0001315863-11-000209.txt : 20111114
0001315863-11-000209.hdr.sgml : 20111111
20111114161436
ACCESSION NUMBER: 0001315863-11-000209
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Treaty Oak Capital Management, LP
CENTRAL INDEX KEY: 0001352172
IRS NUMBER: 820540309
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11608
FILM NUMBER: 111202674
BUSINESS ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 1910
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512.481.1970
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 1910
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Treaty Oak Capital Management, L.P.
DATE OF NAME CHANGE: 20060203
13F-HR
1
treatyoak31.txt
TREATY OAK CAPITAL MANAGEMENT 13F 3Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Treaty Oak Capital Management, LP
Address: 300 West 6th Street
Suite 1910
Austin, Texas 78701
13F File Number: 028-11608
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Aaron R. Stanley
Title: Manager of the General Partner
Phone: 512.481.1956
Signature, Place, and Date of Signing:
/s/ Aaron R. Stanley Austin, Texas/USA November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 32
Form 13F Information Table Value Total: $38,573 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALPHA NATURAL RESOURCES INC COM 02076X102 307 17368 SH SOLE 17368
ALPHA NATURAL RESOURCES INC COM 02076X102 172 17000 SH PUT SOLE 17000
ANADARKO PETE CORP COM 032511107 2041 32379 SH SOLE 32379
ARCH COAL INC COM 039380100 359 24628 SH SOLE 24628
ARCH COAL INC COM 039380100 88 24500 SH PUT SOLE 24500
BP PLC SPONSORED ADR 055622104 1078 29884 SH SOLE 29884
CARBO CERAMICS INC COM 140781105 534 5204 SH SOLE 5204
CARRIZO OIL & CO INC COM 144577103 841 39018 SH SOLE 39018
CONSOL ENERGY INC COM 20854P109 49 19500 SH PUT SOLE 19500
CONSOL ENERGY INC COM 20854P109 666 19640 SH SOLE 19640
CVR ENERGY INC COM 12662P108 1940 91759 SH SOLE 91759
ENDEAVOUR INTL CORP COM NEW 29259G200 1745 218706 SH SOLE 218706
ENERGY PARTNERS LTD COM NEW 29270U303 610 55086 SH SOLE 55086
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 3149 146619 SH SOLE 146619
GRAN TIERRA ENERGY INC COM 38500T101 94 19641 SH SOLE 19641
HALLIBURTON CO COM 406216101 2122 69529 SH SOLE 69529
HOLLYFRONTIER CORP COM 436106108 1251 47714 SH SOLE 47714
KEY ENERGY SVCS INC COM 492914106 2477 261040 SH SOLE 261040
MARATHON PETE CORP COM 56585A102 1577 58271 SH SOLE 58271
MDU RES GROUP INC COM 552690109 931 48494 SH SOLE 48494
METHANEX CORP COM 59151K108 1187 56936 SH SOLE 56936
NATIONAL OILWELL VARCO INC COM 637071101 2496 48724 SH SOLE 48724
NEWFIELD EXPL CO COM 651290108 1920 48374 SH SOLE 48374
OIL STS INTL INC COM 678026105 2699 52999 SH SOLE 52999
PEABODY ENERGY CORP COM 704549104 1355 40000 SH SOLE 40000
PEABODY ENERGY CORP COM 704549104 183 60000 SH PUT SOLE 60000
PIONEER NAT RES CO COM 723787107 1798 27336 SH SOLE 27336
PLAINS EXPL& PRODTN CO COM 726505100 1009 44446 SH SOLE 44446
STONE ENERGY CORP COM 861642106 618 38100 SH SOLE 38100
TRANSATLANTIC PETROLEUM LTD SHS G89982105 768 936217 SH SOLE 936217
VAALCO ENERGY INC COM NEW 91851C201 1085 223201 SH SOLE 223201
VENOCO INC COM 92275P307 1424 161622 SH SOLE 161622