-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMw8lOJjp6kNBjqzWYroHLJvAljSlkOL44Imibvr88xA3hOPup8bMUnkJYU4Ho6X jfttuatxk6EbyFWAkvQGhw== 0001144204-10-039061.txt : 20100723 0001144204-10-039061.hdr.sgml : 20100723 20100722182112 ACCESSION NUMBER: 0001144204-10-039061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100723 DATE AS OF CHANGE: 20100722 EFFECTIVENESS DATE: 20100723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERALD MUTUAL FUND ADVISERS TRUST CENTRAL INDEX KEY: 0001352895 IRS NUMBER: 202531403 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11623 FILM NUMBER: 10965804 BUSINESS ADDRESS: STREET 1: 1703 OREGON PIKE CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 717 396 1116 MAIL ADDRESS: STREET 1: 1703 OREGON PIKE CITY: LANCASTER STATE: PA ZIP: 17601 13F-HR 1 v191229_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerald Mutual Fund Advisers, Trust Address: 1703 Oregon Pike Suite 101 Lancaster, PA 17601 Form 13F File Number: 028-05618 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth G. Mertz II Title: President Phone: 717-396-1116 Signature, Place, and Date of Signing: /s/ Kenneth G. Mertz II Lancaster, Pennsylvania July 22, 2010 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None. Form 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 323 FORM 13F INFORMATION TABLE VALUE TOTAL: $320,305 (thousands) List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] NO. 13F FILE NUMBER NAME 01 028-12088 FORWARD MANAGEMENT, LLC EMERALD MUTUAL FUND ADVISERS TRUST PAGE 1 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABOVENET INC COM COM 00374N107 2306 48870 SH SOLE 48870 0 0 ABOVENET INC COM COM 00374N107 1184 25103 SH OTHER 01 0 25103 0 ACME PACKET INC COM COM 004764106 1397 51976 SH SOLE 51976 0 0 ACME PACKET INC COM COM 004764106 699 26003 SH OTHER 01 0 26003 0 ACTUANT CORP CL A NEW COM 00508X203 1336 70956 SH SOLE 70956 0 0 ACTUANT CORP CL A NEW COM 00508X203 680 36113 SH OTHER 01 0 36113 0 ADVANCED ENERGY INDS INC COM COM 007973100 1041 84730 SH SOLE 84730 0 0 ADVANCED ENERGY INDS INC COM COM 007973100 531 43199 SH OTHER 01 0 43199 0 AFFILIATED MANAGERS GROUP INCO COM 008252108 303 4990 SH OTHER 01 0 4990 0 AIRTRAN HLDGS INC COM COM 00949P108 1617 333368 SH SOLE 333368 0 0 AIRTRAN HLDGS INC COM COM 00949P108 834 171986 SH OTHER 01 0 171986 0 ALLIED NEVADA GOLD CORP COM COM 019344100 1796 91238 SH SOLE 91238 0 0 ALLIED NEVADA GOLD CORP COM COM 019344100 926 47069 SH OTHER 01 0 47069 0 AMERICAN BUSINESS BK LA CALICO COM 02475L105 223 9687 SH OTHER 01 0 9687 0 AMERICAN CAMPUS CMNTYS INC COM COM 024835100 310 11350 SH OTHER 01 0 11350 0 AMERICAN SUPERCONDUCTOR CORPCO COM 030111108 728 27260 SH SOLE 27260 0 0 AMERICAN SUPERCONDUCTOR CORPCO COM 030111108 417 15620 SH OTHER 01 0 15620 0 AMERIS BANCORP COM COM 03076K108 136 14117 SH OTHER 01 0 14117 0 ANSYS INC COM COM 03662Q105 1869 46072 SH SOLE 46072 0 0 ANSYS INC COM COM 03662Q105 966 23811 SH OTHER 01 0 23811 0 ARENA PHARMACEUTICALS INC COM COM 040047102 403 131248 SH SOLE 131248 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 207 67514 SH OTHER 01 0 67514 0 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 259 8460 SH OTHER 01 0 8460 0 ARROW FINL CORP COM COM 042744102 350 15161 SH OTHER 01 0 15161 0 ARUBA NETWORKS INC COM COM 043176106 2799 196538 SH SOLE 196538 0 0 ARUBA NETWORKS INC COM COM 043176106 1229 86337 SH OTHER 01 0 86337 0 ATHEROS COMMUNICATIONS INC COM COM 04743P108 1323 48034 SH SOLE 48034 0 0 ATHEROS COMMUNICATIONS INC COM COM 04743P108 695 25234 SH OTHER 01 0 25234 0 BANCORP INC DEL COM COM 05969A105 583 74420 SH OTHER 01 0 74420 0 BANK OF MARIN BANCORP COM COM 063425102 906 28366 SH OTHER 01 0 28366 0 BANK OF THE OZARKS INC COM COM 063904106 1425 40184 SH OTHER 01 0 40184 0 BEACON ROOFING SUPPLY INC COM COM 073685109 978 54256 SH SOLE 54256 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 515 28565 SH OTHER 01 0 28565 0 BIOMIMETIC THERAPEUTICS INC CO COM 09064X101 1532 137729 SH SOLE 137729 0 0 BIOMIMETIC THERAPEUTICS INC CO COM 09064X101 806 72487 SH OTHER 01 0 72487 0 BIOSCRIPT INC COM COM 09069N108 1681 320775 SH SOLE 320775 0 0 BIOSCRIPT INC COM COM 09069N108 863 164698 SH OTHER 01 0 164698 0 BIO-REFERENCE LABS INC COM PAR COM 09057G602 3519 158724 SH SOLE 158724 0 0 BIO-REFERENCE LABS INC COM PAR COM 09057G602 1822 82166 SH OTHER 01 0 82166 0 BJ'S RESTAURANT INC COM 09180C106 1656 70162 SH SOLE 70162 0 0 BJ'S RESTAURANT INC COM 09180C106 854 36179 SH OTHER 01 0 36179 0 BLUEGREEN CORP COM COM 096231105 843 280010 SH SOLE 280010 0 0 BLUEGREEN CORP COM COM 096231105 408 135420 SH OTHER 01 0 135420 0 BOSTON PRIVATE FINL HLDGS INCO COM 101119105 119 18550 SH OTHER 01 0 18550 0 BRIGHAM EXPL CO COM COM 109178103 1074 69802 SH SOLE 69802 0 0 BRIGHAM EXPL CO COM COM 109178103 546 35529 SH OTHER 01 0 35529 0 BRYN MAWR BK CORP COM COM 117665109 192 11430 SH OTHER 01 0 11430 0 CALIFORNIA UTD BK ENCINO CA CO COM 130781107 298 27110 SH OTHER 01 0 27110 0 CAMDEN NATL CORP COM COM 133034108 225 8186 SH OTHER 01 0 8186 0 CAPELLA EDUCATION CO COM 139594105 1081 13290 SH SOLE 13290 0 0 CAPELLA EDUCATION CO COM 139594105 575 7070 SH OTHER 01 0 7070 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 2 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CARDINAL FINL CORP COM COM 14149F109 422 45700 SH OTHER 01 0 45700 0 CASS INFORMATION SYS INC COM COM 14808P109 1108 32343 SH OTHER 01 0 32343 0 CATALYST HEALTH SOLUTIONS INC COM 14888B103 2127 61657 SH SOLE 61657 0 0 CATALYST HEALTH SOLUTIONS INC COM 14888B103 1086 31486 SH OTHER 01 0 31486 0 CAVIUM NETWORKS INC COM COM 14965A101 2884 110106 SH SOLE 110106 0 0 CAVIUM NETWORKS INC COM COM 14965A101 1487 56773 SH OTHER 01 0 56773 0 CENTERSTATE BANKS INC COM COM 15201P109 814 80700 SH OTHER 01 0 80700 0 CEPHEID COM COM 15670R107 630 39334 SH SOLE 39334 0 0 CEPHEID COM COM 15670R107 319 19937 SH OTHER 01 0 19937 0 CHICOS FAS INC COM COM 168615102 1140 115392 SH SOLE 115392 0 0 CHICOS FAS INC COM COM 168615102 580 58736 SH OTHER 01 0 58736 0 CITI TRENDS INC COM COM 17306X102 1383 41989 SH SOLE 41989 0 0 CITI TRENDS INC COM COM 17306X102 708 21501 SH OTHER 01 0 21501 0 COLUMBIA BKG SYS INC COM COM 197236102 1059 57996 SH SOLE 57996 0 0 COLUMBIA BKG SYS INC COM COM 197236102 1256 68791 SH OTHER 01 0 68791 0 COMMUNITY BANKERS TR CORP COM COM 203612106 169 75372 SH OTHER 01 0 75372 0 COMMUNITY BK SYS INC COM COM 203607106 410 18620 SH OTHER 01 0 18620 0 COMPELLENT TECHNOLOGIES INC CO COM 20452A108 1029 84890 SH SOLE 84890 0 0 COMPELLENT TECHNOLOGIES INC CO COM 20452A108 524 43220 SH OTHER 01 0 43220 0 COOPER TIRE & RUBR CO COM COM 216831107 1413 72467 SH SOLE 72467 0 0 COOPER TIRE & RUBR CO COM COM 216831107 722 37049 SH OTHER 01 0 37049 0 COST PLUS INC CALIF COM COM 221485105 663 185674 SH SOLE 185674 0 0 COST PLUS INC CALIF COM COM 221485105 337 94527 SH OTHER 01 0 94527 0 CROCS INC COM COM 227046109 1901 179662 SH SOLE 179662 0 0 CROCS INC COM COM 227046109 976 92261 SH OTHER 01 0 92261 0 CVB FINL CORP COM COM 126600105 395 41570 SH OTHER 01 0 41570 0 DANVERS BANCORP INC COM COM 236442109 589 40735 SH OTHER 01 0 40735 0 DELCATH SYS INC COM COM 24661P104 621 97888 SH SOLE 97888 0 0 DELCATH SYS INC COM COM 24661P104 316 49904 SH OTHER 01 0 49904 0 DEPOMED INC COM COM 249908104 374 133446 SH SOLE 133446 0 0 DEPOMED INC COM COM 249908104 190 67932 SH OTHER 01 0 67932 0 DIAMOND FOODS INC COM 252603105 3169 77096 SH SOLE 77096 0 0 DIAMOND FOODS INC COM 252603105 1643 39967 SH OTHER 01 0 39967 0 DIME CMNTY BANCORP INC COM COM 253922108 337 27300 SH OTHER 01 0 27300 0 DUPONT FABROS TECHNOLOGY INCCO COM 26613Q106 2066 84134 SH SOLE 84134 0 0 DUPONT FABROS TECHNOLOGY INCCO COM 26613Q106 1624 66140 SH OTHER 01 0 66140 0 EAGLE BANCORP INC MD COM COM 268948106 281 23872 SH OTHER 01 0 23872 0 EAGLE BANCORP MONTANA COM 26942G100 117 12036 SH OTHER 01 0 12036 0 EAST WEST BANCORP INC COM COM 27579R104 386 25280 SH OTHER 01 0 25280 0 EBIX INC COM NEW COM 278715206 993 63359 SH SOLE 63359 0 0 EBIX INC COM NEW COM 278715206 507 32346 SH OTHER 01 0 32346 0 ECLIPSYS CORP COM COM 278856109 408 22850 SH SOLE 22850 0 0 ECLIPSYS CORP COM COM 278856109 207 11630 SH OTHER 01 0 11630 0 ENTERPRISE FINL SVCS CORP COM COM 293712105 215 22316 SH OTHER 01 0 22316 0 ESTERLINE TECHNOLOGIES CORP CO COM 297425100 2223 46855 SH SOLE 46855 0 0 ESTERLINE TECHNOLOGIES CORP CO COM 297425100 1138 23977 SH OTHER 01 0 23977 0 EVANS BANCORP INC COM NEW COM 29911Q208 178 14050 SH OTHER 01 0 14050 0 EXACT SCIENCES CORP COM COM 30063P105 583 132554 SH SOLE 132554 0 0 EXACT SCIENCES CORP COM COM 30063P105 298 67771 SH OTHER 01 0 67771 0 EXLSERVICE HOLDINGS INC COM COM 302081104 1474 85857 SH SOLE 85857 0 0 EXLSERVICE HOLDINGS INC COM COM 302081104 769 44781 SH OTHER 01 0 44781 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 3 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- F N B CORP PA COM COM 302520101 141 17500 SH OTHER 01 0 17500 0 FIRST CALIFORNIA FINANCIAL GCO COM 319395109 245 91000 SH OTHER 01 0 91000 0 FIRST CTZNS BANCSHARES NC CL A COM 31946M103 648 3371 SH OTHER 01 0 3371 0 FIRST FINL BANCORP COM COM 320209109 432 28866 SH OTHER 01 0 28866 0 FIRST FINL BANCSHARES INC COM COM 32020R109 678 14100 SH OTHER 01 0 14100 0 FIRST HORIZON NATL CORP COM COM 320517105 136 11840 SH OTHER 01 0 11840 0 FIRST LONG IS CORP COM COM 320734106 542 21100 SH OTHER 01 0 21100 0 FIRST NIAGARA FINL GP INC COM COM 33582V108 408 32530 SH OTHER 01 0 32530 0 FIRSTMERIT CORP COM COM 337915102 427 24904 SH OTHER 01 0 24904 0 FLUSHING FINL CORP COM COM 343873105 153 12500 SH OTHER 01 0 12500 0 FORMFACTOR INC COM COM 346375108 1040 96276 SH SOLE 96276 0 0 FORMFACTOR INC COM COM 346375108 533 49353 SH OTHER 01 0 49353 0 FULTON FINL CORP PA COM COM 360271100 132 13718 SH OTHER 01 0 13718 0 GSI COMM INC COM COM 36238G102 3847 133572 SH SOLE 133572 0 0 GSI COMM INC COM COM 36238G102 1973 68500 SH OTHER 01 0 68500 0 GUARANTY BANCORP DEL COM COM 40075T102 109 102490 SH OTHER 01 0 102490 0 G-III APPAREL GROUP LTD COM COM 36237H101 1967 85940 SH SOLE 85940 0 0 G-III APPAREL GROUP LTD COM COM 36237H101 1001 43750 SH OTHER 01 0 43750 0 HANCOCK HLDG CO COM COM 410120109 292 8756 SH OTHER 01 0 8756 0 HANGER ORTHOPEDIC GROUP INC CO COM 41043F208 605 33670 SH SOLE 33670 0 0 HANGER ORTHOPEDIC GROUP INC CO COM 41043F208 313 17440 SH OTHER 01 0 17440 0 HANOVER INS GROUP INC COM COM 410867105 527 12110 SH OTHER 01 0 12110 0 HARLEYSVILLE GROUP INC COM COM 412824104 281 9060 SH OTHER 01 0 9060 0 HCC INS HLDGS INC COM COM 404132102 410 16540 SH OTHER 01 0 16540 0 HEALTHSOUTH CORP COM 421924309 761 40700 SH SOLE 40700 0 0 HEALTHSOUTH CORP COM 421924309 389 20770 SH OTHER 01 0 20770 0 HERITAGE FINL CORP WASH COM COM 42722X106 256 17100 SH OTHER 01 0 17100 0 HF FINL CORP COM COM 404172108 330 33886 SH OTHER 01 0 33886 0 HIBBETT SPORTS INC COM COM 428567101 2037 84998 SH SOLE 84998 0 0 HIBBETT SPORTS INC COM COM 428567101 1037 43264 SH OTHER 01 0 43264 0 HITTITE MICROWAVE CORP COM 43365Y104 996 22270 SH SOLE 22270 0 0 HITTITE MICROWAVE CORP COM 43365Y104 516 11540 SH OTHER 01 0 11540 0 HNI CORPORATION COM 404251100 971 35180 SH SOLE 35180 0 0 HNI CORPORATION COM 404251100 494 17908 SH OTHER 01 0 17908 0 HOME BANCSHARES INC COM COM 436893200 256 11220 SH OTHER 01 0 11220 0 HOPFED BANCORP INC COM COM 439734104 96 10650 SH OTHER 01 0 10650 0 HORIZON BANCORP IND COM COM 440407104 461 21632 SH OTHER 01 0 21632 0 HORSEHEAD HOLDING CORP COM 440694305 1168 154442 SH SOLE 154442 0 0 HORSEHEAD HOLDING CORP COM 440694305 600 79366 SH OTHER 01 0 79366 0 HOVNANIAN ENTERPRISES INC CL A COM 442487203 765 208000 SH SOLE 208000 0 0 HOVNANIAN ENTERPRISES INC CL A COM 442487203 400 108764 SH OTHER 01 0 108764 0 HUB GROUP INC CL A COM 443320106 2751 91682 SH SOLE 91682 0 0 HUB GROUP INC CL A COM 443320106 1388 46264 SH OTHER 01 0 46264 0 HUMAN GENOME SCIENCES INC COM COM 444903108 824 36381 SH SOLE 36381 0 0 HUMAN GENOME SCIENCES INC COM COM 444903108 420 18522 SH OTHER 01 0 18522 0 IBERIABANK CORP COM COM 450828108 1047 20347 SH SOLE 20347 0 0 IBERIABANK CORP COM COM 450828108 1608 31244 SH OTHER 01 0 31244 0 IMMUNOGEN INC COM COM 45253H101 1307 140986 SH SOLE 140986 0 0 IMMUNOGEN INC COM COM 45253H101 669 72204 SH OTHER 01 0 72204 0 IMPAX LABORATORIES INC COM COM 45256B101 1720 90252 SH SOLE 90252 0 0 IMPAX LABORATORIES INC COM COM 45256B101 876 45948 SH OTHER 01 0 45948 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 4 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INDEPENDENT BK CORP MASS COM COM 453836108 501 20300 SH OTHER 01 0 20300 0 INSPIRE PHARMACEUTICALS INC CO COM 457733103 979 196244 SH SOLE 196244 0 0 INSPIRE PHARMACEUTICALS INC CO COM 457733103 481 96381 SH OTHER 01 0 96381 0 IPG PHOTONICS CORP COM 44980X109 1851 121525 SH SOLE 121525 0 0 IPG PHOTONICS CORP COM 44980X109 944 61996 SH OTHER 01 0 61996 0 ISIS PHARMACEUTICALS COM COM 464330109 639 66790 SH SOLE 66790 0 0 ISIS PHARMACEUTICALS COM COM 464330109 336 35130 SH OTHER 01 0 35130 0 KBW INC COM 482423100 447 20857 SH OTHER 01 0 20857 0 KFORCE COM INC COM COM 493732101 1451 113772 SH SOLE 113772 0 0 KFORCE COM INC COM COM 493732101 745 58453 SH OTHER 01 0 58453 0 KIRKLANDS INC COM COM 497498105 1169 69280 SH SOLE 69280 0 0 KIRKLANDS INC COM COM 497498105 549 32522 SH OTHER 01 0 32522 0 KOPPERS HOLDINGS INC COM 50060P106 803 35722 SH SOLE 35722 0 0 KOPPERS HOLDINGS INC COM 50060P106 405 18001 SH OTHER 01 0 18001 0 KORN FERRY INTL COM NEW COM 500643200 1188 85473 SH SOLE 85473 0 0 KORN FERRY INTL COM NEW COM 500643200 605 43500 SH OTHER 01 0 43500 0 KULICKE & SOFFA INDS INC COM COM 501242101 1218 173478 SH SOLE 173478 0 0 KULICKE & SOFFA INDS INC COM COM 501242101 611 87068 SH OTHER 01 0 87068 0 LAKELAND FINL CORP COM COM 511656100 601 30063 SH OTHER 01 0 30063 0 LUMBER LIQUIDATORS HOLDINGS IN COM 55003T107 1977 84720 SH SOLE 84720 0 0 LUMBER LIQUIDATORS HOLDINGS IN COM 55003T107 1017 43609 SH OTHER 01 0 43609 0 MAIDENFORM BRANDS INC COM COM 560305104 2526 124083 SH SOLE 124083 0 0 MAIDENFORM BRANDS INC COM COM 560305104 1307 64203 SH OTHER 01 0 64203 0 MCCORMICK & SCHMICKS SEAFD RCO COM 579793100 978 131050 SH SOLE 131050 0 0 MCCORMICK & SCHMICKS SEAFD RCO COM 579793100 502 67338 SH OTHER 01 0 67338 0 MEADOWBROOK INS GROUP INC COM COM 58319P108 504 58382 SH OTHER 01 0 58382 0 MEDASSETS INC COM COM 584045108 1180 51130 SH SOLE 51130 0 0 MEDASSETS INC COM COM 584045108 604 26175 SH OTHER 01 0 26175 0 MERCER INS GROUP INC COM COM 587902107 369 21785 SH OTHER 01 0 21785 0 METALICO INC COM COM 591176102 1382 347257 SH SOLE 347257 0 0 METALICO INC COM COM 591176102 664 166809 SH OTHER 01 0 166809 0 MICROMET INC COM COM 59509C105 1162 186210 SH SOLE 186210 0 0 MICROMET INC COM COM 59509C105 592 94795 SH OTHER 01 0 94795 0 MICROSEMI CORP COM COM 595137100 1559 106545 SH SOLE 106545 0 0 MICROSEMI CORP COM COM 595137100 821 56137 SH OTHER 01 0 56137 0 MICROSTRATEGY INC NEW CL A COM 594972408 1981 26388 SH SOLE 26388 0 0 MICROSTRATEGY INC NEW CL A COM 594972408 1018 13558 SH OTHER 01 0 13558 0 MICRUS ENDOVASCULAR CORP COM COM 59518V102 275 13206 SH SOLE 13206 0 0 MICRUS ENDOVASCULAR CORP COM COM 59518V102 141 6773 SH OTHER 01 0 6773 0 MIDSOUTH BANCORP INC COM COM 598039105 186 14566 SH OTHER 01 0 14566 0 MIDWESTONE FINANCIAL GROUP INC COM 598511103 369 23840 SH OTHER 01 0 23840 0 MINDSPEED TECHNOLOGIES INC COM COM 602682205 1618 215998 SH SOLE 215998 0 0 MINDSPEED TECHNOLOGIES INC COM COM 602682205 831 110951 SH OTHER 01 0 110951 0 MONOLITHIC PWR SYS INC COM COM 609839105 1426 79824 SH SOLE 79824 0 0 MONOLITHIC PWR SYS INC COM COM 609839105 726 40637 SH OTHER 01 0 40637 0 MWI VETERINARY SUPPLY INC COM COM 55402X105 3643 72478 SH SOLE 72478 0 0 MWI VETERINARY SUPPLY INC COM COM 55402X105 1836 36529 SH OTHER 01 0 36529 0 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 2157 79316 SH SOLE 79316 0 0 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 1116 41026 SH OTHER 01 0 41026 0 NEWMARKET CORP COM COM 651587107 1308 14981 SH SOLE 14981 0 0 NEWMARKET CORP COM COM 651587107 673 7712 SH OTHER 01 0 7712 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 5 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- NORDSON CORP COM COM 655663102 2597 46300 SH SOLE 46300 0 0 NORDSON CORP COM COM 655663102 1334 23780 SH OTHER 01 0 23780 0 NPS PHARMACEUTICALS INC COM COM 62936P103 438 68080 SH SOLE 68080 0 0 NPS PHARMACEUTICALS INC COM COM 62936P103 227 35240 SH OTHER 01 0 35240 0 NUTRI SYS INC NEW COM COM 67069D108 1961 85476 SH SOLE 85476 0 0 NUTRI SYS INC NEW COM COM 67069D108 1031 44934 SH OTHER 01 0 44934 0 NUVASIVE INC COM COM 670704105 1106 31200 SH SOLE 31200 0 0 NUVASIVE INC COM COM 670704105 563 15880 SH OTHER 01 0 15880 0 OCEANFIRST FINL CORP COM COM 675234108 124 10300 SH OTHER 01 0 10300 0 OLIN CORP COM PAR $1. COM 680665205 1882 104050 SH SOLE 104050 0 0 OLIN CORP COM PAR $1. COM 680665205 958 52960 SH OTHER 01 0 52960 0 ON ASSIGNMENT INC COM COM 682159108 906 180110 SH SOLE 180110 0 0 ON ASSIGNMENT INC COM COM 682159108 462 91800 SH OTHER 01 0 91800 0 ORIENTAL FINL GROUP INC COM COM 68618W100 141 11100 SH OTHER 01 0 11100 0 ORRSTOWN FINL SVCS INC COM COM 687380105 540 24409 SH OTHER 01 0 24409 0 PACIFIC PREMIER BANCORP COM COM 69478X105 102 24350 SH OTHER 01 0 24350 0 PENN VIRGINIA CORP COM 707882106 1171 58242 SH SOLE 58242 0 0 PENN VIRGINIA CORP COM 707882106 596 29651 SH OTHER 01 0 29651 0 PHARMASSET INC COM COM 71715N106 760 27786 SH SOLE 27786 0 0 PHARMASSET INC COM COM 71715N106 390 14272 SH OTHER 01 0 14272 0 PINNACLE FINL PARTNERS INC COM COM 72346Q104 419 32580 SH OTHER 01 0 32580 0 PRIVATEBANCORP INC COM COM 742962103 244 22000 SH OTHER 01 0 22000 0 PROSPERITY BANCSHARES INC COM COM 743606105 966 27800 SH OTHER 01 0 27800 0 RACKSPACE HOSTING INC COM COM 750086100 2306 125750 SH SOLE 125750 0 0 RACKSPACE HOSTING INC COM COM 750086100 1186 64650 SH OTHER 01 0 64650 0 RADIANT SYS INC COM COM 75025N102 2014 139266 SH SOLE 139266 0 0 RADIANT SYS INC COM COM 75025N102 1029 71142 SH OTHER 01 0 71142 0 RAYMOND JAMES FINL INC COM COM 754730109 722 29230 SH OTHER 01 0 29230 0 REGENERON PHARMACEUTICALS COM COM 75886F107 1112 49834 SH SOLE 49834 0 0 REGENERON PHARMACEUTICALS COM COM 75886F107 566 25368 SH OTHER 01 0 25368 0 RENAISSANCERE HOLDINGS LTD COM COM G7496G103 393 6980 SH OTHER 01 0 6980 0 RIVERBED TECHNOLOGY INC COM COM 768573107 1887 68312 SH SOLE 68312 0 0 RIVERBED TECHNOLOGY INC COM COM 768573107 961 34781 SH OTHER 01 0 34781 0 ROCK-TENN CO CL A COM 772739207 2595 52240 SH SOLE 52240 0 0 ROCK-TENN CO CL A COM 772739207 1393 28040 SH OTHER 01 0 28040 0 ROVI CORP COM COM 779376102 1381 36426 SH SOLE 36426 0 0 ROVI CORP COM COM 779376102 725 19113 SH OTHER 01 0 19113 0 RPC INC COM COM 749660106 1955 143234 SH SOLE 143234 0 0 RPC INC COM COM 749660106 1000 73282 SH OTHER 01 0 73282 0 RUBICON TECHNOLOGY INC COM 78112T107 1648 55324 SH SOLE 55324 0 0 RUBICON TECHNOLOGY INC COM 78112T107 860 28872 SH OTHER 01 0 28872 0 SALIX PHARMACEUTICALS LTD COM COM 795435106 2553 65420 SH SOLE 65420 0 0 SALIX PHARMACEUTICALS LTD COM COM 795435106 1306 33470 SH OTHER 01 0 33470 0 SANDY SPRING BANCORP INC CMT-C COM 800363103 174 12433 SH OTHER 01 0 12433 0 SCBT FINANCIAL CORPOERATION COM 78401V102 248 7030 SH OTHER 01 0 7030 0 SEACOAST BKG CORP FLA COM COM 811707306 259 194710 SH OTHER 01 0 194710 0 SELECT COMFORT CORP OC-CAP STK COM 81616X103 1370 156596 SH SOLE 156596 0 0 SELECT COMFORT CORP OC-CAP STK COM 81616X103 684 78203 SH OTHER 01 0 78203 0 SHUFFLE MASTER INC COM COM 825549108 2623 327528 SH SOLE 327528 0 0 SHUFFLE MASTER INC COM COM 825549108 1373 171453 SH OTHER 01 0 171453 0 SIGNATURE BK NEW YORK N Y COM COM 82669G104 1904 50080 SH SOLE 50080 0 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 6 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SIGNATURE BK NEW YORK N Y COM COM 82669G104 2257 59379 SH OTHER 01 0 59379 0 SIRONA DENTAL SYSTEMS INC COM COM 82966C103 950 27256 SH SOLE 27256 0 0 SIRONA DENTAL SYSTEMS INC COM COM 82966C103 487 13968 SH OTHER 01 0 13968 0 SKECHERS U S A INC CL A COM 830566105 1867 51120 SH SOLE 51120 0 0 SKECHERS U S A INC CL A COM 830566105 968 26505 SH OTHER 01 0 26505 0 SOURCEFIRE INC COM COM 83616T108 1237 65092 SH SOLE 65092 0 0 SOURCEFIRE INC COM COM 83616T108 635 33441 SH OTHER 01 0 33441 0 SOUTHERN NATL BANCORP OF VA CO COM 843395104 101 13866 SH OTHER 01 0 13866 0 SOUTHWEST BANCORP INC OKLA COM COM 844767103 281 21150 SH OTHER 01 0 21150 0 STIFEL FINL CORP COM COM 860630102 706 16274 SH OTHER 01 0 16274 0 SUCCESSFACTORS INC COM 864596101 2648 127378 SH SOLE 127378 0 0 SUCCESSFACTORS INC COM 864596101 1348 64841 SH OTHER 01 0 64841 0 SUSQUEHANNA BANCSHARES INC COM COM 869099101 385 46206 SH OTHER 01 0 46206 0 SVB FINL GROUP COM COM 78486Q101 2077 50378 SH SOLE 50378 0 0 SVB FINL GROUP COM COM 78486Q101 1973 47848 SH OTHER 01 0 47848 0 SXC HEALTH SOLUTIONS CORP COM COM 78505P100 815 11128 SH SOLE 11128 0 0 SXC HEALTH SOLUTIONS CORP COM COM 78505P100 418 5704 SH OTHER 01 0 5704 0 TALEO CORP COM 87424N104 2756 113444 SH SOLE 113444 0 0 TALEO CORP COM 87424N104 1409 58022 SH OTHER 01 0 58022 0 TECHE HLDG CO COM COM 878330109 584 20800 SH OTHER 01 0 20800 0 TEMPUR-PEDIC INTL INC COM COM 88023U101 1980 64400 SH SOLE 64400 0 0 TEMPUR-PEDIC INTL INC COM COM 88023U101 1017 33080 SH OTHER 01 0 33080 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2272 138564 SH SOLE 138564 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2475 150889 SH OTHER 01 0 150889 0 TEXAS ROADHOUSE INC CL A COM 882681109 2196 174012 SH SOLE 174012 0 0 TEXAS ROADHOUSE INC CL A COM 882681109 1148 90971 SH OTHER 01 0 90971 0 THORATEC LABS CORP COM NEW COM 885175307 2955 69165 SH SOLE 69165 0 0 THORATEC LABS CORP COM NEW COM 885175307 1479 34607 SH OTHER 01 0 34607 0 TOWER BANCORP INC COM COM 891709107 269 12266 SH OTHER 01 0 12266 0 ULTA SALON COSMETICS & FRAGR COM 90384S303 1682 71110 SH SOLE 71110 0 0 ULTA SALON COSMETICS & FRAGR COM 90384S303 856 36201 SH OTHER 01 0 36201 0 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 2120 64515 SH SOLE 64515 0 0 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 1067 32479 SH OTHER 01 0 32479 0 UNITED CMNTY BKS INC CDT-CAP S COM 90984P105 297 75266 SH OTHER 01 0 75266 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 1258 69944 SH SOLE 69944 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 646 35936 SH OTHER 01 0 35936 0 URSTADT BIDDLE PPTYS INC CL A COM 917286205 557 34540 SH OTHER 01 0 34540 0 UTI WORLDWIDE INC ORD COM G87210103 1288 104062 SH SOLE 104062 0 0 UTI WORLDWIDE INC ORD COM G87210103 639 51583 SH OTHER 01 0 51583 0 VALUEVISION INTL INC CL A COM 92047K107 213 120225 SH SOLE 120225 0 0 VALUEVISION INTL INC CL A COM 92047K107 97 54760 SH OTHER 01 0 54760 0 VEECO INSTRS INC DEL COM COM 922417100 1316 38394 SH SOLE 38394 0 0 VEECO INSTRS INC DEL COM COM 922417100 676 19717 SH OTHER 01 0 19717 0 VIASAT INC COM COM 92552V100 1858 57060 SH SOLE 57060 0 0 VIASAT INC COM COM 92552V100 840 25784 SH OTHER 01 0 25784 0 VIEWPOINT FINANCIAL NEW COM 123456789 214 21350 SH OTHER 01 0 21350 0 VIEWPOINT FINL GROUP COM COM 926727108 151 10888 SH OTHER 01 0 10888 0 VIST FINANCIAL CORP COM COM 918255100 373 48679 SH OTHER 01 0 48679 0 VITACOST.COM INC COM 92847A200 619 68883 SH SOLE 68883 0 0 VITACOST.COM INC COM 92847A200 318 35381 SH OTHER 01 0 35381 0 VOLCANO CORPORATION COM COM 928645100 2633 120690 SH SOLE 120690 0 0
EMERALD MUTUAL FUND ADVISERS TRUST PAGE 7 FORM 13F INFORMATION TABLE AS OF DATE: 06/30/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- VOLCANO CORPORATION COM COM 928645100 1359 62269 SH OTHER 01 0 62269 0 WARNACO GROUP INC CL A NEW COM 934390402 1021 28238 SH SOLE 28238 0 0 WARNACO GROUP INC CL A NEW COM 934390402 523 14474 SH OTHER 01 0 14474 0 WASHINGTON BKG CO OAK HBR WACO COM 937303105 278 21703 SH OTHER 01 0 21703 0 WASHINGTON FED INC COM COM 938824109 244 15060 SH OTHER 01 0 15060 0 WESCO INTL INC COM COM 95082P105 2522 74900 SH SOLE 74900 0 0 WESCO INTL INC COM COM 95082P105 1293 38410 SH OTHER 01 0 38410 0 WESTERN ALLIANCE BANCORP COM 957638109 860 120011 SH OTHER 01 0 120011 0 WESTFIELD FINL INC COM COM 96008P104 387 46460 SH OTHER 01 0 46460 0 WESTWOOD HLDGS GROUP INC COM COM 961765104 292 8296 SH OTHER 01 0 8296 0 WET SEAL INC CL A COM 961840105 1708 467833 SH SOLE 467833 0 0 WET SEAL INC CL A COM 961840105 898 245976 SH OTHER 01 0 245976 0 WHITING PETE CORP NEW COM COM 966387102 2829 36076 SH SOLE 36076 0 0 WHITING PETE CORP NEW COM COM 966387102 1462 18640 SH OTHER 01 0 18640 0 WINTRUST FINL CORP COM COM 97650W108 667 20000 SH OTHER 01 0 20000 0 WOODWARD GOVERNOR CO COM COM 980745103 752 29440 SH SOLE 29440 0 0 WOODWARD GOVERNOR CO COM COM 980745103 387 15140 SH OTHER 01 0 15140 0
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