0001352547-12-000001.txt : 20120110
0001352547-12-000001.hdr.sgml : 20120110
20120110153359
ACCESSION NUMBER: 0001352547-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120110
DATE AS OF CHANGE: 20120110
EFFECTIVENESS DATE: 20120110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legacy Private Trust Co.
CENTRAL INDEX KEY: 0001352547
IRS NUMBER: 200419639
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11818
FILM NUMBER: 12520026
BUSINESS ADDRESS:
STREET 1: 333 N. COMMERCIAL ST. SUIET 300
CITY: NEENAH
STATE: WI
ZIP: 54956
BUSINESS PHONE: 920 967-5020
MAIL ADDRESS:
STREET 1: 333 N. COMMERCIAL ST. SUIET 300
CITY: NEENAH
STATE: WI
ZIP: 54956
13F-HR
1
ptr-289_f1312312011.txt
1REPORT PTR289 5F LEGACY PRIVATE TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/09/12 PAGE 1
AS OF 12/31/11
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INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,694 31,825 SH X 31,825
COVIDIEN PLC SHS G2554F113 913 20,285 SH X 20,285
COVIDIEN PLC SHS G2554F113 84 1,860 SH X 1,860
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 247 17,830 SH X 17,830
ACE LTD SHS H0023R105 1,633 23,295 SH X 23,295
ACE LTD SHS H0023R105 106 1,510 SH X 1,510
J&Y CALNIN FAMILY LTD PARTNE MS1386007 8,428 9,800 SH X 9,800
K&G HOLDINGS LLC PW1123002 150 150,000 SH X 150,000
FLEXTRONICS INTL LTD ORD Y2573F102 245 43,250 SH X 43,250
AFLAC INC COM 001055102 1,076 24,873 SH X 24,873
AFLAC INC COM 001055102 39 900 SH X 900
AT&T INC COM 00206R102 465 15,376 SH X 15,376
AT&T INC COM 00206R102 191 6,319 SH X 6,319
ABBOTT LABS COM 002824100 1,661 29,545 SH X 29,545
ADVANCE AUTO PARTS INC COM 00751Y106 184 2,640 SH X 2,640
ADVANCE AUTO PARTS INC COM 00751Y106 230 3,300 SH X 3,300
AETNA INC NEW COM 00817Y108 524 12,426 SH X 12,426
AETNA INC NEW COM 00817Y108 156 3,700 SH X 3,700
ALLIANCE DATA SYSTEMS CORP COM 018581108 1,618 15,580 SH X 15,580
ALTRIA GROUP INC COM 02209S103 433 14,610 SH X 14,610
ALTRIA GROUP INC COM 02209S103 146 4,930 SH X 4,930
AMERICAN EXPRESS CO COM 025816109 150 3,180 SH X 3,180
AMERICAN EXPRESS CO COM 025816109 94 2,000 SH X 2,000
AMERICAN FINL GROUP INC OHIO COM 025932104 625 16,935 SH X 16,935
AMERICAN FINL GROUP INC OHIO COM 025932104 37 1,000 SH X 1,000
AMERIPRISE FINL INC COM 03076C106 278 5,600 SH X 5,600
AMERIPRISE FINL INC COM 03076C106 20 400 SH X 400
APACHE CORP COM 037411105 667 7,367 SH X 7,367
APPLE INC COM 037833100 482 1,190 SH X 1,190
ASSOCIATED BANC CORP COM 045487105 5,565 498,245 SH X 498,245
ASSOCIATED BANC-CORP PERP PFD-B 045488202 252 10,000 SH X 10,000
ASSURANT INC COM 04621X108 561 13,660 SH X 13,660
ASSURANT INC COM 04621X108 41 1,000 SH X 1,000
AUTOZONE INC COM 053332102 1,111 3,420 SH X 3,420
AUTOZONE INC COM 053332102 106 325 SH X 325
BP PLC SPONSORED ADR 055622104 292 6,825 SH X 6,825
BP PLC SPONSORED ADR 055622104 105 2,450 SH X 2,450
BANK MONTREAL QUE COM 063671101 304 5,552 SH X 5,552
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 3,145 125,202 SH X 125,202
BARCLAYS BANK PLC CARRY ETN 38 06739H412 752 16,310 SH X 16,310
BECTON DICKINSON & CO COM 075887109 321 4,300 SH X 4,300
BEMIS INC COM 081437105 2,073 68,929 SH X 20,975 47,954
BEMIS INC COM 081437105 12 400 SH X 400
BHP BILLITON LTD SPONSORED ADR 088606108 201 2,850 SH X 2,850
BIOGEN IDEC INC COM 09062X103 407 3,700 SH X 3,700
BRISTOL MYERS SQUIBB CO COM 110122108 330 9,370 SH X 9,370
BRISTOL MYERS SQUIBB CO COM 110122108 335 9,500 SH X 9,500
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 210 3,015 SH X 3,015
CSX CORP COM 126408103 1,103 52,360 SH X 52,360
CSX CORP COM 126408103 54 2,580 SH X 2,580
CAPITAL ONE FINL CORP COM 14040H105 934 22,078 SH X 22,078
CHEVRON CORP NEW COM 166764100 2,055 19,315 SH X 19,015 300
CHEVRON CORP NEW COM 166764100 117 1,100 SH X 1,100
1CHUBB CORP COM 171232101 873 12,615 SH X 12,615
CISCO SYS INC COM 17275R102 374 20,682 SH X 20,682
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 303 14,205 SH X 14,205
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 1,277 60,079 SH X 60,079
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 989 46,500 SH X 46,500
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1,801 85,774 SH X 85,774
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 985 46,900 SH X 46,900
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 1,801 86,165 SH X 86,165
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 450 21,721 SH X 21,721
COACH INC COM 189754104 964 15,800 SH X 15,800
COCA COLA CO COM 191216100 600 8,582 SH X 8,582
COCA COLA CO COM 191216100 17 250 SH X 250
CONOCOPHILLIPS COM 20825C104 617 8,466 SH X 8,066 400
CONOCOPHILLIPS COM 20825C104 51 700 SH X 700
CONSTELLATION BRANDS INC CL A 21036P108 332 16,055 SH X 16,055
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 421 3,293 SH X 3,293
DNP SELECT INCOME FD COM 23325P104 557 50,995 SH X 48,995 2,000
DNP SELECT INCOME FD COM 23325P104 34 3,075 SH X 3,075
DANAHER CORP DEL COM 235851102 601 12,772 SH X 12,772
DARDEN RESTAURANTS INC COM 237194105 345 7,560 SH X 7,560
DARDEN RESTAURANTS INC COM 237194105 52 1,150 SH X 1,150
DEERE & CO COM 244199105 230 2,970 SH X 2,970
DISNEY WALT CO COM DISNEY 254687106 58 1,534 SH X 1,534
DISNEY WALT CO COM DISNEY 254687106 169 4,500 SH X 4,500
DISCOVER FINL SVCS COM 254709108 1,048 43,680 SH X 43,680
DIRECTV COM CL A 25490A101 623 14,576 SH X 14,576
DOMINION RES INC VA NEW COM 25746U109 1,177 22,165 SH X 22,165
DOMINION RES INC VA NEW COM 25746U109 177 3,340 SH X 3,340
DR PEPPER SNAPPLE GROUP INC COM 26138E109 407 10,315 SH X 10,315
EXPRESS SCRIPTS INC COM 302182100 1,735 38,821 SH X 38,821
EXPRESS SCRIPTS INC COM 302182100 197 4,400 SH X 4,400
EXXON MOBIL CORP COM 30231G102 3,623 42,748 SH X 42,748
EXXON MOBIL CORP COM 30231G102 359 4,230 SH X 4,230
FIDELITY NATL INFORMATION SV COM 31620M106 393 14,785 SH X 14,785
FIRST MANITOWOC BANCRP INC N COM 32076T108 2,500 192,321 SH X 192,321
FISERV INC COM 337738108 1,859 31,655 SH X 31,655
FISERV INC COM 337738108 413 7,025 SH X 7,025
FLOWSERVE CORP COM 34354P105 387 3,900 SH X 3,900
FREEPORT-MCMORAN COPPER & GO COM 35671D857 882 23,970 SH X 23,970
GENERAL DYNAMICS CORP COM 369550108 368 5,545 SH X 5,545
GENERAL ELECTRIC CO COM 369604103 267 14,880 SH X 14,080 800
GENERAL ELECTRIC CO COM 369604103 5 300 SH X 300
GENERAL ELEC CAP CORP PINES 6.1% 32 369622519 715 27,800 SH X 27,800
GENERAL MLS INC COM 370334104 1,240 30,691 SH X 30,691
HEWLETT PACKARD CO COM 428236103 358 13,900 SH X 13,900
HEWLETT PACKARD CO COM 428236103 128 4,975 SH X 4,975
HONEYWELL INTL INC COM 438516106 484 8,900 SH X 8,900
HORMEL FOODS CORP COM 440452100 768 26,220 SH X 26,220
HORMEL FOODS CORP COM 440452100 59 2,000 SH X 2,000
INTEL CORP COM 458140100 201 8,295 SH X 8,295
INTERNATIONAL BUSINESS MACHS COM 459200101 4,675 25,423 SH X 25,423
INTERNATIONAL BUSINESS MACHS COM 459200101 823 4,476 SH X 4,476
ISHARES TR BARCLYS TIPS BD 464287176 7,549 64,689 SH X 64,689
ISHARES TR BARCLYS TIPS BD 464287176 71 607 SH X 607
ISHARES TR S&P 500 INDEX 464287200 1,171 9,296 SH X 9,296
ISHARES TR BARCLY USAGG B 464287226 1,566 14,206 SH X 14,206
ISHARES TR BARCLY USAGG B 464287226 8 70 SH X 70
ISHARES TR MSCI EMERG MKT 464287234 305 8,051 SH X 8,051
ISHARES TR IBOXX INV CPBD 464287242 6,070 53,355 SH X 53,355
ISHARES TR IBOXX INV CPBD 464287242 279 2,450 SH X 2,450
1ISHARES TR S&P500 GRW 464287309 143 2,119 SH X 2,119
ISHARES TR S&P500 GRW 464287309 192 2,850 SH X 2,850
ISHARES TR BARCLYS 20+ YR 464287432 138 1,141 SH X 1,141
ISHARES TR BARCLYS 20+ YR 464287432 76 629 SH X 629
ISHARES TR BARCLYS 7-10 YR 464287440 7,743 73,342 SH X 73,342
ISHARES TR MSCI EAFE INDEX 464287465 595 12,020 SH X 12,020
ISHARES TR S&P MIDCAP 400 464287507 12,559 143,347 SH X 143,287 60
ISHARES TR S&P MIDCAP 400 464287507 6 70 SH X 70
ISHARES TR COHEN&ST RLTY 464287564 15,176 216,115 SH X 216,115
ISHARES TR COHEN&ST RLTY 464287564 579 8,240 SH X 8,240
ISHARES TR S&P MC 400 GRW 464287606 4,104 41,567 SH X 41,567
ISHARES TR S&P MC 400 GRW 464287606 645 6,535 SH X 6,535
ISHARES TR S&P SMLCAP 600 464287804 15,425 225,835 SH X 225,760 75
ISHARES TR S&P SMLCAP 600 464287804 459 6,720 SH X 6,720
ISHARES TR S&P SMLCP GROW 464287887 135 1,810 SH X 1,810
ISHARES TR S&P SMLCP GROW 464287887 115 1,550 SH X 1,550
ISHARES TR JPMORGAN USD 464288281 452 4,115 SH X 4,115
ISHARES TR BARCLYS CR BD 464288620 12,911 118,493 SH X 118,493
ISHARES TR BARCLYS CR BD 464288620 238 2,185 SH X 2,185
ISHARES TR BARCLYS 10-20YR 464288653 7,345 55,252 SH X 55,252
ISHARES TR BARCLYS 10-20YR 464288653 71 535 SH X 535
ISHARES TR BARCLYS SH TREA 464288679 673 6,104 SH X 6,104
ISHARES TR 2015 S&P AMTFR 464289339 500 9,415 SH X 9,415
ISHARES TR 2014 S&P AMTFR 464289362 500 9,670 SH X 9,670
ISHARES TR 10+ YR CR BD 464289511 7,634 129,352 SH X 129,352
ISHARES TR 10+ YR CR BD 464289511 71 1,200 SH X 1,200
JPMORGAN CHASE & CO COM 46625H100 590 17,736 SH X 17,736
JPMORGAN CHASE & CO COM 46625H100 3 100 SH X 100
JOHNSON & JOHNSON COM 478160104 754 11,500 SH X 11,500
JOY GLOBAL INC COM 481165108 601 8,015 SH X 8,015
KBR INC COM 48242W106 207 7,430 SH X 7,430
KBR INC COM 48242W106 143 5,130 SH X 5,130
KIMBERLY CLARK CORP COM 494368103 7,041 95,714 SH X 74,679 21,035
KIMBERLY CLARK CORP COM 494368103 243 3,300 SH X 3,300
KRAFT FOODS INC CL A 50075N104 219 5,859 SH X 5,859
KRAFT FOODS INC CL A 50075N104 9 250 SH X 250
LSI CORPORATION COM 502161102 72 12,170 SH X 12,170
LABORATORY CORP AMER HLDGS COM NEW 50540R409 405 4,710 SH X 4,710
LILLY ELI & CO COM 532457108 234 5,627 SH X 2,065 3,562
LINCOLN NATL CORP IND COM 534187109 667 34,370 SH X 34,370
LINCOLN NATL CORP IND COM 534187109 61 3,150 SH X 3,150
MACYS INC COM 55616P104 861 26,770 SH X 26,770
MANITOWOC INC COM 563571108 100 10,887 SH X 10,887
MASTERCARD INC CL A 57636Q104 485 1,300 SH X 1,300
MCDONALDS CORP COM 580135101 1,522 15,174 SH X 15,174
MCDONALDS CORP COM 580135101 418 4,165 SH X 4,165
MCKESSON CORP COM 58155Q103 1,716 22,028 SH X 22,028
MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,397 24,999 SH X 24,999
MEDCO HEALTH SOLUTIONS INC COM 58405U102 45 800 SH X 800
MERCK & CO INC NEW COM 58933Y105 302 8,013 SH X 8,013
MERCK & CO INC NEW COM 58933Y105 8 200 SH X 200
MICROSOFT CORP COM 594918104 736 28,345 SH X 28,345
MICROSOFT CORP COM 594918104 8 300 SH X 300
MURPHY OIL CORP COM 626717102 234 4,190 SH X 4,190
NATIONAL OILWELL VARCO INC COM 637071101 1,063 15,635 SH X 15,635
NATIONAL OILWELL VARCO INC COM 637071101 89 1,315 SH X 1,315
NIKE INC CL B 654106103 1,137 11,795 SH X 11,795
O REILLY AUTOMOTIVE INC NEW COM 67103H107 217 2,720 SH X 2,720
ONEOK INC NEW COM 682680103 2,511 28,960 SH X 28,960
ONEOK INC NEW COM 682680103 43 500 SH X 500
1ORACLE CORP COM 68389X105 2,505 97,645 SH X 97,645
ORACLE CORP COM 68389X105 131 5,100 SH X 5,100
PEPSICO INC COM 713448108 279 4,198 SH X 4,198
PEPSICO INC COM 713448108 239 3,600 SH X 3,600
PHILIP MORRIS INTL INC COM 718172109 3,654 46,555 SH X 46,555
PHILIP MORRIS INTL INC COM 718172109 133 1,700 SH X 1,700
POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 880 25,481 SH X 25,481
POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 1,217 31,901 SH X 31,901
POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 923 49,376 SH X 49,376
POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1,999 70,921 SH X 70,921
POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 1,816 74,782 SH X 74,782
POWERSHARES ETF TRUST DYN FD & BEV 73935X849 757 39,481 SH X 39,481
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 226 10,073 SH X 10,073
POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 613 28,186 SH X 28,186
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 611 44,615 SH X 44,615
POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1,981 69,040 SH X 69,040
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 17,536 676,266 SH X 675,856 410
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 13 500 SH X 500
PRICELINE COM INC COM NEW 741503403 681 1,455 SH X 1,455
PROCTER & GAMBLE CO COM 742718109 1,179 17,674 SH X 17,674
PROCTER & GAMBLE CO COM 742718109 56 835 SH X 835
PRIVATEBANCORP CAP TR IV PFD TR SECS 74272L208 301 11,772 SH X 11,772
PRUDENTIAL FINL INC COM 744320102 451 9,004 SH X 9,004
REINSURANCE GROUP AMER INC COM NEW 759351604 1,053 20,155 SH X 20,155
REINSURANCE GROUP AMER INC COM NEW 759351604 93 1,775 SH X 1,775
REVLON INC PFD SER A 761525708 92 14,807 SH X 14,807
RYDEX ETF TRUST ENERGY ETF 78355W866 1,022 16,590 SH X 16,590
RYDEX ETF TRUST CONSUMR DISCRT 78355W882 1,590 33,602 SH X 33,602
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,261 25,987 SH X 25,987
SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 246 3,523 SH X 3,523
SAVE THE WORLD AIR INC COM 805147105 634 1,714,020 SH X 1,714,020
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 215 5,060 SH X 5,060
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 147 10,950 SH X 10,950
STARBUCKS CORP COM 855244109 254 5,525 SH X 5,525
STERICYCLE INC COM 858912108 198 2,545 SH X 2,545
STERICYCLE INC COM 858912108 125 1,600 SH X 1,600
TJX COS INC NEW COM 872540109 1,889 29,270 SH X 29,270
TJX COS INC NEW COM 872540109 310 4,800 SH X 4,800
THERMO FISHER SCIENTIFIC INC COM 883556102 707 15,725 SH X 15,725
THERMO FISHER SCIENTIFIC INC COM 883556102 78 1,730 SH X 1,730
TORCHMARK CORP COM 891027104 936 21,580 SH X 21,580
TORCHMARK CORP COM 891027104 98 2,250 SH X 2,250
TRAVELERS COMPANIES INC COM 89417E109 230 3,890 SH X 3,890
US BANCORP DEL COM NEW 902973304 395 14,604 SH X 14,604
UNION PAC CORP COM 907818108 1,735 16,380 SH X 16,380
UNION PAC CORP COM 907818108 64 600 SH X 600
UNITED TECHNOLOGIES CORP COM 913017109 1,368 18,715 SH X 18,715
UNITED TECHNOLOGIES CORP COM 913017109 7 100 SH X 100
UNITEDHEALTH GROUP INC COM 91324P102 978 19,291 SH X 19,291
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 14,978 162,792 SH X 162,732 60
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 466 5,070 SH X 5,070
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1,625 18,685 SH X 18,685
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 203 2,335 SH X 2,335
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 5,262 67,580 SH X 67,580
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 75 965 SH X 965
VANGUARD INDEX FDS REIT ETF 922908553 3,706 63,892 SH X 63,892
VANGUARD INDEX FDS REIT ETF 922908553 87 1,500 SH X 1,500
VANGUARD INDEX FDS MID CAP ETF 922908629 3,373 46,888 SH X 46,888
VANGUARD INDEX FDS GROWTH ETF 922908736 3,275 53,022 SH X 53,022
VANGUARD INDEX FDS SMALL CP ETF 922908751 3,257 46,752 SH X 46,752
1VANGUARD INDEX FDS TOTAL STK MKT 922908769 20,226 314,550 SH X 314,550
VANGUARD INDEX FDS TOTAL STK MKT 922908769 25 390 SH X 390
VERIZON COMMUNICATIONS INC COM 92343V104 1,301 32,422 SH X 32,422
VERIZON COMMUNICATIONS INC COM 92343V104 114 2,834 SH X 2,834
VIACOM INC NEW CL B 92553P201 1,374 30,265 SH X 30,265
WAL MART STORES INC COM 931142103 927 15,510 SH X 15,510
WAL MART STORES INC COM 931142103 30 500 SH X 500
WALGREEN CO COM 931422109 218 6,595 SH X 6,595
WATSON PHARMACEUTICALS INC COM 942683103 541 8,965 SH X 8,965
WELLS FARGO CAP XII ENH TRUPS7.875% 94985V202 470 18,080 SH X 18,080
WISCONSIN ENERGY CORP COM 976657106 275 7,860 SH X 7,860
FINAL TOTALS 330,093
FORM 13F INFORMATION TABLE ENTRY TOTAL 244