-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGGlVsSz0ryHv9J/RgMU5zhitNE2AIKyP1ZTytrYst1khb4GD/PEZEITXbnkC3SC P01W4Q0lVCkFeGNKaG0gLg== 0000935836-08-000508.txt : 20081114 0000935836-08-000508.hdr.sgml : 20081114 20081113200114 ACCESSION NUMBER: 0000935836-08-000508 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regis Management CO LLC CENTRAL INDEX KEY: 0001352776 IRS NUMBER: 912190016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11606 FILM NUMBER: 081186696 BUSINESS ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 838-1030 MAIL ADDRESS: STREET 1: 300 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 regis13f3q.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment:___; Amendment Number: __ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regis Management Company, LLC Address: 300 Hamilton Avenue, Suite 400 Palo Alto, CA 94301 Form 13F File Number: 28-11606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert F.X. Burlinson Title: Chief Investment Officer Phone: (650) 838-1030 Signature, Place and Date of Signing: ______________________________ Robert F.X. Burlinson Palo Alto, CA November 13, 2008 [Signature] [City, State] [Date] Report Type (Check only one.): XX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 62 Form 13F Information Table Value Total: $88,733 (x1000) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE NAME OF ISSUER TITLE CUSIP VALUE SHARES INV. OTHE VOTING OF X1000 DISC. R AUTH CLASS MGR SOLE Altria Group Inc Common US02209S1033 177 8,935 Sole 8,935 Applied Materials Inc Common 38222105 15 1,016 Sole 1,016 Bearingpoint Inc Common US0740021060 2,018 3,881,000 Sole 3,881,000 Berkshire Hathaway - Common 846701086 3,004 23 Sole 23 Class A Berkshire Hathaway - Common US0846702076 321 73 Sole 73 Class B Cal Dive International Common US12802T1016 13,780 1,299,999 Sole 1,299,999 Inc Cameco Corp Common CA13321L1085 1,374 61,600 Sole 61,600 Canadian Royalties Inc Common 136551108 249 510,200 Sole 510,200 Candela Corporation Common 1369071022 902 367,968 Sole 367,968 Cisco Systems Inc Common 17275R102 183 8,091 Sole 8,091 Conexant Systems Inc Common 207142308 0 47 Sole 47 CrossTex Energy Common US22765U1025 2,251 123,291 Sole 123,291 Eastern Platinum LTD Common CA2768551083 3,144 3,417,700 Sole 3,417,700 El Paso Pipeline Common US2837021086 491 30,550 Sole 30,550 Partners Enterprise Products Common 937921078 4,014 155,752 Sole 155,752 Partners, LP Fidelity Southern Corp Common 316394105 1,317 296,607 Sole 296,607 First Seismic Corp Common 336397104 1 116,500 Sole 116,500 Gabriel Resources Common CA3619701061 2,966 1,540,700 Sole 1,540,700 General Electric Co Common US3696041033 110 4,320 Sole 4,320 Global Alumina Products Common CA37944L1040 428 500,000 Sole 500,000 Goldcorp Common CA3809564097 910 28,785 Sole 28,785 Harris Interactive Inc Common 414549105 1,063 614,607 Sole 614,607 High River Gold Mines Common 2979J1075 66 114,000 Sole 114,000 Ltd. Hugoton Royalty Trust Common US4447171020 77 2,880 Sole 2,880 iShares S&P North Common 464287374 941 26,163 Sole 26,163 American Natural Resources Sector Index Fund iShares Russell 1000 Common US464287614 488 10,056 Sole 10,056 Growth Index Fund iShares Trust FTSE Common 464287184 3,276 95,031 Sole 95,031 Xinhau HK China 25 Index Fund iShares Lehman 20+ Year Common 464287432 294 3,100 Sole 3,100 Treasury Bond Fund iShares MSCI Japan Index Common US4642868487 773 72,540 Sole 72,540 Fund iShares MSCI EAFE Index Common US4642874659 633 11,240 Sole 11,240 iShares Treasury Common US4642871762 340 3,360 Sole 3,360 Inflation Protected Securities Leadis Technology Inc Common 52171N103 1,123 1,496,841 Sole 1,496,841 Loews Corporation Common US5404241086 106 2,680 Sole 2,680 Magellan Midstream Common US55907R1086 1,478 86,015 Sole 86,015 Holdings, LP Merck & Co Common US5893311077 1,764 55,893 Sole 55,893 Neuberger Berman Common 64127J102 25 1,900 Sole 1,900 Dividend Advantage Fund inc Nortel Networks corp Common 656568508 1 477 Sole 477 NuStar Energy LP Common US67058H1023 109 2,558 Sole 2,558 Occidental Petroleum Common 674599105 4,055 57,558 Sole 57,558 Corporation Paion AG Common D59754107 0 17 Sole 17 Paion AG Common ZZZ9966S9 20 14,776 Sole 14,776 Paladin Resources NL Common 00000PDN8 1,149 370,575 Sole 370,575 Phillip Morris Common US7181721090 182 3,775 Sole 3,775 International Plains All American Common 265031051 5,934 149,775 Sole 149,775 Pipeline, LP Regency Energy Partners Common US75885Y1073 1,145 62,430 Sole 62,430 Energy Select Sector Common US81369Y5069 227 3,582 Sole 3,582 SPDR Utilities Select Sector Common 373 11,237 Sole 11,237 SPDR US81369Y8865 SABA Software Inc Common 784932600 2,006 597,113 Sole 597,113 Somaxon Pharmaceuticals Common US8344531020 54 17,130 Sole 17,130 Inc Southern National Common 843395104 2,009 243,511 Sole 243,511 Bancorp of Virginia Inc SPDR Gold Trust Common 78463V107 234 2,755 Sole 2,755 SPDR Trust Series ! Common 78462F103 4,674 40,300 Sole 40,300 Targa Resources Common US87611X1054 426 25,000 Sole 25,000 Partners, LP Templeton Dragon Fund Common 88018T101 664 33.700 Sole 33.700 UR-Energy Common CA91688R1082 1,544 2,454,500 Sole 2,454,500 Vanguard Emerging Common US9219464065 770 22,230 Sole 22,230 Markets VIPERS Vanguard REIT ETF Common 922908553 111 1,826 Sole 1,826 Vanguard Total Stock Common 922908769 537 9,200 Sole 9,200 Market ETF Voyager Learning Co Common US92908U1034 2,423 605,745 Sole 605,745 WisdomTree Japan Small Common US97717W8367 162 4,250 Sole 4,250 Cap Dividend Fund XTO Energy Common US98385X1063 49 1,045 Sole 1,045 Yamana Gold Inc Common CA98462Y1007 9,773 1,173,265 Sole 1,173,265
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