0001144204-15-005027.txt : 20150130 0001144204-15-005027.hdr.sgml : 20150130 20150130161014 ACCESSION NUMBER: 0001144204-15-005027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 EFFECTIVENESS DATE: 20150130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERALD MUTUAL FUND ADVISERS TRUST CENTRAL INDEX KEY: 0001352895 IRS NUMBER: 202531403 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11623 FILM NUMBER: 15563213 BUSINESS ADDRESS: STREET 1: 3175 OREGON PIKE CITY: LEOLA STATE: PA ZIP: 17540 BUSINESS PHONE: 717-556-8900 MAIL ADDRESS: STREET 1: 3175 OREGON PIKE CITY: LEOLA STATE: PA ZIP: 17540 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352895 XXXXXXXX 12-31-2014 12-31-2014 false EMERALD MUTUAL FUND ADVISERS TRUST
3175 Oregon Pike Leola PA 17540
13F HOLDINGS REPORT 028-11623 N
Kenneth G. Mertz II President 717-396-1116 /s/ Kenneth G. Mertz II Lancaster PA 01-30-2015 0 212 1152087
INFORMATION TABLE 2 infotable.xml ABAXIS INC COM 002567105 4735 83320 SH SOLE 83320 0 0 ABC BANCORP COM 03076K108 2412 94090 SH SOLE 94090 0 0 ATLANTIC COAST FINANCIAL CORP COM 048426100 896 225594 SH SOLE 225594 0 0 ACADIA HEALTHCAREPANY INC COM 00404A109 21729 354992 SH SOLE 354992 0 0 ADEPT TECHNOLOGY INC COM 006854202 2663 306853 SH SOLE 306853 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 3680 211874 SH SOLE 211874 0 0 ATLAS FINANCIAL HOLDINGS INC COM G06207115 1199 73450 SH SOLE 73450 0 0 AMTRUST FINANCIAL SERVICES COM 032359309 21862 388650 SH SOLE 388650 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 16138 166368 SH SOLE 166368 0 0 ALERUS FINANCIAL CORP COM 01446U103 2204 111600 SH SOLE 111600 0 0 AMERICAN BUSINESS BK LA CALI COM 02475L105 851 30639 SH SOLE 30639 0 0 APOGEE ENTERPRISES INC COM 037598109 16925 399451 SH SOLE 399451 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 6378 624044 SH SOLE 624044 0 0 ATRICURE INC COM 04963C209 5017 251359 SH SOLE 251359 0 0 ASTRONICS CORP COM 046433108 11361 205404 SH SOLE 205404 0 0 HOMEAWAY INC COM 43739Q100 12726 427346 SH SOLE 427346 0 0 ACUITY BRANDS INC COM 00508Y102 10091 72040 SH SOLE 72040 0 0 ASPEN TECHNOLOGY INC COM 045327103 495 14140 SH SOLE 14140 0 0 DIVERSIFIED RSTRNT HLDGS INC COM 25532M105 3084 597716 SH SOLE 597716 0 0 BRIDGE CAPITAL HOLDINGS COM 108030107 263 11750 SH SOLE 11750 0 0 BRUNSWICK CORP COM 117043109 15844 309082 SH SOLE 309082 0 0 BLACK DIAMOND INC COM 09202G101 4126 471492 SH SOLE 471492 0 0 BRIDGE BANCORP INC COM 108035106 1256 46950 SH SOLE 46950 0 0 BANKUNITED INC COM 06652K103 2534 87453 SH SOLE 87453 0 0 BELLICUM PHARMACEUTICALS INC COM 079481107 3853 167210 SH SOLE 167210 0 0 BLUEBIRD BIO INC COM 09609G100 15966 174070 SH SOLE 174070 0 0 BRYN MAWR BK CORP COM 117665109 572 18290 SH SOLE 18290 0 0 BNC BANCORP COM 05566T101 1636 95070 SH SOLE 95070 0 0 C1 FINANCIAL INC COM 12591N109 1463 80000 SH SOLE 80000 0 0 BOFI HLDG INC COM 05566U108 5547 71284 SH SOLE 71284 0 0 CASCADE BANCORP COM 147154207 782 150670 SH SOLE 150670 0 0 META FINANCIAL GROUP, INC COM 59100U108 1047 29870 SH SOLE 29870 0 0 CASS INFORMATION SYS INC COM 14808P109 800 15022 SH SOLE 15022 0 0 CAVIUM INC COM 14964U108 10720 173403 SH SOLE 173403 0 0 CHRISTOPHER & BANKS COPR COM 171046105 4523 792099 SH SOLE 792099 0 0 COMMUNITY NATIONAL BANK NY COM 20375W104 110 13800 SH SOLE 13800 0 0 CHEGG INC COM 163092109 3812 551720 SH SOLE 551720 0 0 CHUY`S HOLDINGS INC COM 171604101 5954 302715 SH SOLE 302715 0 0 CONNECTONE BANCORP INC COM 20786W107 10806 568744 SH SOLE 568744 0 0 COMMUNITYONE BANCORP COM 20416Q108 960 83874 SH SOLE 83874 0 0 COBIZ INC COM 190897108 12412 945309 SH SOLE 945309 0 0 CEPHEID COM 15670R107 15475 285828 SH SOLE 285828 0 0 CALIFORNIA REP BANCORP COM 13056P100 6439 238489 SH SOLE 238489 0 0 CUSTOMERS BANCORP INC COM 23204G100 7682 394757 SH SOLE 394757 0 0 CU BANCORP CALIF COM 126534106 1273 58710 SH SOLE 58710 0 0 COMMERCEWEST BANK COM 20084T103 806 89500 SH SOLE 89500 0 0 CITIZENS FINL SVCS INC COM 174615104 410 7646 SH SOLE 7646 0 0 DEPOMED INC COM 249908104 10425 647096 SH SOLE 647096 0 0 DIAMOND RESORTS INTERNATIONAL COM 25272T104 1502 53830 SH SOLE 53830 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 502 30490 SH SOLE 30490 0 0 MERIDIAN BANCORP INC COM 58958U103 515 45870 SH SOLE 45870 0 0 CHANNELADVISOR CORP COM 159179100 11217 519769 SH SOLE 519769 0 0 EAGLE BANCORP INC MD COM 268948106 2731 76890 SH SOLE 76890 0 0 8X8 INC NEW COM 282914100 8051 878877 SH SOLE 878877 0 0 ENPHASE ENERGY, INC COM 29355A107 5144 359940 SH SOLE 359940 0 0 EPAM SYSTEMS INC COM 29414B104 17380 363979 SH SOLE 363979 0 0 EPIZYME INC COM 29428V104 8079 428145 SH SOLE 428145 0 0 ELMIRA SVGS BK ELMIRA N Y COM 289660102 832 36162 SH SOLE 36162 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 906 29250 SH SOLE 29250 0 0 EVERYDAY HEALTH INC COM 300415106 5224 354163 SH SOLE 354163 0 0 EVERBANK FINL CORP COM 29977G102 979 51345 SH SOLE 51345 0 0 EVERCORE PARTNERS INC-CL A COM 29977A105 469 8960 SH SOLE 8960 0 0 EAST WEST BANCORP INC COM 27579R104 899 23220 SH SOLE 23220 0 0 DIAMONDBACK ENERGY INC COM 25278X109 7261 121457 SH SOLE 121457 0 0 FARO TECHNOLOGIES INC COM 311642102 21092 336503 SH SOLE 336503 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 1411 29445 SH SOLE 29445 0 0 FIRST BANCORP NC COM 318910106 403 21820 SH SOLE 21820 0 0 FCB FINANCIAL HOLDINGS INC COM 30255G103 13810 560476 SH SOLE 560476 0 0 FIRST CAPITAL BANCORP, INC COM 319438107 397 90134 SH SOLE 90134 0 0 FLUSHING FINL CORP COM 343873105 253 12500 SH SOLE 12500 0 0 FIRST FINL BANCSHARES INC COM 32020R109 636 21290 SH SOLE 21290 0 0 FIVE BELOW COM 33829M101 5744 140672 SH SOLE 140672 0 0 FIRST LONG IS CORP COM 320734106 1113 39225 SH SOLE 39225 0 0 FARMERS NATL BANC CORP COM 309627107 725 86853 SH SOLE 86853 0 0 FEDERATED NATIONAL HOLDING COMPANY COM 31422T101 966 40000 SH SOLE 40000 0 0 FIRST BANK COM 31931U102 406 65100 SH SOLE 65100 0 0 FIRST SECURITY GROUP COM 336312202 1268 561112 SH SOLE 561112 0 0 GUARANTY BANCORP DEL COM 40075T607 325 22506 SH SOLE 22506 0 0 GREENHILL AND CO COM 395259104 629 14430 SH SOLE 14430 0 0 GLU MOBILE INC COM 379890106 7692 1972207 SH SOLE 1972207 0 0 GSV CAP CORP COM 36191J101 1333 154445 SH SOLE 154445 0 0 GTT COMMUNICATIONS INC COM 362393100 4384 331380 SH SOLE 331380 0 0 GREAT WESTERN BANCORP INC COM 391416104 2849 125000 SH SOLE 125000 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 8393 165767 SH SOLE 165767 0 0 HOME BANCORP INC COM 43689E107 268 11680 SH SOLE 11680 0 0 HOWARD BANCORP INC COM 442496105 2023 177499 SH SOLE 177499 0 0 HERITAGE FINANCIAL GROUP INC COM 42726X102 1837 70910 SH SOLE 70910 0 0 H&E EQUIPMENT SERVICES INC COM 404030108 6325 225175 SH SOLE 225175 0 0 HEICO CORPORATION COM 422806109 710 11760 SH SOLE 11760 0 0 HOPFED BANCORP INC COM 439734104 204 16003 SH SOLE 16003 0 0 HOME FEDERAL BANCORP COM 43708L108 361 18520 SH SOLE 18520 0 0 HERITAGE FINL CORP WASH COM 42722X106 1815 103401 SH SOLE 103401 0 0 HOME BANCSHARES INC COM 436893200 1625 50540 SH SOLE 50540 0 0 HORIZON PHARMA, INC COM G4617B105 7756 601719 SH SOLE 601719 0 0 MARINEMAX INC COM 567908108 9117 454713 SH SOLE 454713 0 0 INDEPENENT BANK CORP COM 453838609 653 50000 SH SOLE 50000 0 0 INDEPENDENT BANK GROUP INC COM 45384B106 2396 61354 SH SOLE 61354 0 0 ICAD INC COM 44934S206 1159 126385 SH SOLE 126385 0 0 INTERCEPT PHARMACEUTICAL COM 45845P108 6275 40227 SH SOLE 40227 0 0 IMPERVA INC COM 45321L100 18985 384073 SH SOLE 384073 0 0 INC RESEARCH HOLDINGS INC COM 45329R109 2927 113929 SH SOLE 113929 0 0 INDEPENDENT BK CORP MASS COM 453836108 653 15250 SH SOLE 15250 0 0 INOGEN INC COM 45780L104 10241 326452 SH SOLE 326452 0 0 IPG PHOTONICS CORP COM 44980X109 12621 168456 SH SOLE 168456 0 0 INPHI CORP COM 45772F107 6156 333112 SH SOLE 333112 0 0 INVESTORS BANCORP INC COM 46146L101 755 67294 SH SOLE 67294 0 0 ISIS PHARMACEUTICALS INC COM 464330109 8695 140839 SH SOLE 140839 0 0 INVESTAR HOLDIN COM 46134L105 620 44795 SH SOLE 44795 0 0 JACK IN THE BOX INC COM 466367109 15766 197179 SH SOLE 197179 0 0 JOHN MARSHALL BANK COM 47804G103 310 17500 SH SOLE 17500 0 0 JAMES RIVER GROUP HOLDINGS COM G5005R107 1138 50000 SH SOLE 50000 0 0 KATE SPADE & CO COM 485865109 2322 72540 SH SOLE 72540 0 0 KFORCE INC COM 493732101 15507 642656 SH SOLE 642656 0 0 KORN FERRY INTERNATIONAL COM 500643200 5394 187559 SH SOLE 187559 0 0 KNOLL INC COM 498904200 4597 217142 SH SOLE 217142 0 0 K2M GROUP HOLDINGS INC COM 48273J107 10247 491011 SH SOLE 491011 0 0 LADDER CAPITAL CORP - CLASS A COM 505743104 2163 110300 SH SOLE 110300 0 0 LENDINGCLUB CORP COM 52603A109 302 11930 SH SOLE 11930 0 0 LDR HOLDING CORP COM 50185U105 8040 245274 SH SOLE 245274 0 0 LEMAITRE VASCULAR INC COM 525558201 436 57029 SH SOLE 57029 0 0 MATTHEWS INTL CORP CL A COM 577128101 215 4420 SH SOLE 4420 0 0 MALIBU BOATS INC-CLASS A COM 56117J100 4788 248486 SH SOLE 248486 0 0 MOELIS & CO COM 60786M105 8955 256370 SH SOLE 256370 0 0 METHODE ELECTRONICS INC COM 591520200 6130 167886 SH SOLE 167886 0 0 MACKINAC FINANCIAL CORP COM 554571109 432 36429 SH SOLE 36429 0 0 MACROGENICS INC COM 556099109 11325 322928 SH SOLE 322928 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 2598 827473 SH SOLE 827473 0 0 MARCUS & MILLICHAP INC COM 566324109 6076 182736 SH SOLE 182736 0 0 MAINSTREET BANK COM 56064A102 1256 141177 SH SOLE 141177 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 1722 162903 SH SOLE 162903 0 0 MICROSEMI CORP COM 595137100 15262 537776 SH SOLE 537776 0 0 MICROSTRATEGY INC COM 594972408 12709 78260 SH SOLE 78260 0 0 MWI VETERINARY SUPPLY INC COM 55402X105 30594 180058 SH SOLE 180058 0 0 FIRST NBC BANK HOLDING CO COM 32115D106 15593 442994 SH SOLE 442994 0 0 NEUROCRINE BIOSCIENCES, INC COM 64125C109 10162 454857 SH SOLE 454857 0 0 NOODLES AND COMPANY COM 65540B105 3251 123363 SH SOLE 123363 0 0 NEFF CORP COM 640094207 845 75000 SH SOLE 75000 0 0 NPS PHARMACEUTICALS INC COM 62936P103 9931 277633 SH SOLE 277633 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 4970 356818 SH SOLE 356818 0 0 OLD LINE BANCSHARES INC COM 67984M100 1167 73738 SH SOLE 73738 0 0 ON DECK CAPITAL INC COM 682163100 503 22430 SH SOLE 22430 0 0 OPUS BANK COM 684000102 17842 628909 SH SOLE 628909 0 0 ORBCOMM INC COM 68555P100 5127 783961 SH SOLE 783961 0 0 OSI SYSTEMS INC COM 671044105 551 7780 SH SOLE 7780 0 0 OVASCIENCE INC COM 69014Q101 3725 84228 SH SOLE 84228 0 0 BANK OF THE OZARKS INC COM 063904106 28129 741790 SH SOLE 741790 0 0 PACWEST BANCORP DEL COM 695263103 14663 322540 SH SOLE 322540 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 8239 43533 SH SOLE 43533 0 0 PDF SOLUTIONS INC COM 693282105 1251 84203 SH SOLE 84203 0 0 PEOPLES BANCORP INC OHIO COM 709789101 2995 115488 SH SOLE 115488 0 0 PEOPLES FINANCIAL CORP COM 71103B102 416 33413 SH SOLE 33413 0 0 PROOFPOINT INC COM 743424103 20011 414898 SH SOLE 414898 0 0 DAVE & BUSTER`S ENTERTAINMENT INC. COM 238337109 4700 172177 SH SOLE 172177 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 961 24300 SH SOLE 24300 0 0 POLYONE CORPORATION COM 73179P106 17199 453679 SH SOLE 453679 0 0 PACIFIC PREMIER BANCORP COM 69478X105 7460 430447 SH SOLE 430447 0 0 PRIMORIS SERVICES CORP COM 74164F103 4036 173649 SH SOLE 173649 0 0 PROTO LABS INC COM 743713109 7225 107583 SH SOLE 107583 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 9549 337183 SH SOLE 337183 0 0 PRIVATEBANCORP INC COM 742962103 1907 57110 SH SOLE 57110 0 0 PIXELWORKS INC COM 72581M305 2089 458180 SH SOLE 458180 0 0 QLIK TECHNOLOGIES INC COM 74733T105 15080 488198 SH SOLE 488198 0 0 ULTRAGENYX PHARMACEUTICAL INC COM 90400D108 4085 93105 SH SOLE 93105 0 0 ROYAL BANCSHARES OF PENNSYLVANIA INC COM 780081105 775 481505 SH SOLE 481505 0 0 REIS INC COM 75936P105 1833 70027 SH SOLE 70027 0 0 RENASANT CORP COM 75970E107 372 12860 SH SOLE 12860 0 0 RED ROBIN GOURMET BURGERS INC COM 75689M101 15088 196006 SH SOLE 196006 0 0 ROADRUNNER TRNSN SVCS HLDG COM 76973Q105 2491 106665 SH SOLE 106665 0 0 SILVERCREST ASSET MANAGEMENT COM 828359109 707 45204 SH SOLE 45204 0 0 SPIRIT AIRLS INC COM 848577102 31109 411609 SH SOLE 411609 0 0 SUSSEX BANCORP COM 869245100 315 30890 SH SOLE 30890 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 3768 29915 SH SOLE 29915 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 302 10430 SH SOLE 10430 0 0 SEACOAST COMMERCE BANK COM 81170V105 533 44200 SH SOLE 44200 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 2637 80016 SH SOLE 80016 0 0 SIMMONS FIRST NATIONAL CORPORATION COM 828730200 1298 31940 SH SOLE 31940 0 0 STONEGATE BANK COM 861811107 1629 55007 SH SOLE 55007 0 0 SCIENTIFIC GAMES CORP COM 80874P109 5689 446894 SH SOLE 446894 0 0 SHORE BANCSHARES INC COM 825107105 785 84050 SH SOLE 84050 0 0 SIENTRA INC COM 82621J105 3151 187697 SH SOLE 187697 0 0 SVB FINL GROUP COM 78486Q101 3292 28360 SH SOLE 28360 0 0 SOUTHERN MISSOURI BANCORP INC COM 843380106 326 8582 SH SOLE 8582 0 0 SANCHEZ ENERGY CORP COM 79970Y105 3493 376031 SH SOLE 376031 0 0 INVENTURE FOODS INC COM 461212102 3060 240150 SH SOLE 240150 0 0 SUN BANCORP COM 86663B201 426 21955 SH SOLE 21955 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 234 20598 SH SOLE 20598 0 0 SEQUENTIAL BRANDS GROUP INC COM 817340201 8327 637100 SH SOLE 637100 0 0 SQUARE 1 FINANCIAL INC COM 85223W101 10294 416776 SH SOLE 416776 0 0 SOUTH STATE CORP COM 840441109 1225 18257 SH SOLE 18257 0 0 Sterling Bancorp COM 85917A100 2295 159583 SH SOLE 159583 0 0 THE BANCORP INC COM 05969A105 406 37300 SH SOLE 37300 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 767 14120 SH SOLE 14120 0 0 TALMAR BANCORP INC - CL A COM 87482X101 9225 657066 SH SOLE 657066 0 0 TILLY`S INC-CLASS A SHRS COM 886885102 3368 347589 SH SOLE 347589 0 0 TENNANT CO COM 880345103 7066 97908 SH SOLE 97908 0 0 TUTOR PERINI CORPORATION COM 901109108 12223 507806 SH SOLE 507806 0 0 TREE INC COM 894675107 1309 27087 SH SOLE 27087 0 0 TREX INC COM 89531P105 16042 376745 SH SOLE 376745 0 0 UNITED INS HLDGS CORP COM 910710102 690 31441 SH SOLE 31441 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 13049 88882 SH SOLE 88882 0 0 VIRGIN AMERICA INC COM 92765X208 6808 157400 SH SOLE 157400 0 0 VERITEX HOLDINGS INC COM 923451108 690 48727 SH SOLE 48727 0 0 VONAGE HOLDINGS CORP COM 92886T201 2257 592466 SH SOLE 592466 0 0 WESTERN ALLIANCE BANCORP COM 957638109 572 20584 SH SOLE 20584 0 0 WESCO INTL INC COM 95082P105 7204 94531 SH SOLE 94531 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 11136 135710 SH SOLE 135710 0 0 WASHINGTONFIRST BANKSHARE COM 940730104 1327 87675 SH SOLE 87675 0 0 WEST PHARMACEUTICAL SVCS INC COM 955306105 545 10240 SH SOLE 10240 0 0 INTREXON CORP COM 46122T102 10456 379787 SH SOLE 379787 0 0 ZAFGEN INC COM 98885E103 1079 35000 SH SOLE 35000 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 1137 224294 SH SOLE 224294 0 0 ZS PHARMA INC COM 98979G105 5692 136924 SH SOLE 136924 0 0