-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBXp34lzZAQAzrgqRNML2OG8dEREkp9Ekw0reHe2jLIBC15eD3vMTtQ7AeV5GpvZ 02/73lK2NxCvCg3tydsvjg== 0001352547-10-000001.txt : 20100106 0001352547-10-000001.hdr.sgml : 20100106 20100106162632 ACCESSION NUMBER: 0001352547-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 EFFECTIVENESS DATE: 20100106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Private Trust Co. CENTRAL INDEX KEY: 0001352547 IRS NUMBER: 200419639 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11818 FILM NUMBER: 10511880 BUSINESS ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 BUSINESS PHONE: 920 967-5020 MAIL ADDRESS: STREET 1: 333 N. COMMERCIAL ST. SUIET 300 CITY: NEENAH STATE: WI ZIP: 54956 13F-HR 1 ptr-289_f1312312009.txt 1REPORT PTR289 5F LEGACY PRIVATE TRUST CO SECURITIES AND EXCHANGE COMMISSION FORM 13F 01/05/10 PAGE 1 AS OF 12/31/09 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,505 36,257 SH X 36,257 COVIDIEN PLC SHS G2554F105 1,207 25,205 SH X 25,205 COVIDIEN PLC SHS G2554F105 89 1,860 SH X 1,860 EVEREST RE GROUP LTD COM G3223R108 998 11,648 SH X 11,648 EVEREST RE GROUP LTD COM G3223R108 3 40 SH X 40 XL CAP LTD CL A G98255105 779 42,485 SH X 42,485 ACE LTD SHS H0023R105 1,018 20,190 SH X 20,190 ACE LTD SHS H0023R105 76 1,510 SH X 1,510 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 214 5,260 SH X 5,260 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 100 2,450 SH X 2,450 TRANSOCEAN LTD REG SHS H8817H100 1,146 13,835 SH X 13,835 TRANSOCEAN LTD REG SHS H8817H100 112 1,350 SH X 1,350 AFLAC INC COM 001055102 1,933 41,801 SH X 41,801 AFLAC INC COM 001055102 136 2,950 SH X 2,950 AT&T INC COM 00206R102 186 6,646 SH X 6,646 AT&T INC COM 00206R102 133 4,740 SH X 4,740 ABBOTT LABS COM 002824100 1,250 23,155 SH X 23,155 ABBOTT LABS COM 002824100 27 500 SH X 500 ADVANCE AUTO PARTS INC COM 00751Y106 216 5,340 SH X 5,340 ADVANCE AUTO PARTS INC COM 00751Y106 134 3,300 SH X 3,300 AETNA INC NEW COM 00817Y108 490 15,472 SH X 15,472 AETNA INC NEW COM 00817Y108 117 3,700 SH X 3,700 ALLIANCE DATA SYSTEMS CORP COM 018581108 585 9,060 SH X 9,060 ALTRIA GROUP INC COM 02209S103 501 25,515 SH X 25,515 ALTRIA GROUP INC COM 02209S103 108 5,500 SH X 5,325 175 AMERICAN FINL GROUP INC OHIO COM 025932104 478 19,175 SH X 19,175 APOLLO GROUP INC CL A 037604105 298 4,920 SH X 4,920 ASHLAND INC NEW COM 044209104 204 5,140 SH X 5,140 ASSOCIATED BANC CORP COM 045487105 5,470 496,787 SH X 496,787 BP PLC SPONSORED ADR 055622104 451 7,772 SH X 7,772 BECTON DICKINSON & CO COM 075887109 785 9,950 SH X 9,950 BEMIS INC COM 081437105 1,665 56,164 SH X 21,306 34,858 BEMIS INC COM 081437105 12 400 SH X 400 BHP BILLITON LTD SPONSORED ADR 088606108 321 4,190 SH X 4,190 BRISTOL MYERS SQUIBB CO COM 110122108 165 6,550 SH X 6,550 BRISTOL MYERS SQUIBB CO COM 110122108 139 5,500 SH X 5,500 CVS CAREMARK CORPORATION COM 126650100 634 19,668 SH X 19,668 CVS CAREMARK CORPORATION COM 126650100 94 2,911 SH X 1,455 1,456 CENTURYTEL INC COM 156700106 1,366 37,720 SH X 37,720 CENTURYTEL INC COM 156700106 94 2,603 SH X 2,603 CHEVRON CORP NEW COM 166764100 1,065 13,835 SH X 13,435 400 CHEVRON CORP NEW COM 166764100 85 1,100 SH X 1,100 CHUBB CORP COM 171232101 596 12,125 SH X 12,125 CISCO SYS INC COM 17275R102 523 21,862 SH X 21,862 COACH INC COM 189754104 316 8,640 SH X 8,640 COCA COLA CO COM 191216100 267 4,686 SH X 4,686 COCA COLA CO COM 191216100 14 250 SH X 250 COLGATE PALMOLIVE CO COM 194162103 249 3,025 SH X 3,025 CONOCOPHILLIPS COM 20825C104 256 5,020 SH X 4,520 500 DANAHER CORP DEL COM 235851102 752 10,006 SH X 10,006 DARDEN RESTAURANTS INC COM 237194105 299 8,530 SH X 8,530 DOMINION RES INC VA NEW COM 25746U109 836 21,480 SH X 21,480 DOMINION RES INC VA NEW COM 25746U109 5 120 SH X 120 1DR PEPPER SNAPPLE GROUP INC COM 26138E109 424 14,975 SH X 14,975 EATON VANCE MUNS TR TRADL NATL MUN 27826L330 505 52,964 SH X 52,964 ENSCO INTL LTD SPONSORED ADR 29358Q109 573 14,350 SH X 14,350 EXPRESS SCRIPTS INC COM 302182100 2,002 23,163 SH X 23,163 EXPRESS SCRIPTS INC COM 302182100 138 1,600 SH X 1,600 EXXON MOBIL CORP COM 30231G102 1,640 24,044 SH X 24,044 EXXON MOBIL CORP COM 30231G102 183 2,680 SH X 2,680 FPL GROUP INC COM 302571104 123 2,335 SH X 2,335 FPL GROUP INC COM 302571104 109 2,070 SH X 2,070 FIDELITY NATL INFORMATION SV COM 31620M106 193 8,234 SH X 8,234 FIDELITY NATL INFORMATION SV COM 31620M106 41 1,742 SH X 1,742 FISERV INC COM 337738108 1,391 28,685 SH X 28,685 FISERV INC COM 337738108 147 3,025 SH X 3,025 FLOWSERVE CORP COM 34354P105 588 6,220 SH X 6,220 FREEPORT-MCMORAN COPPER & GO COM 35671D857 210 2,620 SH X 2,620 GENERAL DYNAMICS CORP COM 369550108 486 7,130 SH X 7,130 GENERAL DYNAMICS CORP COM 369550108 111 1,625 SH X 1,625 GENERAL MLS INC COM 370334104 715 10,097 SH X 10,097 GENWORTH FINL INC COM CL A 37247D106 172 15,190 SH X 15,190 GOLDMAN SACHS GROUP INC COM 38141G104 629 3,725 SH X 3,725 HEWLETT PACKARD CO COM 428236103 1,859 36,085 SH X 36,085 HEWLETT PACKARD CO COM 428236103 398 7,725 SH X 7,225 500 HORMEL FOODS CORP COM 440452100 523 13,595 SH X 13,595 INTERNATIONAL BUSINESS MACHS COM 459200101 3,223 24,620 SH X 24,620 INTERNATIONAL BUSINESS MACHS COM 459200101 356 2,721 SH X 2,721 ISHARES COMEX GOLD TR ISHARES 464285105 320 2,985 SH X 2,985 ISHARES INC MSCI PAC J IDX 464286665 14,436 348,959 SH X 348,959 ISHARES INC MSCI PAC J IDX 464286665 542 13,105 SH X 13,105 ISHARES TR INDEX S&P 500 INDEX 464287200 787 7,040 SH X 7,040 ISHARES TR INDEX BARCLY USAGG B 464287226 10,472 101,480 SH X 101,480 ISHARES TR INDEX BARCLY USAGG B 464287226 114 1,100 SH X 1,100 ISHARES TR INDEX MSCI EMERG MKT 464287234 19,149 461,416 SH X 461,416 ISHARES TR INDEX MSCI EMERG MKT 464287234 557 13,415 SH X 13,415 ISHARES TR INDEX IBOXX INV CPBD 464287242 13,010 124,912 SH X 124,912 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 1,597 18,028 SH X 18,028 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1,181 14,235 SH X 14,235 ISHARES TR INDEX MSCI EAFE IDX 464287465 596 10,775 SH X 10,775 ISHARES TR INDEX S&P MIDCAP 400 464287507 470 6,492 SH X 6,492 ISHARES TR INDEX COHEN&ST RLTY 464287564 561 10,686 SH X 10,686 ISHARES TR INDEX S&P MC 400 GRW 464287606 14,276 183,715 SH X 183,715 ISHARES TR INDEX S&P MC 400 GRW 464287606 659 8,475 SH X 8,475 ISHARES TR INDEX S&P SMLCAP 600 464287804 247 4,506 SH X 4,506 ISHARES TR S&P NTL AMTFREE 464288414 5,512 53,644 SH X 53,644 ISHARES TR S&P NTL AMTFREE 464288414 120 1,165 SH X 1,165 ISHARES TR BARCLYS CR BD 464288620 7,460 74,205 SH X 74,205 ISHARES TR BARCLYS CR BD 464288620 112 1,110 SH X 1,110 ISHARES TR US PFD STK IDX 464288687 1,454 39,624 SH X 39,624 JOHNSON & JOHNSON COM 478160104 1,193 18,523 SH X 18,523 JOHNSON & JOHNSON COM 478160104 13 200 SH X 200 JOY GLOBAL INC COM 481165108 1,655 32,100 SH X 32,100 JOY GLOBAL INC COM 481165108 124 2,395 SH X 2,395 KELLOGG CO COM 487836108 202 3,800 SH X 3,800 KIMBERLY CLARK CORP COM 494368103 10,164 159,537 SH X 126,537 33,000 KIMBERLY CLARK CORP COM 494368103 147 2,300 SH X 2,300 L-3 COMMUNICATIONS HLDGS INC COM 502424104 375 4,310 SH X 4,310 LABORATORY CORP AMER HLDGS COM NEW 50540R409 431 5,755 SH X 5,755 LENDER PROCESSING SVCS INC COM 52602E102 259 6,360 SH X 6,360 LILLY ELI & CO COM 532457108 234 6,562 SH X 3,000 3,562 LINCOLN NATL CORP IND COM 534187109 279 11,225 SH X 11,225 LINCOLN NATL CORP IND COM 534187109 4 150 SH X 150 1LOCKHEED MARTIN CORP COM 539830109 245 3,255 SH X 3,255 LOCKHEED MARTIN CORP COM 539830109 38 500 SH X 500 LORILLARD INC COM 544147101 328 4,085 SH X 4,085 MARSHALL & ILSLEY CORP NEW COM 571837103 131 24,043 SH X 23,543 500 MARSHALL & ILSLEY CORP NEW COM 571837103 11 2,000 SH X 2,000 MCDONALDS CORP COM 580135101 1,659 26,566 SH X 26,566 MCDONALDS CORP COM 580135101 11 175 SH X 175 MCKESSON CORP COM 58155Q103 319 5,100 SH X 5,100 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,628 25,477 SH X 25,477 MEDCO HEALTH SOLUTIONS INC COM 58405U102 113 1,770 SH X 1,770 MERCK & CO INC NEW COM 58933Y105 225 6,165 SH X 6,165 MERCK & CO INC NEW COM 58933Y105 18 500 SH X 500 METLIFE INC COM 59156R108 351 9,940 SH X 9,940 MICROSOFT CORP COM 594918104 781 25,630 SH X 25,630 MICROSOFT CORP COM 594918104 85 2,800 SH X 1,800 1,000 NEWFIELD EXPL CO COM 651290108 183 3,790 SH X 3,790 NEWFIELD EXPL CO COM 651290108 83 1,725 SH X 1,725 NIKE INC CL B 654106103 1,378 20,850 SH X 20,850 OCCIDENTAL PETE CORP DEL COM 674599105 709 8,720 SH X 8,720 ORACLE CORP COM 68389X105 2,289 93,310 SH X 93,310 ORACLE CORP COM 68389X105 125 5,100 SH X 5,100 PG&E CORP COM 69331C108 530 11,877 SH X 11,877 PEPSICO INC COM 713448108 688 11,324 SH X 11,324 PFIZER INC COM 717081103 219 12,040 SH X 12,040 PHILIP MORRIS INTL INC COM 718172109 2,017 41,860 SH X 41,860 PHILIP MORRIS INTL INC COM 718172109 99 2,050 SH X 1,700 350 RAYMEDICA INC 719633CO5 0 40,000 SH X 40,000 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1,120 52,064 SH X 52,064 PROCTER & GAMBLE CO COM 742718109 1,224 20,185 SH X 20,185 PROCTER & GAMBLE CO COM 742718109 172 2,835 SH X 2,535 300 QUEST DIAGNOSTICS INC COM 74834L100 304 5,040 SH X 5,040 REVLON INC PFD SER A 761525708 230 14,807 SH X 14,807 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 241 7,738 SH X 7,738 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 58 1,870 SH X 1,870 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 10,400 410,596 SH X 410,596 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 49 1,935 SH X 1,935 SAVE THE WORLD AIR INC COM 805147105 9 16,000 SH X 16,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,518 46,020 SH X 46,020 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,434 48,181 SH X 48,181 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,452 100,817 SH X 100,817 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,607 70,099 SH X 70,099 TJX COS INC NEW COM 872540109 899 24,590 SH X 24,590 TJX COS INC NEW COM 872540109 175 4,800 SH X 4,800 TARGET CORP COM 87612E106 304 6,280 SH X 6,280 THERMO FISHER SCIENTIFIC INC COM 883556102 783 16,410 SH X 16,410 THERMO FISHER SCIENTIFIC INC COM 883556102 8 175 SH X 175 UNILEVER N V N Y SHS NEW 904784709 379 11,716 SH X 11,716 UNITED TECHNOLOGIES CORP COM 913017109 1,415 20,385 SH X 20,385 UNITED TECHNOLOGIES CORP COM 913017109 7 100 SH X 100 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 381 9,282 SH X 9,282 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4,225 70,574 SH X 70,574 VANGUARD INDEX FDS MID CAP ETF 922908629 270 4,507 SH X 4,507 VANGUARD INDEX FDS SMALL CP ETF 922908751 203 3,531 SH X 3,531 VANGUARD INDEX FDS STK MRK ETF 922908769 11,761 208,644 SH X 208,644 WAL MART STORES INC COM 931142103 896 16,760 SH X 16,760 WAL MART STORES INC COM 931142103 16 300 SH X 150 150 WATSON PHARMACEUTICALS INC COM 942683103 431 10,890 SH X 10,890 XTO ENERGY INC COM 98385X106 1,046 22,475 SH X 22,475 XTO ENERGY INC COM 98385X106 47 1,000 SH X 500 500
FINAL TOTALS 213,280 FORM 13F INFORMATION TABLE ENTRY TOTAL 172 -----END PRIVACY-ENHANCED MESSAGE-----