-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANeRLVgmUVR2mdFj16msbPFj0r2lZz65aB2yx417JCT1qBsdPlKFDg79qrhYZLZz 1IO3msL23cweAV4iL5akgg== 0000950144-09-001321.txt : 20090217 0000950144-09-001321.hdr.sgml : 20090216 20090217091404 ACCESSION NUMBER: 0000950144-09-001321 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellspring Management, LLC CENTRAL INDEX KEY: 0001353188 IRS NUMBER: 201825976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11730 FILM NUMBER: 09607372 BUSINESS ADDRESS: STREET 1: 1790 KIRBY PARKWAY STREET 2: SUITE 127 CITY: MEMPHIS STATE: TN ZIP: 38138 BUSINESS PHONE: 901-753-6863 MAIL ADDRESS: STREET 1: 1790 KIRBY PARKWAY STREET 2: SUITE 127 CITY: MEMPHIS STATE: TN ZIP: 38138 13F-HR 1 g17670e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2008 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WELLSPRING MANAGEMENT, LLC Address: 1790 KIRBY PARKWAY SUITE 127 MEMPHIS, TN 38138 Form 13F File Number: 028-11730 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GEORGE GRIFFIN Title: MANAGING MEMBER Phone: (901) 753-6863 Signature, Place, and Date of Signing: /s/ George Griffin Memphis, TN February 11, 2009 - ------------------------------------- ------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: 65,769 (THOUSANDS) List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------- ----------- -------- -------------------- ---------- -------- ----------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ADTRAN, INC COM 00738A 10 6 14,237 956,763 SOLE 956,763 AMERICAN ORIENTAL BIOENGR INC. COM 028731 10 7 18,416 2,712,289 SOLE 2,712,289 ARTHROCARE CORP. COM 043136 10 0 286 60,013 SOLE 60.013 ATHENAHEALTH, INC COM 04685W 10 3 8,731 232,092 SOLE 232,092 CADENCE FINL CORP. COM 12738A 10 1 88 18,960 SOLE 18,960 CB RICHARD ELLIS COM CL A 12497T 10 1 9 2,043 SOLE 2.043 CKX INC. COM 12562M 10 6 67 18,200 SOLE 18,200 COLONIAL BANCORP. INC. COM 195493 30 9 104 50,000 SOLE 50,000 CSX CORPORATION COM 126408 GA 5 974 30,000 SOLE 30,000 DISH NETWORK COM 25470M 10 9 1,331 120,000 SOLE 120,000 ELECTRONIC ARTS COM 285512 90 9 1,604 100,000 SOLE 100,000 ENSTAR GROUP LTD COM G3075P 10 1 65 1,100 SOLE 1,100 GREEN MTN COFFEE ROASTERS COM 393122 10 6 4,151 107,260 SOLE 107,260 HEELYS, INC. COM 42279M 10 7 677 298,411 SOLE 298,411 INFINITY PPTY & CAS CORP COM 45665Q 10 3 2,080 44,517 SOLE 44,517 INTUITIVE SURGICAL INC. COM 46120E 60 2 635 5,000 SOLE 5,000 KNIGHT TRANSPORTATION INC COM 499064 10 3 2,740 170,000 SOLE 170,000 RADVISION LTD COM M81869 10 5 539 100,000 SOLE 100,000 SPARTAN STORES INC COM 846822 10 4 1,127 48,461 SOLE 48,461 SPDR KBW REGIONAL BANKING ETF 78464A 69 8 4,666 160,000 SOLE 160,000 UNION PACIFIC CORP. COM 907818 10 8 717 15,000 SOLE 15,000 UTSTARCOM INC. COM 918076 10 0 93 50,000 SOLE 50,000 VIACOM INC. COM CL B 92553P 20 1 953 50,000 SOLE 50,000 VISTAPRINT LTD COM G93762 20 4 1,479 79,500 SOLE 79,500
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