0001144204-13-057944.txt : 20131031 0001144204-13-057944.hdr.sgml : 20131031 20131031133255 ACCESSION NUMBER: 0001144204-13-057944 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131031 EFFECTIVENESS DATE: 20131031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERALD MUTUAL FUND ADVISERS TRUST CENTRAL INDEX KEY: 0001352895 IRS NUMBER: 202531403 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11623 FILM NUMBER: 131181877 BUSINESS ADDRESS: STREET 1: 3175 OREGON PIKE CITY: LEOLA STATE: PA ZIP: 17540 BUSINESS PHONE: 717-556-8900 MAIL ADDRESS: STREET 1: 3175 OREGON PIKE CITY: LEOLA STATE: PA ZIP: 17540 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001352895 XXXXXXXX 09-30-2013 09-30-2013 true 1 RESTATEMENT false EMERALD MUTUAL FUND ADVISERS TRUST

3175 Oregon Pike Leola PA 17540

13F HOLDINGS REPORT 028-11623 N Kenneth G. Mertz II 717-396-1116 /s/ Kenneth G. Mertz II Lancaster PA 10-31-2013 0 212 723773 INFORMATION TABLE 2 infotable.xml APPLIED OPTOELECTRONICS INC COM 03823U102 1305 130450 SH SOLE 130450 0 0 ABAXIS INC COM 002567105 5123 121652 SH SOLE 121652 0 0 ABC BANCORP COM 03076K108 998 54320 SH SOLE 54320 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 298 8720 SH SOLE 8720 0 0 ACADIA HEALTHCAREPANY INC COM 00404A109 11917 302228 SH SOLE 302228 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 4829 56317 SH SOLE 56317 0 0 ATLAS FINANCIAL HOLDINGS INC COM G06207115 324 31650 SH SOLE 31650 0 0 AMTRUST FINANCIAL SERVICES COM 032359309 9562 245136 SH SOLE 245136 0 0 ARMADA HOFFLER PROPERTIES COM 04208T108 198 20000 SH SOLE 20000 0 0 AKORN INC COM 009728106 11460 582300 SH SOLE 582300 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 14727 230077 SH SOLE 230077 0 0 AMERICAN BUSINESS BK LA CALI COM 02475L105 732 25432 SH SOLE 25432 0 0 ACCESS NATL CORP COM 004337101 428 30029 SH SOLE 30029 0 0 APOGEE ENTERPRISES INC COM 037598109 3128 105557 SH SOLE 105557 0 0 ARUBA NETWORKS INC COM 043176106 3892 233880 SH SOLE 233880 0 0 HOMEAWAY INC COM 43739Q100 8424 301292 SH SOLE 301292 0 0 ACUITY BRANDS INC COM 00508Y102 7056 76680 SH SOLE 76680 0 0 DIVERSIFIED RSTRNT HLDGS INC COM 25532M105 1292 197027 SH SOLE 197027 0 0 FIRST PACTRUST BANCORP INC COM 33589V101 575 41600 SH SOLE 41600 0 0 BRIDGE CAPITAL HOLDINGS COM 108030107 183 10750 SH SOLE 10750 0 0 BRIGHTCOVE COM 10921T101 5167 459307 SH SOLE 459307 0 0 BLACK DIAMOND INC COM 09202G101 5110 420259 SH SOLE 420259 0 0 BRIDGE BANCORP INC COM 108035106 613 28500 SH SOLE 28500 0 0 SAUL CTRS INC COM 804395101 234 5060 SH SOLE 5060 0 0 BIND THERAPEUTICS INC COM 05548N107 2139 151490 SH SOLE 151490 0 0 BIOSCRIPT INC COM 09069N108 2814 320539 SH SOLE 320539 0 0 BJ`S RESTAURANT INC COM 09180C106 3247 113252 SH SOLE 113252 0 0 BANKUNITED INC COM 06652K103 913 29280 SH SOLE 29280 0 0 INFOBLOX INC COM 45672H104 12093 289163 SH SOLE 289163 0 0 BRYN MAWR BK CORP COM 117665109 493 18290 SH SOLE 18290 0 0 BOFI HLDG INC COM 05566U108 1735 26770 SH SOLE 26770 0 0 CAMCO FINANCIAL CORPORATION COM 132618109 706 175268 SH SOLE 175268 0 0 CALAMP CORP COM 128126109 3931 223250 SH SOLE 223250 0 0 META FINANCIAL GROUP, INC COM 59100U108 734 19310 SH SOLE 19310 0 0 CASS INFORMATION SYS INC COM 14808P109 802 15022 SH SOLE 15022 0 0 CAVIUM INC COM 14964U108 5487 133173 SH SOLE 133173 0 0 CAPITAL BK FINL CORP CL A COM 139794101 340 15510 SH SOLE 15510 0 0 CHRISTOPHER & BANKS COPR COM 171046105 3864 535936 SH SOLE 535936 0 0 CAMBREX COM 132011107 5408 409731 SH SOLE 409731 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 378 35023 SH SOLE 35023 0 0 CAPITOL FEDERAL FINANCIAL COM 14057J101 599 48225 SH SOLE 48225 0 0 CARDINAL FINL CORP COM 14149F109 382 23110 SH SOLE 23110 0 0 CHEMICAL FINANCIAL CORP COM 163731102 558 20000 SH SOLE 20000 0 0 CHUY`S HOLDINGS INC COM 171604101 3915 109077 SH SOLE 109077 0 0 CIENA CORP COM 171779309 5891 235550 SH SOLE 235550 0 0 CARMIKE CINEMAS INC COM 143436400 2969 134452 SH SOLE 134452 0 0 CORTLAND BANCORP COM 220587109 188 19926 SH SOLE 19926 0 0 CELLDEX THERAPEUTICS INC COM 15117B103 7915 223412 SH SOLE 223412 0 0 CENTER BANCORP INC COM 151408101 252 17704 SH SOLE 17704 0 0 CONNECTONE BANCORP INC COM 20786U101 1590 45280 SH SOLE 45280 0 0 COBIZ INC COM 190897108 5939 614755 SH SOLE 614755 0 0 CEPHEID COM 15670R107 6103 156333 SH SOLE 156333 0 0 CALIFORNIA REP BANCORP COM 13056P100 1110 50460 SH SOLE 50460 0 0 CAPITALSOURCE INC COM 14055X102 529 44538 SH SOLE 44538 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 3162 61479 SH SOLE 61479 0 0 CONTROL4 CORP COM 21240D107 1838 106129 SH SOLE 106129 0 0 CUBESMART COM 229663109 379 21230 SH SOLE 21230 0 0 CUSTOMERS BANCORP INC COM 23204G100 3703 230031 SH SOLE 230031 0 0 CU BANCORP CALIF COM 126534106 1409 77229 SH SOLE 77229 0 0 CENTRAL VALLEY CMNTY BANCORPCOM COM 155685100 351 34580 SH SOLE 34580 0 0 CYAN INC COM 23247W104 2784 277053 SH SOLE 277053 0 0 CITIZENS FINL SVCS INC COM 174615104 356 7571 SH SOLE 7571 0 0 3-D SYS CORP DEL COM 88554D205 4238 78499 SH SOLE 78499 0 0 PHYSICIANS REALTY TRUST COM 71943U104 339 28010 SH SOLE 28010 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 296 27780 SH SOLE 27780 0 0 DIAMOND RESORTS INTERNATIONAL COM 25272T104 1013 53830 SH SOLE 53830 0 0 MERIDIAN INTERSTAT BANCORP ICOM COM 58964Q104 453 20777 SH SOLE 20777 0 0 CHANNELADVISOR CORP COM 159179100 1844 50340 SH SOLE 50340 0 0 EAGLE BANCORP INC MD COM 268948106 1369 48390 SH SOLE 48390 0 0 8X8 INC NEW COM 282914100 7033 698382 SH SOLE 698382 0 0 EPAM SYSTEMS INC COM 29414B104 9317 270049 SH SOLE 270049 0 0 ELMIRA SVGS BK ELMIRA N Y COM 289660102 798 32875 SH SOLE 32875 0 0 EVERBANK FINL CORP COM 29977G102 2572 171721 SH SOLE 171721 0 0 EVERCORE PARTNERS INC-CL A COM 29977A105 7025 142707 SH SOLE 142707 0 0 EAST WEST BANCORP INC COM 27579R104 630 19720 SH SOLE 19720 0 0 DIAMONDBACK ENERGY INC COM 25278X109 10269 240839 SH SOLE 240839 0 0 FARO TECHNOLOGIES INC COM 311642102 3455 81921 SH SOLE 81921 0 0 FLAGSTAR BANCORP INC COM 337930705 1228 83230 SH SOLE 83230 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 820 25125 SH SOLE 25125 0 0 FLUSHING FINL CORP COM 343873105 231 12500 SH SOLE 12500 0 0 FIRST FINL BANCSHARES INC COM 32020R109 1245 21150 SH SOLE 21150 0 0 FIVE BELOW COM 33829M101 6002 137289 SH SOLE 137289 0 0 FIRST LONG IS CORP COM 320734106 1016 26150 SH SOLE 26150 0 0 FOUNDATION MEDICINE INC COM 350465100 450 11350 SH SOLE 11350 0 0 FARMERS NATL BANC CORP COM 309627107 659 104453 SH SOLE 104453 0 0 FINANCIAL ENGINES INC COM 317485100 2776 46709 SH SOLE 46709 0 0 FIFTH & PACIFICPANIES INC COM 316645100 7574 301390 SH SOLE 301390 0 0 FRANCESCAS HLDGS CORP COM 351793104 2367 127119 SH SOLE 127119 0 0 GREATBATCH INC COM 39153L106 1872 55019 SH SOLE 55019 0 0 GUARANTY BANCORP DEL COM 40075T102 308 22506 SH SOLE 22506 0 0 GOODRICH PETROLEUM CORP COM 382410405 1429 58840 SH SOLE 58840 0 0 SYNAGEVA BIOPHARMA CORP COM 87159A103 6239 98426 SH SOLE 98426 0 0 GIGAMON INC COM 37518B102 1965 50865 SH SOLE 50865 0 0 GULFPORT ENERGY CORP COM 402635304 10212 158715 SH SOLE 158715 0 0 GLIMCHER RLTY TR SH BEN INT COM 379302102 3186 326736 SH SOLE 326736 0 0 GSV CAP CORP COM 36191J101 1702 114855 SH SOLE 114855 0 0 CHART INDS INC PAR $0.01 COM 16115Q308 2094 17017 SH SOLE 17017 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 3994 84777 SH SOLE 84777 0 0 BLACKHAWK NETWORK HOLDINGS INC COM 09238E104 2856 118860 SH SOLE 118860 0 0 HOME BANCORP INC COM 43689E107 211 11680 SH SOLE 11680 0 0 HOWARD BANCORP INC COM 442496105 1537 177499 SH SOLE 177499 0 0 HORIZON BANCORP IND COM 440407104 1248 53453 SH SOLE 53453 0 0 H&E EQUIPMENT SERVICES INC COM 404030108 4621 174000 SH SOLE 174000 0 0 HERITAGE OAKS BANCORP COM 42724R107 682 106537 SH SOLE 106537 0 0 HOPFED BANCORP INC COM 439734104 179 16003 SH SOLE 16003 0 0 HERITAGE FINL CORP WASH COM 42722X106 230 14850 SH SOLE 14850 0 0 HINGHAM INSTN SVGS MASS COM 433323102 231 3300 SH SOLE 3300 0 0 HEALTH INSURANCE INOVATIONS COM 42225K106 762 63789 SH SOLE 63789 0 0 HOME BANCSHARES INC COM 436893200 1535 50540 SH SOLE 50540 0 0 HERSHA HOSPITALITY TR PRIORITY A SHS COM 427825104 248 44350 SH SOLE 44350 0 0 HILLTOP HOLDINGS INC COM 432748101 195 10520 SH SOLE 10520 0 0 INDEPENENT BANK CORP COM 453838609 500 50000 SH SOLE 50000 0 0 INDEPENDENT BANK GROUP INC COM 45384B106 1908 53000 SH SOLE 53000 0 0 INTERCEPT PHARMACEUTICAL COM 45845P108 6253 90581 SH SOLE 90581 0 0 IMPERVA INC COM 45321L100 5926 141020 SH SOLE 141020 0 0 FIRST INTERNET BANCORP COM 320557101 349 13070 SH SOLE 13070 0 0 INDEPENDENT BK CORP MASS COM 453836108 544 15250 SH SOLE 15250 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 2753 157958 SH SOLE 157958 0 0 SUMMIT HOTEL PROPERTIES INC COM 866082100 3688 401338 SH SOLE 401338 0 0 INSYS THERAPEUTICS INC COM 45824V209 7367 210541 SH SOLE 210541 0 0 IPG PHOTONICS CORP COM 44980X109 5082 90190 SH SOLE 90190 0 0 INPHI CORP COM 45772F107 3636 270766 SH SOLE 270766 0 0 INVESTORS BANCORP INC COM 46146P102 750 34233 SH SOLE 34233 0 0 ISIS PHARMACEUTICALS INC COM 464330109 5559 148078 SH SOLE 148078 0 0 JACK IN THE BOX INC COM 466367109 4725 118151 SH SOLE 118151 0 0 JAZZ PHARMACEUTICALS PLC SHS COM G50871105 7308 79460 SH SOLE 79460 0 0 JIVE SOFTWARE INC COM 47760A108 4956 396512 SH SOLE 396512 0 0 LITHIA MOTORS-A COM 536797103 7380 101146 SH SOLE 101146 0 0 LAKELAND FINL CORP COM 511656100 900 27563 SH SOLE 27563 0 0 LUMBER LIQUIDATORS HOLDINGS INC COM 55003T107 7992 74940 SH SOLE 74940 0 0 LIPOSCIENCE INC COM 53630M108 1107 221324 SH SOLE 221324 0 0 MULTIMEDIA GAMES INC COM 625453105 9864 285489 SH SOLE 285489 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 9320 1510578 SH SOLE 1510578 0 0 MIDDLEBY CORP COM 596278101 10436 49956 SH SOLE 49956 0 0 MONARCH FINANCIAL HOLDINGS ICOM COM 60907Q100 372 31740 SH SOLE 31740 0 0 MICROSEMI CORP COM 595137100 1155 47646 SH SOLE 47646 0 0 MIDSOUTH BANCORP INC COM 598039105 196 12669 SH SOLE 12669 0 0 MERITAGE CORP COM 59001A102 6167 143581 SH SOLE 143581 0 0 MWI VETERINARY SUPPLY INC COM 55402X105 19846 132875 SH SOLE 132875 0 0 FIRST NBC BANK HOLDING CO COM 32115D106 1697 69590 SH SOLE 69590 0 0 NORTHEAST BANCORP COM 663904209 522 52180 SH SOLE 52180 0 0 NEONODE INC COM 64051M402 1288 200620 SH SOLE 200620 0 0 NPS PHARMACEUTICALS INC COM 62936P103 21624 679801 SH SOLE 679801 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 3669 333569 SH SOLE 333569 0 0 OLD LINE BANCSHARES INC COM 67984M100 990 73738 SH SOLE 73738 0 0 OMNICELL INC COM 68213N109 3516 148495 SH SOLE 148495 0 0 ORGANOVO HOLDINGS INC COM 68620A104 950 164580 SH SOLE 164580 0 0 ORRSTOWN FINL SVCS INC COM 687380105 181 10392 SH SOLE 10392 0 0 BANK OF THE OZARKS INC COM 063904106 14740 307464 SH SOLE 307464 0 0 PACWEST BANCORP DEL COM 695263103 1666 48600 SH SOLE 48600 0 0 PENSKE AUTO GROUP COM 70959W103 5779 135247 SH SOLE 135247 0 0 PROSPERITY BANCSHARES INC COM 743606105 646 10450 SH SOLE 10450 0 0 PROVIDENT NEW YORK BANCORP COM 744028101 532 48820 SH SOLE 48820 0 0 PDF SOLUTIONS INC COM 693282105 2156 101531 SH SOLE 101531 0 0 PEOPLES BANCORP INC OHIO COM 709789101 334 16002 SH SOLE 16002 0 0 PROOFPOINT INC COM 743424103 6737 209752 SH SOLE 209752 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 431 14460 SH SOLE 14460 0 0 PACIFIC PREMIER BANCORP COM 69478X105 4450 331552 SH SOLE 331552 0 0 PARK STERLING CORPORATION COM 70086Y105 141 22050 SH SOLE 22050 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 3904 145950 SH SOLE 145950 0 0 QLIK TECHNOLOGIES INC COM 74733T105 6885 201143 SH SOLE 201143 0 0 RALLY SOFTWARE DEVELOPMENT CO COM 751198102 5921 197620 SH SOLE 197620 0 0 REPUBLIC BANCORP INC KY CL A COM 760281204 513 18620 SH SOLE 18620 0 0 REX ENERGY CORPORATION COM 761565100 7647 342623 SH SOLE 342623 0 0 REGULUS THERAPEUTICS INC COM 75915K101 1793 190132 SH SOLE 190132 0 0 RESTORATION HARDWARE HLDGS COM 761283100 2948 46530 SH SOLE 46530 0 0 RENASANT CORP COM 75970E107 349 12860 SH SOLE 12860 0 0 RED ROBIN GOURMET BURGERS INC COM 75689M101 7335 103170 SH SOLE 103170 0 0 ROADRUNNER TRNSN SVCS HLDG COM 76973Q105 11238 397931 SH SOLE 397931 0 0 SABA SOFTWARE COM 784932600 4565 450241 SH SOLE 450241 0 0 RETAILMENOT INC COM 76132B106 1944 54664 SH SOLE 54664 0 0 SILVERCREST ASSET MANAGEMENT COM 828359109 682 50000 SH SOLE 50000 0 0 SPIRIT AIRLS INC COM 848577102 12862 375300 SH SOLE 375300 0 0 SINCLAIR BROADCAST GROUP INCCL A COM 829226109 12382 369404 SH SOLE 369404 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 1527 16680 SH SOLE 16680 0 0 FIRST FINANCIAL HOLDINGS, INC. COM 32023E105 1196 21682 SH SOLE 21682 0 0 SELECT COMFORT CORPORATION COM 81616X103 2772 115855 SH SOLE 115855 0 0 SHORE BANCSHARES INC COM 825107105 574 65270 SH SOLE 65270 0 0 SVB FINL GROUP COM 78486Q101 11313 130987 SH SOLE 130987 0 0 SANCHEZ ENERGY CORP COM 79970Y105 2207 83580 SH SOLE 83580 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 198 20598 SH SOLE 20598 0 0 STANDARD PAC CORP NEW COM 85375C101 3262 412330 SH SOLE 412330 0 0 SAREPTA THERAPEUTICS INC COM 803607100 8446 178834 SH SOLE 178834 0 0 STERLING FINL CORP COM 859319303 781 27258 SH SOLE 27258 0 0 SUSQUEHANNA BANCSHARES INC COM 869099101 279 22286 SH SOLE 22286 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2362 51469 SH SOLE 51469 0 0 THORATEC LABS CORP COM 885175307 3453 92600 SH SOLE 92600 0 0 TILLY`S INC-CLASS A SHRS COM 886885102 2570 177089 SH SOLE 177089 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 3162 139605 SH SOLE 139605 0 0 TOMPKINS TRUSTCO INC COM 890110109 348 7520 SH SOLE 7520 0 0 TREE INC COM 894675107 711 27087 SH SOLE 27087 0 0 TREX INC COM 89531P105 11890 240061 SH SOLE 240061 0 0 TRISTATE CAPITAL HOLDINGS COM 89678F100 637 49456 SH SOLE 49456 0 0 TECHE HLDG CO COM 878330109 357 7809 SH SOLE 7809 0 0 TILE SHOP HLDGS INC COM 88677Q109 6433 218132 SH SOLE 218132 0 0 URSTADT BIDDLE PPTYS INC CL A COM 917286205 441 22180 SH SOLE 22180 0 0 UNITED COMMUNITY FINANCIA COM 909839102 486 124973 SH SOLE 124973 0 0 UNITED INS HLDGS CORP COM 910710102 867 98165 SH SOLE 98165 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 9267 62872 SH SOLE 62872 0 0 UNI PIXEL INC COM 904572203 1301 73427 SH SOLE 73427 0 0 USG CORP COM 903293405 7405 259085 SH SOLE 259085 0 0 VIRGINIA HERITAGE BANK COM 927819102 190 11900 SH SOLE 11900 0 0 VERASTEM INC COM 92337C104 5002 401794 SH SOLE 401794 0 0 WESCO AIRCRAFT HOLDINGS COM 950814103 6328 302334 SH SOLE 302334 0 0 WESTERN ALLIANCE BANCORP COM 957638109 429 22657 SH SOLE 22657 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 342 24349 SH SOLE 24349 0 0 WESCO INTL INC COM 95082P105 6417 83850 SH SOLE 83850 0 0 WALKER & DUNLOP INC COM 93148P102 4109 258295 SH SOLE 258295 0 0 WHITESTONE REIT CL B SBI COM 966084204 151 10250 SH SOLE 10250 0 0 XENITH BANKSHARES INC COM 98410X105 148 24650 SH SOLE 24650 0 0 INTREXON CORP COM 46122T102 3228 136280 SH SOLE 136280 0 0 IXIA COM 45071R109 6992 446194 SH SOLE 446194 0 0