0001352547-12-000001.txt : 20120110 0001352547-12-000001.hdr.sgml : 20120110 20120110153359 ACCESSION NUMBER: 0001352547-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120110 DATE AS OF CHANGE: 20120110 EFFECTIVENESS DATE: 20120110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Private Trust Co. CENTRAL INDEX KEY: 0001352547 IRS NUMBER: 200419639 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11818 FILM NUMBER: 12520026 BUSINESS ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 BUSINESS PHONE: 920 967-5020 MAIL ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 13F-HR 1 ptr-289_f1312312011.txt 1REPORT PTR289 5F LEGACY PRIVATE TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/09/12 PAGE 1 AS OF 12/31/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,694 31,825 SH X 31,825 COVIDIEN PLC SHS G2554F113 913 20,285 SH X 20,285 COVIDIEN PLC SHS G2554F113 84 1,860 SH X 1,860 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 247 17,830 SH X 17,830 ACE LTD SHS H0023R105 1,633 23,295 SH X 23,295 ACE LTD SHS H0023R105 106 1,510 SH X 1,510 J&Y CALNIN FAMILY LTD PARTNE MS1386007 8,428 9,800 SH X 9,800 K&G HOLDINGS LLC PW1123002 150 150,000 SH X 150,000 FLEXTRONICS INTL LTD ORD Y2573F102 245 43,250 SH X 43,250 AFLAC INC COM 001055102 1,076 24,873 SH X 24,873 AFLAC INC COM 001055102 39 900 SH X 900 AT&T INC COM 00206R102 465 15,376 SH X 15,376 AT&T INC COM 00206R102 191 6,319 SH X 6,319 ABBOTT LABS COM 002824100 1,661 29,545 SH X 29,545 ADVANCE AUTO PARTS INC COM 00751Y106 184 2,640 SH X 2,640 ADVANCE AUTO PARTS INC COM 00751Y106 230 3,300 SH X 3,300 AETNA INC NEW COM 00817Y108 524 12,426 SH X 12,426 AETNA INC NEW COM 00817Y108 156 3,700 SH X 3,700 ALLIANCE DATA SYSTEMS CORP COM 018581108 1,618 15,580 SH X 15,580 ALTRIA GROUP INC COM 02209S103 433 14,610 SH X 14,610 ALTRIA GROUP INC COM 02209S103 146 4,930 SH X 4,930 AMERICAN EXPRESS CO COM 025816109 150 3,180 SH X 3,180 AMERICAN EXPRESS CO COM 025816109 94 2,000 SH X 2,000 AMERICAN FINL GROUP INC OHIO COM 025932104 625 16,935 SH X 16,935 AMERICAN FINL GROUP INC OHIO COM 025932104 37 1,000 SH X 1,000 AMERIPRISE FINL INC COM 03076C106 278 5,600 SH X 5,600 AMERIPRISE FINL INC COM 03076C106 20 400 SH X 400 APACHE CORP COM 037411105 667 7,367 SH X 7,367 APPLE INC COM 037833100 482 1,190 SH X 1,190 ASSOCIATED BANC CORP COM 045487105 5,565 498,245 SH X 498,245 ASSOCIATED BANC-CORP PERP PFD-B 045488202 252 10,000 SH X 10,000 ASSURANT INC COM 04621X108 561 13,660 SH X 13,660 ASSURANT INC COM 04621X108 41 1,000 SH X 1,000 AUTOZONE INC COM 053332102 1,111 3,420 SH X 3,420 AUTOZONE INC COM 053332102 106 325 SH X 325 BP PLC SPONSORED ADR 055622104 292 6,825 SH X 6,825 BP PLC SPONSORED ADR 055622104 105 2,450 SH X 2,450 BANK MONTREAL QUE COM 063671101 304 5,552 SH X 5,552 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 3,145 125,202 SH X 125,202 BARCLAYS BANK PLC CARRY ETN 38 06739H412 752 16,310 SH X 16,310 BECTON DICKINSON & CO COM 075887109 321 4,300 SH X 4,300 BEMIS INC COM 081437105 2,073 68,929 SH X 20,975 47,954 BEMIS INC COM 081437105 12 400 SH X 400 BHP BILLITON LTD SPONSORED ADR 088606108 201 2,850 SH X 2,850 BIOGEN IDEC INC COM 09062X103 407 3,700 SH X 3,700 BRISTOL MYERS SQUIBB CO COM 110122108 330 9,370 SH X 9,370 BRISTOL MYERS SQUIBB CO COM 110122108 335 9,500 SH X 9,500 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 210 3,015 SH X 3,015 CSX CORP COM 126408103 1,103 52,360 SH X 52,360 CSX CORP COM 126408103 54 2,580 SH X 2,580 CAPITAL ONE FINL CORP COM 14040H105 934 22,078 SH X 22,078 CHEVRON CORP NEW COM 166764100 2,055 19,315 SH X 19,015 300 CHEVRON CORP NEW COM 166764100 117 1,100 SH X 1,100 1CHUBB CORP COM 171232101 873 12,615 SH X 12,615 CISCO SYS INC COM 17275R102 374 20,682 SH X 20,682 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 303 14,205 SH X 14,205 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 1,277 60,079 SH X 60,079 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 989 46,500 SH X 46,500 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1,801 85,774 SH X 85,774 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 985 46,900 SH X 46,900 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 1,801 86,165 SH X 86,165 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 450 21,721 SH X 21,721 COACH INC COM 189754104 964 15,800 SH X 15,800 COCA COLA CO COM 191216100 600 8,582 SH X 8,582 COCA COLA CO COM 191216100 17 250 SH X 250 CONOCOPHILLIPS COM 20825C104 617 8,466 SH X 8,066 400 CONOCOPHILLIPS COM 20825C104 51 700 SH X 700 CONSTELLATION BRANDS INC CL A 21036P108 332 16,055 SH X 16,055 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 421 3,293 SH X 3,293 DNP SELECT INCOME FD COM 23325P104 557 50,995 SH X 48,995 2,000 DNP SELECT INCOME FD COM 23325P104 34 3,075 SH X 3,075 DANAHER CORP DEL COM 235851102 601 12,772 SH X 12,772 DARDEN RESTAURANTS INC COM 237194105 345 7,560 SH X 7,560 DARDEN RESTAURANTS INC COM 237194105 52 1,150 SH X 1,150 DEERE & CO COM 244199105 230 2,970 SH X 2,970 DISNEY WALT CO COM DISNEY 254687106 58 1,534 SH X 1,534 DISNEY WALT CO COM DISNEY 254687106 169 4,500 SH X 4,500 DISCOVER FINL SVCS COM 254709108 1,048 43,680 SH X 43,680 DIRECTV COM CL A 25490A101 623 14,576 SH X 14,576 DOMINION RES INC VA NEW COM 25746U109 1,177 22,165 SH X 22,165 DOMINION RES INC VA NEW COM 25746U109 177 3,340 SH X 3,340 DR PEPPER SNAPPLE GROUP INC COM 26138E109 407 10,315 SH X 10,315 EXPRESS SCRIPTS INC COM 302182100 1,735 38,821 SH X 38,821 EXPRESS SCRIPTS INC COM 302182100 197 4,400 SH X 4,400 EXXON MOBIL CORP COM 30231G102 3,623 42,748 SH X 42,748 EXXON MOBIL CORP COM 30231G102 359 4,230 SH X 4,230 FIDELITY NATL INFORMATION SV COM 31620M106 393 14,785 SH X 14,785 FIRST MANITOWOC BANCRP INC N COM 32076T108 2,500 192,321 SH X 192,321 FISERV INC COM 337738108 1,859 31,655 SH X 31,655 FISERV INC COM 337738108 413 7,025 SH X 7,025 FLOWSERVE CORP COM 34354P105 387 3,900 SH X 3,900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 882 23,970 SH X 23,970 GENERAL DYNAMICS CORP COM 369550108 368 5,545 SH X 5,545 GENERAL ELECTRIC CO COM 369604103 267 14,880 SH X 14,080 800 GENERAL ELECTRIC CO COM 369604103 5 300 SH X 300 GENERAL ELEC CAP CORP PINES 6.1% 32 369622519 715 27,800 SH X 27,800 GENERAL MLS INC COM 370334104 1,240 30,691 SH X 30,691 HEWLETT PACKARD CO COM 428236103 358 13,900 SH X 13,900 HEWLETT PACKARD CO COM 428236103 128 4,975 SH X 4,975 HONEYWELL INTL INC COM 438516106 484 8,900 SH X 8,900 HORMEL FOODS CORP COM 440452100 768 26,220 SH X 26,220 HORMEL FOODS CORP COM 440452100 59 2,000 SH X 2,000 INTEL CORP COM 458140100 201 8,295 SH X 8,295 INTERNATIONAL BUSINESS MACHS COM 459200101 4,675 25,423 SH X 25,423 INTERNATIONAL BUSINESS MACHS COM 459200101 823 4,476 SH X 4,476 ISHARES TR BARCLYS TIPS BD 464287176 7,549 64,689 SH X 64,689 ISHARES TR BARCLYS TIPS BD 464287176 71 607 SH X 607 ISHARES TR S&P 500 INDEX 464287200 1,171 9,296 SH X 9,296 ISHARES TR BARCLY USAGG B 464287226 1,566 14,206 SH X 14,206 ISHARES TR BARCLY USAGG B 464287226 8 70 SH X 70 ISHARES TR MSCI EMERG MKT 464287234 305 8,051 SH X 8,051 ISHARES TR IBOXX INV CPBD 464287242 6,070 53,355 SH X 53,355 ISHARES TR IBOXX INV CPBD 464287242 279 2,450 SH X 2,450 1ISHARES TR S&P500 GRW 464287309 143 2,119 SH X 2,119 ISHARES TR S&P500 GRW 464287309 192 2,850 SH X 2,850 ISHARES TR BARCLYS 20+ YR 464287432 138 1,141 SH X 1,141 ISHARES TR BARCLYS 20+ YR 464287432 76 629 SH X 629 ISHARES TR BARCLYS 7-10 YR 464287440 7,743 73,342 SH X 73,342 ISHARES TR MSCI EAFE INDEX 464287465 595 12,020 SH X 12,020 ISHARES TR S&P MIDCAP 400 464287507 12,559 143,347 SH X 143,287 60 ISHARES TR S&P MIDCAP 400 464287507 6 70 SH X 70 ISHARES TR COHEN&ST RLTY 464287564 15,176 216,115 SH X 216,115 ISHARES TR COHEN&ST RLTY 464287564 579 8,240 SH X 8,240 ISHARES TR S&P MC 400 GRW 464287606 4,104 41,567 SH X 41,567 ISHARES TR S&P MC 400 GRW 464287606 645 6,535 SH X 6,535 ISHARES TR S&P SMLCAP 600 464287804 15,425 225,835 SH X 225,760 75 ISHARES TR S&P SMLCAP 600 464287804 459 6,720 SH X 6,720 ISHARES TR S&P SMLCP GROW 464287887 135 1,810 SH X 1,810 ISHARES TR S&P SMLCP GROW 464287887 115 1,550 SH X 1,550 ISHARES TR JPMORGAN USD 464288281 452 4,115 SH X 4,115 ISHARES TR BARCLYS CR BD 464288620 12,911 118,493 SH X 118,493 ISHARES TR BARCLYS CR BD 464288620 238 2,185 SH X 2,185 ISHARES TR BARCLYS 10-20YR 464288653 7,345 55,252 SH X 55,252 ISHARES TR BARCLYS 10-20YR 464288653 71 535 SH X 535 ISHARES TR BARCLYS SH TREA 464288679 673 6,104 SH X 6,104 ISHARES TR 2015 S&P AMTFR 464289339 500 9,415 SH X 9,415 ISHARES TR 2014 S&P AMTFR 464289362 500 9,670 SH X 9,670 ISHARES TR 10+ YR CR BD 464289511 7,634 129,352 SH X 129,352 ISHARES TR 10+ YR CR BD 464289511 71 1,200 SH X 1,200 JPMORGAN CHASE & CO COM 46625H100 590 17,736 SH X 17,736 JPMORGAN CHASE & CO COM 46625H100 3 100 SH X 100 JOHNSON & JOHNSON COM 478160104 754 11,500 SH X 11,500 JOY GLOBAL INC COM 481165108 601 8,015 SH X 8,015 KBR INC COM 48242W106 207 7,430 SH X 7,430 KBR INC COM 48242W106 143 5,130 SH X 5,130 KIMBERLY CLARK CORP COM 494368103 7,041 95,714 SH X 74,679 21,035 KIMBERLY CLARK CORP COM 494368103 243 3,300 SH X 3,300 KRAFT FOODS INC CL A 50075N104 219 5,859 SH X 5,859 KRAFT FOODS INC CL A 50075N104 9 250 SH X 250 LSI CORPORATION COM 502161102 72 12,170 SH X 12,170 LABORATORY CORP AMER HLDGS COM NEW 50540R409 405 4,710 SH X 4,710 LILLY ELI & CO COM 532457108 234 5,627 SH X 2,065 3,562 LINCOLN NATL CORP IND COM 534187109 667 34,370 SH X 34,370 LINCOLN NATL CORP IND COM 534187109 61 3,150 SH X 3,150 MACYS INC COM 55616P104 861 26,770 SH X 26,770 MANITOWOC INC COM 563571108 100 10,887 SH X 10,887 MASTERCARD INC CL A 57636Q104 485 1,300 SH X 1,300 MCDONALDS CORP COM 580135101 1,522 15,174 SH X 15,174 MCDONALDS CORP COM 580135101 418 4,165 SH X 4,165 MCKESSON CORP COM 58155Q103 1,716 22,028 SH X 22,028 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,397 24,999 SH X 24,999 MEDCO HEALTH SOLUTIONS INC COM 58405U102 45 800 SH X 800 MERCK & CO INC NEW COM 58933Y105 302 8,013 SH X 8,013 MERCK & CO INC NEW COM 58933Y105 8 200 SH X 200 MICROSOFT CORP COM 594918104 736 28,345 SH X 28,345 MICROSOFT CORP COM 594918104 8 300 SH X 300 MURPHY OIL CORP COM 626717102 234 4,190 SH X 4,190 NATIONAL OILWELL VARCO INC COM 637071101 1,063 15,635 SH X 15,635 NATIONAL OILWELL VARCO INC COM 637071101 89 1,315 SH X 1,315 NIKE INC CL B 654106103 1,137 11,795 SH X 11,795 O REILLY AUTOMOTIVE INC NEW COM 67103H107 217 2,720 SH X 2,720 ONEOK INC NEW COM 682680103 2,511 28,960 SH X 28,960 ONEOK INC NEW COM 682680103 43 500 SH X 500 1ORACLE CORP COM 68389X105 2,505 97,645 SH X 97,645 ORACLE CORP COM 68389X105 131 5,100 SH X 5,100 PEPSICO INC COM 713448108 279 4,198 SH X 4,198 PEPSICO INC COM 713448108 239 3,600 SH X 3,600 PHILIP MORRIS INTL INC COM 718172109 3,654 46,555 SH X 46,555 PHILIP MORRIS INTL INC COM 718172109 133 1,700 SH X 1,700 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 880 25,481 SH X 25,481 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 1,217 31,901 SH X 31,901 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 923 49,376 SH X 49,376 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1,999 70,921 SH X 70,921 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 1,816 74,782 SH X 74,782 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 757 39,481 SH X 39,481 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 226 10,073 SH X 10,073 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 613 28,186 SH X 28,186 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 611 44,615 SH X 44,615 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1,981 69,040 SH X 69,040 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 17,536 676,266 SH X 675,856 410 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 13 500 SH X 500 PRICELINE COM INC COM NEW 741503403 681 1,455 SH X 1,455 PROCTER & GAMBLE CO COM 742718109 1,179 17,674 SH X 17,674 PROCTER & GAMBLE CO COM 742718109 56 835 SH X 835 PRIVATEBANCORP CAP TR IV PFD TR SECS 74272L208 301 11,772 SH X 11,772 PRUDENTIAL FINL INC COM 744320102 451 9,004 SH X 9,004 REINSURANCE GROUP AMER INC COM NEW 759351604 1,053 20,155 SH X 20,155 REINSURANCE GROUP AMER INC COM NEW 759351604 93 1,775 SH X 1,775 REVLON INC PFD SER A 761525708 92 14,807 SH X 14,807 RYDEX ETF TRUST ENERGY ETF 78355W866 1,022 16,590 SH X 16,590 RYDEX ETF TRUST CONSUMR DISCRT 78355W882 1,590 33,602 SH X 33,602 SPDR S&P 500 ETF TR TR UNIT 78462F103 3,261 25,987 SH X 25,987 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 246 3,523 SH X 3,523 SAVE THE WORLD AIR INC COM 805147105 634 1,714,020 SH X 1,714,020 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 215 5,060 SH X 5,060 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 147 10,950 SH X 10,950 STARBUCKS CORP COM 855244109 254 5,525 SH X 5,525 STERICYCLE INC COM 858912108 198 2,545 SH X 2,545 STERICYCLE INC COM 858912108 125 1,600 SH X 1,600 TJX COS INC NEW COM 872540109 1,889 29,270 SH X 29,270 TJX COS INC NEW COM 872540109 310 4,800 SH X 4,800 THERMO FISHER SCIENTIFIC INC COM 883556102 707 15,725 SH X 15,725 THERMO FISHER SCIENTIFIC INC COM 883556102 78 1,730 SH X 1,730 TORCHMARK CORP COM 891027104 936 21,580 SH X 21,580 TORCHMARK CORP COM 891027104 98 2,250 SH X 2,250 TRAVELERS COMPANIES INC COM 89417E109 230 3,890 SH X 3,890 US BANCORP DEL COM NEW 902973304 395 14,604 SH X 14,604 UNION PAC CORP COM 907818108 1,735 16,380 SH X 16,380 UNION PAC CORP COM 907818108 64 600 SH X 600 UNITED TECHNOLOGIES CORP COM 913017109 1,368 18,715 SH X 18,715 UNITED TECHNOLOGIES CORP COM 913017109 7 100 SH X 100 UNITEDHEALTH GROUP INC COM 91324P102 978 19,291 SH X 19,291 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 14,978 162,792 SH X 162,732 60 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 466 5,070 SH X 5,070 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1,625 18,685 SH X 18,685 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 203 2,335 SH X 2,335 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 5,262 67,580 SH X 67,580 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 75 965 SH X 965 VANGUARD INDEX FDS REIT ETF 922908553 3,706 63,892 SH X 63,892 VANGUARD INDEX FDS REIT ETF 922908553 87 1,500 SH X 1,500 VANGUARD INDEX FDS MID CAP ETF 922908629 3,373 46,888 SH X 46,888 VANGUARD INDEX FDS GROWTH ETF 922908736 3,275 53,022 SH X 53,022 VANGUARD INDEX FDS SMALL CP ETF 922908751 3,257 46,752 SH X 46,752 1VANGUARD INDEX FDS TOTAL STK MKT 922908769 20,226 314,550 SH X 314,550 VANGUARD INDEX FDS TOTAL STK MKT 922908769 25 390 SH X 390 VERIZON COMMUNICATIONS INC COM 92343V104 1,301 32,422 SH X 32,422 VERIZON COMMUNICATIONS INC COM 92343V104 114 2,834 SH X 2,834 VIACOM INC NEW CL B 92553P201 1,374 30,265 SH X 30,265 WAL MART STORES INC COM 931142103 927 15,510 SH X 15,510 WAL MART STORES INC COM 931142103 30 500 SH X 500 WALGREEN CO COM 931422109 218 6,595 SH X 6,595 WATSON PHARMACEUTICALS INC COM 942683103 541 8,965 SH X 8,965 WELLS FARGO CAP XII ENH TRUPS7.875% 94985V202 470 18,080 SH X 18,080 WISCONSIN ENERGY CORP COM 976657106 275 7,860 SH X 7,860
FINAL TOTALS 330,093 FORM 13F INFORMATION TABLE ENTRY TOTAL 244