-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LLBFHEepAR2Lirj998n3sYa77GujH7vknymUKoHtvq8/Da/p941gojUxT2EFWw68 6Sc6b486/Wmo95D50hXTbA== 0001019056-10-000154.txt : 20100212 0001019056-10-000154.hdr.sgml : 20100212 20100212135812 ACCESSION NUMBER: 0001019056-10-000154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 10597471 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13f-021610.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Trading, LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY February 12, 2010 - --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE 12/31/2009 Report Summary Number of Other Included Managers 0 ----------- Form 13F Information Table Entry Total 493 ----------- Form 13F Information Table Value Total $144,966 ----------- (thousands) List of Other Included Managers None 2
EE GEDULD 13F Report: (12/31/09) VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ 21ST CENTY TECHNOLOGIES INC COM STK COM 90130C305 0.00 13,334.00 SH SOLE 13,334 0 0 7 DAYS GRP ADR SPONSOR ADR 81783J101 312.00 25,000.00 SH SOLE 25,000 0 0 A POWER ENERGY GENERAT SYS LTD COM COM G04136100 274.00 15,000.00 SH SOLE 15,000 0 0 A123 SYSTEMS INC COM 03739T108 785.00 35,000.00 SH SOLE 35,000 0 0 ABINGTON CMNTY BANCORP INC COM STK COM 00350L109 482.00 70,000.00 SH SOLE 70,000 0 0 ACER INCORPORATED TWD10 ORDS COM 6005850 76.00 25,250.00 SH SOLE 25,250 0 0 ACME PACKET COM 004764106 220.00 20,000.00 SH SOLE 20,000 0 0 ACUSPHERE INC COM STK COM 00511R870 4.00 55,000.00 SH SOLE 55,000 0 0 ADAMJEE INSURANCE CO LTD PKR10 COM 6006693 77.00 49,500.00 SH SOLE 49,500 0 0 ADELPHIA RECOVERY SERVICES COM 00685R409 8.00 249,615.00 SH SOLE 249,615 0 0 Bond 10.25% ADELQ 10.25 15JUN2011 06/15/2011 006ESCBJ5 9.00 250,000.00 PRIN SOLE 250,000 0 0 ADEPT TECHNOLOGY INCCOM NEW COM 006854202 50.00 15,000.00 SH SOLE 15,000 0 0 ADRENALINA COM STK COM 00725L107 2.00 113,982.00 SH SOLE 113,982 0 0 ADVANCED ANALOGIC TECHNOLOGIES COM COM 00752J108 118.00 30,000.00 SH SOLE 30,000 0 0 ADVANCED PLANT PHARMACEUTICALS COM STK COM 00756F201 0.00 150,000.00 SH SOLE 150,000 0 0 ADVANCED VIRAL RESH CORP COM STK COM 007928104 0.00 250,000.00 SH SOLE 250,000 0 0 ADVENTRX PHARMACEUTICALS INC COM STK COM 00764X103 17.00 50,000.00 SH SOLE 50,000 0 0 AFFINITY MEDIA INTL CORP W EXP W09 WTS EXP 06/ 06/04/2010 00828Q110 0.00 40,000.00 SH SOLE 40,000 0 0 AFFYMAX INC COM COM 00826A109 742.00 30,000.00 SH SOLE 30,000 0 0 AGRA EMPREENDIMENTOS IMOBILIARIOS SA COM B1WKXG1 143.00 50,000.00 SH SOLE 50,000 0 0 AIRASIA BHD COM B03J9L7 212.00 525,000.00 SH SOLE 525,000 0 0 AKORN INC COM STK COM 009728106 45.00 25,000.00 SH SOLE 25,000 0 0 ALCATEL-LUCENT ADS COM 013904305 133.00 40,000.00 SH SOLE 40,000 0 0 ALIGN TECHNOLGY INC COM 016255101 178.00 10,000.00 SH CALL SOLE 10,000 0 0 AMBAC FINANCIAL GROUP INC COM STK COM 023139108 21.00 25,000.00 SH SOLE 25,000 0 0 AMEDIA NETWORKS INC COM 023434103 0.00 250,000.00 SH SOLE 250,000 0 0 AMERICAN APPAREL INCCORP COM STK COM 023850100 155.00 50,000.00 SH SOLE 50,000 0 0 AMERICAN EAGLE OUTFITTERS INC COM STK COM 02553E106 170.00 10,000.00 SH SOLE 10,000 0 0 AMERICAN HEALTHCHOISINC COM 025929209 0.00 175,000.00 SH SOLE 175,000 0 0 AMERICAN OIL & GAS INC COM STK COM 028723104 63.00 15,000.00 SH SOLE 15,000 0 0 AMERICAN RIVER BANKSHARES COM STK COM 029326105 354.00 45,000.00 SH SOLE 45,000 0 0 AMERICAN SCIENCE & ENGINEERI COM 029429107 758.00 10,000.00 SH CALL SOLE 10,000 0 0 AMERICAN SCIENCE & ENGR INC COM STK COM 029429107 379.00 5,000.00 SH SOLE 5,000 0 0 AMERICANA DISTBN COM 030556104 0.00 600,000.00 SH SOLE 600,000 0 0 AMERIGO RESOURCES LTD COM 03074G109 12.00 17,500.00 SH SOLE 17,500 0 0 ANALOGIC CORP COM STK COM 032657207 385.00 10,000.00 SH SOLE 10,000 0 0 ANTARES PHARMA INC COM STK COM 036642106 29.00 25,000.00 SH SOLE 25,000 0 0 ANTRIM ENERGY COM 037243102 90.00 75,000.00 SH SOLE 75,000 0 0 AOL INC COM 00184X105 1,531.00 65,772.00 SH SOLE 65,772 0 0 APPLIED MICRO CIRCUITS CORP COM STK COM 03822W406 299.00 40,000.00 SH SOLE 40,000 0 0 APPLIED NEUROSOLUTIONS INC COM STK COM 03823Y203 54.00 48,668.00 SH SOLE 48,668 0 0 ARCHER DANIELS CV 6 1/4% PREFERRED PFD STOCK 039483201 218.00 5,000.00 SH SOLE 5,000 0 0
3 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ ART TECHNOLOGY GROUP INC COM STK COM 04289L107 203.00 45,000.00 SH SOLE 45,000 0 0 ARTHROCARE CORP COM COM 043136100 889.00 37,500.00 SH SOLE 37,500 0 0 ASCEND ACQUISITION CORP W EXP WRNT 5/10/10 05/10/2010 04350H118 0.00 145,000.00 SH SOLE 145,000 0 0 ASIA SPECIAL SITUATION W EXP ACQ WRNT 01/16/2012 G0538M121 7.00 94,000.00 SH SOLE 94,000 0 0 ASIA SPECIAL SITUATION ACQUISITIN COM G0538M105 517.00 52,000.00 SH SOLE 52,000 0 0 ASIAINFO HOLDINGS INC COM STK COM 04518A104 228.00 7,500.00 SH SOLE 7,500 0 0 W EXP ATLAS ACQUISITION WRNT 01/23/2012 049162118 6.00 25,000.00 SH SOLE 25,000 0 0 ATLAS ESTATES LD (UKM LISTING) COM B0WDBP8 57.00 52,961.00 SH SOLE 52,961 0 0 ATLAS PIPELINE PARTNERS L P COM STK UNIT L P INT 049392103 368.00 37,500.00 SH SOLE 37,500 0 0 ATMEL CORP COM STK COM 049513104 231.00 50,000.00 SH SOLE 50,000 0 0 AUSTRALIAN STOCK EXCHANGE SHS COM 6129222 235.00 7,500.00 SH SOLE 7,500 0 0 AVATAR HOLDINGS INC COM STK COM 053494100 383.00 22,500.00 SH SOLE 22,500 0 0 AVESIS INCORPORATED COM 053650107 43.00 140,000.00 SH SOLE 140,000 0 0 AVI BIOPHARMA INC WRNT W EXP EXP 8/25/2014 08/25/2014 002346146 3.00 35,000.00 SH SOLE 35,000 0 0 BANCO BRADESCO SA BRAD ADR SPONSOR ADR 059460303 219.00 10,000.00 SH SOLE 10,000 0 0 BANCO SANTANDER BRASIL S A ADR SPONSOR ADR 05967A107 980.00 70,300.00 SH SOLE 70,300 0 0 BANGKOK DUSIT MEDICAL SERVICE F THB1.00 COM B013SQ9 15.00 25,000.00 SH SOLE 25,000 0 0 BANK OF AMERICA CORP COM 060505104 36,517.00 2,424,791.00 SH SOLE 2,424,791 0 0 BANK OF AMERICA CORP NEW COM 060505104 753.00 50,000.00 SH CALL SOLE 50,000 0 0 PREFERRED BANK OF AMERICA CORP PRS STOCK 060505419 3,341.00 223,961.00 SH SOLE 223,961 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 559.00 20,000.00 SH CALL SOLE 20,000 0 0 BANK RAKYAT INDONESIA COM 6709099 41.00 50,000.00 SH SOLE 50,000 0 0 W EXP BARZEL INDS INC WRNT 03/07/2011 069744118 0.00 118,173.00 SH SOLE 118,173 0 0 BBV VIETNAM S.E.A. ACQUISITION CORP COM B2PL4G5 273.00 34,500.00 SH SOLE 34,500 0 0 BENIHANA INC CL A COM STK CLASS A 082047200 95.00 25,000.00 SH SOLE 25,000 0 0 BIOGEN IDEC INC COM 09062X103 268.00 5,000.00 SH CALL SOLE 5,000 0 0 BIOPURE CORP CL A WT EX W EXP 12/20/10 12/20/2010 09065H162 0.00 24,000.00 SH SOLE 24,000 0 0 BIOPURE CORP WTCL A EXP W EXP 12/31/2011 12/31/2011 09065H188 0.00 135,000.00 SH SOLE 135,000 0 0 W EXP BIOTIME WT 03/10/2010 03/10/2010 09066L147 41.00 20,000.00 SH SOLE 20,000 0 0 BLACKSTONE GROUP LP COM 09253U108 853.00 65,000.00 SH SOLE 65,000 0 0 BLUEFLY INC COM STK COM 096227301 62.00 25,000.00 SH SOLE 25,000 0 0 BM&F BOVESPA SA COM B2RHNV9 773.00 110,000.00 SH SOLE 110,000 0 0 W EXP BOISE INC WRNT 06/18/2011 06/18/2011 09746Y113 208.00 335,000.00 SH SOLE 335,000 0 0 BOLSA A (MEX LISTING) COM B39VVF6 30.00 25,000.00 SH SOLE 25,000 0 0 BPW ACQUISITION CORPWRNT W EXP 2/26/2014 02/26/2014 055637110 23.00 25,000.00 SH SOLE 25,000 0 0 BPZ ENERGY INC CALL 055639108 143.00 15,000.00 SH SOLE 15,000 0 0 BR MALLS PAR (BRA LISTING) COM B1RYG58 555.00 45,000.00 SH SOLE 45,000 0 0 BROADPOINT GLEACHER SECURITIES GROUP COM 11134A103 491.00 110,000.00 SH SOLE 110,000 0 0 BURSA MALAYSIA BHD COM B06FV38 58.00 25,000.00 SH SOLE 25,000 0 0 BYD COMPANY LIMITED COM 6536651 397.00 45,000.00 SH SOLE 45,000 0 0 CADBURY PLC SPONSORED ADR SPONSOR ADR 12721E102 771.00 15,000.00 SH SOLE 15,000 0 0 CALIPER LIFE SCIENCES W EXP WRNT 08/10/2011 130872112 2.00 29,647.00 SH SOLE 29,647 0 0
4 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ CANACCORD CAP INC COM COM 134801109 397.00 40,000.00 SH SOLE 40,000 0 0 CANADIAN SUPERIOR ENERGY INC COM 136644101 15.00 25,000.00 SH SOLE 25,000 0 0 CAPE BANCORP INC COM COM 139209100 108.00 16,000.00 SH SOLE 16,000 0 0 CAPSTONE TURBINE CORP COM STK COM 14067D102 32.00 25,000.00 SH SOLE 25,000 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0.00 200,000.00 SH SOLE 200,000 0 0 CELL THERAPEUTICS INC COM STK COM 150934503 57.00 50,000.00 SH SOLE 50,000 0 0 CENTERLINE HLDG CO COM STK COM 15188T108 19.00 205,000.00 SH SOLE 205,000 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0.00 660,000.00 SH SOLE 660,000 0 0 CERNER CORP COM STK COM 156782104 412.00 5,000.00 SH SOLE 5,000 0 0 CEYLON TOBACCO LKR ORDS COM 6186904 16.00 10,000.00 SH SOLE 10,000 0 0 CHARIOT RESOURCES LTD COM 15963M104 18.00 50,000.00 SH SOLE 50,000 0 0 CHEM RX CORPORATION WRNT W EXP EXP 12/31/2010 12/31/2010 163536113 0.00 306,075.00 SH SOLE 306,075 0 0 CHEMTURA CORP COM 163893100 31.00 25,000.00 SH SOLE 25,000 0 0 CHINA CABLECOM HOLDINGS LTD COM G21176113 5.00 116,640.00 SH SOLE 116,640 0 0 CHINA CERAMICS CO LTD W EXP WARRANT 11/16/2012 G2113X118 31.00 35,000.00 SH SOLE 35,000 0 0 CHINA COAL ENERGY CO LTD COM B1JNK84 18.00 10,000.00 SH SOLE 10,000 0 0 CHINA CONSTRUCTION BANK CORPORATION COM B0LMTQ3 86.00 100,000.00 SH SOLE 100,000 0 0 CHINA CORD BLOOD CORP W EXP WRNT 12/13/2010 G21107118 105.00 60,000.00 SH SOLE 60,000 0 0 CHINA DISCOVERY ACQUISITION CORP COM G2112B117 9.00 90,000.00 SH SOLE 90,000 0 0 CHINA FIRE & SEC GROUP COM STK COM 16938R103 203.00 15,000.00 SH SOLE 15,000 0 0 CHINA FUNDAMENTAL ACQUISTION CORP COM G2156W209 113.00 14,000.00 SH SOLE 14,000 0 0 CHINA HEALTH CARE CORP COM STK RSTD COM 16944N997 0.00 240,000.00 SH SOLE 240,000 0 0 CHINA HEALTHCARE W EXP AQUISITION WRNT 4/18/2012 16939Q112 0.00 29,300.00 SH SOLE 29,300 0 0 CHINA MOBILE MEDIA TECHNOLOGY COM COM 16950C109 12.00 74,000.00 SH SOLE 74,000 0 0 CHINA RAILWAY (HOK LISTING) COM B297KM7 53.00 68,000.00 SH SOLE 68,000 0 0 W EXP CHINA TOPREACH INC 01/23/2011 G21117117 8.00 25,000.00 SH SOLE 25,000 0 0 CHINA VALVES TECHNOLOGY COM 169476207 139.00 15,000.00 SH SOLE 15,000 0 0 CHINAGROWTH NORTH ACQUISITION CORP COM G21116127 8.00 21,500.00 SH SOLE 21,500 0 0 CHORDIANT SFTWR COM STK COM 170404305 69.00 25,000.00 SH SOLE 25,000 0 0 CIELO S.A. COM B614LY3 220.00 25,000.00 SH SOLE 25,000 0 0 Bond 7% CIT 7 01MAY2013 01/05/2013 125581FT0 20.00 21,258.00 PRIN SOLE 21,258 0 0 Bond 7% CIT 7 01MAY2014 01/05/2014 125581FU7 30.00 31,888.00 PRIN SOLE 31,888 0 0 Bond 7% CIT 7 01MAY2015 01/05/2015 125581FV5 29.00 31,888.00 PRIN SOLE 31,888 0 0 Bond 7% CIT 7 01MAY2016 01/05/2016 125581FW3 47.00 53,146.00 PRIN SOLE 53,146 0 0 Bond 7% CIT 7 01MAY2017 01/05/2017 125581FX1 65.00 74,405.00 PRIN SOLE 74,405 0 0 CITIGROUP INC COM STK COM 172967101 910.00 275,000.00 SH SOLE 275,000 0 0 CITIZENS REPUBLIC BANCORP INC COM 174420109 69.00 100,000.00 SH SOLE 100,000 0 0 CKX INC COM STK COM 12562M106 53.00 10,000.00 SH SOLE 10,000 0 0 W EXP
5 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ CLARK HOLDING WRNT WRNT 02/15/2011 18145M117 0.00 243,600.00 SH SOLE 243,600 0 0 CLICKSOFTWARE TECHNOLOGIES LTD COM STK COM M25082104 105.00 15,000.00 SH SOLE 15,000 0 0 CNA FINL CORP COM STK COM 126117100 240.00 10,000.00 SH SOLE 10,000 0 0 CNC DEVELOPMENT LTD WRNT W EXP EXP 9/04/2011 09/04/2011 G22384120 1.00 12,500.00 SH SOLE 12,500 0 0 COGDELL SPENCER INC COM COM 19238U107 142.00 25,000.00 SH SOLE 25,000 0 0 COGENT INC COM 19239Y108 104.00 10,000.00 SH SOLE 10,000 0 0 COINSTAR INC COM STK COM 19259P300 417.00 15,000.00 SH SOLE 15,000 0 0 COLONY FINANCIAL INC COM 19624R106 204.00 10,000.00 SH SOLE 10,000 0 0 COMM BK CEYLON LKR10 COM 6161321 50.00 30,000.00 SH SOLE 30,000 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 38.00 145,000.00 SH SOLE 145,000 0 0 COMSTOCK RES INC COM STK COM 205768203 203.00 5,000.00 SH SOLE 5,000 0 0 CONSECO INC COM STK COM 208464883 55.00 11,000.00 SH SOLE 11,000 0 0 SBI CONS SELECT SECTOR SPDR TR STPLS 81369Y308 397.00 15,000.00 SH SOLE 15,000 0 0 CONTINUCARE CORP COM STK COM 212172100 164.00 37,500.00 SH SOLE 37,500 0 0 CONVERTED ORGANICS INC - W EXP CW12 02/12/12 02/12/2012 21254S123 7.00 50,000.00 SH SOLE 50,000 0 0 CONVERTED ORGANICS INC COM STK COM 21254S107 10.00 14,677.00 SH SOLE 14,677 0 0 CONVERTED ORGANINCS INC UNIT UNITS 12/31/2014 21254S305 16.00 18,000.00 SH SOLE 18,000 0 0 CORNING INC COM 219350105 193.00 10,000.00 SH CALL SOLE 10,000 0 0 CORNING INC COM STK COM 219350105 541.00 28,000.00 SH SOLE 28,000 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0.00 200,000.00 SH SOLE 200,000 0 0 COVANTA HOLDING CORPORATION COM 22282E102 543.00 30,000.00 SH SOLE 30,000 0 0 COWEN GROUP INC CL A CLASS A 223622101 1,294.00 218,649.00 SH SOLE 218,649 0 0 CREXUS INVESTMNT COM 226553105 140.00 10,000.00 SH SOLE 10,000 0 0 CULLEN AGRIC HLDG CORP W EXP WRNT 10/21/2013 229894118 6.00 125,600.00 SH SOLE 125,600 0 0 CVS CAREMARK CORPORATION COM 126650100 322.00 10,000.00 SH CALL SOLE 10,000 0 0 CYBERSOURCE CORP DEL COM STK COM 23251J106 201.00 10,000.00 SH SOLE 10,000 0 0 CYTORI THERAP COM 23283K105 122.00 20,000.00 SH SOLE 20,000 0 0 CYTORI THERAPEUTICS WRNT W EXP EXP 2/28/2012 02/28/2012 232993022 0.00 43,555.00 SH SOLE 43,555 0 0 D.R. HORTON INC COM STK COM 23331A109 109.00 10,000.00 SH SOLE 10,000 0 0 BOND 8.3% DALR 8.3 15DEC2029 144A 12/15/2029 24799AKC5 6.00 367,000.00 PRIN SOLE 367,000 0 0 DAYLIGHT RESOURCES TRUST COM 239600109 146.00 15,000.00 SH SOLE 15,000 0 0 DENNYS CORP COM STK COM 24869P104 1,369.00 625,000.00 SH SOLE 625,000 0 0 DEXCOM INC COM STK COM 252131107 202.00 25,000.00 SH SOLE 25,000 0 0 DIALOG TELEKOM COM 999956HH1 3.00 50,000.00 SH SOLE 50,000 0 0 W EXP DIME BANCORP INC WTS 99/99/9999 25429Q110 0.00 400,000.00 SH SOLE 400,000 0 0 DIST SRI LKR1 COM 998991079 28.00 30,000.00 SH SOLE 30,000 0 0 DISTRIBUTED ENERGY SYS CORP COM STK COM 25475V104 0.00 50,000.00 SH SOLE 50,000 0 0 DOLAN MEDIA COMPANY COM STK COM 25659P402 204.00 20,000.00 SH SOLE 20,000 0 0 DRAGONWAVE INC COM 26144M103 115.00 10,000.00 SH SOLE 10,000 0 0 DUPONT FABROS TECH COM 26613Q106 360.00 20,000.00 SH CALL SOLE 20,000 0 0
6 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ DUPONT FABROS TECH REIT COM 26613Q106 270.00 15,000.00 SH SOLE 15,000 0 0 DYNEGY INC DEL CL A COM STK CLASS A 26817G102 45.00 25,000.00 SH SOLE 25,000 0 0 ECHO THERAPEUTICS INC COM STK COM 27876L107 154.00 90,500.00 SH SOLE 90,500 0 0 ELECTRONIC GAME CARD INC COM STK COM 285716106 51.00 40,000.00 SH SOLE 40,000 0 0 ELRON ELECT ILS (USD) COM 290160100 81.00 11,000.00 SH SOLE 11,000 0 0 EMAGIN CORP COM STK COM 29076N206 47.00 25,000.00 SH SOLE 25,000 0 0 ENDOLOGIX INC COM STK COM 29266S106 53.00 10,000.00 SH SOLE 10,000 0 0 ENDOVASC INC COM STK COM 29267B102 0.00 255,000.00 SH SOLE 255,000 0 0 ENER1 INC COM STK COM 29267A203 317.00 50,000.00 SH SOLE 50,000 0 0 ENSTAR GROUP LIMITED COM STK COM G3075P101 1,935.00 26,500.00 SH SOLE 26,500 0 0 ENTECH SOLAR INC COM STK COM 29362Y106 3.00 25,000.00 SH SOLE 25,000 0 0 ENTREMED INC COM STK COM 29382F103 80.00 100,000.00 SH SOLE 100,000 0 0 W EXP ESSEX RENT CORP WRNT 03/04/2011 297187114 25.00 25,000.00 SH SOLE 25,000 0 0 EUROGAS INC COM STK COM 298734104 44.00 260,000.00 SH SOLE 260,000 0 0 W EXP EXCEED COMPANY LTD WRNT 11/08/2011 G32335112 137.00 45,000.00 SH SOLE 45,000 0 0 W EXP EXIDE TECHNOLOGIES WRNT 05/05/2011 302051123 1.00 12,000.00 SH SOLE 12,000 0 0 EXXON MOBIL CORP COM STK COM 30231G102 682.00 10,000.00 SH SOLE 10,000 0 0 FANNIE MAE COM 313586109 24.00 20,000.00 SH SOLE 20,000 0 0 FAR EAST ENERGY CORP COM STK COM 307325100 81.00 175,000.00 SH SOLE 175,000 0 0 FAUJI FERTILIZER BIN QASIM COM 6336088 8.00 25,000.00 SH SOLE 25,000 0 0 FIAT SPA EUR5 ORDS COM 5748521 220.00 15,000.00 SH SOLE 15,000 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM B287HL6 83.00 20,000.00 SH SOLE 20,000 0 0 FINISAR CORP COM STK COM 31787A507 223.00 25,000.00 SH SOLE 25,000 0 0 FORCE PROTECTION COM 345203202 52.00 10,000.00 SH SOLE 10,000 0 0 FORD MOTOR COMPANY COM 345370860 200.00 20,000.00 SH CALL SOLE 20,000 0 0 FORD MOTOR COMPANY COM STK COM 345370860 1,000.00 100,000.00 SH SOLE 100,000 0 0 FOREST LABORATORIES INC. COM STK COM 345838106 401.00 12,500.00 SH SOLE 12,500 0 0 FORMATION METALS INC COM COM 34637V101 22.00 12,857.00 SH SOLE 12,857 0 0 FORTINET INC COM 34959E109 439.00 25,000.00 SH SOLE 25,000 0 0 FORTRESS INVESTMENT GROUP LLC COM COM 34958B106 445.00 100,000.00 SH SOLE 100,000 0 0 FOSUN INTERNATIONAL LIMITED COM B1Z7FX0 45.00 65,000.00 SH SOLE 65,000 0 0 FREDDIE MAC COM 313400301 29.00 20,000.00 SH CALL SOLE 20,000 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 156.00 100,000.00 SH SOLE 100,000 0 0 W EXP FREESEAS INC -CW09 7/29/2009 Y26496110 2.00 14,130.00 SH SOLE 14,130 0 0 FUNTALK CHINA HOLDINGS W EXP LIMITED WRT 12/13/2013 G36993122 192.00 130,000.00 SH SOLE 130,000 0 0 GCL-POLY ENERGY HOLDINGS LIMITED COM B28XTR4 7.00 25,000.00 SH SOLE 25,000 0 0
7 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ GEELY AUTO COM 6531827 55.00 100,000.00 SH SOLE 100,000 0 0 GENERAL ELECTRIC CO COM 369604103 151.00 10,000.00 SH CALL SOLE 10,000 0 0 GENEREX BIOTECHNOLOGY CORP DEL COM STK COM 371485103 5.00 10,000.00 SH SOLE 10,000 0 0 GENOMED INC COM STK COM 37243C102 1.00 475,000.00 SH SOLE 475,000 0 0 GENWORTH FINANCIAL INC COM 37247D106 400.00 35,215.00 SH SOLE 35,215 0 0 GLG LIFE TECH CORP COM COM 361793201 77.00 10,000.00 SH SOLE 10,000 0 0 GLG PARTNERS INC WRNT W EXP EXP 12/28/2011 12/28/2011 37929X115 24.00 140,000.00 SH SOLE 140,000 0 0 GLOBAL AIRCRAFT SOLUTIONS INC COM STK COM 378964100 0.00 100,000.00 SH SOLE 100,000 0 0 GLOBAL CROSSING LTD COM STK COM G3921A175 143.00 10,000.00 SH SOLE 10,000 0 0 GLOBAL CROSSING UK FIN BOND 10.75% PLC 12/15/2014 10.75% 12/15/2014 37943SAB6 103.00 100,000.00 PRIN SOLE 100,000 0 0 GLOBAL POWER EQUIPMENT GROUP INC COM 37941P207 1,321.00 886,631.00 SH SOLE 886,631 0 0 GLOBAL SHIP LEASE INC CL W EXP A WRNT 08/24/2010 Y27183113 4.00 145,000.00 SH SOLE 145,000 0 0 GLOBALNET CORP COM 379399108 0.00 385,000.00 SH SOLE 385,000 0 0 GOLDEN STAR CAD COM (USD) COM 38119T104 78.00 25,000.00 SH SOLE 25,000 0 0 GOOD HARBOR PARTNERS ACQ W EXP CORP WRNT 03/15/2011 382094118 0.00 65,000.00 SH SOLE 65,000 0 0 GOOGLE INC COM 38259P508 6,200.00 10,000.00 SH PUT SOLE 10,000 0 0 GP INVESTIMENTS LTD COM B15Q9D5 146.00 25,000.00 SH SOLE 25,000 0 0 GPS INDUSTRIES INC COM STK COM 383870102 0.00 150,000.00 SH SOLE 150,000 0 0 GRACE W R & CO DEL NEW COM STK COM 38388F108 380.00 15,000.00 SH SOLE 15,000 0 0 GROWERS DIRECT COFFEE CO STK COM 399849108 0.00 25,000.00 SH SOLE 25,000 0 0 GTX INC COM STK COM 40052B108 137.00 32,500.00 SH SOLE 32,500 0 0 GUANGSHEN RAILWAY CNY1 'H' COM 6388700 41.00 100,000.00 SH SOLE 100,000 0 0 HAMBRECHT ASIA ACQ CORP COM COM 406548107 190.00 24,339.00 SH SOLE 24,339 0 0 HAMBRECHT ASIA W EXP ACQUISITION CORP 3/7/2012 406548115 10.00 26,100.00 SH SOLE 26,100 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 2.00 500,000.00 SH SOLE 500,000 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 83.00 70,000.00 SH SOLE 70,000 0 0 HARTMARX CORP COM STK COM 417119104 1.00 76,200.00 SH SOLE 76,200 0 0 HATTON NATL BK COM 6406970 67.00 45,000.00 SH SOLE 45,000 0 0
8 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ HDFC BANK LTD ADR SPONSOR ADR 40415F101 325.00 2,500.00 SH SOLE 2,500 0 0 HEALTHY FAST FOOD INC COM STK COM 42223Y108 35.00 25,000.00 SH SOLE 25,000 0 0 Healthy Fast Food Inc. W EXP Class A Warrant 03/19/2013 42223Y116 3.00 25,000.00 SH SOLE 25,000 0 0 Healthy Fast Food Inc. W EXP Class B Warrant 03/19/2013 42223Y124 2.00 50,000.00 SH SOLE 50,000 0 0 HECKMANN CORP COM STK COM 422680108 998.00 200,000.00 SH SOLE 200,000 0 0 HECKMANN CORP WRNT EXP W EXP 11/09/2011 11/09/2011 422680116 113.00 125,000.00 SH SOLE 125,000 0 0 HECLA MNG 3 WRNT EXP W EXP 8/10/2014 08/10/2014 422992859 0.00 50,000.00 SH SOLE 50,000 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 157.00 15,000.00 SH SOLE 15,000 0 0 HIENERGY TECHNOLOGIES INC COM STK COM 42952V101 0.00 25,000.00 SH SOLE 25,000 0 0 HIGHBURY FINANCIAL INC W EXP WRNT 2/25/10 02/25/2010 42982Y117 5.00 10,000.00 SH SOLE 10,000 0 0 HK EXCHANGES & CLEARING ORD COM 6267359 629.00 35,000.00 SH SOLE 35,000 0 0 HOVNANIAN K ENTERPRISES INC CL A COM STK CLASS A 442487203 96.00 25,000.00 SH SOLE 25,000 0 0 HUDSON HLDG CORP COM STK COM 443793104 79.00 282,220.00 SH SOLE 282,220 0 0 HYDRON TECH INC COM 449020205 2.00 100,000.00 SH SOLE 100,000 0 0 IBX GROUP INC COM STK COM 449229103 0.00 200,000.00 SH SOLE 200,000 0 0 ICAD INC COM STK COM 44934S107 38.00 25,000.00 SH SOLE 25,000 0 0 ICG INC COM 45928H106 39.00 10,000.00 SH CALL SOLE 10,000 0 0 ICICI BANK LTD SPON ADR SPONSOR ADR 45104G104 566.00 15,000.00 SH SOLE 15,000 0 0 ICOA INC COM STK COM 449292200 0.00 300,000.00 SH SOLE 300,000 0 0 ICOP DIGITAL INC COM STK COM 44930M203 26.00 60,000.00 SH SOLE 60,000 0 0 W EXP ICOP DIGITAL INC WRNT 07/08/2010 44930M112 2.00 158,400.00 SH SOLE 158,400 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 1.00 100,000.00 SH SOLE 100,000 0 0 IKARMA COM 45172N106 0.00 25,000.00 SH SOLE 25,000 0 0 IMAGINATION TECHNOLOGIES GROUP 10P ORDS COM G93593104 97.00 25,000.00 SH SOLE 25,000 0 0 IMAX CORP COM 45245E109 666.00 50,000.00 SH CALL SOLE 50,000 0 0 INCA PAC RES INC COM 45324A200 3.00 15,000.00 SH SOLE 15,000 0 0 IND & COMM BK OFCHINA - H COM B1G1QD8 249.00 300,000.00 SH SOLE 300,000 0 0 INDIA GLOBALIZATION CAP W EXP CW11 EXP 3/3/11 03/03/2011 45408X118 8.00 157,798.00 SH SOLE 157,798 0 0 INFORMATION SERVICES GROUP INC COM 45675Y112 12.00 236,121.00 SH SOLE 236,121 0 0 INFUSYSTEMS HOLDINGSWRNT W EXP EXP 04/11/2011 04/11/2011 45685K110 9.00 150,000.00 SH SOLE 150,000 0 0 INSITUFORM TECHNOLOGIES INC COM 457667103 454.00 20,000.00 SH CALL SOLE 20,000 0 0 INSITUFORM TECHNOLOGIES INC CL A COM STK CLASS A 457667103 341.00 15,000.00 SH SOLE 15,000 0 0 INSULET CORP COM 45784P101 857.00 60,000.00 SH SOLE 60,000 0 0 INTEGRAL VISION INC COM STK COM 45811H106 64.00 1,069,107.00 SH SOLE 1,069,107 0 0 INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 388.00 60,000.00 SH SOLE 60,000 0 0 INTEL CORP COM 458140100 510.00 25,000.00 SH CALL SOLE 25,000 0 0 INTERMAP TECH COM RSTD COM 458977DU6 174.00 100,000.00 SH SOLE 100,000 0 0 INTERNATIONAL COAL GROUP INC COM STK COM 45928H106 598.00 155,000.00 SH SOLE 155,000 0 0 INTERNET CAP GROUP INC NEW COM 46059C205 200.00 30,000.00 SH SOLE 30,000 0 0
9 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ EE GEDULD 13F Report: (12/31/09) IRIDIUM COMMUNICATINOS INC COM 46269C110 107.00 38,050.00 SH SOLE 38,050 0 0 ISONICS CORP COM STK COM 464895309 0.00 25,000.00 SH SOLE 25,000 0 0 ITAU UNIBANCO HLDNG S.A. COM 465562106 228.00 10,000.00 SH SOLE 10,000 0 0 IVANHOE ENERGY INC COM COM 465790103 72.00 25,000.00 SH SOLE 25,000 0 0 JAGUAR MINING COM 47009M103 168.00 15,000.00 SH SOLE 15,000 0 0 JDS UNIPHASE CORP COM STK COM 46612J507 289.00 35,000.00 SH SOLE 35,000 0 0 JEFFERIES GROUP INC NEW COM STK COM 472319102 593.00 25,000.00 SH SOLE 25,000 0 0 JESUP & LAMONT INC COM STK COM 477046106 9.00 20,000.00 SH SOLE 20,000 0 0 JK ACQUISITION CORP WRNT W EXP 04/10/2010 04/10/2010 47759H114 0.00 214,700.00 SH SOLE 214,700 0 0 JMP GROUP INC COM STK COM 46629U107 389.00 40,000.00 SH SOLE 40,000 0 0 JOHN KEELLS LKR10 COM 6475538 75.00 50,000.00 SH SOLE 50,000 0 0 JOHNSON & JOHNSON COM 478160104 1,288.00 20,000.00 SH CALL SOLE 20,000 0 0 JP MORGAN CHASE WRNT EXP W EXP 10/28/2018 10/28/2018 46634E114 667.00 50,000.00 SH SOLE 50,000 0 0 KKR & CO (GUERNSEY) LP (NET LIST) COM B13BNQ3 340.00 40,000.00 SH SOLE 40,000 0 0 KNIGHT CAPITAL GROUP INC COM 499005106 308.00 20,000.00 SH CALL SOLE 20,000 0 0 KNIGHT CAPITAL GROUP INC COM STK COM 499005106 385.00 25,000.00 SH SOLE 25,000 0 0 KOHLS CORP COM STK COM 500255104 809.00 15,000.00 SH SOLE 15,000 0 0 KRISPY KREME DOUGHNUTS INC COM STK COM 501014104 224.00 75,779.00 SH SOLE 75,779 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 230.00 360,000.00 SH SOLE 360,000 0 0 LEAPFROG ENTERPRISES INC COM 52186N106 39.00 10,000.00 SH CALL SOLE 10,000 0 0 LEAPFROG ENTERPRISES INC CL A COM STK CLASS A 52186N106 235.00 60,000.00 SH SOLE 60,000 0 0 LEGEND INTERNATIONAL HOLDINGS COM STK COM 52467C100 36.00 25,000.00 SH SOLE 25,000 0 0 LEVEL 3 COMMUNICATIONS INC COM STK COM 52729N100 77.00 50,000.00 SH SOLE 50,000 0 0 LI NING (HOK LISTING) COM B01JCK9 380.00 100,000.00 SH SOLE 100,000 0 0 LIBERTY ACQUISITION HOLDINGS COM 53015Y107 97.00 10,000.00 SH SOLE 10,000 0 0 LIBERTY ACQUISITION W EXP HOLDINGS WRNT 12/12/2013 53015Y115 16.00 22,500.00 SH SOLE 22,500 0 0 LIFESTREAM TECHNOLOGIES INC COM STK COM 53219K101 0.00 575,000.00 SH SOLE 575,000 0 0
10 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ LIONS GATE ENTERTAINMENT CORP COM 535919203 291.00 50,000.00 SH SOLE 50,000 0 0 LIVEPERSON INC COM STK COM 538146101 349.00 50,000.00 SH SOLE 50,000 0 0 MACYS INC COM STK COM 55616P104 419.00 25,000.00 SH SOLE 25,000 0 0 MAGAL SECURITIES SYSTEMS LTD COM STK COM M6786D104 55.00 15,000.00 SH SOLE 15,000 0 0 MARKET VECTOR BRAZIL BRAZL SMCP SMALL-CAP ETF ETF 57060U613 247.00 5,000.00 SH SOLE 5,000 0 0 MCB BANK COM 6611570 61.00 22,000.00 SH SOLE 22,000 0 0 MCF CORP COM STK COM 590418109 22.00 25,000.00 SH SOLE 25,000 0 0 MELLANOX TECHNOLOGIES LTD COM M51363113 472.00 25,000.00 SH SOLE 25,000 0 0 MEMC ELECTRONIC MATERIALS INC COM STK COM 552715104 204.00 15,000.00 SH SOLE 15,000 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 1.00 200,000.00 SH SOLE 200,000 0 0 MERCATOR MINERALS LTD COM 587582107 24.00 10,000.00 SH SOLE 10,000 0 0 MF GLOBAL COM STK COM G60642108 174.00 25,000.00 SH SOLE 25,000 0 0 MF GLOBAL HLDGS LTD COM 55277J108 70.00 10,000.00 SH CALL SOLE 10,000 0 0 MGM ENERGY CORP COM COM 59318A100 7.00 25,000.00 SH SOLE 25,000 0 0 MICRO LABS INC COM STK COM 594847105 0.00 100,000.00 SH SOLE 100,000 0 0 MICROSOFT CORP COM STK COM 594918104 762.00 25,000.00 SH SOLE 25,000 0 0 MICROTUNE INC DEL COM STK COM 59514P109 316.00 140,000.00 SH SOLE 140,000 0 0 MIDDLEBROOK PHARMACEUTICALS INC COM 596087106 14.00 28,000.00 SH SOLE 28,000 0 0 MIDWAY GOLD CORP COM COM 598153104 22.00 25,000.00 SH SOLE 25,000 0 0 MILLENNIUM INDIA WTS EXP W EXP 7/19/2010 07/19/2010 60039Q119 1.00 40,000.00 SH SOLE 40,000 0 0 MILLICOM INTL CELLULAR SA COM L6388F110 738.00 10,000.00 SH SOLE 10,000 0 0 MIPS TECHNOLOGIES INC CL A COM STK COM 604567107 350.00 80,000.00 SH SOLE 80,000 0 0 MIRANT CORPORATION WRNTS W EXP EXP 1/ 3/11 01/03/2011 60467R126 24.00 35,000.00 SH SOLE 35,000 0 0 MITSUB UFJ FIN COM 6335171 291.00 60,000.00 SH SOLE 60,000 0 0 MOMENTA PHARM COM 60877T100 315.00 25,000.00 SH SOLE 25,000 0 0 MONACO COACH CORP COM STK COM 60886R103 0.00 50,000.00 SH SOLE 50,000 0 0 MORPHOSYS AG NPV ORDS COM 5531000 366.00 15,000.00 SH SOLE 15,000 0 0 MOTOROLA INC COM 620076109 388.00 50,000.00 SH CALL SOLE 50,000 0 0 MOVE INC COM 62458M108 199.00 120,000.00 SH SOLE 120,000 0 0 MTN (SAF LISTING) COM 6563206 240.00 15,000.00 SH SOLE 15,000 0 0 NATL DEV BK SKR10 COM 6625258 90.00 50,000.00 SH SOLE 50,000 0 0 NCR CORP COM STK COM 62886E108 223.00 20,000.00 SH SOLE 20,000 0 0 NEW YORK REGIONAL RAIL CORP COM STK COM 649768108 0.00 400,000.00 SH SOLE 400,000 0 0 NEWS CORP CL A COM STK CLASS A 65248E104 479.00 35,000.00 SH SOLE 35,000 0 0 NEWS CORPORATION COM 65248E104 274.00 20,000.00 SH CALL SOLE 20,000 0 0 NEXTMART INC COM STK COM 65338F102 1.00 50,000.00 SH SOLE 50,000 0 0 NIKE INC COM 654106103 330.00 5,000.00 SH PUT SOLE 5,000 0 0 NOMURA HOLDINGS COM 6643108 146.00 20,000.00 SH SOLE 20,000 0 0 NOMURA HOLDINGS INC ADR SPONSOR ADR 65535H208 111.00 15,000.00 SH SOLE 15,000 0 0 NORTH AMER PALLADIUMLTD W EXP WRNT 09/30/2011 656912128 16.00 20,000.00 SH SOLE 20,000 0 0 NORTH AMERICAN ENERGY PARTNERS INC COM 656844107 182.00 25,000.00 SH SOLE 25,000 0 0 NORTHWEST BANCSHARES INC/MD COM 667340103 789.00 70,000.00 SH SOLE 70,000 0 0
11 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ NOVATEL WIRELESS INC COM STK COM 66987M604 598.00 75,000.00 SH SOLE 75,000 0 0 NUANCE COMMUNICATIONS INC COM STK COM 67020Y100 155.00 10,000.00 SH SOLE 10,000 0 0 NUVASIVE COM 670704105 320.00 10,000.00 SH SOLE 10,000 0 0 NXSTAGE MEDICAL INC COM STK COM 67072V103 209.00 25,000.00 SH SOLE 25,000 0 0 NZX LIMITED COM 6623155 82.00 48,004.00 SH SOLE 48,004 0 0 OCH-ZIFF CAPITAL MANAGEMENT COM 67551U105 687.00 50,000.00 SH SOLE 50,000 0 0 OCLARO INC COM STK COM 67555N107 404.00 275,000.00 SH SOLE 275,000 0 0 ON SEMICONDUCTOR CORP / SEMIC COM STK COM 682189105 302.00 34,200.00 SH SOLE 34,200 0 0 ONCOLYTICS BIOTECH INC W EXP CAP WRNT 02/22/2010 682310131 0.00 25,000.00 SH SOLE 25,000 0 0 ONE VOICE TECHNOLOGIES INC COM STK COM 682421201 0.00 20,000.00 SH SOLE 20,000 0 0 OPENWAVE SYSTEMS INC COM STK COM 683718308 342.00 150,000.00 SH SOLE 150,000 0 0 OPEXA THERAPEUTICS W EXP INC-CW13 02/13/2013 68372T111 21.00 22,500.00 SH SOLE 22,500 0 0 OPTIONABLE INC COM STK COM 684006109 2.00 70,000.00 SH SOLE 70,000 0 0 ORGANA GARDENS INTL COM STK COM 68618Y106 0.00 25,000.00 SH SOLE 25,000 0 0 OSCIENT PHARMACEUTICALS CORP COM STK COM 68812R303 0.00 15,000.00 SH SOLE 15,000 0 0 OSI SYS INC COM STK COM 671044105 409.00 15,000.00 SH SOLE 15,000 0 0 OSISKO MNG CORP COM COM 688278100 81.00 10,000.00 SH SOLE 10,000 0 0 OVERTURE ACQUISITIONCORP UNIT UNIT EX 000012 99/99/9999 G6830P209 402.00 40,000.00 SH SOLE 40,000 0 0 PACWEST BANCORP COM STK COM 695263103 403.00 20,000.00 SH SOLE 20,000 0 0 PALM INC COM 696643105 100.00 10,000.00 SH CALL SOLE 10,000 0 0 PALM INC NEW COM STK COM 696643105 451.00 45,000.00 SH SOLE 45,000 0 0 PARAMOUNT GOLD MINING CORP COM STK COM 69924P102 36.00 25,000.00 SH SOLE 25,000 0 0 PARTY GAMING (UKM LISTING) COM B0B3SV4 42.00 10,000.00 SH SOLE 10,000 0 0 PEPPERBALL TECHNOLOGIES W EXP INC WRNT 07/18/2010 713372118 0.00 55,465.00 SH SOLE 55,465 0 0 PETROLEO BRASILEIRO SA PETRO SPONSOR ADR 71654V408 477.00 10,000.00 SH CALL SOLE 10,000 0 0 PHASE FORWARD COM 71721R406 384.00 25,000.00 SH SOLE 25,000 0 0 PHOSCAN CHEMICAL CORP COM 71921E106 21.00 60,000.00 SH SOLE 60,000 0 0 PLX TECHNOLOGY INC COM STK COM 693417107 355.00 110,000.00 SH SOLE 110,000 0 0 POINTS INTL LTD COM 730843109 14.00 37,500.00 SH SOLE 37,500 0 0 DOLL INDX POWERSHARES DB US DOL BULL 73936D107 231.00 10,000.00 SH SOLE 10,000 0 0 PRG-SCHULTZ INTL INC COM STK COM 69357C503 148.00 25,000.00 SH SOLE 25,000 0 0 PRIMORIS SERVICES CORP W EXP WRNT 10/02/2010 74164F111 85.00 27,500.00 SH SOLE 27,500 0 0 PRO-PHARMACEUTICALS INC COM STK COM 74267T109 37.00 152,500.00 SH SOLE 152,500 0 0 PROSHARES QQQ JAN 022 PSHS EXP1/16/2010 ULTSHRT QQQ 74347R875 1,047.00 55,000.00 SH CALL SOLE 55,000 0 0 PROSHARES TR REAL EST PRO ETF COM 74347R552 101.00 13,500.00 SH SOLE 13,500 0 0 KENNEDY WILSON HOLDING W EXP WRNT 11/14/2012 11/14/2012 489398115 13.00 23,778.00 SH SOLE 23,778 0 0 PRS ULT LEH20+YR COM 74347R297 1,247.00 25,000.00 SH SOLE 25,000 0 0 PS DB US DLR JAN 023 EXP DOLL INDX 01/16/2010 BULL 73936D107 1,154.00 50,000.00 SH CALL SOLE 50,000 0 0
12 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ PULTE HOMES INC COM STK COM 745867101 100.00 10,000.00 SH SOLE 10,000 0 0 PURE BIOSCIENCE COM COM 746218106 145.00 100,000.00 SH SOLE 100,000 0 0 PURESAFE WATER SYSTEMS INC COM STK COM 74624H103 26.00 500,000.00 SH SOLE 500,000 0 0 QUANTUM FUEL SYSTEMSTECHNOLOGY COM 74765E109 56.00 50,000.00 SH SOLE 50,000 0 0 QUSTREAM CORP COM 749131108 1.00 25,000.00 SH SOLE 25,000 0 0 QWEST COMMUNICATIONS INTL INC COM STK COM 749121109 421.00 100,000.00 SH SOLE 100,000 0 0 RAM ENE RES COM 75130P109 31.00 15,000.00 SH SOLE 15,000 0 0 RAYMOND JAMES FIN INC COM 754730109 951.00 40,000.00 SH CALL SOLE 40,000 0 0 RAYMOND JAMES FINL INC COM STK COM 754730109 357.00 15,000.00 SH SOLE 15,000 0 0 REGENT COMMUNICATIONS INC DE COM STK COM 758865109 21.00 80,000.00 SH SOLE 80,000 0 0 REIS INC INC COM STK COM 75936P105 825.00 134,198.00 SH SOLE 134,198 0 0 RESOLUTE ENERGY WRNT EXP W EXP 9/28/11 09/28/2011 76116A116 58.00 25,000.00 SH SOLE 25,000 0 0 RESPONSE GENETICS INC COM 76123U105 126.00 100,000.00 SH SOLE 100,000 0 0 RETAIL OPPORTUNITY INVTS W EXP WRNT 10/23/2014 76131N119 17.00 15,000.00 SH SOLE 15,000 0 0 RETRACTABLE TECHNOLOGIES INC COM STK COM 76129W105 16.00 10,000.00 SH SOLE 10,000 0 0 REWARDS NETWORK INC COM STK COM 761557206 695.00 55,000.00 SH SOLE 55,000 0 0 RINO INTERNATIONAL CORP COM STK COM 766883102 277.00 10,000.00 SH SOLE 10,000 0 0 RIVERBED TECH INC COM 768573107 574.00 25,000.00 SH SOLE 25,000 0 0 RODMAN & RENSHAW CAPGROUP INC COM COM 77487R100 102.00 25,000.00 SH SOLE 25,000 0 0 ROUGE INDS INC DEL CL A COM STK CLASS A 779088103 0.00 100,000.00 SH SOLE 100,000 0 0 RUBY TUESDAY INC COM STK COM 781182100 540.00 75,000.00 SH SOLE 75,000 0 0 RUE21 INC COM 781295100 421.00 15,000.00 SH SOLE 15,000 0 0 SAFEGUARD SCIENTIFICS INC COM STK COM 786449207 172.00 16,666.00 SH SOLE 16,666 0 0 SANMINA-SCI CORP COM STK COM 800907206 276.00 25,000.00 SH SOLE 25,000 0 0 SAPPHIRE IND COP COM 80306T109 552.00 55,000.00 SH SOLE 55,000 0 0 SAPPHIRE INDUSTRIALS CORP COM 80306T117 16.00 137,300.00 SH SOLE 137,300 0 0 SAUER-DANFOSS INC COM STK COM 804137107 360.00 30,000.00 SH SOLE 30,000 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0.00 10,000.00 SH SOLE 10,000 0 0 SEA CONTAINERS LTD CL A COM STK COM 811371707 0.00 75,000.00 SH SOLE 75,000 0 0 SEACOAST BKG CORP FLA COMMON COM 811707306 122.00 75,000.00 SH SOLE 75,000 0 0 SEANERGY MARITIME W EXP HOLDINGS CORP WRNT 09/24/2011 Y73760111 11.00 61,500.00 SH SOLE 61,500 0 0
13 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ SEARCHMEDIA HOLDINGS W EXP CORP WRNT 11/19/2011 G8005Y114 43.00 18,900.00 SH SOLE 18,900 0 0 SELECT COMFORT CORP COM STK COM 81616X103 163.00 25,000.00 SH SOLE 25,000 0 0 SHERRITT INTL CORP COM 823901103 94.00 15,000.00 SH SOLE 15,000 0 0 SHINSEI BANK COM 6730936 54.00 50,000.00 SH SOLE 50,000 0 0 SILICON IMAGE INC COM STK COM 82705T102 103.00 40,000.00 SH SOLE 40,000 0 0 SINCLAIR BROADCAST GROUP INC CL A CLASS A 829226109 60.00 15,000.00 SH SOLE 15,000 0 0 SINGAPORE EXCHANGE COM 6303866 356.00 60,000.00 SH SOLE 60,000 0 0 SIONIX CORP COM STK COM 829400100 20.00 200,000.00 SH SOLE 200,000 0 0 SIRIUS XM RADIO INC COM STK COM 82967N108 165.00 275,000.00 SH SOLE 275,000 0 0 SITESTAR CORP COM STK COM 82980W101 14.00 250,000.00 SH SOLE 250,000 0 0 SIX FLAGS INC COM NEW COM 83001P109 2.00 25,000.00 SH SOLE 25,000 0 0 SKYWORKS SOLUTIONS INC COM STK COM 83088M102 355.00 25,000.00 SH SOLE 25,000 0 0 SLM CORP COM STK COM 78442P106 1,296.00 115,000.00 SH SOLE 115,000 0 0 SLM CORP EDNOTES BOOK CONV PFD ENTRY 7.25% CV PFD 7.25% 78442P700 304.00 500.00 SH SOLE 500 0 0 SMURFIT-STONE CONTAINER CORP COM 832727101 7.00 25,000.00 SH SOLE 25,000 0 0 SONUS NETWORKS INC COM STK COM 835916107 137.00 65,000.00 SH SOLE 65,000 0 0 SOUTH FINL GROUP INC COM STK COM 837841105 10.00 15,000.00 SH SOLE 15,000 0 0 SOUTHWEST WTR CO COM STK COM 845331107 147.00 25,000.00 SH SOLE 25,000 0 0 SPANISH BROADCASTING SYSTEM IN CL A CLASS A 846425882 16.00 20,000.00 SH SOLE 20,000 0 0 SPARE BACKUP INC COM 84650T103 3.00 20,087.00 SH SOLE 20,087 0 0 SPRINT NEXTEL CORP COM 852061100 549.00 150,000.00 SH SOLE 150,000 0 0 SPRTS PRO ACQ WT EXP W EXP 01/17/2012 01/17/2012 84920F115 3.00 14,500.00 SH SOLE 14,500 0 0 SRI LANKA TELECOM LIMITED COM 6573926 12.00 30,000.00 SH SOLE 30,000 0 0 STAR BULK CARRIERS CORP W EXP WT EXP 121509 12/15/2009 Y8162K113 4.00 71,888.00 SH SOLE 71,888 0 0 STONELEIGH PARTNERS ACQUISITION CORP COM 861923126 0.00 77,500.00 SH SOLE 77,500 0 0 STONEPATH GROUP INC COM STK COM 861837102 0.00 165,000.00 SH SOLE 165,000 0 0 STREAM GLOBAL SERVICES W EXP WRNT EXP 10/17/11 10/17/2011 86323M118 42.00 88,166.00 SH SOLE 88,166 0 0 SUN MICROSYSTEMS INC COM 866810203 469.00 50,000.00 SH PUT SOLE 50,000 0 0 SUPERGEN INC COM STK COM 868059106 52.00 20,000.00 SH SOLE 20,000 0 0 TAC ACQUISITION CORPWRNT W EXP EXP 05/20/2010 05/20/2010 873392112 0.00 50,000.00 SH SOLE 50,000 0 0 TANFIELD GROUP (UKM LISTING) COM B4QHFM9 4.00 10,000.00 SH SOLE 10,000 0 0 TASER INTERNATIONAL INC COM STK COM 87651B104 110.00 25,000.00 SH SOLE 25,000 0 0 THEGLOBE.COM INC COM STK COM 88335R101 0.00 100,000.00 SH SOLE 100,000 0 0
14 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ THOMAS WEISEL PARTNERS GROUP I COM STK COM 884481102 95.00 25,000.00 SH SOLE 25,000 0 0 TIME WARNER INC COM 887317303 729.00 25,000.00 SH SOLE 25,000 0 0 TIME WRNR CBL COM 88732J207 828.00 20,000.00 SH SOLE 20,000 0 0 TIOMIN RES CAD COM COM 887901106 5.00 200,000.00 SH SOLE 200,000 0 0 TITAN MACHINERY INC COM 88830R101 231.00 20,000.00 SH SOLE 20,000 0 0 TITANIUM ASS WRNT W EXP 06/21/2011 RSTD 06/21/2011 88899G996 0.00 100,000.00 SH SOLE 100,000 0 0 TITANIUM ASSET MGMT RSTD COM 88899G970 150.00 100,000.00 SH SOLE 100,000 0 0 TIVO INC COM STK COM 888706108 153.00 15,000.00 SH SOLE 15,000 0 0 TOLL BROTHERS INC COM 889478103 188.00 10,000.00 SH CALL SOLE 10,000 0 0 TOLL BROTHERS INC COM STK COM 889478103 188.00 10,000.00 SH SOLE 10,000 0 0 TOWER SEMICONDUCTOR LTD W EXP WRNT 03/15/2011 M87915217 0.00 35,100.00 SH SOLE 35,100 0 0 TRANSATLANTIC HLDGS INC COM STK COM 893521104 782.00 15,000.00 SH SOLE 15,000 0 0 TRIUMPH APPAREL CORP COM STK COM 896787108 0.00 100,000.00 SH SOLE 100,000 0 0 TRUDY CORP COM STK COM 897835104 0.00 200,000.00 SH SOLE 200,000 0 0 TWEETER HOME ENTMT GROUP INC COM STK COM 901167106 0.00 25,000.00 SH SOLE 25,000 0 0 TYNER RESOURCES LTD Com COM 902390103 2.00 180,000.00 SH SOLE 180,000 0 0 U S GEOTHERMAL INC COM STK COM 90338S102 46.00 30,000.00 SH SOLE 30,000 0 0 BOND 6% UAL CORP 6% 10/15/2029 10/15/2029 902549AJ3 166.00 100,000.00 PRIN SOLE 100,000 0 0 UEX CORP COM COM 902666106 79.00 75,000.00 SH SOLE 75,000 0 0 ULTRASHORT FINANCIALS PSHS ULTSHT PROSHA FINL 74347R628 242.00 10,000.00 SH SOLE 10,000 0 0 UNIVERSAL DISPLAY CORP COM STK COM 91347P105 124.00 10,000.00 SH SOLE 10,000 0 0 UNIVERSAL EXPRESS INC COM STK COM 91349P103 2.00 775,000.00 SH SOLE 775,000 0 0 UQM TECHNOLOGIES INC COM STK COM 903213106 411.00 60,000.00 SH SOLE 60,000 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 3.00 25,000.00 SH SOLE 25,000 0 0 URANIUM RESOURCE COM 916901507 384.00 498,509.00 SH SOLE 498,509 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 0.00 275,000.00 SH SOLE 275,000 0 0 VALIDUS HOLDINGS LTD COM G9319H102 539.00 20,000.00 SH SOLE 20,000 0 0 VANTAGE DRILLING CO COM G93205113 242.00 150,000.00 SH SOLE 150,000 0 0 VANTAGE DRILLING CO WRNT W EXP EXP 05/24/2011 05/24/2011 G93205121 6.00 59,500.00 SH SOLE 59,500 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 1.00 37,833.00 SH SOLE 37,833 0 0 VIRAGEN INC COM STK COM 927638403 0.00 50,000.00 SH SOLE 50,000 0 0
15 EE GEDULD 13F Report: (12/31/09)
VOTING VOTING VOTING VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ W EXP VIRGIN MEDIE SR-A WRNT 01/13/2011 92769L119 1.00 17,500.00 SH SOLE 17,500 0 0 VIRGIN METALS INC COM 927692103 1.00 25,000.00 SH SOLE 25,000 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 198.00 160,850.00 SH SOLE 160,850 0 0 VIVO PARTICIPACOES S A ADR SPONSOR ADR 92855S200 620.00 20,000.00 SH SOLE 20,000 0 0 VOLTAIRE LTD COM M97613109 265.00 50,000.00 SH SOLE 50,000 0 0 VS HOLDINGS INC DE COM STK COM 92849E101 334.00 15,000.00 SH SOLE 15,000 0 0 WAL-MART STORES INC COM 931142103 1,069.00 20,000.00 SH CALL SOLE 20,000 0 0 WAL-MART STORES INC COM STK COM 931142103 535.00 10,000.00 SH SOLE 10,000 0 0 WALTR INV MGT CP COM 93317W102 143.00 10,000.00 SH SOLE 10,000 0 0 WARDERLY INTL HLDGS LTD (HOK LISTING) COM 6572224 0.00 500,000.00 SH SOLE 500,000 0 0 WEBSENSE INC COM STK COM 947684106 349.00 20,000.00 SH SOLE 20,000 0 0 WEIRTON STEEL CORP COM STK COM 948774104 0.00 300,000.00 SH SOLE 300,000 0 0 WENDYS/ARBYS GROUP INC CL A CLASS A 950587105 117.00 25,000.00 SH SOLE 25,000 0 0 WESTPORT INNOVATIONS INC COM COM 960908309 174.00 15,000.00 SH SOLE 15,000 0 0 W EXP WESTWAY GROUP INC WRNT 05/24/2011 96169B118 45.00 150,000.00 SH SOLE 150,000 0 0 WILLIAMS CLAYTON ENERGY INC COM STK COM 969490101 525.00 15,000.00 SH SOLE 15,000 0 0 WORLD HEART COM 980905400 503.00 107,100.00 SH SOLE 107,100 0 0 WRIGHT MEDICAL GROUP INC COM STK COM 98235T107 474.00 25,000.00 SH SOLE 25,000 0 0 WYNN MACAU COM B4JSTL6 62.00 50,000.00 SH SOLE 50,000 0 0 XECHEM INTERNATIONAL INC COM STK COM 983895301 0.00 350,500.00 SH SOLE 350,500 0 0 W EXP XO HOLDINGS INC WRNT 01/16/2010 98417K114 0.00 35,100.00 SH SOLE 35,100 0 0 W EXP XO HOLDINGS INC WRNT 01/16/2010 98417K130 0.00 275,757.00 SH SOLE 275,757 0 0 ZANN CORP COM STK COM 98906U300 0.00 25,000.00 SH SOLE 25,000 0 0 ZAP COM STK COM 98912M201 16.00 42,500.00 SH SOLE 42,500 0 0 ZORAN CORP COM STK COM 98975F101 166.00 15,000.00 SH SOLE 15,000 0 0 W EXP ZVUE CORP WRNT 08/14/2011 08/14/2011 988801114 0.00 75,000.00 SH SOLE 75,000 0 0
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