0001209191-14-074313.txt : 20141210
0001209191-14-074313.hdr.sgml : 20141210
20141210202005
ACCESSION NUMBER: 0001209191-14-074313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141208
FILED AS OF DATE: 20141210
DATE AS OF CHANGE: 20141210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-8400
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN GODFREY
CENTRAL INDEX KEY: 0001233412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 141279310
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-08
0
0001353283
SPLUNK INC
SPLK
0001233412
SULLIVAN GODFREY
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
1
0
0
President, CEO & Chairman
Common Stock
2014-12-08
4
M
0
16666
0.565
A
106360
D
Common Stock
2014-12-08
4
S
0
13317
62.79
D
93043
D
Common Stock
2014-12-08
4
S
0
5100
64.04
D
87943
D
Common Stock
2014-12-08
4
S
0
8200
65.38
D
79743
D
Common Stock
2014-12-08
4
S
0
15815
66.18
D
63928
D
Common Stock
2014-12-09
4
M
0
16666
0.565
A
80594
D
Common Stock
2014-12-09
4
S
0
3500
60.40
D
77094
D
Common Stock
2014-12-09
4
S
0
11654
61.20
D
65440
D
Common Stock
2014-12-09
4
S
0
1512
62.26
D
63928
D
Common Stock
2014-12-10
4
M
0
16668
0.565
A
80596
D
Common Stock
2014-12-10
4
S
0
4991
59.49
D
75605
D
Common Stock
2014-12-10
4
S
0
4427
60.45
D
71178
D
Common Stock
2014-12-10
4
S
0
5650
61.55
D
65528
D
Common Stock
2014-12-10
4
S
0
1600
62.22
D
63928
D
Common Stock
2014-12-10
4
S
0
5000
62.3113
D
12700
I
See footnote
Common Stock
1806350
I
See footnote
Employee Stock Option (right to buy)
0.565
2014-12-08
4
M
0
16666
0.00
D
2018-09-16
Common Stock
16666
2170849
D
Employee Stock Option (right to buy)
0.565
2014-12-09
4
M
0
16666
0.00
D
2018-09-16
Common Stock
16666
2154183
D
Employee Stock Option (right to buy)
0.565
2014-12-10
4
M
0
16668
0.00
D
2018-09-16
Common Stock
16668
2137515
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.51 to $63.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (13) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.51 to $64.37, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.79 to $65.77, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.81 to $66.75, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.70 to $60.68, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.72 to $61.70, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.78 to $62.70, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.94 to $59.92, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0123 to $60.995, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.02 to $62.01, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.03 to $62.42, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.75, inclusive.
Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
The option is fully vested and immediately exercisable.
/s/ Steve Dean, by power of attorney
2014-12-10