0001140361-12-003037.txt : 20120119 0001140361-12-003037.hdr.sgml : 20120119 20120119150844 ACCESSION NUMBER: 0001140361-12-003037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120119 DATE AS OF CHANGE: 20120119 EFFECTIVENESS DATE: 20120119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regis Management CO LLC CENTRAL INDEX KEY: 0001352776 IRS NUMBER: 912190016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11606 FILM NUMBER: 12534491 BUSINESS ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 838-1030 MAIL ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regis Management Company, LLC Address: 300 Hamilton Avenue, Suite 400 Palo Alto, CA 94301 Form 13F File Number: 028-11606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert F.X. Burlinson Title: Chief Investment Officer Phone: 650-838-1030 Signature, Place, and Date of Signing: /s/ Robert F.X. BUrlinson Palo Alto, CA 1/19/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 204,167 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- ALLOT COMMUNICATIONS LTDCOM ST COM M0854Q105 241 15845 SH SOLE 15845 0 0 AMEX ENERGY SELECT INDEX 'SPDR COM 81369Y506 3623 52409 SH SOLE 52409 0 0 Accretive Health, Inc. COM 00438v103 4450 193640 SH SOLE 193640 0 0 BERKSHIRE HATHAWAY B NEW CLASS COM 084670207 1958 25665 SH SOLE 25665 0 0 DOW JONES US REAL ESTATE INDEX COM 464287739 11798 207670 SH SOLE 207670 0 0 DURECT CORP COM COM 266605104 90 76250 SH SOLE 76250 0 0 GOLDCORP INC COM 380956409 1040 23500 SH SOLE 23500 0 0 ISHARES BARCLAYS 20+ YEAR TREA COM 464287432 20290 167344 SH SOLE 167344 0 0 ISHARES BARCLAYS US AGGREGATE COM 464287226 1984 18000 SH SOLE 18000 0 0 ISHARES IBOXX INVESTOP IBOXX $ COM 464287242 293 2577 SH SOLE 2577 0 0 ISHARES MSCI EMERGING MKT INDE COM 464287234 22359 589332 SH SOLE 589332 0 0 ISHARES MSCI JAPAN INDEX FUND COM 464286848 482 52950 SH SOLE 52950 0 0 ISHARES TR RUSSELL 3000INDEX F COM 464287689 3241 43695 SH SOLE 43695 0 0 ISHARES TR-ISHARES MSCI EAFE I COM 464287465 37232 751701 SH SOLE 751701 0 0 KLA-TENCOR CORP COM COM 482480100 834 17288 SH SOLE 17288 0 0 MAKO SURGICAL CORP. COM 560879108 2217 87938 SH SOLE 87938 0 0 MERCK & CO., INC. COM 58933Y105 2107 55893 SH SOLE 55893 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 4399 46950 SH SOLE 46950 0 0 S P D R S&P 500 ETF TR EXPIRIN COM 78462f103 1451 11562 SH SOLE 11562 0 0 SERVICESOURCE INTL LLCCOM USD0 COM 81763u100 689 43886 SH SOLE 43886 0 0 SOUTHERN NATL BANCORPVA INC CO COM 843395104 1452 238024 SH SOLE 238024 0 0 SPDR GOLD TRUST ETF COM 78463V107 17467 114919 SH SOLE 114919 0 0 UTILITIES SECTOR SPDR COM 81369Y886 625 17360 SH SOLE 17360 0 0 VANGUARD ENERGY ETF COM 92204a306 9965 98850 SH SOLE 98850 0 0 VANGUARD INDEX FUNDS VANGUARD COM 922908769 48104 748117 SH SOLE 748117 0 0 VANGUARD INTL EQUITY INDEXFDS COM 922042858 2538 66430 SH SOLE 66430 0 0 VANGUARD REIT COM 922908553 3161 54492 SH SOLE 54492 0 0 Somaxon Pharmaceuticals, Inc WT 834453102 77 170212 SH SOLE 170212 0 0