-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCRUt1GPJLICnXLiZiWmHX7z5DjttM/dPmddd4lXCyX/wZ4beM2BVDLFcJqGOpsP Gs/pkQidX74JOcx0ECMcgQ== 0001362310-09-007516.txt : 20090515 0001362310-09-007516.hdr.sgml : 20090515 20090515060047 ACCESSION NUMBER: 0001362310-09-007516 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Magnetar Financial LLC CENTRAL INDEX KEY: 0001352851 IRS NUMBER: 043818748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11800 FILM NUMBER: 09828729 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 c85476e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Magnetar Financial LLC Address: 1603 Orrington Avenue, 13th Floor Evanston, IL 60201 Form 13F File Number: 28-11800 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Turro Title: Chief Compliance Officer Phone: 847-905-4690 Signature, Place, and Date of Signing: /s/ Michael Turro Evanston, IL May 15, 2009 - ----------------------- ------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: 566,759 ---------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- -------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- AGL RES INC COM 001204106 568 21419 SH SOLE 21419 ALBANY INTL CORP NOTE 2.250% 3/1 012348AC2 5040 10500000 PRN SOLE NONE ALCOA INC COM 013817101 3690 502702 SH SOLE 502702 ALCOA INC COM 013817101 3670 500000 SH PUT SOLE 500000 ALLOS THERAPEUTICS INC COM 019777101 1391 225000 SH SOLE 225000 AMERICAN INTL GROUP INC COM 026874107 11 10500 SH SOLE 10500 AMGEN INC NOTE 0.375% 2/0 031162AQ3 25108 27500000 PRN SOLE NONE ANADARKO PETE CORP COM 032511107 262 6733 SH SOLE 6733 ARCHER DANIELS MIDLAND CO COM 039483102 2536 91300 SH CALL SOLE 91300 ARES CAP CORP COM 04010L103 7730 1597196 SH SOLE ATMOS ENERGY CORP COM 049560105 568 24567 SH SOLE 24567 BLACK HILLS CORP COM 092113109 345 19267 SH SOLE 19267 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 1203 53690 SH SOLE 53690 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 246 15296 SH SOLE 15296 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 874 24497 SH SOLE 24497 CAL DIVE INTL INC NOTE 3.250%12/1 127914AB5 2450 5000000 PRN SOLE NONE CANADIAN NAT RES LTD COM 136385101 567 14696 SH SOLE 14696 CENTERPOINT ENERGY INC COM 15189T107 557 53433 SH SOLE 53433 CEPHALON INC NOTE 2.000% 6/0 156708AP4 16894 11300000 PRN SOLE NONE CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 2175 3000000 PRN SOLE NONE CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 3693 75000 SH CALL SOLE 75000 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 3693 75000 SH PUT SOLE 75000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3046 70000 SH CALL SOLE 70000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3046 70000 SH PUT SOLE 70000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1436 33000 SH SOLE 33000 CISCO SYS INC COM 17275R102 2338 139432 SH SOLE 139432 CISCO SYS INC COM 17275R102 771 46000 SH CALL SOLE 46000 CIT GROUP INC COM 125581108 552 193800 SH SOLE 193800 CIT GROUP INC COM 125581108 443 155500 SH PUT SOLE 155500 CITIGROUP INC COM 172967101 886 350000 SH CALL SOLE 350000 COLLECTIVE BRANDS INC COM 19421W100 1462 150100 SH SOLE 150100 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 339 25500 SH SOLE 25500 CONSECO INC COM NEW 208464883 14 15000 SH SOLE 15000 COPANO ENERGY L L C COM UNITS 217202100 324 24341 SH SOLE 24341 D R HORTON INC COM 23331A109 970 100000 SH SOLE 100000 DIRECTV GROUP INC COM 25459L106 4512 198000 SH PUT SOLE 198000
DIRECTV GROUP INC COM 25459L106 2315 101600 SH SOLE 101600 DIRECTV GROUP INC COM 25459L106 841 36900 SH CALL SOLE 36900 E M C CORP MASS NOTE 1.750% 12/0 268648AM4 9781 10000000 PRN SOLE NONE EARTHLINK INC NOTE 3.250% 11/1 270321AA0 13278 14000000 PRN SOLE NONE ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1403 46860 SH SOLE 46860 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA4 21381 27500000 PRN SOLE NONE ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 7308 345862 SH SHARED 345862 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1326 35949 SH SOLE 35949 ENI S P A SPONSORED ADR 26874R108 483 12599 SH SOLE 12599 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 624 27591 SH SOLE 27591 ENTERPRISE PRODS PARTNERS L COM 293792107 1236 55539 SH SOLE 55539 ERP OPER LTD PARTNERSHIP NOTE 3.850% 8/1 26884AAV5 6213 7000000 PRN SOLE NONE FORD MTR CO DEL NOTE 4.250% 12/1 345370CF5 9604 26815000 PRN SOLE NONE FORD MTR CO DEL COM PAR $0.01 345370860 5243 1993515 SH SOLE 1993515 FOREST OIL CORP COM PAR $0.01 346091705 560 42615 SH SOLE 42615 GANNETT INC COM 364730101 51 23200 SH SOLE 23200 GENERAL ELECTRIC CO COM 369604103 556 55000 SH PUT SOLE 55000 GENERAL MTRS CORP DEB SR CV C 33 370442717 4373 1650000 SH SOLE 1650000 GENERAL MTRS CORP COM 370442105 894 461000 SH PUT SOLE 461000 GENERAL MTRS CORP COM 370442105 582 300000 SH SOLE 300000 GOLDMAN SACHS GROUP INC COM 38141G104 3287 31000 SH PUT SOLE 31000 GOOGLE INC CL A 38259P508 10685 30700 SH PUT SOLE 30700 GREAT ATLANTIC & PAC TEA INC NOTE 6.750% 12/1 390064AK9 2359 4645000 PRN SOLE NONE GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 9802 13000000 PRN SOLE NONE HALLIBURTON CO COM 406216101 774 50000 SH CALL SOLE 50000 HARMAN INTL INDS INC COM 413086109 406 30000 SH SOLE 30000 HOLOGIC INC FRNT 2.000% 12/1 436440AA9 7878 11500000 PRN SOLE NONE ILLUMINA INC NOTE 0.625% 2/1 452327AB5 34523 20000000 PRN SOLE NONE ISHARES TR RUSSELL 2000 464287655 1678 40000 SH PUT SOLE 40000 ISHARES TR DJ US REAL EST 464287959 2550 100000 SH PUT SOLE 100000 ISHARES TR DJ US REAL EST 464287739 211 8266 SH SOLE 8266 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 8514 11077000 PRN SOLE NONE KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1381 33886 SH SOLE 33886 LACLEDE GROUP INC COM 505597104 569 14608 SH SOLE 14608 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 2610 900000 SH SOLE 900000 MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907R108 6307 360414 SH SHARED 360414 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 188 16200 SH SOLE 16200 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 28925 32500000 PRN SOLE NONE MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 12749 13500000 PRN SOLE NONE MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB0 18726 26050000 PRN SOLE NONE
MICROSOFT CORP COM 594918104 4593 250000 SH PUT SOLE 250000 MOLSON COORS BREWING CO CL B 60871R209 768 22400 SH SOLE 22400 MULTIMEDIA GAMES INC COM 625453105 1222 568495 SH SOLE 568495 MYLAN INC PFD CONV 628530206 10781 12500 SH SOLE 12500 NEXEN INC COM 65334H102 567 33432 SH SOLE 33432 NISOURCE INC COM 65473P105 575 58707 SH SOLE 58707 NUSTAR ENERGY LP UNIT COM 67058H102 1581 34277 SH SOLE 34277 ONEOK INC NEW COM 682680103 547 24176 SH SOLE 24176 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 2158 330000 SH PUT SOLE 330000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 1753 268000 SH SOLE 268000 PETRO-CDA COM 71644E102 550 20696 SH SOLE 20696 PETROCHINA CO LTD SPONSORED ADR 71646E100 558 7005 SH SOLE 7005 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 997 32711 SH SOLE 32711 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 3821 103947 SH SHARED 103947 PRUDENTIAL FINL INC COM 744320102 228 12000 SH CALL SOLE 12000 PULTE HOMES INC COM 745867101 1093 100000 SH SOLE 100000 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 317 25430 SH SOLE 25430 RF MICRODEVICES INC COM 749941100 28 20832 SH SOLE 20832 RYLAND GROUP INC COM 783764103 333 20000 SH SOLE 20000 SASOL LTD SPONSORED ADR 803866300 549 18952 SH SOLE 18952 SCANA CORP NEW COM 80589M102 564 18266 SH SOLE 18266 SCHLUMBERGER LTD COM 806857108 2267 55800 SH SOLE 55800 SESI L L C NOTE 1.500% 12/1 78412FAH7 5110 7000000 PRN SOLE NONE STATOILHYDRO ASA SPONSORED ADR 85771P102 240 13736 SH SOLE 13736 STEWART ENTERPRISES INC NOTE 3.375% 7/1 860370AK1 2355 4281000 PRN SOLE NONE SUN MICROSYSTEMS INC COM 866810104 3660 500000 SH CALL SOLE 500000 SUNCOR ENERGY INC COM 867229106 296 13344 SH SOLE 13344 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 977 18938 SH SOLE 18938 TARGET CORP COM 87612E106 8976 261000 SH PUT SOLE 261000 TARGET CORP COM 87612E106 5482 159400 SH CALL SOLE 159400 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 5661 249925 SH SHARED 249925 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7025 155944 SH SOLE 155944 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 9313 12500000 PRN SOLE NONE TOLL BROTHERS INC COM 889478103 382 21060 SH SOLE 21060 TRANSOCEAN INC NOTE 1.500% 12/1 893830AV1 42380 49000000 PRN SOLE NONE TRANSOCEAN INC NOTE 1.500% 12/1 893830AW9 30817 37000000 PRN SOLE NONE TYSON FOODS INC NOTE 3.250% 10/1 902494AP8 9466 10500000 PRN SOLE NONE UNIT CORP COM 909218109 566 27047 SH SOLE 27047 URBAN OUTFITTERS INC COM 917047102 8185 500000 SH PUT SOLE 500000 US BANCORP DEL COM NEW 902973304 2192 150000 SH PUT SOLE 150000
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 4956 7500000 PRN SOLE NONE VORNADO RLTY TR DBCV 2.850% 4/0 929042AC3 3813 5000000 PRN SOLE NONE WELLS FARGO & CO NEW COM 949746101 1424 100000 SH PUT SOLE 100000 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 415 25209 SH SOLE 25209 XILINX INC DBCV 3.125% 3/1 983919AD3 31637 42651000 PRN SOLE NONE
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