0001104659-12-082826.txt : 20121207 0001104659-12-082826.hdr.sgml : 20121207 20121207204059 ACCESSION NUMBER: 0001104659-12-082826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121205 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN GODFREY CENTRAL INDEX KEY: 0001233412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 121251397 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 a4.xml 4 X0306 4 2012-12-05 0 0001353283 SPLUNK INC SPLK 0001233412 SULLIVAN GODFREY C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 1 1 0 0 President, CEO & Chairman Common Stock 2012-12-04 5 G 0 E 81000 0 D 257790 D Common Stock 2012-12-05 4 M 0 62500 0.565 A 320290 D Common Stock 2012-12-05 4 S 0 62500 28.3561 D 257790 D Common Stock 2012-12-07 4 M 0 62500 0.565 A 320290 D Common Stock 2012-12-07 4 S 0 62500 28.1247 D 257790 D Common Stock 2391150 I See footnote Common Stock 20000 I See footnote Common Stock 20000 I See footnote Employee Stock Option (right to buy) 0.565 2012-12-05 4 M 0 62500 0 D 2018-09-16 Common Stock 62500 3515015 D Employee Stock Option (right to buy) 0.565 2012-12-07 4 M 0 62500 0 D 2018-09-16 Common Stock 62500 3452515 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2012. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $28.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.863 to $28.64, inclusive. Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which Mr. Sullivan serves as a trustee. Shares held directly by Mr. Sullivan as custodian for his elder daughter. Shares held directly by Mr. Sullivan as custodian for his younger daughter. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2012-12-07