0001352526-16-000016.txt : 20161025 0001352526-16-000016.hdr.sgml : 20161025 20161025131120 ACCESSION NUMBER: 0001352526-16-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Financial Management Inc. CENTRAL INDEX KEY: 0001352526 IRS NUMBER: 222937447 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11822 FILM NUMBER: 161949941 BUSINESS ADDRESS: STREET 1: 1 CONSTITUTION PLAZA FLOOR 9 CITY: HARTFORD STATE: CT ZIP: 06103-1816 BUSINESS PHONE: 860-241-0028 MAIL ADDRESS: STREET 1: 1 CONSTITUTION PLAZA FLOOR 9 CITY: HARTFORD STATE: CT ZIP: 06103-1816 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352526 XXXXXXXX 09-30-2016 09-30-2016 Hartford Financial Management Inc.

1 CONSTITUTION PLAZA FLOOR 9 HARTFORD CT 06103-1816

13F HOLDINGS REPORT 028-11822 N Ann E. Cohen 860-241-0028 Ann E. Cohen Hartford CT 10-25-2016 0 322 164563 false INFORMATION TABLE 2 Rept13fhr093016.xml REPORT 13F-HR 093016 3D Systems Corp COM 88554D205 30 1700 SH SOLE 1700 0 0 3M Company COM 88579Y101 110 628 SH SOLE 628 0 0 Abbott Labs COM 002824100 2386 56437 SH SOLE 55337 0 1100 AbbVie Inc COM 00287Y109 66 1060 SH SOLE 1060 0 0 Abeona Therapeutics Inc COM 00289Y107 13 2300 SH SOLE 2300 0 0 Actinium Pharmaceuticals Inc COM 00507W107 9 7000 SH SOLE 7000 0 0 Adams Natural Resources Fund Inc COM 00548F105 5 273 SH SOLE 273 0 0 Adobe Systems Inc. COM 00724F101 192 1770 SH SOLE 1770 0 0 Aetna Inc. COM 00817Y108 73 640 SH SOLE 640 0 0 AFLAC Inc. COM 001055102 6 88 SH SOLE 88 0 0 Agilent Technologies, Inc. COM 00846U101 4 100 SH SOLE 100 0 0 Air Products & Chemicals Inc. COM 009158106 9 65 SH SOLE 65 0 0 Alliant Energy Corp. COM 018802108 22 598 SH SOLE 598 0 0 Allstate Corp COM 020002101 12 184 SH SOLE 184 0 0 Alphabet Inc Class A COM CL A 02079K305 267 333 SH SOLE 333 0 0 Alphabet Inc Class C COM CL C 02079K107 262 338 SH SOLE 338 0 0 Altria Group Inc. COM 02209S103 229 3622 SH SOLE 3622 0 0 Amazon.com Inc. COM 023135106 397 475 SH SOLE 475 0 0 American Elecric Power Co. COM 025537101 151 2360 SH SOLE 2360 0 0 American Express Company COM 025816109 442 6910 SH SOLE 6250 0 660 American International Group COM 026874784 2 50 SH SOLE 50 0 0 Amgen Inc. COM 031162100 66 396 SH SOLE 396 0 0 Anadarko Petroleum Corp COM 032511107 47 750 SH SOLE 750 0 0 Anthem Inc COM 036752103 18 146 SH SOLE 146 0 0 Apache Corp. COM 037411105 580 9087 SH SOLE 9087 0 0 Apple Computer Inc. COM 037833100 1196 10581 SH SOLE 10406 0 175 Applied Materials Inc. COM 038222105 909 30156 SH SOLE 30156 0 0 AQR Style Premia Alternative Fund I COM 00203H420 211 21462 SH SOLE 18835 0 2627 Archer Daniels Midland Company COM 039483102 12 300 SH SOLE 300 0 0 Ark Genomic Revolution Multi Sector ETF ETF 00214Q302 21 1099 SH SOLE 1099 0 0 Ark Industrial Innovation ETF ETF 00214Q203 4256 190289 SH SOLE 187503 0 2786 Ark Innovation ETF ETF 00214Q104 11 540 SH SOLE 210 0 330 Ark Web x.0 ETF ETF 00214Q401 12 476 SH SOLE 476 0 0 Arthur J Gallagher & Co COM 363576109 14 290 SH SOLE 290 0 0 Astrazeneca PLC-Spons ADR SPONS ADR 46353108 2 70 SH SOLE 70 0 0 AT&T Inc COM 00206R102 2133 52531 SH SOLE 51509 0 1022 Automatic Data Processing COM 053015103 2840 32208 SH SOLE 31508 0 700 Avalonbay Communities Inc. COM 053484101 12 68 SH SOLE 68 0 0 Bank of America Corp. COM 060505104 249 15921 SH SOLE 15221 0 700 Bank of Hawaii Corp COM 062540109 7 110 SH SOLE 110 0 0 Bard (C.R.) Inc. COM 067383109 2 10 SH SOLE 10 0 0 Barnes Group Inc. COM 067806109 48 1200 SH SOLE 1200 0 0 Baxter International COM 071813109 690 14500 SH SOLE 14300 0 200 Baytex Energy Corp COM 07317Q105 8 2000 SH SOLE 2000 0 0 BB&T Corporation COM 054937107 138 3673 SH SOLE 2673 0 1000 Becton Dickinson & Co COM 075887109 45 252 SH SOLE 252 0 0 Berkshire Hills Bancorp COM 084680107 191 6894 SH SOLE 6894 0 0 Biogen Idec Inc. COM 09062X103 35 115 SH SOLE 115 0 0 Black Stone Minerals LP PTNRSHP UTS 09225M101 5 311 SH SOLE 311 0 0 Blackstone Group LP/THE PTNRSHP UTS 09253U108 13 515 SH SOLE 515 0 0 Boeing Company COM 097023105 1096 8320 SH SOLE 8320 0 0 BP Amoco PLC COM 055622104 154 4400 SH SOLE 3500 0 900 Bristol Myers Squibb Co. COM 110122108 3724 69080 SH SOLE 65611 0 3469 Brixmor Property Group Inc COM 11120U105 5 188 SH SOLE 188 0 0 Cabot Oil & Gas Corp COM 127097103 22 880 SH SOLE 0 0 880 Campbell Soup Company COM 134429109 6 111 SH SOLE 111 0 0 Canadian National Railway COM 136375102 32 503 SH SOLE 503 0 0 Capital One Financial Corp. COM 14040H105 73 1025 SH SOLE 1025 0 0 Cardinal Health Inc. COM 14149Y108 14 185 SH SOLE 185 0 0 Carnival Corp COM 143658300 11 235 SH SOLE 235 0 0 Caterpillar COM 149123101 1161 13079 SH SOLE 12679 0 400 Celgene Corp. COM 151020104 52 500 SH SOLE 500 0 0 Celldex Therapeutics Inc COM 15117B103 1 273 SH SOLE 273 0 0 Centerpoint Energy COM 15189T107 276 11901 SH SOLE 10901 0 1000 CenturyLink Inc COM 156700106 2 87 SH SOLE 87 0 0 Charles Schwab Corp. COM 808513105 65 2077 SH SOLE 2077 0 0 ChevronTexaco Corp. COM 166764100 2810 27306 SH SOLE 27181 0 125 CIGNA Corp COM 125509109 893 6857 SH SOLE 6857 0 0 CIGNA Corp COM 125509109 71 547 SH OTR 0 0 547 Cisco Systems Inc. COM 17275R102 261 8255 SH SOLE 8255 0 0 Citigroup Inc. COM 172967424 147 3116 SH SOLE 3116 0 0 Cliffs Natural Resources COM 18683K101 32 5600 SH SOLE 5000 0 600 Clorox Company COM 189054109 12 99 SH SOLE 99 0 0 Coach Inc. COM 189754104 3 102 SH SOLE 102 0 0 Coca Cola Company COM 191216100 385 9100 SH SOLE 9100 0 0 Cognex Corp COM 192422103 8 162 SH SOLE 162 0 0 Colgate Palmolive Company COM 194162103 344 4650 SH SOLE 4650 0 0 Comcast Corp - Class A COM CL A 20030N101 413 6240 SH SOLE 6240 0 0 Community Bank System Inc COM 203607106 240 5000 SH SOLE 5000 0 0 Computer Associates Intl Inc COM 12673P105 296 8976 SH SOLE 8976 0 0 Conagra Inc. COM 205887102 65 1400 SH SOLE 1400 0 0 ConocoPhillips COM 20825C104 737 16976 SH SOLE 16726 0 250 Consolidated Edison COM 209115104 1 25 SH SOLE 25 0 0 Corning Inc COM 219350105 1417 59938 SH SOLE 58813 0 1125 Costco Wholesale Corp. COM 22160K105 2553 16744 SH SOLE 16744 0 0 CSX Corp COM 126408103 2214 72622 SH SOLE 69572 0 3050 CVS Corporation COM 126650100 5352 60151 SH SOLE 59711 0 440 Danaher Corp COM 235851102 2902 37024 SH SOLE 36674 0 350 Deere & Co. COM 244199105 103 1210 SH SOLE 1210 0 0 Dell Technologies In Cl-V COM CL V 24703L103 373 7813 SH SOLE 7692 0 121 Delmar Pharmaceuticals Inc COM 247078207 1 180 SH SOLE 180 0 0 Devon Energy Corporation COM 25179M103 5 136 SH SOLE 136 0 0 Diamond Hill Long Short Fund CL I COM CL I 25264S833 51 2050 SH SOLE 2050 0 0 Dollar General COM 256677105 13 200 SH SOLE 200 0 0 Dominion Resources COM 25746U109 721 9712 SH SOLE 9712 0 0 Dow Chemical COM 260543103 576 11132 SH SOLE 10132 0 1000 Dr Pepper Snapple Group Inc COM 26138E109 18 200 SH SOLE 200 0 0 Duke Energy Corp. COM 26441C204 122 1532 SH SOLE 1033 0 499 duPont deNemours COM 263534109 1994 29780 SH SOLE 27980 0 1800 Ebay Inc COM 278642103 117 3570 SH SOLE 3570 0 0 Edwards Lifesciences CP COM 28176E108 9 80 SH SOLE 80 0 0 Emerson Electric Company COM 291011104 16 300 SH SOLE 0 0 300 Enbridge Energy Partners LP PTNRSHP UTS 29250R106 6 240 SH SOLE 240 0 0 Energy Select Sector SPDR Fund COM 81369Y506 8 124 SH SOLE 124 0 0 Energy Transfer Partners LP PTNRSHP UTS 29273R109 1086 29355 SH SOLE 26671 0 2684 Enterprise Products Partners PTNRSHP UTS 293792107 1163 42110 SH SOLE 40510 0 1600 EPR Properties COM 26884U109 12 159 SH SOLE 159 0 0 Equitable Resources Inc. COM 26884L109 588 8110 SH SOLE 8110 0 0 Eversource Energy COM 30040W108 16 300 SH SOLE 300 0 0 Exone Corp COM 302104104 3 250 SH SOLE 0 0 250 Express Scripts Inc. COM 30219G108 134 1900 SH SOLE 1871 0 29 Exxon Mobil Corp COM 30231G102 2511 28770 SH SOLE 28470 0 300 Facebook Inc COM 30303M102 16 127 SH SOLE 77 0 50 Fidelity Select Health Care Portfolio COM 316390301 25 125 SH SOLE 125 0 0 Financial Select Sector SPDR Fund COM 81369Y605 2568 133070 SH SOLE 132820 0 250 First Trust Amex Bio Index COM 33733E203 5878 58956 SH SOLE 57956 0 1000 Ford Motor Co COM 345370860 28 2382 SH SOLE 1882 0 500 Forestar Real Estate Group COM 346233109 35 3000 SH SOLE 3000 0 0 Fortive Corp COM 34959J108 1021 20062 SH SOLE 19887 0 175 Fortune Brands HM & Sec COM 34964C106 6 117 SH SOLE 117 0 0 Franklin Street Properties COM 35471R106 68 5400 SH SOLE 5000 0 400 Freeport-McMoran Copper & Gold CL B COM CL B 35671D857 39 3600 SH SOLE 3000 0 600 Fresenius Medical Care ADR SPONS ADR 358029106 7 170 SH SOLE 170 0 0 Gannett Spinco Inc COM 36473H104 2 232 SH SOLE 232 0 0 GCP Applied Technologies COM 36164Y101 4 175 SH SOLE 175 0 0 General Electric COM 369604103 2052 69286 SH SOLE 66001 0 3285 General Mills COM 370334104 18 287 SH SOLE 287 0 0 General Motors COM 37045V100 7 250 SH SOLE 250 0 0 Genuine Parts Co. COM 372460105 1712 17050 SH SOLE 16350 0 700 Gilead Sciences COM 375558103 11 140 SH SOLE 140 0 0 Glaxo Hldg Plc ADR SPONS ADR 37733W105 34 800 SH SOLE 800 0 0 Goldman Sachs Group Inc. COM 38141G104 728 4516 SH SOLE 4516 0 0 Goldman Sachs MLP Energy Infrastructure PTNRSHP UTS 38145C232 68 8392 SH SOLE 8392 0 0 Great Plains Energy, Inc. COM 391164100 2 75 SH SOLE 75 0 0 Guidewire Software Inc COM 40171V100 10 175 SH SOLE 175 0 0 Harris & Harris Group Inc COM 413833104 3 2200 SH SOLE 2200 0 0 Harris Corp COM 413875105 10 114 SH SOLE 114 0 0 Hartford Financial Services Group COM 416515104 19 450 SH SOLE 450 0 0 Hasbro Inc. COM 418056107 13 174 SH SOLE 174 0 0 Health Care Select Sector SPDR Fund COM 81369Y209 215 2990 SH SOLE 2990 0 0 Helmerich & Payne COM 423452101 3 50 SH SOLE 50 0 0 Hershey Foods Corp COM 427866108 222 2324 SH SOLE 2324 0 0 Home Depot COM 437076102 2337 18162 SH SOLE 18162 0 0 Honeywell Inc. COM 438516106 2352 20175 SH SOLE 19925 0 250 HP Inc COM 40434L105 2 145 SH SOLE 145 0 0 IAC/InterActiveCorp COM 44919P508 2 40 SH SOLE 40 0 0 Illinois Tool Works COM 452308109 8 70 SH SOLE 70 0 0 Illumina Inc COM 452327109 49 275 SH SOLE 275 0 0 Ingevity Corp COM 45688C107 174 3782 SH SOLE 3074 0 708 Inovio Pharmaceuticals COM 45773H201 2 300 SH SOLE 300 0 0 Intel Corp. COM 458140100 3553 94145 SH SOLE 90305 0 3840 IntercontinentalExchange Group Inc COM 45866F104 26 100 SH SOLE 100 0 0 International Business Machines COM 459200101 794 5004 SH SOLE 5004 0 0 International Paper Company COM 460146103 629 13125 SH SOLE 12725 0 400 Irobot Corporation COM 462726100 5 125 SH SOLE 125 0 0 iShares DJ US HealthCare Sec ETF 464287762 7 50 SH SOLE 50 0 0 iShares DJ US Technology Sec ETF 464287721 10 90 SH SOLE 90 0 0 iShares NASDAQ Biotech Index ETF 464287556 2 10 SH SOLE 10 0 0 Ishares National Muni Bond ETF ETF 464288414 495 4396 SH SOLE 3761 0 635 iShares US Industrial Sect Index Fund ETF 464287754 6 57 SH SOLE 57 0 0 J.P. Morgan Chase & Co. COM 46625H100 3782 56810 SH SOLE 55810 0 1000 JetBlue Airways Corp. COM 477143101 1 110 SH SOLE 110 0 0 Johnson & Johnson COM 478160104 2331 19736 SH SOLE 18846 0 890 KeyCorp COM 493267108 2873 236106 SH SOLE 231906 0 4200 Keysight Technologies Inc COM 49338L103 1 50 SH SOLE 50 0 0 Kimberly Clark Corporation COM 494368103 2958 23456 SH SOLE 21966 0 1490 Kraft Heinz Co COM 500754106 2039 22788 SH SOLE 21255 0 1533 Liberty Property Trust COM 531172104 1788 44314 SH SOLE 41614 0 2700 Lilly (Eli) & Co. COM 532457108 26 334 SH SOLE 334 0 0 Lockheed Martin Corp. COM 539830109 20 84 SH SOLE 84 0 0 Lowe's Companies COM 548661107 988 13695 SH SOLE 13495 0 200 Magellan Midstream Partners LP PTNRSHP UTS 559080106 19 280 SH SOLE 280 0 0 Marathon Oil Corp COM 565849106 316 20015 SH SOLE 19815 0 200 Marathon Petroleum Corp COM 56585A102 1577 38874 SH SOLE 37524 0 1350 Mastercard Inc. - Class A COM CL A 57636Q104 213 2100 SH SOLE 2100 0 0 Mattel Inc. COM 577081102 3 116 SH SOLE 116 0 0 McDonald's Corporation COM 580135101 498 4319 SH SOLE 4141 0 178 McKesson HBOC Corp. COM 58155Q103 66 396 SH SOLE 396 0 0 Merck & Co Inc COM 58933Y105 1797 28802 SH SOLE 26152 0 2650 Metlife Inc. COM 59156R108 86 1942 SH SOLE 1942 0 0 Microsoft Corporation COM 594918104 1065 18505 SH SOLE 18205 0 300 Mondelez Intl Inc Cl A COM CL A 609207105 2514 57272 SH SOLE 55172 0 2100 National Fuel Gas Co. COM 636180101 908 16805 SH SOLE 15905 0 900 National Grid PLC COM 636274300 284 4000 SH SOLE 4000 0 0 National-Oilwell Varco Inc COM 637071101 2 67 SH SOLE 67 0 0 Netflix Inc COM 64110L106 58 590 SH SOLE 590 0 0 News Corp New Class A COM CL A 65249B109 1 100 SH SOLE 100 0 0 Nike Inc. - Cl B COM CL B 654106103 43 823 SH SOLE 823 0 0 Nisource Inc. COM 65473P105 178 7400 SH SOLE 7400 0 0 Norfolk Southern Corp COM 655844108 163 1682 SH SOLE 1682 0 0 Northwest Biotherapeutics Inc COM 66737P600 2 4000 SH SOLE 4000 0 0 Novartis AG-ADR SPONS ADR 66987V109 7 90 SH SOLE 90 0 0 Novo Nordisk A/S COM 670100205 6 152 SH SOLE 152 0 0 NRG Energy Inc. COM 629377508 1 145 SH SOLE 145 0 0 Nucor Corporation COM 670346105 177 3585 SH SOLE 2185 0 1400 Oasis Petroleum Inc COM 674215108 2 190 SH SOLE 190 0 0 Occidental Petroleum Corp COM 674599105 13 186 SH SOLE 186 0 0 Olin Corporation COM 680665205 10 500 SH SOLE 0 0 500 Omnicom Group COM 681919106 136 1600 SH SOLE 1600 0 0 One Gas Inc COM 68235P108 3 62 SH SOLE 62 0 0 Oracle Systems Corp. COM 68389X105 549 13982 SH SOLE 13282 0 700 Organovo Holdings Inc COM 68620A104 1 300 SH SOLE 300 0 0 Paccar Inc. COM 693718108 226 3850 SH SOLE 3850 0 0 Parker Hannifin Corp COM 701094104 2 20 SH SOLE 20 0 0 Paychex Inc. COM 704326107 1055 18243 SH SOLE 16043 0 2200 PayPal Holdings Inc COM 70450Y103 35 870 SH SOLE 870 0 0 Peoples United Financial COM 712704105 296 18751 SH SOLE 18751 0 0 PepsiCo Inc. COM 713448108 1792 16478 SH SOLE 16079 0 399 Pfizer Inc. COM 717081103 250 7403 SH SOLE 7403 0 0 Philip Morris International COM 718172109 431 4434 SH SOLE 4434 0 0 Phillips 66 COM 718546104 1280 15895 SH SOLE 15895 0 0 Plains All American Pipeline LP PTNRSHP UTS 726503105 1249 39795 SH SOLE 32311 0 7484 Plains GP Holdings LP Class A PTNRSHP UTS 72651A108 351 27200 SH SOLE 27200 0 0 PNC Financial Services Group COM 693475105 36 400 SH SOLE 400 0 0 Potlatch Corp. COM 737630103 1093 28123 SH SOLE 25873 0 2250 Powershares DB G10 Curr Harv ETF 73935Y102 5 239 SH SOLE 239 0 0 PowerShares DB Oil Fund ETF 73936B507 4 500 SH SOLE 500 0 0 PPL Corp COM 69351T106 9 287 SH SOLE 287 0 0 Praxair Inc. COM 74005P104 24 205 SH SOLE 205 0 0 Procter & Gamble COM 742718109 912 10172 SH SOLE 10069 0 103 Proshares Ultra Financials ETF 74347X633 10 140 SH SOLE 140 0 0 Proshares Ultrashort 20+ Yr Tsy Fund ETF 74347B201 262 8300 SH SOLE 8300 0 0 Prudential Financial COM 744320102 2 25 SH SOLE 25 0 0 Public Service Enterprise Group COM 744573106 104 2500 SH SOLE 2500 0 0 Qualcomm Inc. COM 747525103 106 1550 SH SOLE 1550 0 0 Rambus Inc COM 750917106 17 1405 SH SOLE 1405 0 0 Rayonier Inc COM 754907103 210 7950 SH SOLE 7150 0 800 Raytheon Company COM 755111507 91 670 SH SOLE 670 0 0 Real Estate Select Sector SPDR Fund COM 81369Y860 597 18223 SH SOLE 18189 0 34 Realty Income Corporation COM 756109104 50 750 SH SOLE 350 0 400 Regal Entertainment Group - A COM CL A 758766109 3255 149662 SH SOLE 142062 0 7600 Regions Financial Corp COM 7591EP100 41 4200 SH SOLE 2500 0 1700 Retail Properties America Inc CL A COM CL A 76131V202 7 476 SH SOLE 476 0 0 Reynolds American Inc COM 761713106 4 85 SH SOLE 85 0 0 Rite Aid Corp COM 767754104 1 250 SH SOLE 250 0 0 Rydex S&P Eq Wgt Con Discret ETF 78355W882 77 890 SH SOLE 890 0 0 Rydex S&P Eq Wgt HealthCare ETF 78355W841 3101 19932 SH SOLE 19782 0 150 Rydex S&P Eq Wgt Material ETF ETF 78355W825 213 2450 SH SOLE 2300 0 150 Rydex S&P Eq Wgt Technology ETF 78355W817 1324 12555 SH SOLE 11950 0 605 Rydex S&P Equal Wgt ETF ETF 78355W106 1019 12201 SH SOLE 2759 0 9442 S&P 500 Depositary Receipt COM 78462F103 228 1056 SH SOLE 488 0 568 Scana Corp. COM 80589M102 126 1750 SH SOLE 1750 0 0 Schlumberger COM 806857108 330 4201 SH SOLE 4201 0 0 Schwab US REIT ETF ETF 808524847 107 2526 SH SOLE 2526 0 0 Shire Pharmaceuticals GR-ADR SPONS ADR 82481R106 383 1977 SH SOLE 1948 0 29 Sierra Wireless Inc COM 826516106 8 590 SH SOLE 590 0 0 Southern Company COM 842587107 315 6142 SH SOLE 4542 0 1600 SouthWest Airlines COM 844741108 7 200 SH SOLE 0 0 200 SPDR Gold Trust COM 78463V107 325 2590 SH SOLE 2540 0 50 Spectra Energy Corp COM 847560109 1678 39259 SH SOLE 39259 0 0 Spectra Energy Partners LLC COM 84756N109 109 2500 SH SOLE 200 0 2300 Stanley Black & Decker Inc COM 854502101 491 3998 SH SOLE 3102 0 896 Staples Inc. COM 855030102 4 484 SH SOLE 484 0 0 Starbucks Corp COM 855244109 8 155 SH SOLE 155 0 0 State Street Corp. COM 857477103 1 25 SH SOLE 25 0 0 Suburban Propane Partners LP PTNRSHP UTS 864482104 16 500 SH SOLE 325 0 175 Sunoco Logistics Partners LP PTNRSHP UTS 86764L108 18 660 SH SOLE 660 0 0 Suntrust Banks Inc. COM 867914103 21 500 SH SOLE 500 0 0 Swan Defined Risk - Inst COM 66538E606 185 15710 SH SOLE 15710 0 0 T Rowe Price Global Technology Fund COM 741494108 5455 358914 SH SOLE 350965 0 7949 Target Corp. COM 87612E106 1566 22803 SH SOLE 22603 0 200 TC Pipelines LP PTNRSHP UTS 87233Q108 131 2314 SH SOLE 800 0 1514 Technology Select Sector SPDR Fund ETF 81369Y803 32 675 SH SOLE 675 0 0 Tegna Inc COM 87901J105 10 466 SH SOLE 466 0 0 Terex Corp COM 880779103 12 500 SH SOLE 0 0 500 TerraVia Holdings Inc COM 88105A106 2 900 SH SOLE 900 0 0 Teva Pharmaceutical - SP ADR SPONS ADR 881624209 29 635 SH SOLE 35 0 600 Texas Instruments, Inc COM 882508104 1114 15875 SH SOLE 15375 0 500 Textron Inc. COM 883203101 15 400 SH SOLE 400 0 0 Thermo Fisher Scientific COM 883556102 10 64 SH SOLE 64 0 0 Tiffany & Co. COM 886547108 108 1500 SH SOLE 1500 0 0 Time Warner Inc. COM 887317303 17 224 SH SOLE 224 0 0 Toronto-Dominion Bank COM 891160509 98 2210 SH SOLE 2210 0 0 Tortoise Energy Infrastructure Corp LP PTNRSHP UTS 89147L100 131 4263 SH SOLE 4263 0 0 Toyota Motor Corp ADR SPONS ADR 892331307 8 71 SH SOLE 71 0 0 Travelers Inc. COM 89417E109 148 1295 SH SOLE 1295 0 0 Trimble Navigation LTD COM 896239100 4 175 SH SOLE 175 0 0 Tupperware Brands Corp COM 899896104 3 52 SH SOLE 52 0 0 Twenty-First Century Fox Inc COM 90130A101 1280 52875 SH SOLE 52875 0 0 UGI Corporation COM 902681105 178 3949 SH SOLE 3949 0 0 Ulta Salon Cosmetics & Fragrance Inc COM 90384S303 2 10 SH SOLE 10 0 0 Umpqua Holdings Corp COM 904214103 7 500 SH SOLE 0 0 500 Under Armour In Class C COM CL C 904311206 14 417 SH SOLE 417 0 0 Under Armour Inc Class A COM CL A 904311107 16 415 SH SOLE 415 0 0 Unilever NV COM 904784709 87 1900 SH SOLE 900 0 1000 Unilever PLC-Spons ADR SPONS ADR 904767704 33 716 SH SOLE 416 0 300 Union Pacific Corp COM 907818108 1343 13780 SH SOLE 13780 0 0 United Financial Bancorp Inc COM 910304104 2 189 SH SOLE 189 0 0 United Parcel Service - Cl B COM CL B 911312106 8 74 SH SOLE 74 0 0 United Technologies COM 913017109 4212 41460 SH SOLE 40330 0 1130 UnitedHealth Group Inc. COM 91324P102 499 3565 SH SOLE 3565 0 0 Uranium Energy Corp COM 916896103 2 3000 SH SOLE 3000 0 0 US Bancorp COM 902973304 171 4000 SH SOLE 4000 0 0 Valeant Pharmaceuticals International Inc COM 91911K102 2 100 SH SOLE 100 0 0 Valero Energy Corporation COM 91913Y100 8 162 SH SOLE 162 0 0 Vanguard Health Care Fund Admiral Shares COM 921908885 29 339 SH SOLE 339 0 0 Vanguard Info Technology ETF ETF 92204A702 251 2092 SH SOLE 2092 0 0 Vanguard Natural Resources LLC COM 92205F106 1 1757 SH SOLE 1757 0 0 Vanguard REIT Index ETF ETF 922908553 1772 20432 SH SOLE 20282 0 150 Vanguard Special Health Care Fund ETF 921908307 13 63 SH SOLE 63 0 0 Velocityshares 3x Long Crude ETN ETF 22539T316 6 271 SH SOLE 96 0 175 Verint Systems Inc COM 92343X100 4 115 SH SOLE 115 0 0 Verizon Communications COM 92343V104 1086 20900 SH SOLE 20054 0 846 Virtus Investment Partners PTNRSHP UTS 92828Q109 1 14 SH SOLE 14 0 0 Visa, Inc. CL A COM CL A 92826C839 71 865 SH SOLE 865 0 0 Vistagen Therapeutics Inc COM 92840H202 5 1300 SH SOLE 1300 0 0 Vodafone Group New ADR SPONS ADR 92857W308 444 15234 SH SOLE 14853 0 381 Walmart COM 931142103 163 2261 SH SOLE 2261 0 0 Walt Disney Co. COM 254687106 3581 38573 SH SOLE 38273 0 300 Waste Management Inc COM 94106L109 777 12200 SH SOLE 11700 0 500 Webster Financial Corp. COM 947890109 1464 38534 SH SOLE 37934 0 600 Wells Fargo & Co. COM 949746101 2024 45722 SH SOLE 42882 0 2840 Welltower Inc COM 95040Q104 119 1600 SH SOLE 1600 0 0 WestRock Co COM 96145D105 1180 24351 SH SOLE 21721 0 2630 Weyerhaeuser Co COM 962166104 1936 60637 SH SOLE 56397 0 4240 Whirlpool Corp. COM 963320106 9 58 SH SOLE 58 0 0 Williams Companies, Inc COM 969457100 33 1103 SH SOLE 1103 0 0 WPX Energy Inc COM 98212B103 13 1000 SH SOLE 1000 0 0 WR Grace & Co. COM 38388F108 12 175 SH SOLE 175 0 0 Xcel Energy Inc. COM 98389B100 12 300 SH SOLE 0 0 300 Yahoo! Inc COM 984332106 21 500 SH SOLE 500 0 0 Yum! Brands, Inc. COM 988498101 194 2140 SH SOLE 2140 0 0 Zebra Technologies Corp - CL A COM CL A 989207105 19 280 SH SOLE 280 0 0