0001209191-14-042969.txt : 20140626 0001209191-14-042969.hdr.sgml : 20140626 20140620185132 ACCESSION NUMBER: 0001209191-14-042969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140620 FILED AS OF DATE: 20140620 DATE AS OF CHANGE: 20140620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN LEONARD R CENTRAL INDEX KEY: 0001226526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 14933893 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-20 0 0001353283 SPLUNK INC SPLK 0001226526 STEIN LEONARD R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, General Counsel & Sec. Common Stock 2014-06-20 4 M 0 10000 2.14 A 93956 D Employee Stock Option (right to buy) 2.14 2014-06-20 4 M 0 10000 0.00 D 2021-04-20 Common Stock 10000 111528 D The option, representing a right to purchase a total of 500,000 shares, is subject to an early exercise provision pursuant to which 74,800 shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2014-06-20