0001352449-11-000006.txt : 20111004
0001352449-11-000006.hdr.sgml : 20111004
20111004110558
ACCESSION NUMBER: 0001352449-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111004
DATE AS OF CHANGE: 20111004
EFFECTIVENESS DATE: 20111004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Norman Fields, Gottscho Capital Management, LLC
CENTRAL INDEX KEY: 0001352449
IRS NUMBER: 651255190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11600
FILM NUMBER: 111122177
BUSINESS ADDRESS:
STREET 1: 444 MADISON AVE. STE 300
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-830-8917
MAIL ADDRESS:
STREET 1: 444 MADISON AVE. STE 300
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
sec09301113f.txt
United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended, Sept. 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Norman Fields, Gottscho Capital Management, LLC
Address: 444 Madison Avenue Ste 300
New York, NY 10022
13F File Number: 028-11600
The institutional investment manager filing this report
and the person by whom it is signed hereby represent
that the person signing the report is authorized to submit
it, that all information contained herein is true, correct
and complete, and that it is understood that all required
items, statements, schedules, lists, and tables are
considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rozanne Collura
Title: Senior Vice President
Phone: 212-830-8917
Signature, Place, and Date of Signing:
Rozanne Collura
Date: October 4, 2011
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORTS
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 72
Form 13F Information Table Value Total: 96194 (times 1,000)
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ASA Limited COM g3156p103 308 11423 SH SOLE 11423
AVX Corporation COM 002444107 1177 99180 SH SOLE 99180
Abbott Laboratories COM 002824100 717 14024 SH SOLE 14024
American Express Co COM 025816109 379 8439 SH SOLE 8439
Annaly Capital Mmgt Inc COM 035710409 285 17150 SH SOLE 17150
Apple Computer Inc COM 037833100 442 1160 SH SOLE 1160
BJ'S Wholesale Club Inc COM 05548J106 272 5300 SH SOLE 5300
Bunge Ltd COM g16962105 1554 26665 SH SOLE 26665
C R Bard Inc COM 067383109 813 9290 SH SOLE 9290
Carnival Corp Common COM 143658300 250 8250 SH SOLE 8250
Check Point Software Tech COM m22465104 1892 35860 SH SOLE 35860
Chemtura Corp COM 163893209 324 32350 SH SOLE 32350
Chevron Corporation COM 166764100 1412 15260 SH SOLE 15260
Cloud Peak Energy Inc COM 18911q102 1036 61135 SH SOLE 61135
Coca Cola Co COM 191216100 1087 16090 SH SOLE 16090
Corning Inc COM 219350105 331 26760 SH SOLE 26760
Costco Wholesale Corp COM 22160k105 5902 71870 SH SOLE 71870
Danone Sponsored ADR COM 23636t100 348 28075 SH SOLE 28075
E I Du Pont De Nemours COM 263534109 914 22866 SH SOLE 22866
EMC Corp COM 268648102 2729 130027 SH SOLE 130027
Eagle Rock Energy Partners COM 26985r104 1375 141650 SH SOLE 141650
Energy Transfer Part LP COM 29273r109 456 11125 SH SOLE 11125
Enterprise Prod Ptnr LP COM 293792107 2626 65412 SH SOLE 65412
Exxon Mobil Corp COM 30231g102 732 10080 SH SOLE 10080
Firstenergy Corp COM 337932107 246 5478 SH SOLE 5478
Ford Motor Co COM 345370860 446 46108 SH SOLE 46108
General Electric Co COM 369604103 477 31269 SH SOLE 31269
Google Inc Cl A COM 38259p508 1947 3786 SH SOLE 3786
Hercules Technology Gr COM 427096508 1145 134384 SH SOLE 134384
Hess Corporation COM 42809h107 907 17285 SH SOLE 17285
Howard Hughes Corp COM 44267d107 1441 34219 SH SOLE 34219
ITT Corp COM 450912100 2147 51111 SH SOLE 51111
Int'l Business Machines COM 459200101 1971 11263 SH SOLE 11263
Ista Pharmaceuticals Inc COM 45031x204 1013 293635 SH SOLE 293635
Johnson & Johnson COM 478160104 3668 57575 SH SOLE 57575
Johnson Controls Inc COM 478366107 1143 43330 SH SOLE 43330
KKR Financial Hold COM 48248a306 265 35700 SH SOLE 35700
Kellogg Co COM 487836108 357 6705 SH SOLE 6705
Kirby Corporation COM 497266106 211 4000 SH SOLE 4000
Kohls Corp COM 500255104 1417 28867 SH SOLE 28867
Kraft Foods Inc Cl A COM 50075n104 1414 42116 SH SOLE 42116
Leucadia National Corp COM 527288104 941 41490 SH SOLE 41490
Lockheed Martin Corp COM 539830109 319 4388 SH SOLE 4388
MFC Industrial Ltd (formerly T COM 55278t105 481 66389 SH SOLE 66389
Market Vectors ETF TR COM 57060u100 7927 143629 SH SOLE 143629
Markwest Energy Partners L P COM 570759100 1918 41748 SH SOLE 41748
Mastercard Inc COM 57636q104 653 2058 SH SOLE 2058
Mine Safety Appliances Co COM 602720104 2888 107120 SH SOLE 107120
Mosaic Company COM 61945c103 3947 80605 SH SOLE 80605
Mylan Labs Inc COM 628530107 2687 158067 SH SOLE 158067
Novo Nordisk A/S ADR COM 670100205 1932 19410 SH SOLE 19410
Penn Va Resource Partners COM 707884102 466 19943 SH SOLE 19943
Pepsico Inc COM 713448108 1372 22158 SH SOLE 22158
Pfizer Inc COM 717081103 225 12703 SH SOLE 12703
Princeton Review Inc COM 742352107 3 18950 SH SOLE 18950
Procter & Gamble Co COM 742718109 926 14661 SH SOLE 14661
Rait Financial Trust COM 749227609 497 146514 SH SOLE 146514
Raytheon Co COM 755111507 2028 49618 SH SOLE 49618
Resource America Inc COM 761195205 286 63465 SH SOLE 63465
Royal Dutch Shell Plc ADR COM 780259206 583 9481 SH SOLE 9481
Royal Gold Inc COM 780287108 1075 16780 SH SOLE 16780
Saul Centers Inc COM 804395101 879 26000 SH SOLE 26000
SemGroup Corporation COM 81663a105 505 25315 SH SOLE 25315
Smucker J M Company COM 832696405 2289 31408 SH SOLE 31408
Sourcefire Inc COM 83616t108 2213 82700 SH SOLE 82700
Starbucks Corp COM 855244109 356 9542 SH SOLE 9542
Teva Pharmaceutical Industries COM 881624209 1225 32905 SH SOLE 32905
Unilever N V New York COM 904784709 489 15525 SH SOLE 15525
United Technologies COM 913017109 349 4960 SH SOLE 4960
Viasat Inc COM 92552v100 568 17043 SH SOLE 17043
Visa Inc. COM 92826c839 6307 73580 SH SOLE 73580
Westport Innovations Inc COM 960908309 2283 78907 SH SOLE 78907