0001209191-13-049279.txt : 20131024
0001209191-13-049279.hdr.sgml : 20131024
20131024175633
ACCESSION NUMBER: 0001209191-13-049279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131023
FILED AS OF DATE: 20131024
DATE AS OF CHANGE: 20131024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN GODFREY
CENTRAL INDEX KEY: 0001233412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 131168969
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-10-23
0
0001353283
SPLUNK INC
SPLK
0001233412
SULLIVAN GODFREY
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
1
0
0
President, CEO & Chairman
Common Stock
2013-10-23
4
M
0
10000
0.565
A
174790
D
Common Stock
2013-10-23
4
S
0
9738
61.7234
D
165052
D
Common Stock
2013-10-23
4
S
0
262
62.7256
D
164790
D
Common Stock
2256350
I
See footnote
Common Stock
0
I
See footnote
Common Stock
20700
I
See footnote
Employee Stock Option (right to buy)
0.565
2013-10-23
4
M
0
10000
0.00
D
2018-09-16
Common Stock
10000
2647515
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.26 to $62.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.67 to $62.76, inclusive.
Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
Excludes 20,000 shares previously held directly by the Reporting Person as custodian for his elder daughter which were re-registered on October 18, 2013 in the name of the Reporting Person's elder daughter. The Reporting Person no longer has a reportable beneficial interest in the 20,000 shares of common stock held directly by the Reporting Person's elder daughter.
Shares held directly by the Reporting Person as custodian for his elder daughter.
Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
The option is fully vested and immediately exercisable.
/s/ Steve Dean, by power of attorney
2013-10-24