0001209191-14-057380.txt : 20140910 0001209191-14-057380.hdr.sgml : 20140910 20140910195445 ACCESSION NUMBER: 0001209191-14-057380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140908 FILED AS OF DATE: 20140910 DATE AS OF CHANGE: 20140910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN GODFREY CENTRAL INDEX KEY: 0001233412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 141096840 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-08 0 0001353283 SPLUNK INC SPLK 0001233412 SULLIVAN GODFREY C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 1 1 0 0 President, CEO & Chairman Common Stock 2014-09-08 4 M 0 16666 0.565 A 206356 D Common Stock 2014-09-08 4 S 0 33332 58.78 D 173024 D Common Stock 2014-09-09 4 M 0 16666 0.565 A 189690 D Common Stock 2014-09-09 4 S 0 16666 59.09 D 173024 D Common Stock 2014-07-01 5 G 0 E 50000 0.00 D 1806350 I See footnote Common Stock 20700 I See footnote Employee Stock Option (right to buy) 0.565 2014-09-08 4 M 0 16666 0.00 D 2018-09-16 Common Stock 16666 2320849 D Employee Stock Option (right to buy) 0.565 2014-09-09 4 M 0 16666 0.00 D 2018-09-16 Common Stock 16666 2304183 D Excludes 242,500 shares previously reported as restricted stock units ("RSUs"). On June 23, 2014, the Reporting Person elected to return the RSUs to the Issuer for no consideration. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.70 to $59.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee. Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2014-09-10