 PIEDMONT NATURAL GAS CO COM 720186105 479 20,000 SH SOLE 20,000 - PIONEER NAT RES CO COM 723787107 1,735 47,800 SH SOLE 31,900 15,900 PLAINS ALL AMERICAN PIPELINE LP UNIT LTD PARTN 726503105 171 3,700 SH SOLE 1,100 2,600 PRECISION CASTPARTS COM 740189105 377 3,700 SH SOLE 1,400 2,300 PROCTER & GAMBLE CO COM 742718109 107 1,850 SH SOLE 550 1,300 PROGRESS ENERGY INC COM 743263105 168 4,300 SH SOLE 2,100 2,200 QUANTA SVCS INC COM COM 74762E102 381 17,200 SH SOLE 4,400 12,800
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE QUEST SOFTWARE INC COM COM 74834T103 2,438 144,700 SH SOLE 58,500 86,200 RBC BEARINGS INC COM 75524B104 441 18,900 SH SOLE 10,100 8,800 ROFIN-SINAR TECHNOLOGIES INC COM 775043102 1,733 75,500 SH SOLE 21,400 54,100 ROYAL DUTCH SHELL PLC ADR SPONS ADR A 780259206 6 100 SH SOLE - 100 SCANA CORP NEW COM 80589m102 701 20,100 SH SOLE 17,000 3,100 SCHLUMBERGER LTD NETHERLANDS ANTILLES COM 806857108 1,603 26,900 SH SOLE 17,300 9,600 SEACOAST BKG CORP FLA COM COM 811707306 291 115,514 SH SOLE 21,385 94,129 SELECTIVE INSURANCE GROUP COM 816300107 645 41,000 SH SOLE 8,000 33,000 SJW CORP COM 784305104 21 900 SH SOLE - 900 SMITHTOWN BANCORP INC COM 832449102 1,228 106,394 SH SOLE 21,994 84,400 SOLARWINDS INC COM COM 83416B109 1,533 69,600 SH SOLE 27,400 42,200 STANLEY INC COM COM 854532108 1,499 58,300 SH SOLE 25,400 32,900 STERLING CONSTRUCTION COM COM 859241101 1,864 104,100 SH SOLE 46,400 57,700 STRAYER ED INC COM COM 863236105 392 1,800 SH SOLE 500 1,300 STRYKER CORP COM 863667101 23 500 SH SOLE - 500 SUPERIOR ENERGY SERVICES INC COM 868157108 646 28,700 SH SOLE 15,500 13,200 SUSQUEHANNA BANCSHARES INC COM 869099101 6 1,000 SH SOLE - 1,000 SYNCHRONOSS TECHNO INC COM COM 87157B103 1,683 135,000 SH SOLE 56,200 78,800 T ROWE PRICE GROUP COM 74144T108 14 300 SH SOLE 300 - TEPPCO PARTNERS LP UT LTD PARTNER 872384102 198 5,700 SH SOLE 4,200 1,500 TEXAS INSTRUMENTS INC COM 882508104 379 16,000 SH SOLE 16,000 - TRANSOCEAN LTD REG SHS H8817h100 1,091 12,750 SH SOLE 9,395 3,355 TYLER TECHNOLOGIES INC COM 902252105 1,380 80,742 SH SOLE 33,142 47,600 US BANCORP COM NEW 902973304 19 865 SH SOLE 865 - VERIZON COMMUNICATIONS COM 92343V104 451 14,900 SH SOLE 3,800 11,100 VIASAT INC COM 92552V100 1,605 60,400 SH SOLE 25,600 34,800 VIRTUS INVESTMENT PARTNERS COM 92828Q109 0 6 SH SOLE - 6 WELLS FARGO & CO NEW COM 949746101 2 74 SH SOLE 74 - WEST PHARMACEUTICAL SVCS INC COM 955306105 45 1,100 SH SOLE 1,100 - WHIRLPOOL CORP COM 963320106 560 8,000 SH SOLE 4,100 3,900 WHITING PETROLEUM CORP COM 966387102 743 12,900 SH SOLE 6,400 6,500 WILLIAMS COMPANIES INC COM 969457100 1,074 60,100 SH SOLE 60,100 - WILLIAMS PIPELINE PARTNERS LP COM UNIT LP IN 96950K103 117 6,100 SH SOLE 2,700 3,400 ZOLL MEDICAL CORP COM 989922109 463 21,518 SH SOLE 11,368 10,150 129,336
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