0001179110-12-017042.txt : 20121206 0001179110-12-017042.hdr.sgml : 20121206 20121206162942 ACCESSION NUMBER: 0001179110-12-017042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STURIALE NICHOLAS G CENTRAL INDEX KEY: 0001205951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121247009 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL RD CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgar.xml FORM 4 - X0306 4 2012-12-04 0 0001353283 SPLUNK INC SPLK 0001205951 STURIALE NICHOLAS G C/O SEVIN ROSEN FUNDS 13455 NOEL ROAD, SUITE 1670 DALLAS TX 75240 1 0 0 0 Common Stock 2012-12-04 4 S 0 21961 28.0668 D 16787 I See Footnote Common Stock 59 I See Footnote Common Stock 8070097 I See Footnote Common Stock 164961 I See Footnote Common Stock 271 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The shares are held directly by Sevin Rosen Bayless Management Company ("SRBMC"). The reporting person is an officer and director of SRBMC and disclaims beneficial ownership of these shares in which he has no pecuniary interest. The shares are held directly by SRB Associates VIII L.P. ("SRBA VIII"). The reporting person is the general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in such shares. The shares are held directly by Sevin Rosen Fund VIII L.P. ("SRFVIII"). The reporting person is the general partner of SRBA VIII, the general partner of SRFVIII, and disclaims beneficial ownership of shares held by SRFVIII except to the extent of his pecuniary interest in such shares. The shares are held directly by Sevin Rosen VIII Affiliates Fund L.P. ("SRVIII AFF"). The reporting person is the general partner of SRBA VIII, the general partner of SRVIII AFF, and disclaims beneficial ownership of the shares held by SRVIII AFF except to the extent of his pecuniary interest in such shares. John V. Jaggers, As Attorney-In-Fact 2012-12-06