0001352547-11-000007.txt : 20111011 0001352547-11-000007.hdr.sgml : 20111010 20111011171535 ACCESSION NUMBER: 0001352547-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 EFFECTIVENESS DATE: 20111011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Private Trust Co. CENTRAL INDEX KEY: 0001352547 IRS NUMBER: 200419639 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11818 FILM NUMBER: 111136099 BUSINESS ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 BUSINESS PHONE: 920 967-5020 MAIL ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 13F-HR 1 ptr-289_f1309302011.txt 1REPORT PTR289 5F LEGACY PRIVATE TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/07/11 PAGE 1 AS OF 09/30/11 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,677 31,825 SH X 31,825 COVIDIEN PLC SHS G2554F113 1,336 30,285 SH X 30,285 COVIDIEN PLC SHS G2554F113 82 1,860 SH X 1,860 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 287 19,790 SH X 19,790 ACE LTD SHS H0023R105 1,224 20,205 SH X 20,205 ACE LTD SHS H0023R105 92 1,510 SH X 1,510 FLEXTRONICS INTL LTD ORD Y2573F102 629 111,690 SH X 111,690 AFLAC INC COM 001055102 790 22,613 SH X 22,613 AFLAC INC COM 001055102 31 900 SH X 900 AT&T INC COM 00206R102 393 13,797 SH X 13,797 AT&T INC COM 00206R102 180 6,319 SH X 6,319 ABBOTT LABS COM 002824100 544 10,630 SH X 10,630 ADVANCE AUTO PARTS INC COM 00751Y106 153 2,640 SH X 2,640 ADVANCE AUTO PARTS INC COM 00751Y106 192 3,300 SH X 3,300 AETNA INC NEW COM 00817Y108 428 11,780 SH X 11,780 AETNA INC NEW COM 00817Y108 134 3,700 SH X 3,700 ALLIANCE DATA SYSTEMS CORP COM 018581108 667 7,200 SH X 7,200 ALLIANCE DATA SYSTEMS CORP COM 018581108 25 270 SH X 270 ALTRIA GROUP INC COM 02209S103 327 12,185 SH X 12,185 ALTRIA GROUP INC COM 02209S103 134 5,000 SH X 5,000 AMERICAN EXPRESS CO COM 025816109 112 2,500 SH X 2,500 AMERICAN EXPRESS CO COM 025816109 114 2,530 SH X 2,000 530 AMERICAN FINL GROUP INC OHIO COM 025932104 521 16,775 SH X 16,775 AMERICAN FINL GROUP INC OHIO COM 025932104 31 1,000 SH X 1,000 AMERIPRISE FINL INC COM 03076C106 245 6,220 SH X 6,220 AMERIPRISE FINL INC COM 03076C106 16 400 SH X 400 APACHE CORP COM 037411105 591 7,367 SH X 7,367 APACHE CORP COM 037411105 40 500 SH X 500 ASSOCIATED BANC CORP COM 045487105 4,640 498,908 SH X 498,908 ASSOCIATED BANC-CORP PERP PFD-B 045488202 245 10,000 SH X 10,000 ASSURANT INC COM 04621X108 332 9,280 SH X 9,280 ASSURANT INC COM 04621X108 36 1,000 SH X 1,000 AUTOZONE INC COM 053332102 1,092 3,420 SH X 3,420 AUTOZONE INC COM 053332102 104 325 SH X 325 BP PLC SPONSORED ADR 055622104 574 15,925 SH X 15,925 BP PLC SPONSORED ADR 055622104 88 2,450 SH X 2,450 BANK MONTREAL QUE COM 063671101 310 5,546 SH X 5,546 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 16,567 396,921 SH X 396,786 135 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 542 12,990 SH X 12,990 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 2,654 36,466 SH X 36,466 BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 2,798 31,620 SH X 31,620 BECTON DICKINSON & CO COM 075887109 686 9,350 SH X 9,350 BEMIS INC COM 081437105 2,020 68,929 SH X 20,975 47,954 BEMIS INC COM 081437105 12 400 SH X 400 BHP BILLITON LTD SPONSORED ADR 088606108 209 3,150 SH X 3,150 BRISTOL MYERS SQUIBB CO COM 110122108 294 9,370 SH X 9,370 BRISTOL MYERS SQUIBB CO COM 110122108 298 9,500 SH X 9,500 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 247 3,610 SH X 3,610 CSX CORP COM 126408103 999 53,520 SH X 53,520 CSX CORP COM 126408103 67 3,570 SH X 3,570 CAPITAL ONE FINL CORP COM 14040H105 642 16,198 SH X 16,198 CHEVRON CORP NEW COM 166764100 1,501 16,215 SH X 15,915 300 CHEVRON CORP NEW COM 166764100 102 1,100 SH X 1,100 1CHUBB CORP COM 171232101 757 12,615 SH X 12,615 CISCO SYS INC COM 17275R102 286 18,450 SH X 18,450 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 212 10,045 SH X 10,045 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 922 43,866 SH X 43,866 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 977 46,500 SH X 46,500 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1,346 64,252 SH X 64,252 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 983 46,900 SH X 46,900 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 1,272 61,120 SH X 61,120 COACH INC COM 189754104 694 13,390 SH X 13,390 COCA COLA CO COM 191216100 547 8,102 SH X 8,102 COCA COLA CO COM 191216100 17 250 SH X 250 CONOCOPHILLIPS COM 20825C104 465 7,346 SH X 6,946 400 CONOCOPHILLIPS COM 20825C104 57 900 SH X 900 CONSTELLATION BRANDS INC CL A 21036P108 303 16,855 SH X 16,855 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 3,050 23,866 SH X 23,866 DNP SELECT INCOME FD COM 23325P104 608 60,810 SH X 58,810 2,000 DNP SELECT INCOME FD COM 23325P104 33 3,275 SH X 3,275 DANAHER CORP DEL COM 235851102 523 12,472 SH X 12,472 DARDEN RESTAURANTS INC COM 237194105 355 8,300 SH X 8,300 DARDEN RESTAURANTS INC COM 237194105 49 1,150 SH X 1,150 DISCOVER FINL SVCS COM 254709108 939 40,930 SH X 40,930 DISCOVER FINL SVCS COM 254709108 15 650 SH X 650 DIRECTV COM CL A 25490A101 308 7,276 SH X 7,276 DOMINION RES INC VA NEW COM 25746U109 1,139 22,425 SH X 22,425 DOMINION RES INC VA NEW COM 25746U109 170 3,340 SH X 3,340 DR PEPPER SNAPPLE GROUP INC COM 26138E109 440 11,335 SH X 11,335 EXPRESS SCRIPTS INC COM 302182100 1,463 39,461 SH X 39,461 EXPRESS SCRIPTS INC COM 302182100 176 4,760 SH X 4,760 EXXON MOBIL CORP COM 30231G102 2,191 30,166 SH X 30,166 EXXON MOBIL CORP COM 30231G102 263 3,620 SH X 3,620 FIDELITY NATL INFORMATION SV COM 31620M106 400 16,452 SH X 16,452 FIDELITY NATL INFORMATION SV COM 31620M106 16 662 SH X 662 FISERV INC COM 337738108 1,532 30,175 SH X 30,175 FISERV INC COM 337738108 357 7,025 SH X 7,025 FLOWSERVE CORP COM 34354P105 289 3,900 SH X 3,900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,579 51,840 SH X 51,840 FREEPORT-MCMORAN COPPER & GO COM 35671D857 40 1,300 SH X 1,300 GENERAL DYNAMICS CORP COM 369550108 315 5,545 SH X 5,545 GENERAL ELECTRIC CO COM 369604103 197 12,973 SH X 12,173 800 GENERAL ELECTRIC CO COM 369604103 31 2,060 SH X 1,100 960 GENERAL MLS INC COM 370334104 1,223 31,781 SH X 31,781 HEWLETT PACKARD CO COM 428236103 1,036 46,160 SH X 46,160 HEWLETT PACKARD CO COM 428236103 122 5,435 SH X 4,975 460 HORMEL FOODS CORP COM 440452100 806 29,820 SH X 29,820 HORMEL FOODS CORP COM 440452100 54 2,000 SH X 2,000 INTERNATIONAL BUSINESS MACHS COM 459200101 3,747 21,430 SH X 21,430 INTERNATIONAL BUSINESS MACHS COM 459200101 783 4,476 SH X 4,476 ISHARES TR BARCLYS TIPS BD 464287176 5,282 46,213 SH X 46,213 ISHARES TR BARCLYS TIPS BD 464287176 123 1,077 SH X 1,077 ISHARES TR S&P 500 INDEX 464287200 1,057 9,299 SH X 9,299 ISHARES TR S&P 500 INDEX 464287200 455 4,000 SH X 4,000 ISHARES TR BARCLY USAGG B 464287226 1,742 15,823 SH X 15,823 ISHARES TR BARCLY USAGG B 464287226 11 100 SH X 100 ISHARES TR MSCI EMERG MKT 464287234 252 7,182 SH X 7,182 ISHARES TR MSCI EMERG MKT 464287234 35 1,000 SH X 1,000 ISHARES TR IBOXX INV CPBD 464287242 7,783 69,302 SH X 69,302 ISHARES TR IBOXX INV CPBD 464287242 305 2,720 SH X 2,720 ISHARES TR BARCLYS 20+ YR 464287432 5,278 43,691 SH X 43,691 ISHARES TR BARCLYS 20+ YR 464287432 136 1,126 SH X 1,126 ISHARES TR BARCLYS 7-10 YR 464287440 4,371 41,600 SH X 41,600 1ISHARES TR BARCLYS 7-10 YR 464287440 55 522 SH X 522 ISHARES TR MSCI EAFE INDEX 464287465 545 11,400 SH X 11,400 ISHARES TR S&P MIDCAP 400 464287507 8,300 106,424 SH X 106,424 ISHARES TR COHEN&ST RLTY 464287564 21,460 349,745 SH X 349,745 ISHARES TR COHEN&ST RLTY 464287564 607 9,890 SH X 9,890 ISHARES TR S&P MC 400 GRW 464287606 7,932 88,292 SH X 88,292 ISHARES TR S&P MC 400 GRW 464287606 709 7,890 SH X 7,890 ISHARES TR S&P SMLCAP 600 464287804 617 10,536 SH X 10,536 ISHARES TR S&P SMLCP GROW 464287887 266 4,120 SH X 4,120 ISHARES TR S&P SMLCP GROW 464287887 100 1,550 SH X 1,550 ISHARES TR JPMORGAN USD 464288281 728 6,903 SH X 6,903 ISHARES TR BARCLYS CR BD 464288620 6,326 58,702 SH X 58,702 ISHARES TR BARCLYS CR BD 464288620 239 2,215 SH X 2,215 ISHARES TR BARCLYS 10-20YR 464288653 4,953 37,467 SH X 37,467 ISHARES TR BARCLYS 10-20YR 464288653 127 960 SH X 960 ISHARES TR 10+ YR CR BD 464289511 5,120 88,978 SH X 88,978 ISHARES TR 10+ YR CR BD 464289511 124 2,155 SH X 2,155 JPMORGAN CHASE & CO COM 46625H100 560 18,596 SH X 18,596 JPMORGAN CHASE & CO COM 46625H100 47 1,550 SH X 1,150 400 JOHNSON & JOHNSON COM 478160104 647 10,165 SH X 10,165 JOY GLOBAL INC COM 481165108 229 3,665 SH X 3,665 JOY GLOBAL INC COM 481165108 37 600 SH X 600 KBR INC COM 48242W106 470 19,910 SH X 19,910 KBR INC COM 48242W106 121 5,130 SH X 5,130 KIMBERLY CLARK CORP COM 494368103 6,843 96,362 SH X 75,182 21,180 KIMBERLY CLARK CORP COM 494368103 234 3,300 SH X 3,300 LSI CORPORATION COM 502161102 127 24,460 SH X 24,460 LABORATORY CORP AMER HLDGS COM NEW 50540R409 357 4,520 SH X 4,520 LINCOLN NATL CORP IND COM 534187109 986 63,065 SH X 63,065 LINCOLN NATL CORP IND COM 534187109 81 5,160 SH X 5,160 MCDONALDS CORP COM 580135101 1,362 15,504 SH X 15,504 MCDONALDS CORP COM 580135101 367 4,175 SH X 4,175 MCKESSON CORP COM 58155Q103 1,212 16,670 SH X 16,670 MCKESSON CORP COM 58155Q103 26 360 SH X 360 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,202 25,641 SH X 25,641 MEDCO HEALTH SOLUTIONS INC COM 58405U102 38 800 SH X 800 MERCK & CO INC NEW COM 58933Y105 226 6,923 SH X 6,923 MERCK & CO INC NEW COM 58933Y105 7 200 SH X 200 METLIFE INC COM 59156R108 352 12,569 SH X 12,569 METROPCS COMMUNICATIONS INC COM 591708102 720 82,690 SH X 82,690 METROPCS COMMUNICATIONS INC COM 591708102 41 4,700 SH X 4,700 MICROSOFT CORP COM 594918104 396 15,895 SH X 15,895 MICROSOFT CORP COM 594918104 26 1,060 SH X 300 760 NATIONAL OILWELL VARCO INC COM 637071101 480 9,375 SH X 9,375 NEWFIELD EXPL CO COM 651290108 260 6,557 SH X 6,557 NEWFIELD EXPL CO COM 651290108 68 1,725 SH X 1,725 NIKE INC CL B 654106103 1,009 11,795 SH X 11,795 ONEOK INC NEW COM 682680103 1,653 25,030 SH X 25,030 ONEOK INC NEW COM 682680103 55 830 SH X 830 ORACLE CORP COM 68389X105 2,732 95,045 SH X 95,045 ORACLE CORP COM 68389X105 147 5,100 SH X 5,100 PEABODY ENERGY CORP COM 704549104 747 22,035 SH X 22,035 PEABODY ENERGY CORP COM 704549104 14 400 SH X 400 PEPSICO INC COM 713448108 317 5,129 SH X 5,129 PEPSICO INC COM 713448108 223 3,600 SH X 3,600 PHILIP MORRIS INTL INC COM 718172109 2,297 36,816 SH X 36,641 175 PHILIP MORRIS INTL INC COM 718172109 136 2,180 SH X 1,700 480 RAYMEDICA INC 719633CO5 0 40,000 SH X 40,000 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 1,111 34,937 SH X 34,937 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 1,069 34,063 SH X 34,063 1POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 1,155 71,458 SH X 71,458 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1,168 47,531 SH X 47,531 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 1,134 54,520 SH X 54,520 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 911 50,785 SH X 50,785 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1,556 83,042 SH X 83,042 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 1,052 50,647 SH X 50,647 PRICELINE COM INC COM NEW 741503403 721 1,605 SH X 1,605 PROCTER & GAMBLE CO COM 742718109 1,085 17,174 SH X 17,174 PROCTER & GAMBLE CO COM 742718109 72 1,135 SH X 835 300 PRUDENTIAL FINL INC COM 744320102 705 15,035 SH X 15,035 PRUDENTIAL FINL INC COM 744320102 37 800 SH X 800 REINSURANCE GROUP AMER INC COM NEW 759351604 715 15,555 SH X 15,555 REINSURANCE GROUP AMER INC COM NEW 759351604 96 2,095 SH X 2,095 REVLON INC PFD SER A 761525708 88 14,807 SH X 14,807 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 213 8,488 SH X 8,488 SPDR SERIES TRUST DB INT GVT ETF 78464A490 261 4,570 SH X 4,570 SAVE THE WORLD AIR INC COM 805147105 427 1,714,020 SH X 1,714,020 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 476 12,800 SH X 12,800 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 12 320 SH X 320 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 152 10,950 SH X 10,950 STARBUCKS CORP COM 855244109 206 5,525 SH X 5,525 STERICYCLE INC COM 858912108 373 4,625 SH X 4,625 STERICYCLE INC COM 858912108 129 1,600 SH X 1,600 TJX COS INC NEW COM 872540109 1,574 28,381 SH X 28,381 TJX COS INC NEW COM 872540109 266 4,800 SH X 4,800 THERMO FISHER SCIENTIFIC INC COM 883556102 1,268 25,035 SH X 25,035 THERMO FISHER SCIENTIFIC INC COM 883556102 103 2,030 SH X 2,030 TRAVELERS COMPANIES INC COM 89417E109 212 4,360 SH X 4,360 US BANCORP DEL COM NEW 902973304 333 14,139 SH X 14,139 UNION PAC CORP COM 907818108 492 6,020 SH X 6,020 UNION PAC CORP COM 907818108 49 600 SH X 600 UNITED TECHNOLOGIES CORP COM 913017109 1,317 18,715 SH X 18,715 UNITED TECHNOLOGIES CORP COM 913017109 7 100 SH X 100 UNITEDHEALTH GROUP INC COM 91324P102 683 14,801 SH X 14,801 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 3,909 42,597 SH X 42,597 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2,004 22,865 SH X 22,865 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 237 2,705 SH X 2,705 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 278 3,580 SH X 3,580 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 75 965 SH X 965 VANGUARD INDEX FDS REIT ETF 922908553 460 9,035 SH X 9,035 VANGUARD INDEX FDS REIT ETF 922908553 104 2,050 SH X 2,050 VANGUARD INDEX FDS SML CP GRW ETF 922908595 320 4,787 SH X 4,787 VANGUARD INDEX FDS TOTAL STK MKT 922908769 27,008 467,913 SH X 467,913 VANGUARD INDEX FDS TOTAL STK MKT 922908769 33 570 SH X 570 VIACOM INC NEW CL B 92553P201 512 13,220 SH X 13,220 VIACOM INC NEW CL B 92553P201 24 610 SH X 610 VISHAY INTERTECHNOLOGY INC COM 928298108 483 57,725 SH X 57,725 VISHAY INTERTECHNOLOGY INC COM 928298108 9 1,070 SH X 1,070 WAL MART STORES INC COM 931142103 786 15,150 SH X 15,150 WAL MART STORES INC COM 931142103 26 500 SH X 500 WALGREEN CO COM 931422109 306 9,318 SH X 9,318 WATSON PHARMACEUTICALS INC COM 942683103 567 8,305 SH X 8,305 WISCONSIN ENERGY CORP COM 976657106 246 7,860 SH X 7,860 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 2,483 101,684 SH X 101,684
FINAL TOTALS 254,129 FORM 13F INFORMATION TABLE ENTRY TOTAL 227