0000909012-13-000024.txt : 20130129 0000909012-13-000024.hdr.sgml : 20130129 20130129133222 ACCESSION NUMBER: 0000909012-13-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 EFFECTIVENESS DATE: 20130129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Socratic Fund Management LP CENTRAL INDEX KEY: 0001353141 IRS NUMBER: 202006869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1205 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11634 FILM NUMBER: 13554617 BUSINESS ADDRESS: STREET 1: 101 JFK PARKWAY STREET 2: SUITE 310 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 973-921-4700 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY STREET 2: SUITE 310 CITY: SHORT HILLS STATE: NJ ZIP: 07078 13F-HR 1 t306976.txt SOC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: DECEMBER 31, 2012 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SOCRATIC FUND MANAGEMENT, L.P. Address: 101 JFK PARKWAY SHORT HILLS, NJ 07078 Form 13F File Number: 28-06377 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JONATHAN W. GIBSON ------------------ Title: MANAGING MEMBER OF THE REPORTING MANAGER'S GENERAL PARTNER ---------------------------------------------------------- Phone: (973) 921-4700 -------------- Signature Place Date of Signing /S/ JONATHAN W. GIBSON SHORT HILLS, NJ JANUARY 24, 2013 ---------------------- --------------- ------------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: $59,853 (thousands) List of Other Included Managers: NONE
Title Value Share/ of X Prn Share/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip $1000 Amount Prn Call Discretion Managers Sole Shared None ADVANTAGE OIL & GAS LTD CMN COM 00765F101 5,670 1,750,000 SH SOLE No X BILL BARRETT CORPORATION CMN COM 06846N104 3,683 207,000 SH SOLE No X CALL/CHK @ 19 EXP 01/19/2013 CALL 165167907 8 1,000 SH CALL SOLE No X COMSTOCK RESOURCES INC(NEW) CMN COM 205768203 4,838 320,000 SH SOLE No X EXCO RESOURCES INC CMN COM 269279402 5,022 741,750 SH SOLE No X CALL/XCO @ 8 EXP 03/16/2013 CALL 269279902 50 2,500 SH CALL SOLE No X ENCANA CORPORATION CMN COM 292505104 5,829 295,000 SH SOLE No X FOREST OIL CORPORATION CMN COM 346091705 4,451 665,314 SH SOLE No X PETROQUEST ENERGY, INC. CMN COM 716748108 3,341 675,000 SH SOLE No X QEP RESOURCES, INC. CMN COM 74733V100 6,659 220,000 SH SOLE No X QUICKSILVER RESOURCES INC CMN COM 74837R104 4,862 1,700,000 SH SOLE No X ULTRA PETROLEUM CORP CMN COM 903914109 7,615 420,000 SH SOLE No X WPX ENERGY, INC. CMN COM 98212B103 7,812 525,000 SH SOLE No X CALL/WPX @ 17.5 EXP 01/19/2013 CALL 98212B903 13 2,500 SH CALL SOLE No X 59,853