0001352547-11-000007.txt : 20111011
0001352547-11-000007.hdr.sgml : 20111010
20111011171535
ACCESSION NUMBER: 0001352547-11-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111011
DATE AS OF CHANGE: 20111011
EFFECTIVENESS DATE: 20111011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legacy Private Trust Co.
CENTRAL INDEX KEY: 0001352547
IRS NUMBER: 200419639
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11818
FILM NUMBER: 111136099
BUSINESS ADDRESS:
STREET 1: 333 N. COMMERCIAL ST. SUIET 300
CITY: NEENAH
STATE: WI
ZIP: 54956
BUSINESS PHONE: 920 967-5020
MAIL ADDRESS:
STREET 1: 333 N. COMMERCIAL ST. SUIET 300
CITY: NEENAH
STATE: WI
ZIP: 54956
13F-HR
1
ptr-289_f1309302011.txt
1REPORT PTR289 5F LEGACY PRIVATE TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 10/07/11 PAGE 1
AS OF 09/30/11
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INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C)
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,677 31,825 SH X 31,825
COVIDIEN PLC SHS G2554F113 1,336 30,285 SH X 30,285
COVIDIEN PLC SHS G2554F113 82 1,860 SH X 1,860
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 287 19,790 SH X 19,790
ACE LTD SHS H0023R105 1,224 20,205 SH X 20,205
ACE LTD SHS H0023R105 92 1,510 SH X 1,510
FLEXTRONICS INTL LTD ORD Y2573F102 629 111,690 SH X 111,690
AFLAC INC COM 001055102 790 22,613 SH X 22,613
AFLAC INC COM 001055102 31 900 SH X 900
AT&T INC COM 00206R102 393 13,797 SH X 13,797
AT&T INC COM 00206R102 180 6,319 SH X 6,319
ABBOTT LABS COM 002824100 544 10,630 SH X 10,630
ADVANCE AUTO PARTS INC COM 00751Y106 153 2,640 SH X 2,640
ADVANCE AUTO PARTS INC COM 00751Y106 192 3,300 SH X 3,300
AETNA INC NEW COM 00817Y108 428 11,780 SH X 11,780
AETNA INC NEW COM 00817Y108 134 3,700 SH X 3,700
ALLIANCE DATA SYSTEMS CORP COM 018581108 667 7,200 SH X 7,200
ALLIANCE DATA SYSTEMS CORP COM 018581108 25 270 SH X 270
ALTRIA GROUP INC COM 02209S103 327 12,185 SH X 12,185
ALTRIA GROUP INC COM 02209S103 134 5,000 SH X 5,000
AMERICAN EXPRESS CO COM 025816109 112 2,500 SH X 2,500
AMERICAN EXPRESS CO COM 025816109 114 2,530 SH X 2,000 530
AMERICAN FINL GROUP INC OHIO COM 025932104 521 16,775 SH X 16,775
AMERICAN FINL GROUP INC OHIO COM 025932104 31 1,000 SH X 1,000
AMERIPRISE FINL INC COM 03076C106 245 6,220 SH X 6,220
AMERIPRISE FINL INC COM 03076C106 16 400 SH X 400
APACHE CORP COM 037411105 591 7,367 SH X 7,367
APACHE CORP COM 037411105 40 500 SH X 500
ASSOCIATED BANC CORP COM 045487105 4,640 498,908 SH X 498,908
ASSOCIATED BANC-CORP PERP PFD-B 045488202 245 10,000 SH X 10,000
ASSURANT INC COM 04621X108 332 9,280 SH X 9,280
ASSURANT INC COM 04621X108 36 1,000 SH X 1,000
AUTOZONE INC COM 053332102 1,092 3,420 SH X 3,420
AUTOZONE INC COM 053332102 104 325 SH X 325
BP PLC SPONSORED ADR 055622104 574 15,925 SH X 15,925
BP PLC SPONSORED ADR 055622104 88 2,450 SH X 2,450
BANK MONTREAL QUE COM 063671101 310 5,546 SH X 5,546
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 16,567 396,921 SH X 396,786 135
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 542 12,990 SH X 12,990
BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 2,654 36,466 SH X 36,466
BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 2,798 31,620 SH X 31,620
BECTON DICKINSON & CO COM 075887109 686 9,350 SH X 9,350
BEMIS INC COM 081437105 2,020 68,929 SH X 20,975 47,954
BEMIS INC COM 081437105 12 400 SH X 400
BHP BILLITON LTD SPONSORED ADR 088606108 209 3,150 SH X 3,150
BRISTOL MYERS SQUIBB CO COM 110122108 294 9,370 SH X 9,370
BRISTOL MYERS SQUIBB CO COM 110122108 298 9,500 SH X 9,500
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 247 3,610 SH X 3,610
CSX CORP COM 126408103 999 53,520 SH X 53,520
CSX CORP COM 126408103 67 3,570 SH X 3,570
CAPITAL ONE FINL CORP COM 14040H105 642 16,198 SH X 16,198
CHEVRON CORP NEW COM 166764100 1,501 16,215 SH X 15,915 300
CHEVRON CORP NEW COM 166764100 102 1,100 SH X 1,100
1CHUBB CORP COM 171232101 757 12,615 SH X 12,615
CISCO SYS INC COM 17275R102 286 18,450 SH X 18,450
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 212 10,045 SH X 10,045
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 922 43,866 SH X 43,866
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 977 46,500 SH X 46,500
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1,346 64,252 SH X 64,252
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 983 46,900 SH X 46,900
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 1,272 61,120 SH X 61,120
COACH INC COM 189754104 694 13,390 SH X 13,390
COCA COLA CO COM 191216100 547 8,102 SH X 8,102
COCA COLA CO COM 191216100 17 250 SH X 250
CONOCOPHILLIPS COM 20825C104 465 7,346 SH X 6,946 400
CONOCOPHILLIPS COM 20825C104 57 900 SH X 900
CONSTELLATION BRANDS INC CL A 21036P108 303 16,855 SH X 16,855
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 3,050 23,866 SH X 23,866
DNP SELECT INCOME FD COM 23325P104 608 60,810 SH X 58,810 2,000
DNP SELECT INCOME FD COM 23325P104 33 3,275 SH X 3,275
DANAHER CORP DEL COM 235851102 523 12,472 SH X 12,472
DARDEN RESTAURANTS INC COM 237194105 355 8,300 SH X 8,300
DARDEN RESTAURANTS INC COM 237194105 49 1,150 SH X 1,150
DISCOVER FINL SVCS COM 254709108 939 40,930 SH X 40,930
DISCOVER FINL SVCS COM 254709108 15 650 SH X 650
DIRECTV COM CL A 25490A101 308 7,276 SH X 7,276
DOMINION RES INC VA NEW COM 25746U109 1,139 22,425 SH X 22,425
DOMINION RES INC VA NEW COM 25746U109 170 3,340 SH X 3,340
DR PEPPER SNAPPLE GROUP INC COM 26138E109 440 11,335 SH X 11,335
EXPRESS SCRIPTS INC COM 302182100 1,463 39,461 SH X 39,461
EXPRESS SCRIPTS INC COM 302182100 176 4,760 SH X 4,760
EXXON MOBIL CORP COM 30231G102 2,191 30,166 SH X 30,166
EXXON MOBIL CORP COM 30231G102 263 3,620 SH X 3,620
FIDELITY NATL INFORMATION SV COM 31620M106 400 16,452 SH X 16,452
FIDELITY NATL INFORMATION SV COM 31620M106 16 662 SH X 662
FISERV INC COM 337738108 1,532 30,175 SH X 30,175
FISERV INC COM 337738108 357 7,025 SH X 7,025
FLOWSERVE CORP COM 34354P105 289 3,900 SH X 3,900
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,579 51,840 SH X 51,840
FREEPORT-MCMORAN COPPER & GO COM 35671D857 40 1,300 SH X 1,300
GENERAL DYNAMICS CORP COM 369550108 315 5,545 SH X 5,545
GENERAL ELECTRIC CO COM 369604103 197 12,973 SH X 12,173 800
GENERAL ELECTRIC CO COM 369604103 31 2,060 SH X 1,100 960
GENERAL MLS INC COM 370334104 1,223 31,781 SH X 31,781
HEWLETT PACKARD CO COM 428236103 1,036 46,160 SH X 46,160
HEWLETT PACKARD CO COM 428236103 122 5,435 SH X 4,975 460
HORMEL FOODS CORP COM 440452100 806 29,820 SH X 29,820
HORMEL FOODS CORP COM 440452100 54 2,000 SH X 2,000
INTERNATIONAL BUSINESS MACHS COM 459200101 3,747 21,430 SH X 21,430
INTERNATIONAL BUSINESS MACHS COM 459200101 783 4,476 SH X 4,476
ISHARES TR BARCLYS TIPS BD 464287176 5,282 46,213 SH X 46,213
ISHARES TR BARCLYS TIPS BD 464287176 123 1,077 SH X 1,077
ISHARES TR S&P 500 INDEX 464287200 1,057 9,299 SH X 9,299
ISHARES TR S&P 500 INDEX 464287200 455 4,000 SH X 4,000
ISHARES TR BARCLY USAGG B 464287226 1,742 15,823 SH X 15,823
ISHARES TR BARCLY USAGG B 464287226 11 100 SH X 100
ISHARES TR MSCI EMERG MKT 464287234 252 7,182 SH X 7,182
ISHARES TR MSCI EMERG MKT 464287234 35 1,000 SH X 1,000
ISHARES TR IBOXX INV CPBD 464287242 7,783 69,302 SH X 69,302
ISHARES TR IBOXX INV CPBD 464287242 305 2,720 SH X 2,720
ISHARES TR BARCLYS 20+ YR 464287432 5,278 43,691 SH X 43,691
ISHARES TR BARCLYS 20+ YR 464287432 136 1,126 SH X 1,126
ISHARES TR BARCLYS 7-10 YR 464287440 4,371 41,600 SH X 41,600
1ISHARES TR BARCLYS 7-10 YR 464287440 55 522 SH X 522
ISHARES TR MSCI EAFE INDEX 464287465 545 11,400 SH X 11,400
ISHARES TR S&P MIDCAP 400 464287507 8,300 106,424 SH X 106,424
ISHARES TR COHEN&ST RLTY 464287564 21,460 349,745 SH X 349,745
ISHARES TR COHEN&ST RLTY 464287564 607 9,890 SH X 9,890
ISHARES TR S&P MC 400 GRW 464287606 7,932 88,292 SH X 88,292
ISHARES TR S&P MC 400 GRW 464287606 709 7,890 SH X 7,890
ISHARES TR S&P SMLCAP 600 464287804 617 10,536 SH X 10,536
ISHARES TR S&P SMLCP GROW 464287887 266 4,120 SH X 4,120
ISHARES TR S&P SMLCP GROW 464287887 100 1,550 SH X 1,550
ISHARES TR JPMORGAN USD 464288281 728 6,903 SH X 6,903
ISHARES TR BARCLYS CR BD 464288620 6,326 58,702 SH X 58,702
ISHARES TR BARCLYS CR BD 464288620 239 2,215 SH X 2,215
ISHARES TR BARCLYS 10-20YR 464288653 4,953 37,467 SH X 37,467
ISHARES TR BARCLYS 10-20YR 464288653 127 960 SH X 960
ISHARES TR 10+ YR CR BD 464289511 5,120 88,978 SH X 88,978
ISHARES TR 10+ YR CR BD 464289511 124 2,155 SH X 2,155
JPMORGAN CHASE & CO COM 46625H100 560 18,596 SH X 18,596
JPMORGAN CHASE & CO COM 46625H100 47 1,550 SH X 1,150 400
JOHNSON & JOHNSON COM 478160104 647 10,165 SH X 10,165
JOY GLOBAL INC COM 481165108 229 3,665 SH X 3,665
JOY GLOBAL INC COM 481165108 37 600 SH X 600
KBR INC COM 48242W106 470 19,910 SH X 19,910
KBR INC COM 48242W106 121 5,130 SH X 5,130
KIMBERLY CLARK CORP COM 494368103 6,843 96,362 SH X 75,182 21,180
KIMBERLY CLARK CORP COM 494368103 234 3,300 SH X 3,300
LSI CORPORATION COM 502161102 127 24,460 SH X 24,460
LABORATORY CORP AMER HLDGS COM NEW 50540R409 357 4,520 SH X 4,520
LINCOLN NATL CORP IND COM 534187109 986 63,065 SH X 63,065
LINCOLN NATL CORP IND COM 534187109 81 5,160 SH X 5,160
MCDONALDS CORP COM 580135101 1,362 15,504 SH X 15,504
MCDONALDS CORP COM 580135101 367 4,175 SH X 4,175
MCKESSON CORP COM 58155Q103 1,212 16,670 SH X 16,670
MCKESSON CORP COM 58155Q103 26 360 SH X 360
MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,202 25,641 SH X 25,641
MEDCO HEALTH SOLUTIONS INC COM 58405U102 38 800 SH X 800
MERCK & CO INC NEW COM 58933Y105 226 6,923 SH X 6,923
MERCK & CO INC NEW COM 58933Y105 7 200 SH X 200
METLIFE INC COM 59156R108 352 12,569 SH X 12,569
METROPCS COMMUNICATIONS INC COM 591708102 720 82,690 SH X 82,690
METROPCS COMMUNICATIONS INC COM 591708102 41 4,700 SH X 4,700
MICROSOFT CORP COM 594918104 396 15,895 SH X 15,895
MICROSOFT CORP COM 594918104 26 1,060 SH X 300 760
NATIONAL OILWELL VARCO INC COM 637071101 480 9,375 SH X 9,375
NEWFIELD EXPL CO COM 651290108 260 6,557 SH X 6,557
NEWFIELD EXPL CO COM 651290108 68 1,725 SH X 1,725
NIKE INC CL B 654106103 1,009 11,795 SH X 11,795
ONEOK INC NEW COM 682680103 1,653 25,030 SH X 25,030
ONEOK INC NEW COM 682680103 55 830 SH X 830
ORACLE CORP COM 68389X105 2,732 95,045 SH X 95,045
ORACLE CORP COM 68389X105 147 5,100 SH X 5,100
PEABODY ENERGY CORP COM 704549104 747 22,035 SH X 22,035
PEABODY ENERGY CORP COM 704549104 14 400 SH X 400
PEPSICO INC COM 713448108 317 5,129 SH X 5,129
PEPSICO INC COM 713448108 223 3,600 SH X 3,600
PHILIP MORRIS INTL INC COM 718172109 2,297 36,816 SH X 36,641 175
PHILIP MORRIS INTL INC COM 718172109 136 2,180 SH X 1,700 480
RAYMEDICA INC 719633CO5 0 40,000 SH X 40,000
POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 1,111 34,937 SH X 34,937
POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 1,069 34,063 SH X 34,063
1POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 1,155 71,458 SH X 71,458
POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1,168 47,531 SH X 47,531
POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 1,134 54,520 SH X 54,520
POWERSHARES ETF TRUST DYN FD & BEV 73935X849 911 50,785 SH X 50,785
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1,556 83,042 SH X 83,042
POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 1,052 50,647 SH X 50,647
PRICELINE COM INC COM NEW 741503403 721 1,605 SH X 1,605
PROCTER & GAMBLE CO COM 742718109 1,085 17,174 SH X 17,174
PROCTER & GAMBLE CO COM 742718109 72 1,135 SH X 835 300
PRUDENTIAL FINL INC COM 744320102 705 15,035 SH X 15,035
PRUDENTIAL FINL INC COM 744320102 37 800 SH X 800
REINSURANCE GROUP AMER INC COM NEW 759351604 715 15,555 SH X 15,555
REINSURANCE GROUP AMER INC COM NEW 759351604 96 2,095 SH X 2,095
REVLON INC PFD SER A 761525708 88 14,807 SH X 14,807
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 213 8,488 SH X 8,488
SPDR SERIES TRUST DB INT GVT ETF 78464A490 261 4,570 SH X 4,570
SAVE THE WORLD AIR INC COM 805147105 427 1,714,020 SH X 1,714,020
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 476 12,800 SH X 12,800
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 12 320 SH X 320
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 152 10,950 SH X 10,950
STARBUCKS CORP COM 855244109 206 5,525 SH X 5,525
STERICYCLE INC COM 858912108 373 4,625 SH X 4,625
STERICYCLE INC COM 858912108 129 1,600 SH X 1,600
TJX COS INC NEW COM 872540109 1,574 28,381 SH X 28,381
TJX COS INC NEW COM 872540109 266 4,800 SH X 4,800
THERMO FISHER SCIENTIFIC INC COM 883556102 1,268 25,035 SH X 25,035
THERMO FISHER SCIENTIFIC INC COM 883556102 103 2,030 SH X 2,030
TRAVELERS COMPANIES INC COM 89417E109 212 4,360 SH X 4,360
US BANCORP DEL COM NEW 902973304 333 14,139 SH X 14,139
UNION PAC CORP COM 907818108 492 6,020 SH X 6,020
UNION PAC CORP COM 907818108 49 600 SH X 600
UNITED TECHNOLOGIES CORP COM 913017109 1,317 18,715 SH X 18,715
UNITED TECHNOLOGIES CORP COM 913017109 7 100 SH X 100
UNITEDHEALTH GROUP INC COM 91324P102 683 14,801 SH X 14,801
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 3,909 42,597 SH X 42,597
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2,004 22,865 SH X 22,865
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 237 2,705 SH X 2,705
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 278 3,580 SH X 3,580
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 75 965 SH X 965
VANGUARD INDEX FDS REIT ETF 922908553 460 9,035 SH X 9,035
VANGUARD INDEX FDS REIT ETF 922908553 104 2,050 SH X 2,050
VANGUARD INDEX FDS SML CP GRW ETF 922908595 320 4,787 SH X 4,787
VANGUARD INDEX FDS TOTAL STK MKT 922908769 27,008 467,913 SH X 467,913
VANGUARD INDEX FDS TOTAL STK MKT 922908769 33 570 SH X 570
VIACOM INC NEW CL B 92553P201 512 13,220 SH X 13,220
VIACOM INC NEW CL B 92553P201 24 610 SH X 610
VISHAY INTERTECHNOLOGY INC COM 928298108 483 57,725 SH X 57,725
VISHAY INTERTECHNOLOGY INC COM 928298108 9 1,070 SH X 1,070
WAL MART STORES INC COM 931142103 786 15,150 SH X 15,150
WAL MART STORES INC COM 931142103 26 500 SH X 500
WALGREEN CO COM 931422109 306 9,318 SH X 9,318
WATSON PHARMACEUTICALS INC COM 942683103 567 8,305 SH X 8,305
WISCONSIN ENERGY CORP COM 976657106 246 7,860 SH X 7,860
WISDOMTREE TRUST BRAZILN RL ETF 97717W240 2,483 101,684 SH X 101,684
FINAL TOTALS 254,129
FORM 13F INFORMATION TABLE ENTRY TOTAL 227