-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NnxzxoHqE7VYgp26NoUDivZs7+HhTQe6ZoqsvMdIlC3/v0KPaKNXb59JPZxqWhoj lEHnzT1plr2Go5j44gG89Q== 0001352526-09-000004.txt : 20090514 0001352526-09-000004.hdr.sgml : 20090514 20090514165233 ACCESSION NUMBER: 0001352526-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Financial Management Inc. CENTRAL INDEX KEY: 0001352526 IRS NUMBER: 222937447 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11822 FILM NUMBER: 09827477 BUSINESS ADDRESS: STREET 1: 40 PRATT STREET CITY: HARTFORD STATE: CT ZIP: 06103-1601 BUSINESS PHONE: 860-241-0028 MAIL ADDRESS: STREET 1: 40 PRATT STREET CITY: HARTFORD STATE: CT ZIP: 06103-1601 13F-HR 1 report13f-hr_033109.txt REPORT 13F-HR 033109 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PuRSUANT TO SECTION 13F OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER FORM 13F COVER PAGE Report for the Quarter Ended March 31, 2009 Check here if Amendment [ ]; Amendment Number: Institutional Investment Manager Filing this Report: Name: Hartford Financial Management Inc. Address: 40 Pratt Street Hartford, CT 06103 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Ann E. Cohen Title: Treasurer Phone: 860.241.0028 Signature, Place, and Date of Signing: Ann E. Cohen, Hartford, CT May 14, 2009 Report Type: 13F-HOLDINGS REPORT List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 369 Form 13F Information Table Value Total: 63570 FORM 13F-HR REPORTING MANAGER: HARTFORD FINANCIAL MANAGEMENT INC.
INVSTMT VOTING TITLE OF VALUE SHARES/ SH/ PUT/ DISCRETION OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL SOLE DEFINED OTHR MGR SOLE SHARED NONE 3M Company COM 88579Y101 41 828 SH 828 0 0 828 0 Abbott Labs COM 002824100 3 67 SH 67 0 0 67 0 Adobe Systems Inc. COM 00724F101 898 42000 SH 42000 0 0 41800 0 200 Aetna Inc. COM 00817Y108 23 928 SH 928 0 0 928 0 Agilent Technologies, Inc. COM 00846U101 4 244 SH 244 0 0 244 0 AGL Resources Inc. COM 001204106 183 6900 SH 6900 0 0 6900 0 Air Products & Chemicals Inc. COM 009158106 16 280 SH 280 0 0 280 0 Alliant Energy Corp. COM 018802108 68 2749 SH 2749 0 0 2749 0 Alliant Techsystems Inc. COM 018804104 10 148 SH 148 0 0 148 0 Allianz Se-ADR SPONS ADR 018805101 1 166 SH 166 0 0 166 0 Allstate Corp COM 020002101 7 359 SH 359 0 0 359 0 Alpha Natural Resources Inc COM 02076X102 14 800 SH 800 0 0 800 0 Altria Group Inc. COM 02209S103 76 4763 SH 4763 0 0 4763 0 Ameren Corporation COM 023608102 58 2500 SH 2500 0 0 2500 0 America Movil SA de CV COM 02364W105 7 250 SH 250 0 0 250 0 American Elecric Power Co. COM 025537101 27 1085 SH 1085 0 0 1085 0 American Express Company COM 025816109 282 20681 SH 20681 0 0 20581 0 100 American International Group COM 026874107 1 1200 SH 1200 0 0 1000 0 200 American Tower Corporation COM 029912201 3 114 SH 114 0 0 114 0 Amgen Inc. COM 031162100 10 195 SH 195 0 0 195 0 AON Corp. COM 037389103 2 57 SH 57 0 0 57 0 Apache Corp. COM 037411105 394 6150 SH 6150 0 0 6150 0 Apple Computer Inc. COM 037833100 71 675 SH 675 0 0 650 0 25 Applied Materials Inc. COM 038222105 1194 111114 SH 111114 0 0 109964 0 1150 ArcelorMittal - NY Registered COM 03938L104 7 344 SH 344 0 0 344 0 Arch Coal Inc COM 039380100 3 200 SH 200 0 0 200 0 Archer Daniels Midland Company COM 039483102 8 300 SH 300 0 0 300 0 Ashland Inc. COM 044209104 6 600 SH 600 0 0 600 0 Astrazeneca PLC-Spons ADR SPONS ADR 046353108 0 13 SH 13 0 0 13 0 AT&T Inc COM 00206R102 1280 50802 SH 50802 0 0 49759 0 1043 Atmel Corp. COM 049513104 5 1300 SH 1300 0 0 0 0 1300 Atmos Energy Corporation COM 049560105 49 2100 SH 2100 0 0 2100 0 AU Optronics Corp COM 002255107 1 77 SH 77 0 0 77 0 AutoZone Inc. COM 053332102 17 105 SH 105 0 0 105 0 Avis Budget Group Inc. COM 053774105 0 41 SH 41 0 0 41 0 B.F. Goodrich Co. COM 382388106 2 64 SH 64 0 0 64 0 Banco Santander Cen Spon Adr SPONS ADR 05964H105 3 500 SH 500 0 0 500 0 Bank of America Corp. COM 060505104 126 18460 SH 18460 0 0 18460 0 Bank of New York Mellon Corp COM 064058100 237 8378 SH 8378 0 0 8378 0 Barclays PLC - Spons ADR SPONS ADR 06738E204 0 58 SH 58 0 0 58 0 Barnes Group Inc. COM 067806109 383 35832 SH 35832 0 0 35832 0 Baxter International COM 071813109 1576 30763 SH 30763 0 0 30563 0 200 BCE Inc. COM 05534B760 1 29 SH 29 0 0 29 0 Bemis Company COM 081437105 11 545 SH 545 0 0 545 0 Best Buy Co. Inc. COM 086516101 8 210 SH 210 0 0 210 0 BHP Billiton PLC - ADR SPONS ADR 05545E209 1 16 SH 16 0 0 16 0 BHP Limited-Spons ADR SPONS ADR 088606108 2 52 SH 52 0 0 52 0 Black & Decker Corp COM 091797100 32 1000 SH 1000 0 0 1000 0 Blackrock Global Enrg & Res COM 09250U101 27 1734 SH 1734 0 0 1734 0 Blackrock Inc. COM 09247X101 2 17 SH 17 0 0 17 0 Blackstone Group LP/THE PTRSHP UTS 09253U108 38 5200 SH 5200 0 0 5200 0 BMC Software Inc. COM 055921100 10 300 SH 300 0 0 300 0 Boeing Company COM 097023105 176 4947 SH 4947 0 0 4947 0 BP Amoco PLC COM 055622104 1808 45090 SH 45090 0 0 44490 0 600 Bristol Myers Squibb Co. COM 110122108 60 2744 SH 2744 0 0 2744 0 Broadcom Corp - CL A COM CL A 111320107 1 75 SH 75 0 0 75 0 Burlington Northern Inc. COM 12189T104 1137 18908 SH 18908 0 0 18858 0 50 C.H. Robinson Worldwide Inc. COM 12541W209 2 46 SH 46 0 0 46 0 Cabot Oil & Gas Corp COM 127097103 1 30 SH 30 0 0 30 0 Calumet Specialty Products COM 131476103 7 600 SH 600 0 0 600 0 Canon Inc.-Sp ADR SPONS ADR 138006309 1 23 SH 23 0 0 23 0 Capital One Financial Corp. COM 14040H105 4 310 SH 310 0 0 310 0 Caterpillar COM 149123101 615 21996 SH 21996 0 0 21496 0 500 Celgene Corp. COM 151020104 13 300 SH 300 0 0 300 0 Centerpoint Energy COM 15189T107 3 320 SH 320 0 0 320 0 Cephalon Inc. COM 156708109 12 180 SH 180 0 0 180 0 Charles Schwab Corp. COM 808513105 90 5800 SH 5800 0 0 5800 0 Chesapeake Energy Corp. COM 165167107 5 300 SH 300 0 0 0 0 300 ChevronTexaco Corp. COM 166764100 1821 27081 SH 27081 0 0 27006 0 75 Chicago Mercantile Exchange COM 12572Q105 25 103 SH 103 0 0 103 0 China Petroleum & Chem - ADR SPONS ADR 16941R108 1 15 SH 15 0 0 15 0 Chubb Corp. COM 171232101 16 368 SH 368 0 0 368 0 CIGNA Corp COM 125509109 74 4232 SH 4232 0 0 4232 0 Cisco Systems Inc. COM 17275R102 1237 73748 SH 73748 0 0 73148 0 600 Citigroup Inc. COM 172967101 20 7923 SH 7923 0 0 7923 0 Clearwater Paper Corp COM 18538R103 16 1939 SH 1939 0 0 1939 0 Cleco Corporation COM 12561W105 4 191 SH 191 0 0 191 0 Clorox Company COM 189054109 4 68 SH 68 0 0 68 0 Coca Cola Company COM 191216100 136 3088 SH 3088 0 0 3088 0 Colgate Palmolive Company COM 194162103 274 4651 SH 4651 0 0 4651 0 Comcast Corp - Class A COM CL A 20030N101 27 1997 SH 1997 0 0 1997 0 Computer Associates Intl Inc COM 12673P105 11 625 SH 625 0 0 625 0 Conexant Systems Inc. COM 207142308 0 100 SH 100 0 0 0 0 100 Connecticut Water Service Inc. COM 207797101 4 200 SH 200 0 0 200 0 ConocoPhillips COM 20825C104 491 12544 SH 12544 0 0 12294 0 250 Consolidated Edison COM 209115104 245 6180 SH 6180 0 0 6180 0 Corning, Inc. COM 219350105 1466 110477 SH 110477 0 0 108777 0 1700 Corporate Executive Board Co COM 21988R102 6 435 SH 435 0 0 435 0 Costco Wholesale Corp. COM 22160K105 1411 30463 SH 30463 0 0 30313 0 150 Credit Suisse Group - Spon ADR SPONS ADR 225401108 1 38 SH 38 0 0 38 0 CSX Corp COM 126408103 26 1010 SH 1010 0 0 1010 0 Cummins Inc. COM 231021106 6 230 SH 230 0 0 230 0 Curagen Corp. COM 23126R101 2 2500 SH 2500 0 0 2500 0 CVS Corporation COM 126650100 2151 78264 SH 78264 0 0 77714 0 550 Danaher Corp COM 235851102 1077 19868 SH 19868 0 0 19768 0 100 Dean Foods Co. COM 242370104 41 2251 SH 2251 0 0 2251 0 Deere & Co. COM 244199105 20 600 SH 600 0 0 600 0 Del Monte Foods Co. COM 24522P103 1 111 SH 111 0 0 111 0 Delhaize Group - Spons ADR SPONS ADR 29759W101 1 11 SH 11 0 0 11 0 Dell Inc. COM 24702R101 9 969 SH 969 0 0 969 0 Deutsche Telekom AG - Spon ADR SPONS ADR 251566105 1 72 SH 72 0 0 72 0 Diageo PLC-Sponsored ADR SPONS ADR 25243Q205 4 100 SH 100 0 0 100 0 Direct TV COM 25459L106 192 8414 SH 8414 0 0 8414 0 Discover Financial Services COM 254709108 0 78 SH 78 0 0 78 0 Dominion Resources COM 25746U109 588 18960 SH 18960 0 0 18860 0 100 Dow Chemical COM 260543103 23 2724 SH 2724 0 0 2724 0 DTE Energy Company COM 233331107 14 500 SH 500 0 0 500 0 Duke Energy Corp. COM 26441C105 452 31551 SH 31551 0 0 29951 0 1600 Duke Realty Corporation COM 264411505 3 520 SH 520 0 0 520 0 duPont deNemours COM 263534109 628 28102 SH 28102 0 0 28002 0 100 Dynegy Inc. Class A COM CL A 26817G102 1 800 SH 800 0 0 0 0 800 Ebay Inc COM 278642103 13 1000 SH 1000 0 0 1000 0 Ecolab Inc. COM 278865100 2 68 SH 68 0 0 68 0 El Paso Corporation COM 28336L109 288 46100 SH 46100 0 0 46100 0 Embarq Corp. COM 29078E105 0 5 SH 5 0 0 5 0 EMC Corp - Mass COM 268648102 1398 122595 SH 122595 0 0 121895 0 700 Enbridge Inc. COM 29250N105 3 109 SH 109 0 0 109 0 Energy Transfer Partners LP PTRSHP UTS 29273R109 7 200 SH 200 0 0 200 0 ENI Spa - Sponsored ADR SPONS ADR 26874R108 1 29 SH 29 0 0 29 0 Enterprise Products Partners PTRSHP UTS 293792107 374 16793 SH 16793 0 0 16593 0 200 Equitable Resources Inc. COM 26884L109 46 1470 SH 1470 0 0 1470 0 Equity Residential Props Tr COM 29476L107 12 680 SH 680 0 0 680 0 Ericsson (LM) Tel-Sp ADR SPONS ADR 294821608 1 110 SH 110 0 0 110 0 Estee Lauder Companies COM 518439104 4 175 SH 175 0 0 175 0 Exelon Corporation COM 30161N101 9 192 SH 192 0 0 0 0 192 EXPD Transportation COM 302130109 2 78 SH 78 0 0 78 0 Express Scripts Inc. COM 302182100 24 530 SH 530 0 0 530 0 Exxon Mobil Corp COM 30231G102 4081 59931 SH 59931 0 0 59831 0 100 Fairfax Financial Holdings Ltd. COM 303901102 0 1 SH 1 0 0 1 0 Fairpoint Communications Inc. COM 305560104 0 4 SH 4 0 0 4 0 Federal National Mortgage Assoc COM 313586109 1 1597 SH 1597 0 0 1597 0 Fidelity National Information SeCOM 31620M106 5 271 SH 271 0 0 271 0 Fidelity Select Health Care PortCOM 316390301 9 108 SH 108 0 0 108 0 Financial Select Sector SPDR FunCOM 81369Y605 34 3850 SH 3850 0 0 3850 0 First Niagara Financial Group COM 33582V108 101 9230 SH 9230 0 0 9230 0 First Trust Amex Bio Index COM 33733E203 1552 79358 SH 79358 0 0 78258 0 1100 Fluor Corp. - New COM 343412102 1 40 SH 40 0 0 40 0 Ford Motor Co COM 345370860 2 877 SH 877 0 0 877 0 Forest Laboratories Inc. COM 345838106 10 440 SH 440 0 0 440 0 Forestar Real Estate Group COM 346233109 27 3500 SH 3500 0 0 3500 0 Fortune Brands Inc. COM 349631101 3 117 SH 117 0 0 117 0 FPL Group COM 302571104 195 3850 SH 3850 0 0 3850 0 France Telecom SA - Spons ADR SPONS ADR 35177Q105 1 38 SH 38 0 0 38 0 Franklin Street Properties COM 35471R106 1423 115657 SH 115657 0 0 114657 0 1000 Freddie Mac Voting Shares COM 313400301 8 10420 SH 10420 0 0 10420 0 Freeport-McMoranCopper&Gold CL BCOM CL B 35671D857 13 346 SH 346 0 0 46 0 300 Gabelli Global Utility & INcome COM 36242L105 4 300 SH 300 0 0 300 0 GAP Inc. COM 364760108 11 867 SH 867 0 0 867 0 General Electric COM 369604103 654 64689 SH 64689 0 0 63839 0 850 General Mills COM 370334104 11 220 SH 220 0 0 220 0 Genesis Energy LP PTRSHP UTS 371927104 44 4268 SH 4268 0 0 4268 0 Genuine Parts Co. COM 372460105 18 600 SH 600 0 0 600 0 Glatfelter COM 377316104 1 140 SH 140 0 0 140 0 Glaxo Hldg Plc ADR SPONS ADR 37733W105 1 45 SH 45 0 0 45 0 Goldman Sachs Group Inc. COM 38141G104 124 1167 SH 1167 0 0 1167 0 Google Inc Class A COM CL A 38259P508 5 14 SH 14 0 0 14 0 Halliburton Co. COM 406216101 3 200 SH 200 0 0 200 0 Hartford Financial Services GrouCOM 416515104 62 7952 SH 7952 0 0 7952 0 Health Care Select Sector SPDR FCOM 81369Y209 39 1600 SH 1600 0 0 1600 0 Heinz, H.J. COM 423074103 50 1500 SH 1500 0 0 1500 0 Helmerich & Payne COM 423452101 1 30 SH 30 0 0 30 0 Hershey Foods Corp COM 427866108 81 2324 SH 2324 0 0 2324 0 Hewlett Packard COM 428236103 1070 33368 SH 33368 0 0 33268 0 100 Hitachi LTD - Spons ADR SPONS ADR 433578507 0 15 SH 15 0 0 15 0 Home Depot COM 437076102 492 20865 SH 20865 0 0 20865 0 Honda Motor Co Ltd Spons Adr SPONS ADR 438128308 1 28 SH 28 0 0 28 0 Honeywell Inc. COM 438516106 123 4401 SH 4401 0 0 4401 0 Host Hotels & Resorts Inc COM 44107P104 0 96 SH 96 0 0 96 0 HSBC Holdings PLC-Spons ADR SPONS ADR 404280406 1 26 SH 26 0 0 26 0 ING Groep N.V. - Sponsored ADR SPONS ADR 456837103 0 87 SH 87 0 0 87 0 Integrys Energy Group Inc. COM 45822P105 5 200 SH 200 0 0 200 0 Intel Corp. COM 458140100 192 12800 SH 12800 0 0 12800 0 International Business Machines COM 459200101 770 7949 SH 7949 0 0 7949 0 International Paper Company COM 460146103 3 400 SH 400 0 0 400 0 Intuit Inc. COM 461202103 10 366 SH 366 0 0 366 0 Life Technologies COM 53217V109 5 156 SH 156 0 0 156 0 iShares DJ US Technology Sec COM 464287721 3 90 SH 90 0 0 90 0 IShares DowJones US TelecomSectoCOM 464287713 0 1 SH 1 0 0 1 0 ITT Corp COM 450911102 8 214 SH 214 0 0 214 0 J Crew Group Inc. COM 46612H402 0 30 SH 30 0 0 30 0 J.C. Penney Co Inc. COM 708160106 2 83 SH 83 0 0 83 0 J.P. Morgan Chase & Co. COM 46625H100 149 5622 SH 5622 0 0 5422 0 200 Johnson & Johnson COM 478160104 1346 25591 SH 25591 0 0 25491 0 100 Joy Global Inc COM 481165108 21 1000 SH 1000 0 0 0 0 1000 Kansas City Southern COM 485170302 1 109 SH 109 0 0 109 0 Kellogg Co. COM 487836108 7 200 SH 200 0 0 200 0 Kimberly Clark Corporation COM 494368103 58 1250 SH 1250 0 0 1250 0 Kimco Realty Corp COM 49446R109 2 282 SH 282 0 0 282 0 Kinder Morgan Energy LtdPtnrshp PTRSHP UTS 494550106 56 1194 SH 1194 0 0 1194 0 Knot Inc. COM 499184109 0 50 SH 50 0 0 0 0 50 Kohls Corp COM 500255104 8 180 SH 180 0 0 180 0 Koninkluke PhilipsElecNVSpADR SPONS ADR 500472303 1 39 SH 39 0 0 39 0 Kookmin Bank - Spon ADR SPONS ADR 48241A105 1 23 SH 23 0 0 23 0 Kraft Foods Inc - A COM CL A 50075N104 359 16085 SH 16085 0 0 16085 0 Kroger Company COM 501044101 11 510 SH 510 0 0 510 0 L-3 Communications Holdings COM 502424104 12 175 SH 175 0 0 175 0 Lender Processing Services, Inc.COM 52602E102 4 135 SH 135 0 0 135 0 Liberty Property Trust COM 531172104 153 8055 SH 8055 0 0 8055 0 Lilly (Eli) & Co. COM 532457108 7 200 SH 200 0 0 200 0 Linn Energy LLC COM 536020100 365 24496 SH 24496 0 0 24496 0 Lloyds TSB Group PLC COM 539439109 0 80 SH 80 0 0 80 0 Lockheed Martin Corp. COM 539830109 9 136 SH 136 0 0 136 0 Lowe's Companies COM 548661107 205 11258 SH 11258 0 0 11258 0 M & T Bank Corporation COM 55261F104 14 300 SH 300 0 0 300 0 Macquarie Infrastructure Co COM 55608B105 3 2000 SH 2000 0 0 2000 0 Macy's Inc COM 55616P104 5 516 SH 516 0 0 516 0 Manulife Financial Corp COM 56501R106 1 120 SH 120 0 0 120 0 Marathon Oil Corp. COM 565849106 898 34168 SH 34168 0 0 33968 0 200 Materials Select Sector SPDR Fd COM 81369Y100 11 500 SH 500 0 0 500 0 McDonald's Corporation COM 580135101 41 752 SH 752 0 0 752 0 McKesson HBOC Corp. COM 58155Q103 5 135 SH 135 0 0 135 0 McMoran Exploration Co. COM 582411104 34 7200 SH 7200 0 0 7200 0 Meadwestvaco Corp. COM 583334107 111 9249 SH 9249 0 0 9249 0 Medco Health Solutions, Inc. COM 58405U102 377 9114 SH 9114 0 0 9078 0 36 Medtronic Inc. COM 585055106 269 9135 SH 9135 0 0 9135 0 Merck & Co COM 589331107 224 8368 SH 8368 0 0 8218 0 150 Metlife Inc. COM 59156R108 4 170 SH 170 0 0 170 0 Microsoft Corporation COM 594918104 288 15690 SH 15690 0 0 15390 0 300 Mindspeed Technologies COM 602682205 47 37996 SH 37996 0 0 37996 0 Mirant Corporation COM 60467R100 0 3 SH 3 0 0 3 0 Mitsui & Co LTD Spons ADR SPONS ADR 606827202 1 4 SH 4 0 0 4 0 Monsanto COM 61166W101 18 222 SH 222 0 0 222 0 Morgan Stanley COM 617446448 290 12734 SH 12734 0 0 12734 0 Motorola Inc. COM 620076109 4 967 SH 967 0 0 967 0 New Jersey Resources Corp COM 646025106 21 630 SH 630 0 0 630 0 NewAlliance Bancshares Inc COM 650203102 29 2500 SH 2500 0 0 2500 0 News Corp Class A Common COM CL A 65248E104 938 141686 SH 141686 0 0 140986 0 700 NipponTelegraph&Telephone SpADR SPONS ADR 654624105 1 62 SH 62 0 0 62 0 Nisource Inc. COM 65473P105 4 440 SH 440 0 0 440 0 Nissan Motor Company LTD COM 654744408 1 149 SH 149 0 0 149 0 Noble Affiliates Inc COM 655044105 11 200 SH 200 0 0 0 0 200 Nokia Corp - Spon ADR SPONS ADR 654902204 16 1373 SH 1373 0 0 1373 0 Norfolk Southern Corp COM 655844108 54 1600 SH 1600 0 0 1600 0 Northeast Utilities COM 664397106 9 410 SH 410 0 0 410 0 Novartis AG-ADR SPONS ADR 66987V109 1 31 SH 31 0 0 31 0 NRG Energy Inc. COM 629377508 4 210 SH 210 0 0 210 0 Nucor Corporation COM 670346105 56 1469 SH 1469 0 0 1469 0 Occidental Petroleum Corp COM 674599105 56 1014 SH 1014 0 0 1014 0 OGE Energy Corp COM 670837103 119 5000 SH 5000 0 0 5000 0 Omnicom Group COM 681919106 140 6000 SH 6000 0 0 6000 0 Oneok Partners LP PTRSHP UTS 68268N103 28 700 SH 700 0 0 700 0 Oracle Systems Corp. COM 68389X105 113 6253 SH 6253 0 0 6253 0 Palm Inc. COM 696643105 1 98 SH 98 0 0 0 0 98 Peabody Energy Corp. COM 704549104 10 400 SH 400 0 0 400 0 Penn Virginia Corp COM 707882106 2 200 SH 200 0 0 200 0 Penn Virginia Resource Partn PTRSHP UTS 707884102 171 14972 SH 14972 0 0 14972 0 Penn West Energy Trust COM 707885109 1 100 SH 100 0 0 100 0 Peoples United Financial COM 712704105 11 600 SH 600 0 0 600 0 PepsiCo Inc. COM 713448108 1312 25488 SH 25488 0 0 25288 0 200 Petro-Canada COM 71644E102 1 39 SH 39 0 0 39 0 Petrohawk Energy Corp COM 716495106 42 2200 SH 2200 0 0 2200 0 Petroleo Brasileiro COM 71654V408 33 1072 SH 1072 0 0 1072 0 Pfizer Inc. COM 717081103 63 4650 SH 4650 0 0 4650 0 Philip Morris International COM 718172109 280 7863 SH 7863 0 0 7863 0 Pinnacle West Capital COM 723484101 10 372 SH 372 0 0 372 0 Plains All American Pipeline LP PTRSHP UTS 726503105 522 14190 SH 14190 0 0 14190 0 Plains Exploration & Product COM 726505100 5 300 SH 300 0 0 300 0 Plum Creek Timber Co. COM 729251108 471 16215 SH 16215 0 0 16215 0 Potlatch Corp. COM 737630103 1252 54005 SH 54005 0 0 53596 0 409 Powershares Dyn Biotech & Geno COM 73935X856 27 2100 SH 2100 0 0 2100 0 Praxair Inc. COM 74005P104 7 100 SH 100 0 0 100 0 Procter & Gamble COM 742718109 904 19205 SH 19205 0 0 19105 0 100 Progress Energy, Inc. COM 743263105 220 6079 SH 6079 0 0 6079 0 Proshares Ultra Financials COM 74347R743 43 16300 SH 16300 0 0 14300 0 2000 Proshares Ultra Oil & Gas COM 74347R719 4 200 SH 200 0 0 0 0 200 Prudential Financial COM 744320102 7 384 SH 384 0 0 384 0 Public Service Enterprise Group COM 744573106 141 4788 SH 4788 0 0 4474 0 314 Qualcomm Inc. COM 747525103 65 1673 SH 1673 0 0 1673 0 Qwest Communications Intl COM 749121109 7 2000 SH 2000 0 0 2000 0 Range Resources Corporation COM 75281A109 2 53 SH 53 0 0 53 0 Rayonier Inc COM 754907103 1372 45387 SH 45387 0 0 45137 0 250 Regal Entertainment Group - A COM CL A 758766109 1453 108356 SH 108356 0 0 107956 0 400 Regions Financial Corp COM 7591EP100 17 3987 SH 3987 0 0 3987 0 Rockville Financial Inc. COM 774186100 3 300 SH 300 0 0 300 0 Rockwell Automation Inc. COM 773903109 2 82 SH 82 0 0 82 0 Ross Stores Inc. COM 778296103 8 230 SH 230 0 0 230 0 Rydex S&P Eq Wgt Con Discret COM 78355W882 11 528 SH 528 0 0 528 0 Rydex S&P Eq Wgt Con Staples COM 78355W874 14 381 SH 381 0 0 381 0 Rydex S&P Eq Wgt Energy ETF COM 78355W866 13 391 SH 391 0 0 391 0 Rydex S&P Eq Wgt Financial COM 78355W858 7 527 SH 527 0 0 527 0 Rydex S&P Eq Wgt HealthCare COM 78355W841 1515 38634 SH 38634 0 0 38569 0 65 Rydex S&P Eq Wgt Industrial COM 78355W833 10 360 SH 360 0 0 360 0 Rydex S&P Eq Wgt Material ET COM 78355W825 703 23712 SH 23712 0 0 23512 0 200 Rydex S&P Eq Wgt Technology COM 78355W817 15 506 SH 506 0 0 506 0 Rydex S&P Eq Wgt Utilities COM 78355W791 12 335 SH 335 0 0 335 0 Safeway Inc. COM 786514208 7 370 SH 370 0 0 370 0 SanDisk Corporation COM 80004C101 4 300 SH 300 0 0 0 0 300 Sanofi-Aventis-ADR SPONS ADR 80105N105 21 748 SH 748 0 0 748 0 Sara Lee Corporation COM 803111103 16 2000 SH 2000 0 0 2000 0 Scana Corp. COM 80589M102 27 870 SH 870 0 0 600 0 270 Schlumberger COM 806857108 278 6844 SH 6844 0 0 6844 0 Sirius Satellite Radio, Inc. COM 82967N108 0 200 SH 200 0 0 100 0 100 Sony Corp-Sponsored ADR SPONS ADR 835699307 1 51 SH 51 0 0 51 0 Southern Company COM 842587107 254 8280 SH 8280 0 0 7980 0 300 Southern Copper Corp. COM 84265V105 66 3815 SH 3815 0 0 3815 0 SPDR Metals & Mining ETF COM 78464A755 0 1 SH 1 0 0 1 0 Spectra Energy Corp COM 847560109 2 164 SH 164 0 0 164 0 Sprint Nextel Corp COM 852061100 0 108 SH 108 0 0 108 0 Stanley Works COM 854616109 157 5400 SH 5400 0 0 5400 0 Staples Inc. COM 855030102 4 200 SH 200 0 0 200 0 Starwood Hotels & Resort COM 85590A401 2 159 SH 159 0 0 159 0 Statoilhydro Asa - Spon ADR SPONS ADR 85771P102 12 708 SH 708 0 0 708 0 Stemcells Inc. COM 85857R105 1 450 SH 450 0 0 450 0 Suburban Partners L.P. PTRSHP UTS 864482104 31 850 SH 850 0 0 850 0 Sun Microsystems COM 866810203 1 150 SH 150 0 0 150 0 Suncor Energy Inc. COM 867229106 2 93 SH 93 0 0 93 0 Sunoco Inc. COM 86764P109 3 110 SH 110 0 0 110 0 Suntech Power Holdings-ADR SPONS ADR 86800C104 1 100 SH 100 0 0 0 0 100 Symantec Corp. COM 871503108 12 800 SH 800 0 0 800 0 Synovus Financial Corp COM 87161C105 5 1480 SH 1480 0 0 1480 0 Sysco Corp COM 871829107 17 750 SH 750 0 0 750 0 Targa Resources Partners PTRSHP UTS 87611X105 6 700 SH 700 0 0 700 0 Target Corp. COM 87612E106 708 20578 SH 20578 0 0 20478 0 100 Tata Motors LTD - Spon Adr SPONS ADR 876568502 5 1000 SH 1000 0 0 1000 0 TC Pipelines COM 87233Q108 94 3150 SH 3150 0 0 3150 0 Teco Energy COM 872375100 4 325 SH 325 0 0 325 0 Telecom Italia Spa-Spon ADR SPONS ADR 87927Y102 1 82 SH 82 0 0 82 0 Telefonica SA COM 879382208 1 19 SH 19 0 0 19 0 Telefonos de Mexico COM 879403780 12 800 SH 800 0 0 800 0 Telmex International - ADR SPONS ADR 879690105 7 800 SH 800 0 0 800 0 Telus Corporation - Non Vote COM 87971M202 0 16 SH 16 0 0 16 0 Temple-Inland Inc. COM 879868107 37 6955 SH 6955 0 0 6955 0 Templeton Dragon Fund Inc. COM 88018T101 25 1425 SH 1425 0 0 1425 0 Teppco Partners LP PTRSHP UTS 872384102 9 400 SH 400 0 0 400 0 Texas Instruments, Inc COM 882508104 461 27925 SH 27925 0 0 27925 0 Textron Inc. COM 883203101 7 1248 SH 1248 0 0 1248 0 Theravance Inc. COM 88338T104 26 1500 SH 1500 0 0 1500 0 Thoratec Corp. COM 885175307 13 500 SH 500 0 0 500 0 Tiffany & Co. COM 886547108 17 800 SH 800 0 0 800 0 Time Warner Cable Inc. COM 88732J207 1 32 SH 32 0 0 32 0 Time Warner Inc. COM 887317303 3 400 SH 400 0 0 400 0 TJX Companies Inc. COM 872540109 27 1050 SH 1050 0 0 1050 0 Total Fina Elf SA COM 89151E109 1 25 SH 25 0 0 25 0 Total System Services Inc COM 891906109 9 671 SH 671 0 0 671 0 Toyota Motor Corp. ADR SPONS ADR 892331307 1 12 SH 12 0 0 12 0 Travelers Inc. 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