0001315863-11-000209.txt : 20111114 0001315863-11-000209.hdr.sgml : 20111111 20111114161436 ACCESSION NUMBER: 0001315863-11-000209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Treaty Oak Capital Management, LP CENTRAL INDEX KEY: 0001352172 IRS NUMBER: 820540309 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11608 FILM NUMBER: 111202674 BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH STREET STREET 2: SUITE 1910 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512.481.1970 MAIL ADDRESS: STREET 1: 300 WEST SIXTH STREET STREET 2: SUITE 1910 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Treaty Oak Capital Management, L.P. DATE OF NAME CHANGE: 20060203 13F-HR 1 treatyoak31.txt TREATY OAK CAPITAL MANAGEMENT 13F 3Q 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Treaty Oak Capital Management, LP Address: 300 West 6th Street Suite 1910 Austin, Texas 78701 13F File Number: 028-11608 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron R. Stanley Title: Manager of the General Partner Phone: 512.481.1956 Signature, Place, and Date of Signing: /s/ Aaron R. Stanley Austin, Texas/USA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $38,573 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALPHA NATURAL RESOURCES INC COM 02076X102 307 17368 SH SOLE 17368 ALPHA NATURAL RESOURCES INC COM 02076X102 172 17000 SH PUT SOLE 17000 ANADARKO PETE CORP COM 032511107 2041 32379 SH SOLE 32379 ARCH COAL INC COM 039380100 359 24628 SH SOLE 24628 ARCH COAL INC COM 039380100 88 24500 SH PUT SOLE 24500 BP PLC SPONSORED ADR 055622104 1078 29884 SH SOLE 29884 CARBO CERAMICS INC COM 140781105 534 5204 SH SOLE 5204 CARRIZO OIL & CO INC COM 144577103 841 39018 SH SOLE 39018 CONSOL ENERGY INC COM 20854P109 49 19500 SH PUT SOLE 19500 CONSOL ENERGY INC COM 20854P109 666 19640 SH SOLE 19640 CVR ENERGY INC COM 12662P108 1940 91759 SH SOLE 91759 ENDEAVOUR INTL CORP COM NEW 29259G200 1745 218706 SH SOLE 218706 ENERGY PARTNERS LTD COM NEW 29270U303 610 55086 SH SOLE 55086 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 3149 146619 SH SOLE 146619 GRAN TIERRA ENERGY INC COM 38500T101 94 19641 SH SOLE 19641 HALLIBURTON CO COM 406216101 2122 69529 SH SOLE 69529 HOLLYFRONTIER CORP COM 436106108 1251 47714 SH SOLE 47714 KEY ENERGY SVCS INC COM 492914106 2477 261040 SH SOLE 261040 MARATHON PETE CORP COM 56585A102 1577 58271 SH SOLE 58271 MDU RES GROUP INC COM 552690109 931 48494 SH SOLE 48494 METHANEX CORP COM 59151K108 1187 56936 SH SOLE 56936 NATIONAL OILWELL VARCO INC COM 637071101 2496 48724 SH SOLE 48724 NEWFIELD EXPL CO COM 651290108 1920 48374 SH SOLE 48374 OIL STS INTL INC COM 678026105 2699 52999 SH SOLE 52999 PEABODY ENERGY CORP COM 704549104 1355 40000 SH SOLE 40000 PEABODY ENERGY CORP COM 704549104 183 60000 SH PUT SOLE 60000 PIONEER NAT RES CO COM 723787107 1798 27336 SH SOLE 27336 PLAINS EXPL& PRODTN CO COM 726505100 1009 44446 SH SOLE 44446 STONE ENERGY CORP COM 861642106 618 38100 SH SOLE 38100 TRANSATLANTIC PETROLEUM LTD SHS G89982105 768 936217 SH SOLE 936217 VAALCO ENERGY INC COM NEW 91851C201 1085 223201 SH SOLE 223201 VENOCO INC COM 92275P307 1424 161622 SH SOLE 161622