-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyajyXjfcl/BFfzElsUt0zi30QaRAxaTFd8lQ/b0anAfmBqY6khTbeQNRRtEQZdX X5kbOab+KGYeRgPOiB63Zw== 0001019056-09-000548.txt : 20090511 0001019056-09-000548.hdr.sgml : 20090511 20090511152525 ACCESSION NUMBER: 0001019056-09-000548 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090511 DATE AS OF CHANGE: 20090511 EFFECTIVENESS DATE: 20090511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NMF Asset Management, LLC CENTRAL INDEX KEY: 0001353284 IRS NUMBER: 134149774 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11696 FILM NUMBER: 09814600 BUSINESS ADDRESS: STREET 1: 815 COLORADO AVENUE CITY: STUART STATE: FL ZIP: 34994 BUSINESS PHONE: (772) 221-2651 MAIL ADDRESS: STREET 1: 815 COLORADO AVENUE CITY: STUART STATE: FL ZIP: 34994 13F-HR 1 nmf_13fhr-033109.txt 13F-HR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/09 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NMF Asset Management, LLC -------------------------------------------- Address: 815 Colorado Avenue, Suite 100 -------------------------------------------- Stuart, FL 34994 -------------------------------------------- Form 13F File Number: 28-_____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nola M. Falcone -------------------------------------------- Title: Managing Principal -------------------------------------------- Phone: (772) 221-2651 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Nola M. Falcone Stuart, FL May 11, 2009 - -------------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 158 -------------- Form 13F Information Table Value Total: 88,813 -------------- (thousands) List of Other Included Managers: None 2
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------- ------------- --------- -------- ------------------ ---------- -------- ------------------------ SHARES TITLE OF VALUE OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------- ------------- --------- -------- -------- --- ---- ---------- -------- ------ ------- ------- 3M COMPANY COM 88579Y101 159 3,200 SH SOLE 700 2,500 A. SCHULMAN INC COM 808194104 1,380 101,860 SH SOLE 32,960 68,900 AAR CORP COM 000361105 1,556 124,100 SH SOLE 69,300 54,800 ABAXIS INC COM 002567105 1,362 79,000 SH SOLE 25,500 53,500 AGCO CORP COM 001084102 37 1,900 SH SOLE 800 1,100 AGL RESOURCES INC COM 001204106 369 13,900 SH SOLE 4,500 9,400 AIR PRODUCTS & CHEMICALS COM 009158106 568 10,100 SH SOLE 2,900 7,200 AKAMAI TECHNOLOGIES INC COM 00971t101 1,129 58,200 SH SOLE 27,700 30,500 ANADARKO PETROLEUM CORP COM 032511107 719 18,500 SH SOLE 18,100 400 AT&T INC COM 00206r102 242 9,597 SH SOLE 5,500 4,097 ATMOS ENERGY CORP COM 049560105 14 600 SH SOLE - 600 ATRION CORP COM 049904105 1,333 15,112 SH SOLE 6,700 8,412 ATWOOD OCEANICS INC COM 050095108 496 29,900 SH SOLE 5,600 24,300 AVISTA CORP COM 05379b107 2,310 167,600 SH SOLE 52,500 115,100 BALCHEM CORP COM 057665200 503 20,000 SH SOLE 2,500 17,500 BECTON DICKINSON & CO COM 075887109 128 1,900 SH SOLE 1,100 800 BIO REFERENCE LAB INC NEW NEW COM $.01 NEW 09057g602 2,292 109,600 SH SOLE 35,200 74,400 BLACK HILLS CORP COM 092113109 1,365 76,300 SH SOLE 22,400 53,900 BMC SOFTWARE INC COM 055921100 26 800 SH SOLE - 800 BP PLC SPONSORED ADR 055622104 44 1,100 SH SOLE - 1,100 BRISTOL MYERS SQUIBB CO COM 110122108 1,647 75,129 SH SOLE 43,785 31,344 BUCYRUS INTERNATIONAL INC COM 118759109 457 30,100 SH SOLE 800 29,300 BURLINGTON NORTHERN SANTE FE COM 12189T104 18 300 SH SOLE - 300 CAMERON INTERNATIONAL CORP COM 13342b105 13 600 SH SOLE 600 - CANO PETROLEUM COM 137801106 2 3,500 SH SOLE 3,500 - CH ENERGY GROUP INC (HLDG) COM 12541m102 333 7,100 SH SOLE 7,100 - CHASE CORP COM 16150R104 976 104,950 SH SOLE 6,450 98,500 CHEVRON CORP COM 166764100 82 1,216 SH SOLE - 1,216 CISCO SYSTEMS INC COM 17275R102 215 12,836 SH SOLE 3,436 9,400 CITRIX SYSTEMS INC COM 177376100 206 9,100 SH SOLE 3,700 5,400 CLIFFS NATURAL RESOURCES INC COM 18683k101 22 1,200 SH SOLE - 1,200 CNX GAS CORP COM 12618H309 78 3,300 SH SOLE 1,300 2,000 CONOCOPHILLIPS COM 20825C104 36 921 SH SOLE 721 200 CROSS TIMBERS ROYALTY TRUST TR UNIT 22757R109 0 20 SH SOLE - 20 CVS CAREMARK CORP COM 126650100 888 32,300 SH SOLE 9,900 22,400 D & E COMMUNICATIONS INC COM 232860106 17 3,200 SH SOLE - 3,200 DELPHI FINL GROUP INC CL A CL A 247131105 555 41,200 SH SOLE 6,650 34,550 DELTA NATURAL GAS CO COM 247748106 1,120 52,324 SH SOLE 20,277 32,047 DEVON ENERGY CORPORATION NEW COM 25179M103 134 3,000 SH SOLE 3,000 - DOMINION RESOURCES INC COM 25746U109 22 700 SH SOLE - 700 DONEGAL GROUP INC CL A CL A 257701201 58 3,800 SH SOLE 3,000 800 DONEGAL GROUP INC CL B CL B 257701300 16 1,000 SH SOLE - 1,000 DRESSER-RAND GROUP INC. COM 261608103 259 11,700 SH SOLE 3,800 7,900 DRIL-QUIP INC COM 262037104 1,685 54,900 SH SOLE 16,300 38,600 DUKE ENERGY CORP COM 26441C105 223 15,600 SH SOLE 3,100 12,500 DYNAMIC MATERIALS CORP COM 267888105 810 88,400 SH SOLE 16,200 72,200 EATON CORP COM 278058102 144 3,900 SH SOLE 2,100 1,800 ELI LILLY & CO COM 532457108 938 28,064 SH SOLE 14,700 13,364 ENERGY CONVERSION DEVICES INC COM 292659109 510 38,400 SH SOLE 15,300 23,100 ENERGY TRANSFER PARTNERS UNIT LTD PARTN 29273R109 15 400 SH SOLE 400 - ENERGY WEST INC COM NEW 29274a204 68 8,370 SH SOLE 8,370 - ENTERPRISE PRODUCTS PARTNERS COM 293792107 134 6,000 SH SOLE 1,400 4,600 ESCO TECHNOLOGIES COM 296315104 1,277 33,000 SH SOLE 13,100 19,900 EXACTECH INC COM 30064E109 696 60,600 SH SOLE 3,500 57,100 EXXON MOBIL CORP COM 30231G102 317 4,660 SH SOLE - 4,660 FORTUNE BRANDS INC COM 349631101 2 100 SH SOLE - 100
3
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------- ------------- --------- -------- ------------------ ---------- -------- ------------------------ SHARES TITLE OF VALUE OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------- ------------- --------- -------- -------- --- ---- ---------- -------- ------ ------- ------- GENUINE PARTS COMPANY COM 372460105 287 9,600 SH SOLE 1,700 7,900 GEO GROUP INC COM 36159r103 1,503 113,400 SH SOLE 62,100 51,300 GERBER SCIENTIFIC INC COM 373730100 447 187,200 SH SOLE 70,100 117,100 GMX RESOURCES INC COM 38011m108 446 68,600 SH SOLE 20,700 47,900 GOODRICH CORP COM 382388106 99 2,600 SH SOLE 2,300 300 GREIF INC CL A CL A 397624107 3,202 96,200 SH SOLE 36,200 60,000 HAIN CELESTIAL GROUP INC COM 405217100 1,552 109,000 SH SOLE 28,600 80,400 HARDINGE INC. COM 412324303 20 7,300 SH SOLE 5,900 1,400 HEWLETT-PACKARD CO COM 428236103 1,074 33,500 SH SOLE 19,200 14,300 HEXCEL CORP NEW COM 428291108 1,367 208,100 SH SOLE 65,800 142,300 HONEYWELL INTL COM 438516106 14 500 SH SOLE - 500 HUBBELL INC CL B 443510201 24 900 SH SOLE - 900 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 1 59 SH SOLE - 59 IDACORP INC COM 451107106 1,841 78,800 SH SOLE 27,000 51,800 ILLINOIS TOOL WORKS INC COM 452308109 469 15,200 SH SOLE 6,300 8,900 INFORMATICA CORP COM 45666q102 1,943 146,500 SH SOLE 41,000 105,500 INTEGRYS ENERGY GROUP COM 45822P105 107 4,100 SH SOLE 2,200 1,900 INTEL CORP COM 458140100 1,514 100,700 SH SOLE 70,400 30,300 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 39 400 SH SOLE - 400 IPG PHOTONICS CORP COM 44980X109 42 5,000 SH SOLE 5,000 - JACOBS ENGINEERING GROUP INC COM 469814107 534 13,800 SH SOLE 3,600 10,200 JOHNSON & JOHNSON COM 478160104 968 18,400 SH SOLE 17,100 1,300 JOY GLOBAL INC COM 481165108 398 18,700 SH SOLE 4,900 13,800 KENNAMETAL COM 489170100 311 19,200 SH SOLE 14,000 5,200 KIMBERLY-CLARK CORP COM 494368103 300 6,500 SH SOLE 1,900 4,600 KRAFT FOODS INC CL A 50075N104 125 5,600 SH SOLE 1,100 4,500 LABORATORY CORP OF AMERICA COM NEW 50540R409 292 5,000 SH SOLE 1,600 3,400 LADISH CO COM NEW 505754200 645 88,800 SH SOLE 24,000 64,800 LINDSAY CORP COM 535555106 1,053 39,000 SH SOLE 9,700 29,300 LMI AEROSPACE INC COM 502079106 809 111,728 SH SOLE 29,800 81,928 MEASUREMENT SPECIALTIES INC COM 583421102 405 99,031 SH SOLE 33,131 65,900 MEDCO HEALTH SOLUTIONS COM 58405U102 45 1,096 SH SOLE - 1,096 MEDTOX SCIENTIFIC INC COM NEW 584977201 226 34,000 SH SOLE 23,000 11,000 MEDTRONIC INC COM 585055106 29 1,000 SH SOLE 1,000 - MEMC ELECTRONIC MATERIALS COM 552715104 45 2,700 SH SOLE 2,600 100 MERCK & CO INC COM 589331107 324 12,104 SH SOLE 8,556 3,548 MERIT MEDICAL SYSTEMS INC COM 589889104 342 28,000 SH SOLE 4,000 24,000 MGE ENERGY INC COM 55277P104 2,726 86,900 SH SOLE 22,100 64,800 MICROSEMI CORP COM 595137100 867 74,700 SH SOLE 10,700 64,000 MICROSOFT CORP COM 594918104 40 2,200 SH SOLE 600 1,600 MIDDLESEX WATER CO COM 596680108 1,188 82,500 SH SOLE 5,000 77,500 MONSANTO CO COM 61166W101 748 9,000 SH SOLE 2,700 6,300 MORGAN STANLEY COM NEW 617446448 39 1,705 SH SOLE 1,505 200 MURPHY OIL CORP COM 626717102 179 4,000 SH SOLE 4,000 - NATIONAL OILWELL VARCO COM 637071101 1,147 39,956 SH SOLE 31,214 8,742 NEUSTAR INC CL A CL A 64126x201 1,276 76,200 SH SOLE 63,900 12,300 NEWALLIANCE BANCSHARES COM 650203102 66 5,600 SH SOLE 4,700 900 NII HOLDINGS CL B NEW 62913F201 8 500 SH SOLE - 500 NOBLE CORP NEW SHS H5833N103 964 40,000 SH SOLE 25,000 15,000 NOBLE ENERGY INC COM 655044105 32 600 SH SOLE - 600 NORTHWESTERN CORP COM NEW 668074305 52 2,400 SH SOLE - 2,400 NOVARTIS AG SPSR ADR SPONSORED ADR 66987V109 1,108 29,290 SH SOLE 17,800 11,490 NOVEN PHARMACEUTICALS INC COM 670009109 2 200 SH SOLE - 200 OIL-DRI CORP COM 677864100 1,274 86,400 SH SOLE 24,500 61,900 ONEOK INC COM 682680103 136 6,000 SH SOLE 6,000 - ORACLE CORP COM 68389X105 3 141 SH SOLE 141 -
4
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------- ------------- --------- -------- ------------------ ---------- -------- ------------------------ SHARES TITLE OF VALUE OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------- ------------- --------- -------- -------- --- ---- ---------- -------- ------ ------- ------- ORION MARINE GROUP INC COM 68628V308 1,835 140,100 SH SOLE 44,000 96,100 PARKER DRILLING CO COM 701081101 458 248,700 SH SOLE 96,300 152,400 PENTAIR INC COM 709631105 713 32,900 SH SOLE 21,600 11,300 PETROLEUM & RESOURCES CORP. COM 716549100 13 710 SH SOLE 710 - PFIZER INC COM 717081103 355 26,030 SH SOLE 26,030 - PHOENIX COMPANIES INC COM 71902E109 0 124 SH SOLE - 124 PINNACLE FINANCIAL PARTNERS COM 72346Q104 1,508 63,588 SH SOLE 25,588 38,000 PIONEER NAT RES CO COM 723787107 814 49,400 SH SOLE 31,900 17,500 PLAINS ALL AMERICAN PIPELINE LP UNIT LTD PARTN 726503105 136 3,700 SH SOLE 1,100 2,600 POLYCOM INC COM 73172k104 248 16,100 SH SOLE 12,000 4,100 PRECISION CASTPARTS COM 740189105 557 9,300 SH SOLE 2,700 6,600 PROCTER & GAMBLE CO COM 742718109 647 13,750 SH SOLE 4,250 9,500 PROGRESS ENERGY INC COM 743263105 174 4,800 SH SOLE 2,100 2,700 PROSPERITY BANCSHARES INC COM 743606105 16 600 SH SOLE - 600 RBC BEARINGS INC COM 75524B104 918 60,089 SH SOLE 19,989 40,100 ROFIN-SINAR TECHNOLOGIES INC COM 775043102 1,165 72,300 SH SOLE 15,800 56,500 ROYAL DUTCH SHELL PLC ADR SPONS ADR A 780259206 4 100 SH SOLE - 100 S J W CP COM 784305104 23 900 SH SOLE - 900 SCANA CORP NEW COM 80589m102 633 20,500 SH SOLE 17,000 3,500 SCHERING PLOUGH CORP COM 806605101 1,517 64,400 SH SOLE 53,249 11,151 SCHLUMBERGER LTD NETHERLANDS ANTILLES COM 806857108 1,109 27,300 SH SOLE 17,400 9,900 SEACOAST BKG CORP FLA COM COM 811707306 148 48,854 SH SOLE 21,385 27,469 SELECTIVE INSURANCE GROUP COM 816300107 630 51,800 SH SOLE 8,800 43,000 SMITHTOWN BANCORP INC COM 832449102 885 78,500 SH SOLE 1,600 76,900 STRYKER CORP COM 863667101 17 500 SH SOLE - 500 SUPERIOR ENERGY SERVICES INC COM 868157108 750 58,200 SH SOLE 15,500 42,700 SUPERIOR WELL SERVICES INC COM 86837x105 696 135,700 SH SOLE 42,500 93,200 SUSQUEHANNA BANCSHARES INC COM 869099101 9 1,000 SH SOLE - 1,000 TEPPCO PARTNERS LP UT LTD PARTNER 872384102 129 5,700 SH SOLE 4,200 1,500 TEXAS INSTRUMENTS INC COM 882508104 264 16,000 SH SOLE 16,000 - TRANSOCEAN LTD REG SHS h8817h100 989 16,814 SH SOLE 11,148 5,666 TYLER TECHNOLOGIES INC COM 902252105 767 52,400 SH SOLE 27,400 25,000 US BANCORP COM NEW 902973304 27 1,865 SH SOLE 1,865 - VERIZON COMMUNICATIONS COM 92343V104 529 17,500 SH SOLE 4,500 13,000 VIASAT INC COM 92552V100 1,811 87,000 SH SOLE 28,800 58,200 VIRTUS INVESTMENT PARTNERS INC COM 92828Q109 0 6 SH SOLE - 6 VIST FINANCIAL CORP COM 918255100 3 486 SH SOLE 486 - WARREN RESOURCES INC COM 93564A100 41 42,700 SH SOLE 42,700 - WELLS FARGO & CO NEW COM 949746101 1 74 SH SOLE 74 - WEST PHARMACEUTICAL SVCS INC COM 955306105 787 24,000 SH SOLE 7,900 16,100 WHIRLPOOL CORP COM 963320106 254 8,600 SH SOLE 4,100 4,500 WHITING PETROLEUM CORP COM 966387102 251 9,700 SH SOLE 3,200 6,500 WILLIAMS COMPANIES INC COM 969457100 684 60,100 SH SOLE 60,100 - WILLIAMS PIPELINE PARTNERS LP COM UNIT LP IN 96950K103 173 10,500 SH SOLE 3,000 7,500 XCEL ENERGY INC COM NF COM 98389b100 19 1,000 SH SOLE - 1,000 ZOLL MEDICAL CORP COM 989922109 1,404 97,786 SH SOLE 28,900 68,886 88,813
5 -----END PRIVACY-ENHANCED MESSAGE-----