0001140361-11-039199.txt : 20110803 0001140361-11-039199.hdr.sgml : 20110803 20110802195938 ACCESSION NUMBER: 0001140361-11-039199 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110802 EFFECTIVENESS DATE: 20110803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regis Management CO LLC CENTRAL INDEX KEY: 0001352776 IRS NUMBER: 912190016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11606 FILM NUMBER: 111005018 BUSINESS ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 838-1030 MAIL ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regis Management Company, LLC Address: 300 Hamilton Avenue, Suite 400 Palo Alto, CA 94301 Form 13F File Number: 028-11606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert F.X. Burlinson Title: Chief Investment Officer Phone: 650-838-1030 Signature, Place, and Date of Signing: /s/ Robert F.X. Burlinson Palo Alto, CA 8/2/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 175,467 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- A T & T INC NEW COM 00206R102 225 7150 SH SOLE 7150 0 0 AMEX ENERGY SELECT INDEX 'SPDR COM 81369Y506 3494 46366 SH SOLE 46366 0 0 BERKSHIRE HATHAWAY B NEW CLASS COM 084670207 1986 25665 SH SOLE 25665 0 0 DOW JONES US REAL ESTATE INDEX COM 464287739 14857 246393 SH SOLE 246393 0 0 DURECT CORP COM COM 266605104 155 76250 SH SOLE 76250 0 0 GOLDCORP INC COM 380956409 1134 23500 SH SOLE 23500 0 0 ISHARES BARCLAYS 20+ YEAR TREA COM 464287432 17693 188024 SH SOLE 188024 0 0 ISHARES FTSE XINHAU CHINA 25 I COM 464287184 2194 51075 SH SOLE 51075 0 0 ISHARES LEHMAN BARCLAYS TIPS B COM 464287176 18204 164535 SH SOLE 164535 0 0 ISHARES MSCI EMERGING MKT INDE COM 464287234 24037 504970 SH SOLE 504970 0 0 ISHARES MSCI JAPAN INDEX FUND COM 464286848 552 52950 SH SOLE 52950 0 0 ISHARES MSCI TAIWAN INDX TAIWA COM 464286731 2588 170458 SH SOLE 170458 0 0 ISHARES TR-ISHARES MSCI EAFE I COM 464287465 36166 601364 SH SOLE 601364 0 0 JUNIPER NETWORKS INC COM 48203r104 209 6620 SH SOLE 6620 0 0 K L A TENCOR CORP COM 482480100 873 21569 SH SOLE 21569 0 0 MAKO SURGICAL CORP. COM 560879108 2042 68686 SH SOLE 68686 0 0 MARKET VECTORS ETF TRUST GOLD COM 57060u100 2587 47382 SH SOLE 47382 0 0 MERCK & CO., INC. COM 58933Y105 1972 55893 SH SOLE 55893 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 4945 47531 SH SOLE 47531 0 0 SECTOR SPDR TR CON STPLS SHARE COM 81369y308 2583 82701 SH SOLE 82701 0 0 SOUTHERN NATL BANCORPVA INC CO COM 843395104 1616 238024 SH SOLE 238024 0 0 SPDR GOLD TRUST ETF COM 78463V107 16668 114161 SH SOLE 114161 0 0 UTILITIES SECTOR SPDR COM 81369Y886 569 16997 SH SOLE 16997 0 0 VANGUARD ENERGY COM 92204a306 7440 67296 SH SOLE 67296 0 0 VANGUARD INDEX FUNDS VANGUARD COM 922908769 6922 101193 SH SOLE 101193 0 0 VANGUARD REIT COM 922908553 2877 47865 SH SOLE 47865 0 0 YAMANA GOLD INC COM 98462Y100 516 44350 SH SOLE 44350 0 0 Somaxon Pharmaceuticals, Inc WT 834453102 363 170212 SH SOLE 170212 0 0