-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTDazsh+iBR1JHQ/uPO/s6JHs473FP81VurtFu6IMX2CaXYSnSboUb/4ngUTD8HT WIdCCSMe2cBtuiZXI4DkMA== 0001140361-10-033054.txt : 20100812 0001140361-10-033054.hdr.sgml : 20100812 20100812151604 ACCESSION NUMBER: 0001140361-10-033054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regis Management CO LLC CENTRAL INDEX KEY: 0001352776 IRS NUMBER: 912190016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11606 FILM NUMBER: 101010953 BUSINESS ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 838-1030 MAIL ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regis Management Company, LLC Address: 300 Hamilton Avenue, Suite 400 Palo Alto, CA 94301 Form 13F File Number: 28-11606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert F.X. Burlinson Title: Chief Investment Officer Phone: 650-838-1030 Signature, Place, and Date of Signing: /s/ Robert F.X. Burlinson Palo Alto, CA 8/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: $ 123,651 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- Ampal-American Israel Corporation Common 032015109 13 8,362 SH SOLE 8,362 0 0 Apple Inc Common 037833100 2 7 SH SOLE 7 0 0 Bank of America Corp Common 060505104 1 96 SH SOLE 96 0 0 Berkshire Hathaway CL B Common 084670207 2,857 35,850 SH SOLE 35,850 0 0 BP PLC ADR Common 055622104 19 660 SH SOLE 660 0 0 Cameco Corp Common 13321L108 656 30,850 SH SOLE 30,850 0 0 Cisco Systems Inc Common 17275R102 16 761 SH SOLE 761 0 0 Durect Corp Common 266605104 185 76,250 SH SOLE 76,250 0 0 General Dynamics Corp Common 369550108 18 315 SH SOLE 315 0 0 General Electric Co Common 369604103 1 92 SH SOLE 92 0 0 Goldcorp Common 380956409 1,030 23,500 SH SOLE 23,500 0 0 Home Depot Inc Common 437076102 18 635 SH SOLE 635 0 0 iPath Dow Jones-AIG Commodity Idx TR ETN Common 06738C778 21 558 SH SOLE 558 0 0 iShares Barclays 20+ Year Treasury Bond Common 464287432 13,446 132,148 SH SOLE 132,148 0 0 Fund iShares DJ US Real Estate Index Fund Common 464287739 6,010 127,301 SH SOLE 127,301 0 0 iShares Barclays Treasury Inflation Common 464287176 19,869 185,849 SH SOLE 185,849 0 0 Protected Securities iShares Barclays US Aggregate Bond Fund Common 464287226 246 2,289 SH SOLE 2,289 0 0 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 22 201 SH SOLE 201 0 0 iShares MSCI Australia Index Fund Common 464286103 3,565 187,850 SH SOLE 187,850 0 0 iShares MSCI EAFE Index Common 464287465 16,839 362,061 SH SOLE 362,061 0 0 iShares MSCI Emerging Markets Index Fund Common 464287234 7,794 208,842 SH SOLE 208,842 0 0 iShares MSCI Japan Index Fund Common 464286848 487 52,950 SH SOLE 52,950 0 0 iShares MSCI Mexico Index Fund Common 464286822 3,640 76,000 SH SOLE 76,000 0 0 iShares Russell 3000 Index Common 464287689 175 2,866 SH SOLE 2,866 0 0 iSharesR S&P US Pfd Stk Index Fd Common 464288687 2 54 SH SOLE 54 0 0 iShares TR Dow Jones Select Dividend Common 464287168 92 2,180 SH SOLE 2,180 0 0 Index iShares Trust FTSE Xinhau HK China 25 Common 464287184 1,999 51,075 SH SOLE 51,075 0 0 Index Fund Juniper Networks Inc Common 48203R104 151 6,620 SH SOLE 6,620 0 0 KLA-Tencor Corp Common 482480100 482 17,288 SH SOLE 17,288 0 0 Las Vegas Sands Corp Common 517834107 664 30,000 SH SOLE 30,000 0 0 Lowe's Companies Inc Common 548661107 18 885 SH SOLE 885 0 0 Mako Surgical Corp Common 560879108 847 68,051 SH SOLE 68,051 0 0 Medtronic Inc Common 585055106 19 520 SH SOLE 520 0 0 Merck & Co Common 58933Y105 1,955 55,893 SH SOLE 55,893 0 0 Merrill Lynch Retail HOLDRS Common 76127U101 3,677 42,800 SH SOLE 42,800 0 0 Microsoft Corp Common 594918104 18 764 SH SOLE 764 0 0 Nokia Corp Common 654902204 19 2,290 SH SOLE 2,290 0 0 Occidental Petroleum Corporation Common 674599105 4,419 57,280 SH SOLE 57,280 0 0 Paladin Resources NL Common 00000PDN8 1,086 370,575 SH SOLE 370,575 0 0 PDL Biopharma Inc Common 69329Y104 12 2,047 SH SOLE 2,047 0 0 Potash Corp Common 73755L107 18 210 SH SOLE 210 0 0 Poweshares DB Commodity Index Fund Common 73935S105 1,406 65,180 SH SOLE 65,180 0 0 Powershares Global Exchange Traded Fd Common 73936T565 2 151 SH SOLE 151 0 0 Tr Aggregate Pfd Portfolio Research In Motion Ltd Common 760975102 18 365 SH SOLE 365 0 0 RSC Holdings Inc Common 74972L102 769 124,703 SH SOLE 124,703 0 0 SELECT SECTOR SPDR-ENERGY Common 81369Y506 2,280 45,884 SH SOLE 45,884 0 0 Southern National Bancorp of Virginia Common 843395104 1,760 240,774 SH SOLE 240,774 0 0 Inc SPDR Trust Series 1 Common 78462F103 851 8,244 SH SOLE 8,244 0 0 SPDR Gold Trust Common 78463V107 10,633 87,389 SH SOLE 87,389 0 0 SPDR Dow Jones REIT ETF Common 78464A607 2 43 SH SOLE 43 0 0 SPDR S&P Homebuilders ETF Common 78464A888 3,629 253,400 SH SOLE 253,400 0 0 Suncor Energy Inc Common 867224107 19 635 SH SOLE 635 0 0 Templeton Emerging Markets Income Fund Common 880192109 3 174 SH SOLE 174 0 0 (DE)
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- Utilities Select Sector SPDR Fund Common 81369Y886 503 17,807 SH SOLE 17,807 0 0 Vanguard Emerging Markets VIPERS Common 922042858 43 1,120 SH SOLE 1,120 0 0 Vanguard Energy ETF Common 92204A306 3,357 46,087 SH SOLE 46,087 0 0 Vanguard REIT ETF Common 922908553 2,130 45,806 SH SOLE 45,806 0 0 Vanguard Total Bond Market ETF Common 921937835 4 44 SH SOLE 44 0 0 Vanguard Total Stock Market ETF Common 922908769 3,377 64,246 SH SOLE 64,246 0 0 Yamana Gold Inc Common 98462Y100 457 44,350 SH SOLE 44,350 0 0
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