0001209191-14-072892.txt : 20141203
0001209191-14-072892.hdr.sgml : 20141203
20141203194740
ACCESSION NUMBER: 0001209191-14-072892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141201
FILED AS OF DATE: 20141203
DATE AS OF CHANGE: 20141203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-8400
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEIN LEONARD R
CENTRAL INDEX KEY: 0001226526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 141264869
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-01
0
0001353283
SPLUNK INC
SPLK
0001226526
STEIN LEONARD R
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP, General Counsel & Sec.
Common Stock
2014-12-01
4
M
0
10000
2.14
A
103182
D
Common Stock
2014-12-01
4
S
0
6956
64.06
D
96226
D
Common Stock
2014-12-01
4
S
0
1843
65.15
D
94383
D
Common Stock
2014-12-01
4
S
0
1101
66.01
D
93282
D
Common Stock
2014-12-01
4
S
0
100
66.89
D
93182
D
Employee Stock Option (right to buy)
2.14
2014-12-01
4
M
0
5549
0.00
D
2021-04-20
Common Stock
5549
76914
D
Employee Stock Option (right to buy)
2.14
2014-12-01
4
M
0
4451
0.00
D
2021-04-21
Common Stock
4451
9614
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.64 to $64.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.65 to $65.59, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.66 to $66.24, inclusive.
The option, representing a right to purchase a total of 500,000 shares, is subject to an early exercise provision pursuant to which 30,186 shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter.
The option, representing a right to purchase a total of 50,000 shares, is subject to an early exercise provision pursuant to which all shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2014-12-03