X0306
4
2014-05-28
0
0001353283
SPLUNK INC
SPLK
0001368886
CONTE DAVID F
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2014-05-28
4
M
0
500
2.94
A
108000
D
Common Stock
2014-05-28
4
S
0
500
50.29
D
107500
D
Common Stock
2014-05-29
4
M
0
4500
2.94
A
112000
D
Common Stock
2014-05-29
4
S
0
4500
49.90
D
107500
D
Employee Stock Option (right to buy)
2.94
2014-05-28
4
M
0
500
0.00
D
2021-07-14
Common Stock
500
329752
D
Employee Stock Option (right to buy)
2.94
2014-05-29
4
M
0
4500
0.00
D
2021-07-14
Common Stock
4500
325252
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.11 to $50.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $49.91, inclusive.
The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 295,739 shares are immediately exercisable and an additional 34,013 shares become exercisable on January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 291,239 shares are immediately exercisable and an additional 34,013 shares become exercisable on January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2014-05-30