0001209191-16-111744.txt : 20160401 0001209191-16-111744.hdr.sgml : 20160401 20160401171809 ACCESSION NUMBER: 0001209191-16-111744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160330 FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN GODFREY CENTRAL INDEX KEY: 0001233412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 161548165 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-30 0 0001353283 SPLUNK INC SPLK 0001233412 SULLIVAN GODFREY C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2016-03-01 5 G 0 E 6600 0.00 D 672440 D Common Stock 2016-03-30 4 A 0 90000 0.00 A 762440 D Common Stock 2016-03-30 4 S 0 21900 48.91 D 740540 D Common Stock 2016-03-30 4 S 0 600 49.58 D 739940 D Common Stock 900000 I See footnote The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit award granted on March 9, 2015 reflecting the achievement of the related performance conditions. Twenty-five percent of the PSUs vest on March 30, 2016 and 1/16th of the PSUs shall vest quarterly thereafter on June 10th, September 10th, December 10th and March 10th of each year. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.51 to $49.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.52 to $49.67, inclusive. Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee. /s/ Steve Dean, by power of attorney 2016-04-01