0001352449-11-000006.txt : 20111004 0001352449-11-000006.hdr.sgml : 20111004 20111004110558 ACCESSION NUMBER: 0001352449-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 EFFECTIVENESS DATE: 20111004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Norman Fields, Gottscho Capital Management, LLC CENTRAL INDEX KEY: 0001352449 IRS NUMBER: 651255190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11600 FILM NUMBER: 111122177 BUSINESS ADDRESS: STREET 1: 444 MADISON AVE. STE 300 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-830-8917 MAIL ADDRESS: STREET 1: 444 MADISON AVE. STE 300 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sec09301113f.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended, Sept. 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Norman Fields, Gottscho Capital Management, LLC Address: 444 Madison Avenue Ste 300 New York, NY 10022 13F File Number: 028-11600 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Rozanne Collura Title: Senior Vice President Phone: 212-830-8917 Signature, Place, and Date of Signing: Rozanne Collura Date: October 4, 2011 Report Type (Check only one): [ X ] 13F HOLDINGS REPORTS [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: 96194 (times 1,000) List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ASA Limited COM g3156p103 308 11423 SH SOLE 11423 AVX Corporation COM 002444107 1177 99180 SH SOLE 99180 Abbott Laboratories COM 002824100 717 14024 SH SOLE 14024 American Express Co COM 025816109 379 8439 SH SOLE 8439 Annaly Capital Mmgt Inc COM 035710409 285 17150 SH SOLE 17150 Apple Computer Inc COM 037833100 442 1160 SH SOLE 1160 BJ'S Wholesale Club Inc COM 05548J106 272 5300 SH SOLE 5300 Bunge Ltd COM g16962105 1554 26665 SH SOLE 26665 C R Bard Inc COM 067383109 813 9290 SH SOLE 9290 Carnival Corp Common COM 143658300 250 8250 SH SOLE 8250 Check Point Software Tech COM m22465104 1892 35860 SH SOLE 35860 Chemtura Corp COM 163893209 324 32350 SH SOLE 32350 Chevron Corporation COM 166764100 1412 15260 SH SOLE 15260 Cloud Peak Energy Inc COM 18911q102 1036 61135 SH SOLE 61135 Coca Cola Co COM 191216100 1087 16090 SH SOLE 16090 Corning Inc COM 219350105 331 26760 SH SOLE 26760 Costco Wholesale Corp COM 22160k105 5902 71870 SH SOLE 71870 Danone Sponsored ADR COM 23636t100 348 28075 SH SOLE 28075 E I Du Pont De Nemours COM 263534109 914 22866 SH SOLE 22866 EMC Corp COM 268648102 2729 130027 SH SOLE 130027 Eagle Rock Energy Partners COM 26985r104 1375 141650 SH SOLE 141650 Energy Transfer Part LP COM 29273r109 456 11125 SH SOLE 11125 Enterprise Prod Ptnr LP COM 293792107 2626 65412 SH SOLE 65412 Exxon Mobil Corp COM 30231g102 732 10080 SH SOLE 10080 Firstenergy Corp COM 337932107 246 5478 SH SOLE 5478 Ford Motor Co COM 345370860 446 46108 SH SOLE 46108 General Electric Co COM 369604103 477 31269 SH SOLE 31269 Google Inc Cl A COM 38259p508 1947 3786 SH SOLE 3786 Hercules Technology Gr COM 427096508 1145 134384 SH SOLE 134384 Hess Corporation COM 42809h107 907 17285 SH SOLE 17285 Howard Hughes Corp COM 44267d107 1441 34219 SH SOLE 34219 ITT Corp COM 450912100 2147 51111 SH SOLE 51111 Int'l Business Machines COM 459200101 1971 11263 SH SOLE 11263 Ista Pharmaceuticals Inc COM 45031x204 1013 293635 SH SOLE 293635 Johnson & Johnson COM 478160104 3668 57575 SH SOLE 57575 Johnson Controls Inc COM 478366107 1143 43330 SH SOLE 43330 KKR Financial Hold COM 48248a306 265 35700 SH SOLE 35700 Kellogg Co COM 487836108 357 6705 SH SOLE 6705 Kirby Corporation COM 497266106 211 4000 SH SOLE 4000 Kohls Corp COM 500255104 1417 28867 SH SOLE 28867 Kraft Foods Inc Cl A COM 50075n104 1414 42116 SH SOLE 42116 Leucadia National Corp COM 527288104 941 41490 SH SOLE 41490 Lockheed Martin Corp COM 539830109 319 4388 SH SOLE 4388 MFC Industrial Ltd (formerly T COM 55278t105 481 66389 SH SOLE 66389 Market Vectors ETF TR COM 57060u100 7927 143629 SH SOLE 143629 Markwest Energy Partners L P COM 570759100 1918 41748 SH SOLE 41748 Mastercard Inc COM 57636q104 653 2058 SH SOLE 2058 Mine Safety Appliances Co COM 602720104 2888 107120 SH SOLE 107120 Mosaic Company COM 61945c103 3947 80605 SH SOLE 80605 Mylan Labs Inc COM 628530107 2687 158067 SH SOLE 158067 Novo Nordisk A/S ADR COM 670100205 1932 19410 SH SOLE 19410 Penn Va Resource Partners COM 707884102 466 19943 SH SOLE 19943 Pepsico Inc COM 713448108 1372 22158 SH SOLE 22158 Pfizer Inc COM 717081103 225 12703 SH SOLE 12703 Princeton Review Inc COM 742352107 3 18950 SH SOLE 18950 Procter & Gamble Co COM 742718109 926 14661 SH SOLE 14661 Rait Financial Trust COM 749227609 497 146514 SH SOLE 146514 Raytheon Co COM 755111507 2028 49618 SH SOLE 49618 Resource America Inc COM 761195205 286 63465 SH SOLE 63465 Royal Dutch Shell Plc ADR COM 780259206 583 9481 SH SOLE 9481 Royal Gold Inc COM 780287108 1075 16780 SH SOLE 16780 Saul Centers Inc COM 804395101 879 26000 SH SOLE 26000 SemGroup Corporation COM 81663a105 505 25315 SH SOLE 25315 Smucker J M Company COM 832696405 2289 31408 SH SOLE 31408 Sourcefire Inc COM 83616t108 2213 82700 SH SOLE 82700 Starbucks Corp COM 855244109 356 9542 SH SOLE 9542 Teva Pharmaceutical Industries COM 881624209 1225 32905 SH SOLE 32905 Unilever N V New York COM 904784709 489 15525 SH SOLE 15525 United Technologies COM 913017109 349 4960 SH SOLE 4960 Viasat Inc COM 92552v100 568 17043 SH SOLE 17043 Visa Inc. COM 92826c839 6307 73580 SH SOLE 73580 Westport Innovations Inc COM 960908309 2283 78907 SH SOLE 78907