0001209191-14-072892.txt : 20141203 0001209191-14-072892.hdr.sgml : 20141203 20141203194740 ACCESSION NUMBER: 0001209191-14-072892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN LEONARD R CENTRAL INDEX KEY: 0001226526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 141264869 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-01 0 0001353283 SPLUNK INC SPLK 0001226526 STEIN LEONARD R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, General Counsel & Sec. Common Stock 2014-12-01 4 M 0 10000 2.14 A 103182 D Common Stock 2014-12-01 4 S 0 6956 64.06 D 96226 D Common Stock 2014-12-01 4 S 0 1843 65.15 D 94383 D Common Stock 2014-12-01 4 S 0 1101 66.01 D 93282 D Common Stock 2014-12-01 4 S 0 100 66.89 D 93182 D Employee Stock Option (right to buy) 2.14 2014-12-01 4 M 0 5549 0.00 D 2021-04-20 Common Stock 5549 76914 D Employee Stock Option (right to buy) 2.14 2014-12-01 4 M 0 4451 0.00 D 2021-04-21 Common Stock 4451 9614 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.64 to $64.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.65 to $65.59, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.66 to $66.24, inclusive. The option, representing a right to purchase a total of 500,000 shares, is subject to an early exercise provision pursuant to which 30,186 shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter. The option, representing a right to purchase a total of 50,000 shares, is subject to an early exercise provision pursuant to which all shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2014-12-03