0001019056-14-000643.txt : 20140507
0001019056-14-000643.hdr.sgml : 20140507
20140507102246
ACCESSION NUMBER: 0001019056-14-000643
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
EFFECTIVENESS DATE: 20140507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Geduld E E
CENTRAL INDEX KEY: 0001352107
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11643
FILM NUMBER: 14819270
MAIL ADDRESS:
STREET 1: C/O COUGAR CAPITAL LLC
STREET 2: 1370 AVENUE OF THE AMERICAS, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Geduld Emanuel E
DATE OF NAME CHANGE: 20060202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001352107
XXXXXXXX
03-31-2014
03-31-2014
false
Geduld E E
C/o Cougar Capital Llc
1370 Avenue Of The Americas, 30th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-11643
N
E E Geduld
Senior Managing Member
212-319-3500
/s/ Emanuel E. Geduld
New Yok
NY
05-07-2014
0
315
185256
INFORMATION TABLE
2
infotable.xml
21 CN CYBERNET
COM
6100744
37
50000
SH
SOLE
0
0
0
888 HOLDINGS PLC ORD 0.5P
COM
B0L4LM9
188
75000
SH
SOLE
0
0
0
A V HOMES INC COM STK
COM
00234P102
362
20000
SH
SOLE
0
0
0
ABBVIE INC
COM
00287Y109
514
10000
SH
SOLE
0
0
0
ABERCROMBIE & FITCH CO CL A COM STK
COM CL A
002896207
289
7500
SH
SOLE
0
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1667
68500
SH
SOLE
0
0
0
ACCELERON PHARMA INC
COM
00434h108
259
7500
SH
SOLE
0
0
0
ADAMIS PHARMACEUTICALS CORP COM STK
COM
00547W208
64
10000
SH
SOLE
0
0
0
ADEPT TECHNOLOGY INCCOM NEW
COM
006854202
333
17500
SH
SOLE
0
0
0
ADVAXIS INC
COM
007624117
16
12500
SH
SOLE
0
0
0
AGTECH HOLDINGS LTD
COM
B1G2FL2
113
500000
SH
SOLE
0
0
0
AGUAS-A (CHI LISTING)
COM
2311238
31
50000
SH
SOLE
0
0
0
Alcobra Ltd
COM
M2239P109
454
25000
SH
SOLE
0
0
0
ALICORP SA PEN1 'C' SHS
COM
2162834
71
25000
SH
SOLE
0
0
0
ALLSCRIPTS HEALTHCARE SOLUTION
COM
01988P108
270
15000
SH
SOLE
0
0
0
ALPHA NATURAL RESOURCES INC A COM STK
COM
02076X102
106
25000
SH
SOLE
0
0
0
ALTER NRG CORP COM
COM
02145W101
93
100000
SH
SOLE
0
0
0
AMERICAN APPAREL INCCORP COM STK
COM
023850100
100
200000
SH
SOLE
0
0
0
AMERICAN CAP STRATEGIES LTD COM STK
COM
02503Y103
395
25000
SH
SOLE
0
0
0
AMPLIPHI BIOSCIENCES CORP COM STK
COM
03211P103
14
25000
SH
SOLE
0
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
200
10000
SH
SOLE
0
0
0
ANTRIM ENERGY
COM
037243102
4
75000
SH
SOLE
0
0
0
APPLIED NEUROSOLUTIONS INC COM STK
COM
03823Y203
0
98668
SH
SOLE
0
0
0
ARCH COAL INC COM STK
COM
039380100
603
125000
SH
SOLE
0
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
274
6309
SH
SOLE
0
0
0
ARIAD PHARMACEUTICALS INC COM STK
COM
04033A100
2237
277600
SH
SOLE
0
0
0
ARM CEMENT LTD
COM
6041188
313
300000
SH
SOLE
0
0
0
ASSOCIATED BANC EQY WARRANT
W EXP 11/21/2018
045487113
53
22600
SH
SOLE
0
0
0
AUDIOCODES LTD COM STK
COM
M15342104
544
75000
SH
SOLE
0
0
0
AUSTRALIAN STOCK EXCHANGE SHS
COM
6129222
462
13815
SH
SOLE
0
0
0
AUTOBYTEL INC COM STK
COM
05275N205
497
40000
SH
SOLE
0
0
0
AVESIS INCORPORATED
COM
053650107
144
144200
SH
SOLE
0
0
0
AWARE INC MASS COM STK
COM
05453N100
58
10000
SH
SOLE
0
0
0
B & G FOODS INC NEW CLASS A
COM CL A
05508R106
452
15000
SH
SOLE
0
0
0
BALTIC TRDNG LTD
COM
Y0553W103
316
50000
SH
SOLE
0
0
0
BANCO SANTANDER CEN SPON ADR
SPONSOR ADR
05964H105
149
15581
SH
SOLE
0
0
0
BANK OF AMERICA CORP
COM
060505104
2580
150000
SH
Call
SOLE
0
0
0
BANK OF AMERICA CORP
COM
060505104
43422
2524548
SH
SOLE
0
0
0
BANK OF AMERICA CORP WARRANT
W EXP 10/28/2018
060505153
158
175000
SH
SOLE
0
0
0
BANK OF AMERICA CORPWT EXP 1/16/19
W EXP 1/16/2019
060505146
822
100000
SH
SOLE
0
0
0
BANK OF IRELAND (IRE LISTING)
COM
3070732
467
1100000
SH
SOLE
0
0
0
BAZAARVOICE INC COM STK
COM
073271108
402
55000
SH
SOLE
0
0
0
BEAM INC
COM
073730103
625
7500
SH
SOLE
0
0
0
BEIERSDORF NPV ORDS
COM
5107401
488
5000
SH
SOLE
0
0
0
BERKSHIRE HILLS BANCORP INC COM STK
COM
084680107
647
25000
SH
SOLE
0
0
0
BIOSCRIP INC COM STK
COM
09069N108
70
10020
SH
SOLE
0
0
0
BLACKBERRY LIMITED
COM
09228F103
242
30000
SH
Call
SOLE
0
0
0
BLACKSTONE GROUP LP
COM
09253U108
1164
35000
SH
SOLE
0
0
0
BLACKSTONE MORTGAGE TRUST INC
CLASS A
09257W100
719
25000
SH
Call
SOLE
0
0
0
BLACKSTONE MORTGAGE TRUST INC REIT
CLASS A
09257W100
779
27100
SH
SOLE
0
0
0
BM&F BOVESPA SA
COM
B2RHNV9
124
25000
SH
SOLE
0
0
0
BOINGO WIRELESS INC
COM
09739C102
576
85000
SH
SOLE
0
0
0
BOLSA A (MEX LISTING)
COM
B39VVF6
197
100000
SH
SOLE
0
0
0
BOLSA DE VALOR. COP1
COM
B24FPF4
23
2058500
SH
SOLE
0
0
0
BOLSA MEXICANA DE VALORES SA
COM
B39VVF6
49
25000
SH
SOLE
0
0
0
BOLSAS Y MERCADOS ESPANOLES SOCIEDAD
COM
B18S767
203
5000
SH
SOLE
0
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
2028
150000
SH
SOLE
0
0
0
BOSTON SCIENTIFIC CORP COM STK
COM
101137107
677
50110
SH
SOLE
0
0
0
BURLINGTON STOR
COM
122017106
443
15000
SH
SOLE
0
0
0
BURSA MALAYSIA BHD
COM
B06FV38
81
35000
SH
SOLE
0
0
0
BYD COMPANY LIMITED
COM
6536651
371
60000
SH
SOLE
0
0
0
CACHE INC COM STK
COM
127150308
696
211643
SH
SOLE
0
0
0
CALAVO GROWERS INC COM STK
COM
128246105
712
20000
SH
SOLE
0
0
0
CAMBRIDGE CAPITAL ACQUISTION
UNIT 03/17/2014
13215Q205
505
50000
SH
SOLE
0
0
0
CANACCORD GENUITY GROUP INC
COM
134801109
221
30000
SH
SOLE
0
0
0
CAPSTONE TURBINE CORP COM STK
COM
14067D102
852
400000
SH
SOLE
0
0
0
CARA THERAPEUTICS
COM
140755109
242
13000
SH
SOLE
0
0
0
CASTLE BRANDS INC COM STK
COM
148435100
180
150000
SH
SOLE
0
0
0
CASTLIGHT HEALTH INC SAN FRAN COM STK
COM
14862Q100
679
32000
SH
SOLE
0
0
0
CELL THERAPEUTICS INC SEATTLE COM STK
COM
150934883
340
100000
SH
SOLE
0
0
0
CENTRAL WIRELESS INC COM STK
COM
15607P109
4
660000
SH
SOLE
0
0
0
CENTURY CASINOS INC COM STK
COM
156492100
179
25000
SH
SOLE
0
0
0
CHRISTOPHER & BANKS CORP COM STK
COM
171046105
66
10000
SH
SOLE
0
0
0
CIENA CORP COM STK
COM
171779309
569
25000
SH
SOLE
0
0
0
CIMATRON LIMITED
COM
M23798107
295
40800
SH
Call
SOLE
0
0
0
CITIGROUP INC
COM
172967424
476
10000
SH
Call
SOLE
0
0
0
CITIGROUP INC WRNT AEXP 01/04/2019
W EXP 01/04/2019
172967226
16
25000
SH
SOLE
0
0
0
CITIGROUP INC WRNT BEXP 10/28/2018
W EXP 10/28/2018
172967234
2
50000
SH
SOLE
0
0
0
CLAL BIOTECH (ISR LISTING)
COM
B23GNK9
42
11875
SH
SOLE
0
0
0
COLUMBIA BKG SYS INC COM STK
COM
197236102
1748
61290
SH
SOLE
0
0
0
COMMONWEALTH REIT
COM SH BEN INT
203233101
263
10000
SH
Call
SOLE
0
0
0
COMMONWEATH REIT
COM SH BEN INT
203233101
658
25000
SH
SOLE
0
0
0
COMPOSITE TECHNOLOGY CORP COM STK
COM
20461S108
0
145000
SH
SOLE
0
0
0
CONTINENTAL GOLD LTD COM STK
COM
G23850103
173
50000
SH
SOLE
0
0
0
CONVERTED ORGANICS INC WRNT
W EXP 12/31/2014
31788H113
0
18000
SH
SOLE
0
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
335
7000
SH
SOLE
0
0
0
Coronado Biosciences Inc. Common
COM
21976U109
99
50000
SH
SOLE
0
0
0
COTT CORP CAD COM
COM
22163N106
169
20000
SH
SOLE
0
0
0
COTT CORPORATION
COM
22163N106
424
50000
SH
Call
SOLE
0
0
0
COVANTA HOLDING CORP
COM
22282E102
350
19400
SH
Call
SOLE
0
0
0
COVANTA HOLDING CORPDELAWARE COM STK
COM
22282E102
542
30000
SH
SOLE
0
0
0
COWEN GROUP INC COM STK
COM
223622101
1056
239504
SH
SOLE
0
0
0
CRAFT BREWERS ALLIANCE INC
COM
224122101
229
15000
SH
SOLE
0
0
0
CRIMSON WINE GROUP LTD COM STK
COM
22662X100
443
50000
SH
SOLE
0
0
0
CURIS INC COM STK
COM
231269101
212
75000
SH
SOLE
0
0
0
CYTORI THERAP
COM
23283K105
68
25000
SH
SOLE
0
0
0
DATANG RENEW (HOK LISTING)
COM
B4YX1N2
48
300000
SH
SOLE
0
0
0
DATAWATCH CORP
COM
237917208
461
17000
SH
SOLE
0
0
0
DELIAS INC COM STK
COM
246911101
21
25000
SH
SOLE
0
0
0
DENISON MINES CORP
COM
248356107
74
50000
SH
SOLE
0
0
0
DENNYS CORPORATION
COM
24869P104
1897
295000
SH
SOLE
0
0
0
DEXCOM INC COM STK
COM
252131107
1034
25000
SH
SOLE
0
0
0
DHX MEDIA LTD
COM
252406103
143
35000
SH
SOLE
0
0
0
DIAMOND FOODS INC COM
COM
252603105
524
15000
SH
SOLE
0
0
0
DOLBY LABORATORIES INC CL A COM STK
COM CL A
25659T107
445
10000
SH
SOLE
0
0
0
DU PONT E I DE NEMOURS
COM
263534109
349
5200
SH
SOLE
0
0
0
DYNAVOX INC-CLASS A
COM CL A
26817F104
14
150000
SH
SOLE
0
0
0
ECHO THERAPEUTICS INC COM STK
COM
27876L206
150
50000
SH
SOLE
0
0
0
EHEALTH INC COM STK
COM
28238P109
508
10000
SH
SOLE
0
0
0
EMCORE CORPORATION COM STK
COM
290846203
126
25000
SH
SOLE
0
0
0
EMISPHERE TECHNOLOGIES INC COM STK
COM
291345106
6
25000
SH
SOLE
0
0
0
ENTECH SOLAR INC COM STK
COM
29362Y106
0
25000
SH
SOLE
0
0
0
ENTREMED INC COM STK
COM
29382F202
46
25000
SH
SOLE
0
0
0
EQUITY BANK LTD (KEN LISTING)
COM
B0WCDV5
73
200000
SH
SOLE
0
0
0
ESTEE LAUDER COMPANIES INC CL A COM STK
COM CL A
518439104
334
5000
SH
SOLE
0
0
0
EXCO RESOURCES INC COM
COM
269279402
560
100000
SH
SOLE
0
0
0
EXTERRAN HOLDINGS INC
COM
30225X103
219
5000
SH
SOLE
0
0
0
EXXON MOBIL CORP
COM
30231G102
977
10000
SH
Call
SOLE
0
0
0
FANNIE MAE 8.25% PERP PFD
8.25% Preferred Stock
313586752
734
70000
SH
SOLE
0
0
0
FARMER BROTHERS CO COM STK
COM
307675108
798
40500
SH
SOLE
0
0
0
FEDERAL NATL MTG ASSN MEDIUM COM STK
COM
313586109
1560
400000
SH
SOLE
0
0
0
FIBROCELL SCIENCE INC COM STK
COM
315721209
131
25000
SH
SOLE
0
0
0
FIESTA RSTRN GRP
COM
31660B101
684
15000
SH
SOLE
0
0
0
FINANCIAL TECHNOLOGIES (INDIA) LD
COM
B287HL6
7
20000
SH
SOLE
0
0
0
FINBOND GROUP LTD (SAF LISTING)
COM
B1YBMD2
31
100000
SH
SOLE
0
0
0
FIREEYE INC
COM
31816Q101
1539
25000
SH
SOLE
0
0
0
FIRST MIDWEST BANCORP INC DEL COM STK
COM
320867104
171
10000
SH
SOLE
0
0
0
FIRST SEC GROUP INC COM STK RSTD
COM
336312202
900
600000
SH
SOLE
0
0
0
FORTINET INC
COM
34959E109
551
25000
SH
SOLE
0
0
0
FORTRESS INVESTMENT GROUP LLC COM
COM
34958B106
185
25000
SH
SOLE
0
0
0
FRANKLIN FINANCIAL CORP/VA COM STK
COM
35353C102
1369
70000
SH
SOLE
0
0
0
FREDDIE MAC 8.375% PERP PFD
8.375% Preferred Stock
313400624
770
70000
SH
SOLE
0
0
0
FREDERICK'S OF HOLLYWOOD GROUP INC
COM
35582T108
33
125000
SH
SOLE
0
0
0
FUELCELL ENERGY INC COM STK
COM
35952H106
186
75000
SH
SOLE
0
0
0
FUSION-IO INC
COM
36112J107
421
40000
SH
SOLE
0
0
0
GCL-POLY ENERGY HOLDINGS LIMITED
COM
B28XTR4
217
600000
SH
SOLE
0
0
0
GEEKNET INC COM STK
COM
36846Q203
280
20000
SH
SOLE
0
0
0
GENERAL MTRS CO W EXP 07/10/2019
WRNT EXP 7/10/2019
37045V126
1676
96287
SH
SOLE
0
0
0
GENERAL MTRS CO WARRANTS EXP12/31/2015
W EXP 12/31/2015
37045V134
141
50000
SH
SOLE
0
0
0
GENTHERM INC COM STK
COM
37253A103
694
20000
SH
SOLE
0
0
0
GI DYNAMICS INC
COM
B5T6W85
13
25000
SH
SOLE
0
0
0
GLOBAL EAGLE ACQUISITION EQUITY WARRANT
W EXP 05/13/201
37951D110
848
155000
SH
SOLE
0
0
0
GLOBALSTAR INC
COM
378973408
596
225000
SH
SOLE
0
0
0
GRIFOLS SA BARCELONA ADR
SPONSOR ADR
398438408
413
10000
SH
SOLE
0
0
0
GROWERS DIRECT COFFEE CO STK
COM
399849108
0
25000
SH
SOLE
0
0
0
Gulf Coast Ultra Deep Royalty Trust Roya
COM
40222T104
153
50000
SH
SOLE
0
0
0
HALOZYME THERAPEUTICS INC COM STK
COM
40637H109
928
73050
SH
SOLE
0
0
0
HARD TO TREAT DISEASES INC COM STK
COM
41164A103
0
500000
SH
SOLE
0
0
0
HARDINGE BROTHERS INC COM STK
COM
412324303
144
10000
SH
SOLE
0
0
0
HEALTH DISCOVERY CORP COM STK
COM
42218R100
1
25000
SH
SOLE
0
0
0
HELLEINC TELECOM ORG-ADR
SPONSOR ADR
423325307
414
50000
SH
SOLE
0
0
0
HELLENIC EXCHANGES SA ORDS (GRE LISTING)
COM
4108278
313
25000
SH
SOLE
0
0
0
HERBALIFE LTD COM STK
COM
G4412G101
286
5000
SH
SOLE
0
0
0
HERITAGE OAKS BANCORP COM STK
COM
42724R107
2222
275000
SH
SOLE
0
0
0
HERON THERAPEUTICS INC COM STK
COM
427746102
348
25000
SH
SOLE
0
0
0
HESS CORP COM STK
COM
42809H107
2503
30200
SH
SOLE
0
0
0
HIMAX TECHNOLOGIES INC ADR
SPONSOR ADR
43289P106
634
55000
SH
SOLE
0
0
0
HK EXCHANGES & CLEARING ORD
COM
6267359
758
50000
SH
SOLE
0
0
0
HOME TRST BNCSHR
COM
437872104
316
20000
SH
SOLE
0
0
0
HUANENG RENEWABLES CORP (HOK LISTING)
COM
B4WTBY3
102
300000
SH
SOLE
0
0
0
HYDRON TECH INC
COM
449020205
1
100000
SH
SOLE
0
0
0
IGENE BIOTECHNOLOGY INC COM STK
COM
451695100
0
100000
SH
SOLE
0
0
0
ILLUMINA INC COM STK
COM
452327109
520
3500
SH
SOLE
0
0
0
INCYTE CORPORATION
COM
45337C102
428
8000
SH
SOLE
0
0
0
INDIA GLOBALIZATION CAP CW11 EXP 3/6/15
W EXP 3/8/2015
45408X118
2
157798
SH
SOLE
0
0
0
INSULET CORP
COM
45784P101
948
20000
SH
SOLE
0
0
0
INTEL CORP
COM
458140100
1291
50000
SH
SOLE
0
0
0
Intra-Cellular Therapies Inc. Common Sto
COM
46116X101
364
20030
SH
SOLE
0
0
0
ISHARES MSCI JAPAN ETF
MSCI JAPAN ETF
464286848
113
10000
SH
SOLE
0
0
0
ISHARES MSCI MEXICO CAPPED INVESTABLE MA
MSCI MEX CAP ETF
464286822
480
7500
SH
SOLE
0
0
0
J.C.PENNEY CO
COM
708160106
172
20000
SH
Call
SOLE
0
0
0
JC PENNEY CO INC COM STK
COM
708160106
216
25000
SH
SOLE
0
0
0
JAMBA INC COM STK
COM
47023A309
120
10000
SH
SOLE
0
0
0
JDS UNIPHASE CORP COM STK
COM
46612J507
980
70000
SH
SOLE
0
0
0
JIVE SOFTWARE INC
COM
47760A108
200
25000
SH
SOLE
0
0
0
JMP GROUP INC COM STK
COM
46629U107
356
50000
SH
SOLE
0
0
0
JOHNSON AND JOHNSON
COM
478160104
4912
50000
SH
SOLE
0
0
0
KENNEDY-WILSON HLDGS INC COM STK
COM
489398107
225
10000
SH
SOLE
0
0
0
KIMBERLY CLARK CORP
COM
494368103
551
5000
SH
SOLE
0
0
0
KINDER MORGAN INC.WARRANTS WHEN ISSUED
W EXP 5/25/2017
49456B119
150
85000
SH
SOLE
0
0
0
LADENBURG THALMANN FINL SVCS COM STK
COM
50575Q102
1359
450000
SH
SOLE
0
0
0
LEUCADIA NATL CORP COM STK
COM
527288104
340
12150
SH
SOLE
0
0
0
LINDSAY CORPORATION
COM
535555106
2205
25009
SH
SOLE
0
0
0
LOEWS CORP COM STK
COM
540424108
1322
30000
SH
SOLE
0
0
0
LOEWS CORPORATION
COM
540424108
1322
30000
SH
Call
SOLE
0
0
0
LONDON STOCK EXC A SHS (UKM LISTING)
COM
B0SWJX3
230
7000
SH
SOLE
0
0
0
LUBYS INC COM STK
COM
549282101
216
35000
SH
SOLE
0
0
0
LUNA GOLD CORP VANCOUVER COM
COM
550344303
26
25000
SH
SOLE
0
0
0
MANDALAY DIGITAL GROUP INC COM STK
COM
562562207
99
25000
SH
SOLE
0
0
0
MANITEX INTERNATIONAL INC COM STK
COM
563420108
245
15000
SH
SOLE
0
0
0
MANNKIND CORPORATION$2.40WARRANTS EXP
W EXP 2/15/2019
56400P9B0
16
10000
SH
SOLE
0
0
0
MARCHEX INC CL B COM STK
COM CL B
56624R108
420
40000
SH
SOLE
0
0
0
MARRON BIO INNOV
COM
57165B106
210
15000
SH
SOLE
0
0
0
MASONITE INTERNATIONAL CORP WRNT
W EXP 6/9/2014
575385117
82
16409
SH
SOLE
0
0
0
MEDTRONIC INC
COM
585055106
1846
30000
SH
Call
SOLE
0
0
0
MERA PHARMACEUTICALS INC COM STK
COM
58732R103
0
200000
SH
SOLE
0
0
0
MERCATOR MINERALS LTD
COM
587582107
1
10000
SH
SOLE
0
0
0
MGM ENERGY CORP COM
COM
59318A100
4
25000
SH
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
2459
60000
SH
Call
SOLE
0
0
0
MIDWAY GOLD CORP COM
COM
598153104
53
50000
SH
SOLE
0
0
0
MONACO COACH CORP COM STK
COM
60886R103
0
50000
SH
SOLE
0
0
0
MONITISE PLC (UKM LISTING)
COM
B1YMRB8
1243
1050000
SH
SOLE
0
0
0
MORPHOSYS AG NPV ORDS
COM
5531000
5099
55000
SH
SOLE
0
0
0
MOSYS INC COM STK
COM
619718109
341
75000
SH
SOLE
0
0
0
NATIONAL HLDGS CORP COM STK
COM
636375107
25
50000
SH
SOLE
0
0
0
NAVIGATOR HOLDINGS LTD COM STK
COM
Y62132108
650
25000
SH
SOLE
0
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
99
10000
SH
SOLE
0
0
0
NEOPHOTONICS CORP
COM
64051T100
522
65864
SH
SOLE
0
0
0
NEOVASC INC COM STK
COM
64065J106
149
25000
SH
SOLE
0
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P202
221
25000
SH
SOLE
0
0
0
NORTHFIELD BANCORP INC NEW COM STK
COM
66611T108
643
50000
SH
SOLE
0
0
0
NORTHSTAR RLTY FIN CORP COM
COM
66704R100
565
35000
SH
SOLE
0
0
0
NOVADAQ TECH
COM
66987G102
668
30000
SH
SOLE
0
0
0
NOVAGOLD RESOURCES INC CAD COM
COM
66987E206
90
25000
SH
SOLE
0
0
0
NOVAVAX INC COM STK
COM
670002104
385
85000
SH
SOLE
0
0
0
NPS PHARMACEUTICALS INC COM STK
COM
62936P103
1497
50000
SH
SOLE
0
0
0
NZX LIMITED (NZE LISTING) (POST SPLIT)
COM
6623155
175
157500
SH
SOLE
0
0
0
OPKO HEALTH INC COM
COM
68375N103
559
60000
SH
SOLE
0
0
0
OPTIMAL PAYMENTS PLC (UKM LISTING)
COM
3426454
150
25000
SH
SOLE
0
0
0
OPTIONABLE INC COM STK
COM
684006109
3
70000
SH
SOLE
0
0
0
ORAGENICS INC COM STK
COM
684023203
72
25000
SH
SOLE
0
0
0
ORASURE TECHNOLOGIES INC COM STK
COM
68554V108
199
25000
SH
SOLE
0
0
0
ORIENT-EXP HTLS
CLASS A
G67743107
576
40000
SH
SOLE
0
0
0
ORION ENERGY SYSTEM
COM
686275108
181
25000
SH
SOLE
0
0
0
PAIN THERAPEUTICS INC COM STK
COM
69562K100
138
25000
SH
SOLE
0
0
0
PAR PETROLEUM CORPORATION COM STK
COM
69888T207
1170
58582
SH
SOLE
0
0
0
PATHFINDER MINERALS PLC (UKM LISTING)
COM
B4MB7K7
2
300000
SH
SOLE
0
0
0
PHOSCAN CHEMICAL CORP
COM
71921E106
11
40000
SH
SOLE
0
0
0
PICO HOLDINGS INC COM STK
COM
693366205
650
25000
SH
SOLE
0
0
0
POLYMET MINING CORP COMM STOCK
COM
731916102
51
37500
SH
SOLE
0
0
0
POPULAR INC COM STK
COM
733174700
930
30000
SH
SOLE
0
0
0
POTLATCH HOLDINGS INC COM
COM
737630103
387
10000
SH
SOLE
0
0
0
PROBE MINES LTD TORONTO ON COM
COM
742667504
146
50000
SH
SOLE
0
0
0
Puma Biotechnology Inc Common Stock
COM
74587V107
795
7630
SH
SOLE
0
0
0
PURE CYCLE CORP COM STK
COM
746228303
182
30000
SH
SOLE
0
0
0
QUALYS INC
COM
74758T303
712
28000
SH
SOLE
0
0
0
QUANTUM FUEL SYSTEMSTECHNOLOGY
COM
74765E307
242
25000
SH
SOLE
0
0
0
RADIOSHACK CORP DEL COM STK
COM
750438103
159
75000
SH
SOLE
0
0
0
RECKITT BENCKISER PLC
COM
B24CGK7
413
5065
SH
SOLE
0
0
0
RENTECH INC COM STK
COM
760112102
95
50000
SH
SOLE
0
0
0
RESOLUTE ENERGY WRNT EXP 9/28/14
W EXP 9/28/2014
76116A116
7
100000
SH
SOLE
0
0
0
RESTORATION HARDWAREHOLDINGS INC COM STK
COM
761283100
368
5000
SH
SOLE
0
0
0
RETAILMENOT INC
COM
76132B106
640
20000
SH
Call
SOLE
0
0
0
REVANCE THERAPEUTICS INC
COM
761330109
788
25000
SH
SOLE
0
0
0
RIT_TECHNOLGS_WT
W EXP 12/01/201
M8215Q128
6
12500
SH
SOLE
0
0
0
RLJ Entertainment Inc. Wt Exp 10/03/201
W EXP 10/03/2017
74965F112
25
100000
SH
SOLE
0
0
0
RMG NETWORKS HOLDING CORP
COM
74966K110
25
35000
SH
SOLE
0
0
0
RODINIA OIL CORP CLASS A
COM CL A
77487N109
0
40000
SH
SOLE
0
0
0
ROMARCO MINERALS INC
COM
775903206
32
50000
SH
SOLE
0
0
0
RUBICON LIMITED NZD
COM
572993ZM8
49
150000
SH
SOLE
0
0
0
RUCKUS WIRELESS INC
COM
781220108
851
70000
SH
SOLE
0
0
0
SAEXPLORATION HLDGS INC WARRANTS
W EXP 06/19/2016
78636X113
40
35000
SH
SOLE
0
0
0
SAFARICOM (KEN LISTING)
COM
B2QN3J6
250
1750000
SH
SOLE
0
0
0
SAFE BULKERS INC
COM
Y7388L103
95
10000
SH
SOLE
0
0
0
SALESFORCE COM INC COM STK
COM
79466L302
1142
20000
SH
SOLE
0
0
0
SANDRIDGE ENERGY INC
COM
80007P307
246
40000
SH
Call
SOLE
0
0
0
SANDRIDGE ENERGY INC COM STK
COM
80007P307
462
75200
SH
SOLE
0
0
0
SANOFI CONTGNT VAL RIGHTS
RIGHT 12/31/2020
80105N113
31
100000
SH
SOLE
0
0
0
SEACHANGE INTERNATIONAL INC COM STK
COM
811699107
261
25000
SH
SOLE
0
0
0
SEARS CDA COM
COM
81234D109
520
35000
SH
SOLE
0
0
0
SEATTLE GENETICS INC COM STK
COM
812578102
797
17500
SH
SOLE
0
0
0
SERVICENOW
COM
81762P102
599
10000
SH
SOLE
0
0
0
SGOCO TECHNOLOGY LTD WT
W EXP 99/99/9999
G80751111
18
26100
SH
SOLE
0
0
0
SHISEIDO 50
COM
6805265
176
10000
SH
SOLE
0
0
0
SILICON LABORATORIES INC COM STK
COM
826919102
523
10000
SH
SOLE
0
0
0
SILICON MOTION TECHNOLOGY CORP ADR
SPONSOR ADR
82706C108
587
35000
SH
SOLE
0
0
0
SILVER SPRING NETWORKS INC
COM
82817Q103
608
35000
SH
SOLE
0
0
0
SINGAPORE EXCHANGE
COM
6303866
552
100000
SH
SOLE
0
0
0
SIONIX CORP COM STK
COM
829400100
2
200000
SH
SOLE
0
0
0
SPANSION INC CL A
COM CL A
84649R200
871
50000
SH
SOLE
0
0
0
SPDR S&P 500 ETF TRUST
COM
78462F103
2338
12500
SH
Call
SOLE
0
0
0
SPYGLASS RESOURCES
COM
852193101
76
45500
SH
SOLE
0
0
0
SQUARE 1 FINANCIAL INC COM STK
COM
85223W101
310
15400
SH
SOLE
0
0
0
SUNEDISON INC COM STK
COM
86732Y109
612
32500
SH
SOLE
0
0
0
SUNOPTA INC COM
COM
8676EP108
296
25030
SH
SOLE
0
0
0
TANGOE INC/CT
COM
87582Y108
744
40000
SH
SOLE
0
0
0
TCF FINANCIAL EQY WARRANT
W EXP 11/14/2018
872275128
52
15900
SH
SOLE
0
0
0
TEEKAY TANKERS LTD CL A COM
COM CL A
Y8565N102
336
95000
SH
SOLE
0
0
0
TEJON RANCH CO COM STK
COM
879080109
507
15000
SH
SOLE
0
0
0
TEVA PHARM
COM
881624209
793
15000
SH
SOLE
0
0
0
THEGLOBE.COM INC COM STK
COM
88335R101
0
100000
SH
SOLE
0
0
0
TOREX GOLD RESOURCESINC COM STK
COM
891054108
48
50000
SH
SOLE
0
0
0
TRANS1 INC COM STK
COM
071773105
27
25000
SH
SOLE
0
0
0
TRINET GROUP
COM
896288107
213
10000
SH
SOLE
0
0
0
TRUE DRINKS HLDGS INC COM STK
COM
897837100
70
177000
SH
SOLE
0
0
0
TYCO INTL LTD
COM
H89128104
848
20000
SH
Call
SOLE
0
0
0
UNIFI INC COM STK
COM
904677200
461
20000
SH
SOLE
0
0
0
URALS ENERGY PUBLIC LTD (UKM LISTING)
COM
B0FHR59
2
25000
SH
SOLE
0
0
0
UR-ENERGY INC COM
COM
91688R108
116
75000
SH
SOLE
0
0
0
US GLOBAL NANOSPACE INC COM STK
COM
91729J107
0
275000
SH
SOLE
0
0
0
USA TECHNOLOGIES INCCOM
COM
90328S500
104
50000
SH
SOLE
0
0
0
U-SWIRL INC COM STK
COM
90349P105
13
15000
SH
SOLE
0
0
0
VANGUARD FTSE EUROPE ETF
FTSE EUROPE ETF
922042874
1179
20000
SH
Call
SOLE
0
0
0
VELOCITY EXPRESS CORP COM STK
COM
92257T707
36
37833
SH
SOLE
0
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1670
35100
SH
SOLE
0
0
0
VIOLIN MEMRY INC
COM
92763A101
212
53000
SH
SOLE
0
0
0
VISION-SCIENCES INC DEL COM STK
COM
927912105
733
610882
SH
SOLE
0
0
0
WARDERLY INTL HLDGS LTD (HOK LISTING)
COM
6572224
90
2500000
SH
SOLE
0
0
0
WARSAW STOCK EXCHANGE (POL LISTING)
COM
B55XKV9
260
20000
SH
SOLE
0
0
0
WATERSTONE FINANCIAL INC WAUW COM STK
COM
94188P101
520
50000
SH
SOLE
0
0
0
WESTERNZAGROS RES LTD COM
COM
960008100
20
25000
SH
SOLE
0
0
0
WEYERHAEUSER CO
COM
962166104
294
10000
SH
Call
SOLE
0
0
0
WIZARD WORLD INC COM STK
COM
97751C100
100
340213
SH
SOLE
0
0
0
WMI HOLDINGS CORP COMMON STOCK
COM
92936P100
1560
480000
SH
SOLE
0
0
0
WORLD ENERGY SOLUTIONS INC DEL COM STK
COM
98145W208
121
25000
SH
SOLE
0
0
0
WORLD HEALTH ENERGY HLDGS INC COM STK
COM
98148H109
0
150000
SH
SOLE
0
0
0
WORLDS INC COM STK
COM
98159J101
16
100000
SH
SOLE
0
0
0
WRIGHT INVESTORS SERVICES HOLDING INC
COM
982345100
660
338471
SH
SOLE
0
0
0
XEROX CORP
COM
984121103
113
10000
SH
Call
SOLE
0
0
0
XG TECHNOLOGIES INC WT
W EXP 7/18/2018
98372A408
10
10000
SH
SOLE
0
0
0
XOMA XORP
COM
98419J107
156
30000
SH
SOLE
0
0
0
ZANN CORP COM STK
COM
98906U300
0
25000
SH
SOLE
0
0
0
ZAP COM STK
COM
98912M201
9
32500
SH
SOLE
0
0
0
ZIOPHARM ONCO
COM
98973P101
115
25000
SH
SOLE
0
0
0
ZOETIS INC
COM
98978V103
203
7000
SH
SOLE
0
0
0