0001104659-12-027856.txt : 20120424 0001104659-12-027856.hdr.sgml : 20120424 20120424180539 ACCESSION NUMBER: 0001104659-12-027856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120424 FILED AS OF DATE: 20120424 DATE AS OF CHANGE: 20120424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STURIALE NICHOLAS G CENTRAL INDEX KEY: 0001205951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 12777093 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL RD CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 a4.xml 4 X0305 4 2012-04-24 0 0001353283 SPLUNK INC SPLK 0001205951 STURIALE NICHOLAS G 13455 NOEL ROAD, SUITE 1670 TWO GALLERIA TOWER DALLAS TX 75240 1 0 0 0 Common Stock 2012-04-24 4 C 0 33574 A 33574 I See footnote Series A Preferred Stock 2012-04-24 4 C 0 28000 0 D Common Stock 28000 0 I See footnote Series B Preferred Stock 2012-04-24 4 C 0 5574 0 D Common Stock 5574 0 I See footnote The Series A Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series B Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. Shares held of record by Sevin Rosen Bayless Management Company ("SRBMC"). The Reporting Person is an officer and director of SRBMC and shares voting and dispositive power over the reported shares of the Issuer's common stock. The Reporting Person disclaims beneficial ownership with no pecuniary interest in these shares. /s/ Steve Dean, by power of attorney 2012-04-24