0001104659-12-082826.txt : 20121207
0001104659-12-082826.hdr.sgml : 20121207
20121207204059
ACCESSION NUMBER: 0001104659-12-082826
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121205
FILED AS OF DATE: 20121207
DATE AS OF CHANGE: 20121207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN GODFREY
CENTRAL INDEX KEY: 0001233412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 121251397
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
a4.xml
4
X0306
4
2012-12-05
0
0001353283
SPLUNK INC
SPLK
0001233412
SULLIVAN GODFREY
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
1
0
0
President, CEO & Chairman
Common Stock
2012-12-04
5
G
0
E
81000
0
D
257790
D
Common Stock
2012-12-05
4
M
0
62500
0.565
A
320290
D
Common Stock
2012-12-05
4
S
0
62500
28.3561
D
257790
D
Common Stock
2012-12-07
4
M
0
62500
0.565
A
320290
D
Common Stock
2012-12-07
4
S
0
62500
28.1247
D
257790
D
Common Stock
2391150
I
See footnote
Common Stock
20000
I
See footnote
Common Stock
20000
I
See footnote
Employee Stock Option (right to buy)
0.565
2012-12-05
4
M
0
62500
0
D
2018-09-16
Common Stock
62500
3515015
D
Employee Stock Option (right to buy)
0.565
2012-12-07
4
M
0
62500
0
D
2018-09-16
Common Stock
62500
3452515
D
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $28.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.863 to $28.64, inclusive.
Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which Mr. Sullivan serves as a trustee.
Shares held directly by Mr. Sullivan as custodian for his elder daughter.
Shares held directly by Mr. Sullivan as custodian for his younger daughter.
The option is fully vested and immediately exercisable.
/s/ Steve Dean, by power of attorney
2012-12-07