0000909012-13-000024.txt : 20130129
0000909012-13-000024.hdr.sgml : 20130129
20130129133222
ACCESSION NUMBER: 0000909012-13-000024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130129
DATE AS OF CHANGE: 20130129
EFFECTIVENESS DATE: 20130129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Socratic Fund Management LP
CENTRAL INDEX KEY: 0001353141
IRS NUMBER: 202006869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1205
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11634
FILM NUMBER: 13554617
BUSINESS ADDRESS:
STREET 1: 101 JFK PARKWAY
STREET 2: SUITE 310
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: 973-921-4700
MAIL ADDRESS:
STREET 1: 101 JFK PARKWAY
STREET 2: SUITE 310
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
13F-HR
1
t306976.txt
SOC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F-HR
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: DECEMBER 31, 2012
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SOCRATIC FUND MANAGEMENT, L.P.
Address: 101 JFK PARKWAY
SHORT HILLS, NJ 07078
Form 13F File Number: 28-06377
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JONATHAN W. GIBSON
------------------
Title: MANAGING MEMBER OF THE REPORTING MANAGER'S GENERAL PARTNER
----------------------------------------------------------
Phone: (973) 921-4700
--------------
Signature Place Date of Signing
/S/ JONATHAN W. GIBSON SHORT HILLS, NJ JANUARY 24, 2013
---------------------- --------------- ------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F-HR SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 14
Form 13F Information Table Value Total: $59,853
(thousands)
List of Other Included Managers: NONE
Title Value Share/
of X Prn Share/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip $1000 Amount Prn Call Discretion Managers Sole Shared None
ADVANTAGE OIL & GAS LTD CMN COM 00765F101 5,670 1,750,000 SH SOLE No X
BILL BARRETT CORPORATION CMN COM 06846N104 3,683 207,000 SH SOLE No X
CALL/CHK @ 19 EXP 01/19/2013 CALL 165167907 8 1,000 SH CALL SOLE No X
COMSTOCK RESOURCES INC(NEW) CMN COM 205768203 4,838 320,000 SH SOLE No X
EXCO RESOURCES INC CMN COM 269279402 5,022 741,750 SH SOLE No X
CALL/XCO @ 8 EXP 03/16/2013 CALL 269279902 50 2,500 SH CALL SOLE No X
ENCANA CORPORATION CMN COM 292505104 5,829 295,000 SH SOLE No X
FOREST OIL CORPORATION CMN COM 346091705 4,451 665,314 SH SOLE No X
PETROQUEST ENERGY, INC. CMN COM 716748108 3,341 675,000 SH SOLE No X
QEP RESOURCES, INC. CMN COM 74733V100 6,659 220,000 SH SOLE No X
QUICKSILVER RESOURCES INC CMN COM 74837R104 4,862 1,700,000 SH SOLE No X
ULTRA PETROLEUM CORP CMN COM 903914109 7,615 420,000 SH SOLE No X
WPX ENERGY, INC. CMN COM 98212B103 7,812 525,000 SH SOLE No X
CALL/WPX @ 17.5 EXP 01/19/2013 CALL 98212B903 13 2,500 SH CALL SOLE No X
59,853