-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FtaW5CajsMKSXQc3omHq2HTR/SHNgtokCzIA6R9nRUW7AeUnfFmAS4VaKN3AzsH+ 95Jv+eNNz3/mVfVb5iYsng== 0001140361-10-019066.txt : 20100505 0001140361-10-019066.hdr.sgml : 20100505 20100505135906 ACCESSION NUMBER: 0001140361-10-019066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100505 DATE AS OF CHANGE: 20100505 EFFECTIVENESS DATE: 20100505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regis Management CO LLC CENTRAL INDEX KEY: 0001352776 IRS NUMBER: 912190016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11606 FILM NUMBER: 10800988 BUSINESS ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 838-1030 MAIL ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regis Management Company, LLC Address: 300 Hamilton Avenue, Suite 400 Palo Alto, CA 94301 Form 13F File Number: 28-11606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert F.X. Burlinson Title: Chief Investment Officer Phone: 650-838-1030 Signature, Place, and Date of Signing: /s/ Robert F.X. Burlinson Palo Alto, CA 5/4/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $ 134,820 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- Accenture PLC Common G1151C101 10 235 SH SOLE 235 0 0 Ampal-American Israel Corporation Common 032015109 62 22412 SH SOLE 22412 0 0 Apple Inc Common 037833100 20 85 SH SOLE 85 0 0 AT&T Inc Common 00206R102 6 240 SH SOLE 240 0 0 Berkshire Hathaway CL B Common 084670207 2914 35850 SH SOLE 35850 0 0 Cameco Corp Common 13321L108 846 30850 SH SOLE 30850 0 0 Cisco Systems Inc Common 17275R102 20 761 SH SOLE 761 0 0 Core Laboratories N.V. Common N22717107 15 115 SH SOLE 115 0 0 Danaher Corp Common 235851102 17 215 SH SOLE 215 0 0 Durect Corp Common 266605104 230 76250 SH SOLE 76250 0 0 Emerson Electric Co Common 291011104 21 415 SH SOLE 415 0 0 Finisar Corp Common 31787A507 1 87 SH SOLE 87 0 0 Flower Foods Inc Common 343498101 12 500 SH SOLE 500 0 0 Goldcorp Common 380956409 875 23500 SH SOLE 23500 0 0 Hadera Paper Ltd Common M52514102 1 8 SH SOLE 8 0 0 Hewlett-Packard Company Common 428236103 18 345 SH SOLE 345 0 0 Hudson City Bancorp, Inc Common 443683107 12 825 SH SOLE 825 0 0 iPath Dow Jones-AIG Commodity Idx TR ETN Common 06738C778 22 558 SH SOLE 558 0 0 iShares Barclays 20+ Year Treasury Bond Common 464287432 15354 171554 SH SOLE 171554 0 0 Fund iShares DJ US Real Estate Index Fund Common 464287739 6233 125205 SH SOLE 125205 0 0 iShares Barclays Treasury Inflation Common 464287176 16097 154929 SH SOLE 154929 0 0 Protected Securities iShares Barclays US Aggregate Bond Fund Common 464287226 237 2276 SH SOLE 2276 0 0 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 11 101 SH SOLE 101 0 0 iShares MSCI EAFE Index Common 464287465 22382 399819 SH SOLE 399819 0 0 iShares MSCI Emerging Markets Index Fund Common 464287234 6372 151283 SH SOLE 151283 0 0 iShares MSCI Japan Index Fund Common 464286848 553 52950 SH SOLE 52950 0 0 iShares MSCI Singapore Common 464286673 2190 190400 SH SOLE 190400 0 0 iShares Russell 3000 Index Common 464287689 197 2866 SH SOLE 2866 0 0 iShares S&P GSCI Commodity Indexed TR Common 46428R107 4100 131584 SH SOLE 131584 0 0 iShares S&P North American Natural Common 464287374 670 19458 SH SOLE 19458 0 0 Resources Sector Index Fund iShares TR Dow Jones Select Dividend Common 464287168 100 2180 SH SOLE 2180 0 0 Index iShares Trust FTSE Xinhau HK China 25 Common 464287184 2166 51457 SH SOLE 51457 0 0 Index Fund Johnson & Johnson Common 478160104 15 225 SH SOLE 225 0 0 Juniper Networks Inc Common 48203R104 203 6620 SH SOLE 6620 0 0 KLA-Tencor Corp Common 482480100 535 17288 SH SOLE 17288 0 0 L-3 Communications Holdings, Inc Common 502424104 15 165 SH SOLE 165 0 0 Las Vegas Sands Corp Common 517834107 423 20000 SH SOLE 20000 0 0 Market Vectors ETF Gold Miners Common 57060U10 2958 66607 SH SOLE 66607 0 0 McDonald's Corp Common 580135101 14 205 SH SOLE 205 0 0 Medco Health Solutions, Inc Common 58405U102 19 295 SH SOLE 295 0 0 Merck & Co Common 58933Y105 2088 55893 SH SOLE 55893 0 0 Mettler-Toledo International, Inc Common 592688105 16 150 SH SOLE 150 0 0 Occidental Petroleum Corporation Common 674599105 4805 56836 SH SOLE 56836 0 0 Oil Service Holders TR Common 678002106 2170 17700 SH SOLE 17700 0 0 O'Reilly Automotive, Inc. Common 686091109 18 425 SH SOLE 425 0 0 Oracle Corporation Common 68389X105 36 1402 SH SOLE 1402 0 0 Paladin Resources NL Common 00000PDN8 1341 370575 SH SOLE 370575 0 0 PDL Biopharma Inc Common 69329Y104 13 2047 SH SOLE 2047 0 0 Poweshares DB Commodity Index Fund Common 73935S105 4075 173270 SH SOLE 173270 0 0 Praxair Inc Common 74005P104 14 170 SH SOLE 170 0 0 Procter & Gamble Co Common 742718109 17 270 SH SOLE 270 0 0 RSC Holdings Inc Common 74972L102 993 124703 SH SOLE 124703 0 0 SELECT SECTOR SPDR-ENERGY Common 81369Y506 4515 78490 SH SOLE 78490 0 0 Southern National Bancorp of Virginia Inc Common 843395104 1929 240774 SH SOLE 240774 0 0 SPDR Trust Series 1 Common 78462F103 11169 95458 SH SOLE 95458 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- SPDR Gold Trust Common 78463V107 9486 87064 SH SOLE 87064 0 0 Staples Inc Common 855030102 16 700 SH SOLE 700 0 0 State Street Corp Common 857477103 11 240 SH SOLE 240 0 0 Stryker Corp Common 863667101 15 260 SH SOLE 260 0 0 Utilities Select Sector SPDR Fund Common 81369Y886 2589 87298 SH SOLE 87298 0 0 Vanguard Emerging Markets VIPERS Common 922042858 47 1120 SH SOLE 1120 0 0 Vanguard Energy ETF Common 92204A306 73 866 SH SOLE 866 0 0 Vanguard REIT ETF Common 922908553 2447 50128 SH SOLE 50128 0 0 Vanguard Total Stock Market ETF Common 922908769 526 8828 SH SOLE 8828 0 0 Wal-Mart Stores Inc Common 931142103 12 215 SH SOLE 215 0 0 Wells Fargo & Co Common 949746101 16 530 SH SOLE 530 0 0 Yamana Gold Inc Common 98462Y100 437 44350 SH SOLE 44350 0 0
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