0001209191-14-006223.txt : 20140131 0001209191-14-006223.hdr.sgml : 20140131 20140131165750 ACCESSION NUMBER: 0001209191-14-006223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140129 FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neustaetter Thomas M CENTRAL INDEX KEY: 0001304700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 14565439 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-29 0 0001353283 SPLUNK INC SPLK 0001304700 Neustaetter Thomas M C/O JK&B CAPITAL, TWO PRUDENTIAL PLAZA 180 N. STETSON DRIVE CHICAGO IL 60601 1 0 0 0 Common Stock 2014-01-29 4 S 0 500 73.88 D 71103 D Common Stock 2014-01-29 4 S 0 200 75.05 D 70903 D Common Stock 2014-01-29 4 S 0 800 75.77 D 70103 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.51 to $74.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.61 to $75.85, inclusive. /s/ Steve Dean, by power of attorney 2014-01-31