-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Haz36parMNUX1xoVIpsaJsMwytesNfCDoABLgCKt8bMv7kstCrLkJIQOw5xZucHT 3ypAl3OWNcXlge3o7RWJuw== 0000950123-09-063006.txt : 20091116 0000950123-09-063006.hdr.sgml : 20091116 20091116160432 ACCESSION NUMBER: 0000950123-09-063006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellspring Management, LLC CENTRAL INDEX KEY: 0001353188 IRS NUMBER: 201825976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11730 FILM NUMBER: 091186794 BUSINESS ADDRESS: STREET 1: 1790 KIRBY PARKWAY STREET 2: SUITE 127 CITY: MEMPHIS STATE: TN ZIP: 38138 BUSINESS PHONE: 901-753-6863 MAIL ADDRESS: STREET 1: 1790 KIRBY PARKWAY STREET 2: SUITE 127 CITY: MEMPHIS STATE: TN ZIP: 38138 13F-HR 1 g21282e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2009 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WELLSPRING MANAGEMENT, LLC Address: 1790 KIRBY PARKWAY SUITE 127 MEMPHIS, TN 38138 Form 13F File Number: 028-11730 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GEORGE M. WHITE Title: MANAGING MEMBER Phone: (901) 753-6863 Signature, Place, and Date of Signing: /s/ George M. White Memphis, TN November 16, 2009 - ------------------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: 86,740 (THOUSANDS) List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------- --------- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ADTRAN, INC COM 00738A106 18,976 772,963 SOLE 772,963 AMERICAN ORIENTAL BIOENGR INC. COM 028731107 14,572 2,998,298 SOLE 2,998,298 ATHENAHEALTH, INC COM 04685W103 6,219 162,092 SOLE 162,092 CADENCE FINL CORP. COM 12738A101 34 18,960 SOLE 18,960 CARDIOVASCULAR SYSTEMS INC. COM 141619106 275 37,778 SOLE 37,778 CHESAPEAKE ENTERGY CORP. COM 165167107 1,477 52,000 SOLE 52,000 COLONIAL BANCGROUP INC. COM 195493309 2 25,000 SOLE 25,000 CROCS, INC. COM 227046109 2,660 400,000 SOLE 400,000 ENTERPRISE ACQUISITION CORP. COM 29365R108 248 25,000 SOLE 25,000 FEDEX CORP. COM 31428X106 4,513 60,000 SOLE 60,000 GENWORTH FINANCIAL INC. COM CL-A 37247D106 896 75,000 SOLE 75,000 GREEN BANKSHARES, INC. COM 394361208 151 30,199 SOLE 30,199 GTX, INC. COM 40052B108 3,200 250,000 SOLE 250,000 J. B. HUNT TRANS. SVCS COM 445658107 2,892 90,000 SOLE 90,000 JAKKS PACIFIC INC. COM 47012E106 716 50,000 SOLE 50,000 LANDSTAR SYSTEM INC. COM 515098101 761 20,000 SOLE 20,000 MARTEN TRANSPORT LTD. COM 573075108 1,877 110,000 SOLE 110,000 MEDIFAST, INC. COM 58470H101 8,471 390,000 SOLE 390,000 MILLICOM INTL CELLLULAR S.A. COM L6388F110 1,891 26,000 SOLE 26,000 MSC INDUSTRIAL DIRECT CO. INC. COM CL-A 553530106 2,179 50,000 SOLE 50,000 PRE-PAID LEGAL SERVICES INC. COM 740065107 909 17,899 SOLE 17,899 PROGRESSIVE CORP. COM 743315103 1,658 100,000 SOLE 100,000 RAMBUS INC. SER. B CONV 750917AB2 2,040 2,000,000 SOLE 2,000,000 REPUBLIC SVCS INC. COM 760759100 3,986 150,000 SOLE 150,000 STAPLES, INC. COM 855030102 2,322 100,000 SOLE 100,000 STURM, RUGER & CO. INC. COM 864159108 1,294 100,000 SOLE 100,000 WORLD ACCEP. CORP. DEL. COM 981419104 2,521 100,000 SOLE 100,000
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