0001352547-11-000006.txt : 20110720 0001352547-11-000006.hdr.sgml : 20110720 20110720151718 ACCESSION NUMBER: 0001352547-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110720 DATE AS OF CHANGE: 20110720 EFFECTIVENESS DATE: 20110720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Private Trust Co. CENTRAL INDEX KEY: 0001352547 IRS NUMBER: 200419639 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11818 FILM NUMBER: 11977530 BUSINESS ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 BUSINESS PHONE: 920 967-5020 MAIL ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 13F-HR 1 ptr-289_f1306302011.txt 1REPORT PTR289 5F LEGACY PRIVATE TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 07/11/11 PAGE 1 AS OF 06/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,863 30,831 SH X 30,831 COVIDIEN PLC SHS G2554F113 1,469 27,600 SH X 27,600 COVIDIEN PLC SHS G2554F113 99 1,860 SH X 1,860 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 246 16,650 SH X 16,650 ACE LTD SHS H0023R105 1,311 19,915 SH X 19,915 ACE LTD SHS H0023R105 99 1,510 SH X 1,510 FLEXTRONICS INTL LTD ORD Y2573F102 543 84,550 SH X 84,550 AFLAC INC COM 001055102 1,366 29,263 SH X 29,263 AFLAC INC COM 001055102 42 900 SH X 900 AT&T INC COM 00206R102 516 16,420 SH X 16,420 AT&T INC COM 00206R102 198 6,319 SH X 6,319 ABBOTT LABS COM 002824100 482 9,155 SH X 9,155 ADVANCE AUTO PARTS INC COM 00751Y106 675 11,540 SH X 11,540 ADVANCE AUTO PARTS INC COM 00751Y106 193 3,300 SH X 3,300 AETNA INC NEW COM 00817Y108 519 11,780 SH X 11,780 AETNA INC NEW COM 00817Y108 163 3,700 SH X 3,700 ALLIANCE DATA SYSTEMS CORP COM 018581108 437 4,650 SH X 4,650 ALTRIA GROUP INC COM 02209S103 322 12,185 SH X 12,185 ALTRIA GROUP INC COM 02209S103 132 5,000 SH X 5,000 AMERICAN EXPRESS CO COM 025816109 129 2,500 SH X 2,500 AMERICAN EXPRESS CO COM 025816109 131 2,530 SH X 2,000 530 AMERICAN FINL GROUP INC OHIO COM 025932104 599 16,775 SH X 16,775 AMERICAN FINL GROUP INC OHIO COM 025932104 36 1,000 SH X 1,000 AMERIPRISE FINL INC COM 03076C106 359 6,220 SH X 6,220 AMERIPRISE FINL INC COM 03076C106 23 400 SH X 400 AMYRIS INC COM 03236M101 218 7,750 SH X 7,750 APACHE CORP COM 037411105 975 7,900 SH X 7,900 APACHE CORP COM 037411105 62 500 SH X 500 ASSOCIATED BANC CORP COM 045487105 6,935 498,908 SH X 498,908 ASSURANT INC COM 04621X108 388 10,700 SH X 10,700 ASSURANT INC COM 04621X108 36 1,000 SH X 1,000 AUTOZONE INC COM 053332102 1,056 3,580 SH X 3,580 AUTOZONE INC COM 053332102 96 325 SH X 325 BP PLC SPONSORED ADR 055622104 705 15,925 SH X 15,925 BP PLC SPONSORED ADR 055622104 109 2,450 SH X 2,450 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 844 17,861 SH X 17,861 BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 4,087 47,077 SH X 47,077 BECTON DICKINSON & CO COM 075887109 806 9,350 SH X 9,350 BEMIS INC COM 081437105 2,379 70,429 SH X 22,475 47,954 BEMIS INC COM 081437105 14 400 SH X 400 BHP BILLITON LTD SPONSORED ADR 088606108 319 3,375 SH X 3,375 BRISTOL MYERS SQUIBB CO COM 110122108 299 10,320 SH X 10,320 BRISTOL MYERS SQUIBB CO COM 110122108 275 9,500 SH X 9,500 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 229 2,910 SH X 2,910 CSX CORP COM 126408103 1,403 53,520 SH X 53,520 CSX CORP COM 126408103 94 3,570 SH X 3,570 CAPITAL ONE FINL CORP COM 14040H105 764 14,793 SH X 14,793 CHEVRON CORP NEW COM 166764100 1,360 13,220 SH X 12,920 300 CHEVRON CORP NEW COM 166764100 113 1,100 SH X 1,100 CHUBB CORP COM 171232101 790 12,615 SH X 12,615 CISCO SYS INC COM 17275R102 241 15,450 SH X 15,450 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 214 10,045 SH X 10,045 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 1,005 47,074 SH X 47,074 1CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 993 46,500 SH X 46,500 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1,411 66,392 SH X 66,392 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 997 46,900 SH X 46,900 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 1,350 63,749 SH X 63,749 COACH INC COM 189754104 856 13,390 SH X 13,390 COCA COLA CO COM 191216100 666 9,897 SH X 9,897 COCA COLA CO COM 191216100 17 250 SH X 250 CONOCOPHILLIPS COM 20825C104 496 6,601 SH X 6,201 400 CONOCOPHILLIPS COM 20825C104 68 900 SH X 900 CONSTELLATION BRANDS INC CL A 21036P108 351 16,855 SH X 16,855 DNP SELECT INCOME FD COM 23325P104 1,543 154,275 SH X 152,275 2,000 DNP SELECT INCOME FD COM 23325P104 42 4,175 SH X 4,175 DANAHER CORP DEL COM 235851102 1,055 19,912 SH X 19,912 DARDEN RESTAURANTS INC COM 237194105 413 8,300 SH X 8,300 DARDEN RESTAURANTS INC COM 237194105 57 1,150 SH X 1,150 DEERE & CO COM 244199105 217 2,630 SH X 2,630 DISNEY WALT CO COM DISNEY 254687106 60 1,534 SH X 1,534 DISNEY WALT CO COM DISNEY 254687106 176 4,500 SH X 4,500 DIRECTV COM CL A 25490A101 376 7,400 SH X 7,400 DOMINION RES INC VA NEW COM 25746U109 1,115 23,105 SH X 23,105 DOMINION RES INC VA NEW COM 25746U109 161 3,340 SH X 3,340 DR PEPPER SNAPPLE GROUP INC COM 26138E109 475 11,335 SH X 11,335 EATON CORP COM 278058102 235 4,560 SH X 4,560 EXPRESS SCRIPTS INC COM 302182100 2,323 43,031 SH X 43,031 EXPRESS SCRIPTS INC COM 302182100 257 4,760 SH X 4,760 EXXON MOBIL CORP COM 30231G102 2,513 30,885 SH X 30,885 EXXON MOBIL CORP COM 30231G102 295 3,620 SH X 3,620 FIDELITY NATL INFORMATION SV COM 31620M106 521 16,906 SH X 16,906 FIDELITY NATL INFORMATION SV COM 31620M106 20 662 SH X 662 FISERV INC COM 337738108 1,940 30,975 SH X 30,975 FISERV INC COM 337738108 440 7,025 SH X 7,025 FLOWSERVE CORP COM 34354P105 470 4,280 SH X 4,280 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,719 51,400 SH X 51,400 FREEPORT-MCMORAN COPPER & GO COM 35671D857 69 1,300 SH X 1,300 GENERAL DYNAMICS CORP COM 369550108 410 5,500 SH X 5,500 GENERAL ELECTRIC CO COM 369604103 400 21,198 SH X 20,398 800 GENERAL ELECTRIC CO COM 369604103 39 2,060 SH X 1,100 960 GENERAL MLS INC COM 370334104 1,183 31,781 SH X 31,781 HESS CORP COM 42809H107 141 1,890 SH X 1,890 HESS CORP COM 42809H107 117 1,570 SH X 1,570 HEWLETT PACKARD CO COM 428236103 1,929 52,999 SH X 52,999 HEWLETT PACKARD CO COM 428236103 198 5,435 SH X 4,975 460 HORMEL FOODS CORP COM 440452100 938 31,450 SH X 31,450 HORMEL FOODS CORP COM 440452100 60 2,000 SH X 2,000 INTERNATIONAL BUSINESS MACHS COM 459200101 3,693 21,527 SH X 21,527 INTERNATIONAL BUSINESS MACHS COM 459200101 768 4,476 SH X 4,476 ISHARES TR BARCLYS TIPS BD 464287176 3,203 28,947 SH X 28,947 ISHARES TR BARCLYS TIPS BD 464287176 119 1,077 SH X 1,077 ISHARES TR S&P 500 INDEX 464287200 1,746 13,183 SH X 13,183 ISHARES TR BARCLY USAGG B 464287226 2,093 19,619 SH X 19,619 ISHARES TR BARCLY USAGG B 464287226 11 100 SH X 100 ISHARES TR MSCI EMERG MKT 464287234 976 20,512 SH X 20,512 ISHARES TR MSCI EMERG MKT 464287234 95 2,000 SH X 2,000 ISHARES TR IBOXX INV CPBD 464287242 14,218 129,101 SH X 129,101 ISHARES TR IBOXX INV CPBD 464287242 351 3,189 SH X 3,189 ISHARES TR MSCI EAFE INDEX 464287465 686 11,400 SH X 11,400 ISHARES TR S&P MIDCAP 400 464287507 16,209 165,905 SH X 165,905 ISHARES TR S&P MIDCAP 400 464287507 736 7,530 SH X 7,530 ISHARES TR COHEN&ST RLTY 464287564 21,788 300,481 SH X 300,481 ISHARES TR COHEN&ST RLTY 464287564 708 9,770 SH X 9,770 1ISHARES TR S&P MC 400 GRW 464287606 17,789 160,335 SH X 160,335 ISHARES TR S&P MC 400 GRW 464287606 853 7,690 SH X 7,690 ISHARES TR S&P SMLCAP 600 464287804 3,646 49,724 SH X 49,724 ISHARES TR S&P SMLCP GROW 464287887 2,553 31,755 SH X 31,755 ISHARES TR S&P SMLCP GROW 464287887 101 1,250 SH X 1,250 ISHARES TR S&PCITI1-3YRTB 464288125 2,988 27,351 SH X 27,351 ISHARES TR S&PCITI1-3YRTB 464288125 120 1,099 SH X 1,099 ISHARES TR JPMORGAN USD 464288281 3,127 28,608 SH X 28,608 ISHARES TR JPMORGAN USD 464288281 120 1,095 SH X 1,095 ISHARES TR S&P NTL AMTFREE 464288414 220 2,125 SH X 2,125 ISHARES TR BARCLYS CR BD 464288620 7,446 70,626 SH X 70,626 ISHARES TR BARCLYS CR BD 464288620 234 2,215 SH X 2,215 ISHARES TR US PFD STK IDX 464288687 3,128 78,874 SH X 78,874 ISHARES TR US PFD STK IDX 464288687 121 3,046 SH X 3,046 ISHARES TR RSSL MCRCP IDX 464288869 252 4,925 SH X 4,925 JPMORGAN CHASE & CO COM 46625H100 740 18,086 SH X 18,086 JPMORGAN CHASE & CO COM 46625H100 63 1,550 SH X 1,150 400 JOHNSON & JOHNSON COM 478160104 673 10,115 SH X 10,115 JOY GLOBAL INC COM 481165108 304 3,190 SH X 3,190 KBR INC COM 48242W106 824 21,850 SH X 21,850 KBR INC COM 48242W106 193 5,130 SH X 5,130 KIMBERLY CLARK CORP COM 494368103 6,483 97,400 SH X 76,220 21,180 KIMBERLY CLARK CORP COM 494368103 220 3,300 SH X 3,300 LABORATORY CORP AMER HLDGS COM NEW 50540R409 543 5,610 SH X 5,610 LINCOLN NATL CORP IND COM 534187109 1,758 61,715 SH X 61,715 LINCOLN NATL CORP IND COM 534187109 147 5,160 SH X 5,160 MARSHALL & ILSLEY CORP NEW C 571837103 352 44,122 SH X 44,122 MCDONALDS CORP COM 580135101 1,421 16,851 SH X 16,851 MCDONALDS CORP COM 580135101 352 4,175 SH X 4,175 MCKESSON CORP COM 58155Q103 1,353 16,180 SH X 16,180 MCKESSON CORP COM 58155Q103 30 360 SH X 360 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,650 29,191 SH X 29,191 MEDCO HEALTH SOLUTIONS INC COM 58405U102 145 2,570 SH X 2,570 MERCK & CO INC NEW COM 58933Y105 244 6,923 SH X 6,923 MERCK & CO INC NEW COM 58933Y105 7 200 SH X 200 METLIFE INC COM 59156R108 551 12,569 SH X 12,569 METROPCS COMMUNICATIONS INC COM 591708102 1,377 80,010 SH X 80,010 METROPCS COMMUNICATIONS INC COM 591708102 81 4,700 SH X 4,700 MICROSOFT CORP COM 594918104 284 10,925 SH X 10,925 MICROSOFT CORP COM 594918104 28 1,060 SH X 300 760 MURPHY OIL CORP COM 626717102 275 4,190 SH X 4,190 NATIONAL OILWELL VARCO INC COM 637071101 728 9,305 SH X 9,305 NEWFIELD EXPL CO COM 651290108 912 13,402 SH X 13,402 NEWFIELD EXPL CO COM 651290108 117 1,725 SH X 1,725 NIKE INC CL B 654106103 1,077 11,965 SH X 11,965 NUVEEN MUN VALUE FD INC COM 670928100 154 16,633 SH X 16,633 ONEOK INC NEW COM 682680103 1,866 25,210 SH X 25,210 ONEOK INC NEW COM 682680103 61 830 SH X 830 ORACLE CORP COM 68389X105 3,097 94,092 SH X 94,092 ORACLE CORP COM 68389X105 168 5,100 SH X 5,100 PEABODY ENERGY CORP COM 704549104 1,298 22,035 SH X 22,035 PEABODY ENERGY CORP COM 704549104 24 400 SH X 400 PEPSICO INC COM 713448108 355 5,041 SH X 5,041 PEPSICO INC COM 713448108 254 3,600 SH X 3,600 PHILIP MORRIS INTL INC COM 718172109 2,460 36,846 SH X 36,671 175 PHILIP MORRIS INTL INC COM 718172109 146 2,180 SH X 1,700 480 RAYMEDICA INC 719633CO5 0 40,000 SH X 40,000 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 1,226 31,589 SH X 31,589 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 681 16,040 SH X 16,040 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 1,110 56,302 SH X 56,302 1POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 1,135 42,730 SH X 42,730 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 1,334 47,165 SH X 47,165 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 703 46,380 SH X 46,380 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1,496 70,855 SH X 70,855 POWERSHARES ETF TRUST II GLOBL COAL ETF 73936Q884 259 7,589 SH X 7,589 PRICELINE COM INC COM NEW 741503403 356 695 SH X 695 PROCTER & GAMBLE CO COM 742718109 1,162 18,280 SH X 18,280 PROCTER & GAMBLE CO COM 742718109 72 1,135 SH X 835 300 PRUDENTIAL FINL INC COM 744320102 986 15,505 SH X 15,505 PRUDENTIAL FINL INC COM 744320102 51 800 SH X 800 REINSURANCE GROUP AMER INC COM NEW 759351604 947 15,555 SH X 15,555 REINSURANCE GROUP AMER INC COM NEW 759351604 128 2,095 SH X 2,095 REVLON INC PFD SER A 761525708 83 14,807 SH X 14,807 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 208 6,004 SH X 6,004 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 209 6,569 SH X 6,569 SPDR SERIES TRUST DB INT GVT ETF 78464A490 301 4,855 SH X 4,855 SAVE THE WORLD AIR INC COM 805147105 508 1,274,020 SH X 1,274,020 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 619 12,660 SH X 12,660 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 16 320 SH X 320 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,620 40,285 SH X 40,285 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 269 10,449 SH X 10,449 STERICYCLE INC COM 858912108 336 3,765 SH X 3,765 STERICYCLE INC COM 858912108 143 1,600 SH X 1,600 SYSCO CORP COM 871829107 261 8,375 SH X 8,375 TJX COS INC NEW COM 872540109 1,470 27,981 SH X 27,981 TJX COS INC NEW COM 872540109 252 4,800 SH X 4,800 THERMO FISHER SCIENTIFIC INC COM 883556102 1,546 24,005 SH X 24,005 THERMO FISHER SCIENTIFIC INC COM 883556102 31 475 SH X 475 3M CO COM 88579Y101 220 2,315 SH X 2,315 3M CO COM 88579Y101 38 400 SH X 400 TRAVELERS COMPANIES INC COM 89417E109 261 4,470 SH X 4,470 US BANCORP DEL COM NEW 902973304 266 10,439 SH X 10,439 UNION PAC CORP COM 907818108 602 5,770 SH X 5,770 UNION PAC CORP COM 907818108 63 600 SH X 600 UNITED TECHNOLOGIES CORP COM 913017109 1,677 18,950 SH X 18,950 UNITED TECHNOLOGIES CORP COM 913017109 9 100 SH X 100 UNITEDHEALTH GROUP INC COM 91324P102 654 12,681 SH X 12,681 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1,873 22,305 SH X 22,305 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 227 2,705 SH X 2,705 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 925 11,812 SH X 11,812 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 76 965 SH X 965 VANGUARD INDEX FDS REIT ETF 922908553 533 8,876 SH X 8,876 VANGUARD INDEX FDS REIT ETF 922908553 96 1,600 SH X 1,600 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3,302 38,437 SH X 38,437 VANGUARD INDEX FDS MID CAP ETF 922908629 3,483 43,315 SH X 43,315 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 347 5,940 SH X 5,940 VANGUARD INDEX FDS GROWTH ETF 922908736 2,960 45,752 SH X 45,752 VANGUARD INDEX FDS SMALL CP ETF 922908751 3,450 44,206 SH X 44,206 VANGUARD INDEX FDS STK MRK ETF 922908769 28,396 415,142 SH X 415,142 VANGUARD INDEX FDS STK MRK ETF 922908769 47 690 SH X 690 VIACOM INC NEW CL B 92553P201 585 11,475 SH X 11,475 VIACOM INC NEW CL B 92553P201 31 610 SH X 610 VISHAY INTERTECHNOLOGY INC COM 928298108 565 37,535 SH X 37,535 VISHAY INTERTECHNOLOGY INC COM 928298108 16 1,070 SH X 1,070 WAL MART STORES INC COM 931142103 784 14,760 SH X 14,760 WAL MART STORES INC COM 931142103 27 500 SH X 500 WALGREEN CO COM 931422109 258 6,078 SH X 6,078 WATSON PHARMACEUTICALS INC COM 942683103 304 4,430 SH X 4,430 WISCONSIN ENERGY CORP COM 976657106 246 7,860 SH X 7,860
FINAL TOTALS 282,632 FORM 13F INFORMATION TABLE ENTRY TOTAL 232