0001352910-13-000002.txt : 20130214
0001352910-13-000002.hdr.sgml : 20130214
20130214125917
ACCESSION NUMBER: 0001352910-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Xaraf Management LLC
CENTRAL INDEX KEY: 0001352910
IRS NUMBER: 753106543
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11799
FILM NUMBER: 13609871
BUSINESS ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
BUSINESS PHONE: 203-861-8220
MAIL ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
13F-HR
1
xacapmlp.txt
XARAF Q4 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Xaraf Management LLC
Address: Two American Lane
Greenwich, CT 06836-2571
13F File Number: 028-11799
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Lauren Rose
Title: President, Xaraf Advisors Corp., Managing Member
Phone: 203-861-8220
Signature, Place and Date of Signing:
Lauren Rose Greenwich, Connecticut February 14, 2013
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 38
Form 13F Information Table Value Total: $330,472
List of Other Included Managers:
No. 13F File Number Name
01 028-05431 Sunrise Partners Limited Partnership
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALERE INC COM 01449J105 947 51200 SH DEFINED 01 51200
ALLIANCE DATA SY 1.75% 01AUG13 SDBCV 018581AD0 26698 14500000 PRN DEFINED 01 14500000
ANIXTER INTL CV 1% 15FEB13 SDBCV 035290AJ4 10889 9500000 PRN DEFINED 01 9500000
ANNALY CAPITAL 4% 15FEB15 SDBCV 035710AA0 1162 1000000 PRN DEFINED 01 1000000
CADENCE DES CV 2.625% 01JUN15 SDBCV 127387AJ7 4594 2500000 PRN DEFINED 01 2500000
CITIGROUP INC-CW18 RT 172967234 52 1000000 SH DEFINED 01 1000000
COVANTA HOLD CV 3.25% 01JUN14 SDBCV 22282EAC6 5458 4500000 PRN DEFINED 01 4500000
DOMINION RES CV 2.125% 15DEC23 SDBCV 25746UAT6 14568 9600000 PRN DEFINED 01 9600000
ELECTRONIC ARTS .75% 15JUL16 SDBCV 285512AA7 741 800000 PRN DEFINED 01 800000
EXXON MOBIL CORP COM 30231G102 8923 103100 SH CALL DEFINED 01 0
FEI COMPANY 2.875% 1JUN13 SDBCV 30241LAF6 11357 6000000 PRN DEFINED 01 6000000
FORD MOTOR CO-CW13 RT 345370134 263 66650 SH DEFINED 01 66650
GENCO SHIPPING & TRADING LTD COM Y2685T107 524 150000 SH CALL DEFINED 01 0
GILEAD SCI CV 1% 01MAY14 A SDBCV 375558AN3 12298 7500000 PRN DEFINED 01 7500000
IBM CORP COM 459200101 5747 30000 SH CALL DEFINED 01 0
INOVIO PHARMACEUTICALS INC COM 45773H102 65 129633 SH DEFINED 01 129633
KINDER MORGAN INC COM 49456B101 2226 63000 SH CALL DEFINED 01 0
KINDER MORGAN INC-CW17-W/I RT 49456B119 76 20000 SH DEFINED 01 20000
LIBERTY MEDIA 3.125% 30MAR23 SDBCV 530718AF2 16763 11500000 PRN DEFINED 01 11500000
LIBERTY MEDIA LLC 3.5% 15JAN31 SDB 530715AN1 1198 2500000 PRN DEFINED 01 2500000
METLIFE INC 5% 11SEPT13 CVPFD 59156R116 1552 35000 SH DEFINED 01 35000
MONSANTO CO COM 61166W101 3786 40000 SH CALL DEFINED 01 0
MYLAN INC CV 3.75% 15SEP15 A SDBCV 628530AJ6 11693 5500000 PRN DEFINED 01 5500000
NATL RETL PROP 5.125% 15JUN28 SDBCV 637417AC0 10390 8500000 PRN DEFINED 01 8500000
NOVARTIS AG-ADR ADR 66987V109 5697 90000 SH PUT DEFINED 01 0
PROSHARES ULTRASHORT X COM 74347B201 1244 19600 SH DEFINED 01 19600
PROSHARES ULTRASHORT X COM 74347B201 21928 345600 SH PUT DEFINED 01 0
RAYONIER TRS 4.5% 15AUG15 SDBCV 75508AAC0 11115 7000000 PRN DEFINED 01 7000000
SBA COMM CV 1.875% 01MAY13 SDBCV 78388JAN6 10231 6000000 PRN DEFINED 01 6000000
SBA COMMUN CV 4% 01OCT2014 SDBCV 78388JAM8 5889 2485000 PRN DEFINED 01 2485000
SPDR GOLD TRUST COM 78463V107 32402 200000 SH PUT DEFINED 01 0
TEVA PHARMACEUTICAL-SPON ADR ADR 881624209 1475 39500 SH DEFINED 01 39500
TEXTRON INC 4.5% 01MAY13 SDBCV 883203BN0 18956 10000000 PRN DEFINED 01 10000000
TRIUMPH GROUP 2.625% 01OCT26 SDBCV 896818AB7 35279 14673000 PRN DEFINED 01 14673000
TW TELECOM CV 2.375% 01APR2026 SDBCV 887319AC5 18029 13149000 PRN DEFINED 01 13149000
TYSON FOODS CV 3.25% 15OCT13 SDBCV 902494AP8 5451 4500000 PRN DEFINED 01 4500000
US AIRWAYS CV 7.25% 15MAY14 SDBCV 911905AC1 6032 2000000 PRN DEFINED 01 2000000
VECTOR GROUP LTD FRN 15NOV14 SDBCV 92240MAS7 4774 4000000 PRN DEFINED 01 4000000