-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Um0L2X9pRWGvk4TK/x3vWWM6Z0Tjbx03jQ6XaYH6cDsUUahrwMZwGYuRTuEo/9ok jotwuZK1Aj37wHbA8PlnNw== 0001011438-08-000644.txt : 20081114 0001011438-08-000644.hdr.sgml : 20081114 20081114163245 ACCESSION NUMBER: 0001011438-08-000644 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atticus Capital LP CENTRAL INDEX KEY: 0001352265 IRS NUMBER: 711040364 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11916 FILM NUMBER: 081191951 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-256-8441 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 form_13f-atticuscap.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Atticus Capital LP Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: 028-11916 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy R. Barakett Title: as Chairman and Chief Executive Officer Phone: 212-256-8000 Signature, Place, and Date of Signing: /s/ Dennis Bertron* New York, New York November 14, 2008 - -------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] *Pursuant to Power of Attorney attached hereto. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 22 ------------------ Form 13F Information Table Value Total: $509,817 ------------------ (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --------- ---------------------- --------------------------- 1 028-12928 Atticus Management Limited Atticus Capital LP Form 13F Information Table Quarter Ended September 30, 2008
Investment Discretion Voting Authority Fair Market Value Shares or Title of Cusip (in Principal SH/ Put/ Shared- Shared- Other Issuer Class Number thousands) Amount PRN Call SOLE Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SPON ADR CHINA TELECOM CORP LTD H SHS 169426103 $2,617 63,980 SH DEFINED 1 63,980 - ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA VALE DO RIO SPONSORED DOCE ADR 204412209 $84,283 4,401,200 SH CALL DEFINED 1 4,401,200 - ------------------------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTL CORP COM 228227104 $34,193 1,180,298 SH DEFINED 1 1,180,298 - ------------------------------------------------------------------------------------------------------------------------------------ CSX CORP COM 126408103 $89,604 1,642,000 SH CALL DEFINED 1 1,642,000 - ------------------------------------------------------------------------------------------------------------------------------------ EMISPHERE TECHNOLOGIES INC COM 291345106 $4,763 2,405,790 SH DEFINED 1 2,405,790 - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GO COM 35671D857 $9,949 175,000 SH DEFINED 1 175,000 - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GO COM 35671D857 $74,752 1,314,900 SH CALL DEFINED 1 1,314,900 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED GOLD FIELDS LTD NEW ADR 38059T106 $3,504 365,355 SH DEFINED 1 365,355 - ------------------------------------------------------------------------------------------------------------------------------------ GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 $1,137 44,498 SH DEFINED 1 44,498 - ------------------------------------------------------------------------------------------------------------------------------------ GRUPO AEROPORTUARIO DEL SPON ADR SURE SER B 40051E202 $1,862 37,501 SH DEFINED 1 37,501 - ------------------------------------------------------------------------------------------------------------------------------------ RUSSELL ISHARES TR 2000 464287655 $34,195 500,000 SH PUT DEFINED 1 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED KT CORP ADR 48268K101 $1,498 89,220 SH DEFINED 1 89,220 - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 $12,144 313,300 SH DEFINED 1 313,300 - ------------------------------------------------------------------------------------------------------------------------------------ NYSE EURONEXT COM 629491101 $13,431 342,790 SH DEFINED 1 342,790 - ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE CORP DEL COM 674599105 $22,065 313,196 SH DEFINED 1 313,196 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED PETROCHINA CO LTD ADR 71646E100 $890 8,660 SH DEFINED 1 8,660 - ------------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority Fair Market Value Shares or Title of Cusip (in Principal SH/ Put/ Shared- Shared- Other Issuer Class Number thousands) Amount PRN Call SOLE Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ P T TELEKOMUNIKASI SPONSORED INDONESIA ADR 715684106 $5,741 192,796 SH DEFINED 1 192,796 - ------------------------------------------------------------------------------------------------------------------------------------ SBI INT- SELECT SECTOR SPDR TR FINL 81369Y605 $46,823 2,354,100 SH PUT DEFINED 1 2,354,100 - ------------------------------------------------------------------------------------------------------------------------------------ SONY CORP ADR NEW 835699307 $302 9,795 SH DEFINED 1 9,795 - ------------------------------------------------------------------------------------------------------------------------------------ SYNVISTA THERAPEUTICS INC COM 87164M100 $1,718 1,600,000 SH DEFINED 1 1,600,000 - ------------------------------------------------------------------------------------------------------------------------------------ UNION PAC CORP COM 907818108 $59,309 833,453 SH DEFINED 1 833,453 - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN UN CO COM 959802109 $5,037 204,155 SH DEFINED 1 204,155 - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market $509,817 Value (in thousands)
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that I, TIMOTHY R. BARAKETT, hereby make, constitute and appoint each of SCOTT KISLIN, DENNIS BERTRON, KEVIN TAGAMI and CHARLES FORTIN, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as chief executive officer of, managing member of or in other capacities with Atticus Management LLC, Atticus Holdings LP, Atticus Capital Holdings LLC or Atticus Capital LP (collectively, "Atticus"), and each of their affiliates, including Atticus LP Incorporated, Atticus UK LLP and Atticus UK Services Ltd., and entities advised by me or Atticus, all documents, certificates, instruments, statements, filings and agreements ("documents") to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities, futures contracts or other investments, and any other documents relating or ancillary thereto, including without limitation all documents relating to filings with the Commodities Futures Trading Commission and National Futures Association, the United States Securities and Exchange Commission (the "SEC") pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the "Act") and the rules and regulations promulgated thereunder, including all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act and any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act. All past acts of the attorneys-in-fact in furtherance of the foregoing are hereby ratified and confirmed. THIS POWER OF ATTORNEY shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person or persons to whom power of attorney has been hereby granted cease(s) to be an employee of, or otherwise associated with, Atticus or one of its affiliates. Execution of this power of attorney revokes that certain Power of Attorney dated as of June 7, 2007 with respect to substantially the same matters addressed above. IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as of January 10, 2008. /s/ Timothy R. Barakett ------------------------------ Timothy R. Barakett -----END PRIVACY-ENHANCED MESSAGE-----