-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CuTYrx7O2HitoIu73VA8m4EetMVsGLUUkUtEBZ8sjmp9aTxMpz1d23nHzynxs5j1 rMperHHB4sExVUy2uhEy+g== 0001019056-09-001121.txt : 20091113 0001019056-09-001121.hdr.sgml : 20091113 20091113163508 ACCESSION NUMBER: 0001019056-09-001121 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 091182054 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Trading, LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY November 13, 2009 - --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE 09-30-09 Report Summary Number of Other Included Managers 0 ----------- Form 13F Information Table Entry Total 538 ----------- Form 13F Information Table Value Total $160,538 ----------- (thousands) List of Other Included Managers None 2
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ 2020 CHINACAP ACQUIRCO INC COM 90212G109 80.00 10,000 SH SOLE 10,000 0 0 2020 CHINACAP ACQUIRCO INC W EXP WRNT 11/08/11 11/08/2011 90212G117 32.00 25,000 SH SOLE 25,000 0 0 21ST CENTY TECHNOLOGIES INC COM STK COM 90130C305 0.00 13,334 SH SOLE 13,334 0 0 A123 SYSTEMS INC COM 03739T108 1,100.00 51,615 SH SOLE 51,615 0 0 ABINGTON CMNTY BANCORP INC COM STK COM 00350L109 542.00 70,000 SH SOLE 70,000 0 0 ACER INCORPORATED TWD10 ORDS COM 6005850 129.00 50,250 SH SOLE 50,250 0 0 ACME PACKET COM 004764106 250.00 25,000 SH SOLE 25,000 0 0 ACUSPHERE INC COM STK COM 00511R870 9.00 55,000 SH SOLE 55,000 0 0 ADAMJEE INSURANCE CO LTD PKR10 COM 6006693 66.00 49,500 SH SOLE 49,500 0 0 ADC TELECOMMUNICATIONS INC COM STK COM 000886309 500.00 60,000 SH SOLE 60,000 0 0 ADELPHIA RECOVERY SERVICES COM 00685R409 5.00 249,615 SH SOLE 249,615 0 0 ADELQ 10.25 15JUN2011 BOND 10.25% 6/15/2011 006ESCBJ5 6.00 250,000 PRIN SOLE 250,000 0 0 ADEPT TECHNOLOGY INCCOM NEW COM 006854202 48.00 15,000 SH SOLE 15,000 0 0 ADRENALINA COM STK COM 00725L107 10.00 113,982 SH SOLE 113,982 0 0 ADVANCED ANALOGIC TECHNOLOGIES COM COM 00752J108 238.00 60,000 SH SOLE 60,000 0 0 ADVANCED PLANT PHARMACEUTICALS COM STK COM 00756F201 0.00 150,000 SH SOLE 150,000 0 0 ADVANCED VIRAL RESH CORP COM STK COM 007928104 1.00 250,000 SH SOLE 250,000 0 0 ADVENTRX PHARMACEUTICALS INC COM STK COM 00764X103 8.00 50,000 SH SOLE 50,000 0 0 AFFINITY MEDIA INTL CORP W EXP W09 WTS EXP 06/ 06/04/2010 00828Q110 0.00 40,000 SH SOLE 40,000 0 0 AIRASIA BHD COM B03J9L7 213.00 525,000 SH SOLE 525,000 0 0 AKORN INC COM STK COM 009728106 34.00 25,000 SH SOLE 25,000 0 0 ALCATEL-LUCENT ADS COM 013904305 314.00 70,000 SH SOLE 70,000 0 0 ALIGN TECHNOLOGY INC COM 016255101 142.00 10,000 SH CALL SOLE 10,000 0 0 ALVARION LTD COM STK COM M0861T100 413.00 100,000 SH SOLE 100,000 0 0 AMBAC FINANCIAL GROUP INC COM STK COM 023139108 84.00 50,000 SH SOLE 50,000 0 0 AMEDIA NETWORKS INC COM 023434103 0.00 250,000 SH SOLE 250,000 0 0 AMEDISYS INC COM 023436108 1,309.00 30,000 SH PUT SOLE 30,000 0 0 AMERICAN EAGLE OUTFITTERS INC COM STK COM 02553E106 422.00 25,000 SH SOLE 25,000 0 0 AMERICAN HEALTHCHOISINC COM 025929209 1.00 175,000 SH SOLE 175,000 0 0 AMERICAN OIL & GAS INC COM STK COM 028723104 30.00 15,000 SH SOLE 15,000 0 0 AMERICANA DISTBN COM 030556104 0.00 600,000 SH SOLE 600,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ AMERIGO RESOURCES LTD COM 03074G109 10.00 17,500 SH SOLE 17,500 0 0 AMERIGON INC COM STK COM 03070L300 294.00 40,000 SH SOLE 40,000 0 0 AMYLIN PHARMACEUTICALS INC COM STK COM 032346108 548.00 40,000 SH SOLE 40,000 0 0 ANADIGICS INC COM STK COM 032515108 589.00 125,000 SH SOLE 125,000 0 0 ANTARES PHARMA INC COM STK COM 036642106 28.00 25,000 SH SOLE 25,000 0 0 ANTRIM ENERGY COM 037243102 51.00 50,000 SH SOLE 50,000 0 0 ANVIL MINING LTD COM 03734N106 26.00 10,000 SH SOLE 10,000 0 0 ANWORTH MTG ASSET CORP COM STK COM 037347101 118.00 15,000 SH SOLE 15,000 0 0 APOLLO COMMERCIAL REAL ESTATE COM 03762U105 915.00 50,000 SH SOLE 50,000 0 0 APPLIED MICRO CIRCUITS CORP COM STK COM 03822W406 400.00 40,000 SH SOLE 40,000 0 0 APPLIED NEUROSOLUTIONS INC COM STK COM 03823Y203 44.00 48,668 SH SOLE 48,668 0 0 ART TECHNOLOGY GROUP INC COM STK COM 04289L107 328.00 85,000 SH SOLE 85,000 0 0 ARTHROCARE CORP COM COM 043136100 1,121.00 55,000 SH SOLE 55,000 0 0 ASCEND ACQUISITION CORP W EXP WRNT 5/10/10 05/10/2010 04350H118 0.00 145,000 SH SOLE 145,000 0 0 ASIA SPECIAL SITUATION ACQ W EXP WRNT 1/16/2012 G0538M121 14.00 94,000 SH SOLE 94,000 0 0 ASIA SPECIAL SITUATION ACQUISITIN COM G0538M105 512.00 52,000 SH SOLE 52,000 0 0 ATLAS ACQUISITION WRNT W EXP 01/23/2012 049162118 4.00 25,000 SH SOLE 25,000 0 0 ATLAS ESTATES LD (UKM LISTING) COM B0WDBP8 74.00 52,961 SH SOLE 52,961 0 0 ATMEL CORP COM STK COM 049513104 168.00 40,000 SH SOLE 40,000 0 0 ATS CORP W EXP 10/19/2009 00211E112 0.00 147,500 SH SOLE 147,500 0 0 AUSTRALIAN STOCK EXCHANGE SHS COM 6129222 233.00 7,500 SH SOLE 7,500 0 0 AUTOCHINA INTL LTD WRNT W EXP EXP 2/26/13 02/26/2013 G06750114 83.00 14,500 SH SOLE 14,500 0 0 AVATAR HOLDINGS INC COM STK COM 053494100 512.00 26,940 SH SOLE 26,940 0 0 AVESIS INCORPORATED COM 053650107 43.00 140,000 SH SOLE 140,000 0 0 AVI BIOPHARMA INC COM STK COM 002346104 60.00 35,000 SH SOLE 35,000 0 0 AVI BIOPHARMA INC WRNT EXP W EXP 8/25/2014 08/25/2014 002346146 0.00 14,000 SH SOLE 14,000 0 0 AXCELIS TECHNOLOGIES INC COM STK COM 054540109 60.00 50,000 SH SOLE 50,000 0 0 BANCO BRADESCO SA BRAD ADR SPONSOR ADR 059460303 199.00 10,000 SH SOLE 10,000 0 0 BANGKOK DUSIT MEDICAL SERVICE F THB1.00 COM B013SQ9 19.00 25,000 SH SOLE 25,000 0 0 BANK OF AMERICA CORP COM 060505104 169.00 10,000 SH CALL SOLE 10,000 0 0 BANK OF AMERICA CORP COM 060505104 43,142.00 2,549,791 SH SOLE 2,549,791 0 0 BANK RAKYAT INDONESIA COM 6709099 39.00 50,000 SH SOLE 50,000 0 0 BARZEL INDS INC WRNT EXP W EXP 03/07/2011 03/07/2011 069744118 1.00 118,173 SH SOLE 118,173 0 0 BBV VIETNAM S.E.A. ACQUISITION CORP COM Y0764A106 269.00 34,500 SH SOLE 34,500 0 0 BEBE STORES INC COM STK COM 075571109 184.00 25,000 SH SOLE 25,000 0 0 BENIHANA INC CL A COM STK CLASS A 082047200 143.00 25,000 SH SOLE 25,000 0 0 BIOGEN IDEC COM 09062X103 202.00 4,000 SH CALL SOLE 4,000 0 0 BIOPURE CORP CL A WT EX W EXP 12/20/10 12/20/2010 09065H162 0.00 24,000 SH SOLE 24,000 0 0 BIOPURE CORP WTCL A EXP W EXP 12/31/2011 12/31/2011 09065H188 0.00 135,000 SH SOLE 135,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ BIOSCRIP INC COM STK COM 09069N108 169.00 25,000 SH SOLE 25,000 0 0 BIOTIME WT 03/10/2010 W EXP 03/10/2010 09066L147 70.00 20,000 SH SOLE 20,000 0 0 BLACKROCK INC COM NEW COM 09247X101 1,084.00 5,000 SH SOLE 5,000 0 0 BLACKSTONE GROUP LP COM 09253U108 710.00 50,000 SH SOLE 50,000 0 0 BLUEFLY INC COM STK COM 096227301 43.00 25,000 SH SOLE 25,000 0 0 BM&F BOVESPA SA COM B2RHNV9 737.00 100,000 SH SOLE 100,000 0 0 BOISE INC CORP COM STK COM 09746Y105 132.00 25,000 SH SOLE 25,000 0 0 BOISE INC WRNT 06/18/2011 W EXP 06/18/2011 09746Y113 244.00 400,000 SH SOLE 400,000 0 0 BOLSA A (MEX LISTING) COM B39VVF6 31.00 25,000 SH SOLE 25,000 0 0 BR MALLS PAR (BRA LISTING) COM B1RYG58 649.00 55,000 SH SOLE 55,000 0 0 BRIGHAM EXPLORATION COMPANY COM STK COM 109178103 681.00 75,000 SH SOLE 75,000 0 0 BROADPOINT GLEACHER SECURITIES GROUP COM 11134A103 1,126.00 135,000 SH SOLE 135,000 0 0 BUCKLE INC COM STK COM 118440106 341.00 10,000 SH SOLE 10,000 0 0 BUFFALO WILD WINGS INC COM 119848109 416.00 10,000 SH PUT SOLE 10,000 0 0 BURSA MALAYSIA BHD COM B06FV38 59.00 25,000 SH SOLE 25,000 0 0 BYD COMPANY LIMITED COM 6536651 1,030.00 125,000 SH SOLE 125,000 0 0 CADBURY PLC (UKM LISTING) COM B2PF6M7 321.00 25,000 SH SOLE 25,000 0 0 CADBURY PLC SPONSORED ADR SPONSOR ADR 12721E102 768.00 15,000 SH SOLE 15,000 0 0 CALIPER LIFE SCIENCES WRNT W EXP 08/10/2011 130872112 5.00 29,647 SH SOLE 29,647 0 0 CALLAWAY GOLF CO COM STK COM 131193104 76.00 10,000 SH SOLE 10,000 0 0 CAMECO CORP COM COM 13321L108 209.00 7,500 SH SOLE 7,500 0 0 CANACCORD CAP INC COM COM 134801109 382.00 40,000 SH SOLE 40,000 0 0 CANADIAN SUPERIOR ENERGY INC COM 136644101 22.00 25,000 SH SOLE 25,000 0 0 CAPITAL TRUST INC CL A REIT CLASS A 14052H506 106.00 35,000 SH SOLE 35,000 0 0 CAREFUSION CP COM 14170T101 327.00 15,000 SH SOLE 15,000 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0.00 200,000 SH SOLE 200,000 0 0 CELL THERAPEUTICS INC COM STK COM 150934503 31.00 25,000 SH SOLE 25,000 0 0 CEMEX S A DE SPONSOR ADR SPONSOR ADR 151290889 339.00 26,210 SH SOLE 26,210 0 0 CENTERLINE HLDG CO COM STK COM 15188T108 55.00 205,000 SH SOLE 205,000 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0.00 660,000 SH SOLE 660,000 0 0 CEYLON TOBACCO LKR ORDS COM 6186904 16.00 10,000 SH SOLE 10,000 0 0 CHARIOT RESOURCES LTD COM 15963M104 14.00 50,000 SH SOLE 50,000 0 0 CHEM RX CORPORATION WRNT W EXP EXP 10/20/2009 10/20/2009 163536113 0.00 306,075 SH SOLE 306,075 0 0 CHEMTURA CORP COM 163893100 23.00 25,000 SH SOLE 25,000 0 0 CHICOS FAS INC COM 168615102 260.00 20,000 SH CALL SOLE 20,000 0 0 CHICOS FAS INC COM STK COM 168615102 130.00 10,000 SH SOLE 10,000 0 0 CHINA CABLECOM HOLDINGS LTD COM G21176113 10.00 116,640 SH SOLE 116,640 0 0 CHINA COAL ENERGY CO LTD COM B1JNK84 13.00 10,000 SH SOLE 10,000 0 0 CHINA CONSTRUCTION BANK CORPORATION COM B0LMTQ3 80.00 100,000 SH SOLE 100,000 0 0 CHINA CORD BLOOD CORP WRNT W EXP 12/13/2010 G21107118 30.00 60,000 SH SOLE 60,000 0 0 CHINA DISCOVERY ACQUISITION CORP COM G2112B117 14.00 90,000 SH SOLE 90,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ CHINA FUNDAMENTAL ACQUISTION CORP COM G2156W209 113.00 15,000 SH SOLE 15,000 0 0 CHINA HEALTH CARE CORP COM STK RSTD COM 16944N104 2.00 240,000 SH SOLE 240,000 0 0 CHINA HEALTHCARE W EXP AQUISITION WRNT 4/18/2012 16939Q112 0.00 29,300 SH SOLE 29,300 0 0 CHINA HOLDINGS ACQU WRNT W EXP EXP 11/16/2012 11/16/2012 16942N114 12.00 35,000 SH SOLE 35,000 0 0 CHINA MOBILE MEDIA TECHNOLOGY COM COM 16950C109 11.00 74,000 SH SOLE 74,000 0 0 CHINA RAILWAY (HOK LISTING) COM B297KM7 58.00 68,000 SH SOLE 68,000 0 0 CHINA-BIOTICS INC COM STK COM 16937B109 160.00 10,000 SH SOLE 10,000 0 0 CHINAGROWTH SOUTH ACQUISITION CORP COM G21117117 4.00 25,000 SH SOLE 25,000 0 0 CHINAGROWTH NORTH ACQUISITION CORP COM G21116127 3.00 21,500 SH SOLE 21,500 0 0 CIA BRASILERIA DE MEIOS (BRA LISTING) COM B614LY3 248.00 25,000 SH SOLE 25,000 0 0 CIT 5 01FEB2015 BOND 5% 01/02/2015 125581AR9 64.00 100,000 PRIN SOLE 100,000 0 0 CIT 5.65 13FEB2017 BOND 5.65% 13/02/2017 125577AY2 125.00 200,000 PRIN SOLE 200,000 0 0 CITIGROUP INC COM 172967101 242.00 50,000 SH CALL SOLE 50,000 0 0 CITIGROUP INC COM STK COM 172967101 1,093.00 225,769 SH SOLE 225,769 0 0 CKX INC COM STK COM 12562M106 67.00 10,000 SH SOLE 10,000 0 0 CLARK HOLDING WRNT W EXP 02/15/2011 18145M117 2.00 243,600 SH SOLE 243,600 0 0 CLICKSOFTWARE TECHNOLOGIES LTD COM STK COM M25082104 189.00 30,000 SH SOLE 30,000 0 0 COGDELL SPENCER INC COM COM 19238U107 240.00 50,000 SH SOLE 50,000 0 0 COLONY FINANCIAL INC COM 19624R106 489.00 25,000 SH SOLE 25,000 0 0 COMM BK CEYLON LKR10 COM 6161321 45.00 30,000 SH SOLE 30,000 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 62.00 145,000 SH SOLE 145,000 0 0 COMVERSE TECHNOLOGY INC COM STK COM 205862402 219.00 25,000 SH SOLE 25,000 0 0 CONTANGO OIL & GAS CO COM STK COM 21075N204 255.00 5,000 SH SOLE 5,000 0 0 CONTINUCARE CORP COM STK COM 212172100 136.00 45,000 SH SOLE 45,000 0 0 CONVERTED ORGANICS INC - W EXP CW12 02/12/12 02/12/2012 21254S123 18.00 50,000 SH SOLE 50,000 0 0 CONVERTED ORGANICS INC COM STK COM 21254S107 18.00 14,677 SH SOLE 14,677 0 0 CORNING INC COM 219350105 153.00 10,000 SH CALL SOLE 10,000 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0.00 200,000 SH SOLE 200,000 0 0 COUSINS PPTYS INC COM REIT COM 222795106 437.00 52,800.00 SH SOLE 52,800 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ COVANTA HOLDING CORP COM 22282E102 340.00 20,000 SH CALL SOLE 20,000 0 0 COVANTA HOLDING CORPDELAWARE COM STK COM 22282E102 493.00 29,000 SH SOLE 29,000 0 0 COWEN GROUP INC COM STK COM 223621103 343.00 48,233 SH SOLE 48,233 0 0 CPN 8.5 15FEB2011 BOND 8.5% 02/15/2011 13199ACY5 0.00 200,000 PRIN SOLE 200,000 0 0 CRAY INC COM STK COM 225223304 125.00 15,000 SH SOLE 15,000 0 0 CREXUS INVESTMNT COM 226553105 858.00 60,000 SH SOLE 60,000 0 0 CROCS INC COM STK COM 227046109 100.00 15,000 SH SOLE 15,000 0 0 CTC MEDIA INC COM STK COM 12642X106 157.00 10,000 SH SOLE 10,000 0 0 CVS CAREMARK CORP COM 126650100 357.00 10,000 SH CALL SOLE 10,000 0 0 CYTORI THERAP COM 23283K105 198.00 50,000 SH SOLE 50,000 0 0 CYTORI THERAPEUTICS WRNT W EXP EXP 2/28/2012 02/28/2012 232993022 0.00 43,555 SH SOLE 43,555 0 0 D.R. HORTON INC COM STK COM 23331A109 114.00 10,000 SH SOLE 10,000 0 0 DALR 8.3 15DEC2029 144A BOND 8.30% 12/15/2029 24799AKC5 6.00 367,000 PRIN SOLE 367,000 0 0 DAYLIGHT RESOURCES TRUST COM 239600109 197.00 25,000 SH SOLE 25,000 0 0 DELPHI CORP DEL COM STK COM 247126105 114.00 1,900,000 SH SOLE 1,900,000 0 0 DENNYS CORP COM STK COM 24869P104 1,716.00 645,000 SH SOLE 645,000 0 0 DEXCOM INC COM STK COM 252131107 397.00 50,000 SH SOLE 50,000 0 0 DIALOG TELEKOM COM B0DJQ38 3.00 50,000 SH SOLE 50,000 0 0 DIME BANCORP INC WTS COM 25429Q110 0.00 400,000 SH SOLE 400,000 0 0 DINEEQUITY INC COM STK COM 254423106 495.00 20,000 SH SOLE 20,000 0 0 DIST SRI LKR1 COM 6271435 22.00 30,000 SH SOLE 30,000 0 0 DISTRIBUTED ENERGY SYS CORP COM STK COM 25475V104 0.00 50,000 SH SOLE 50,000 0 0 DIVX INC COM 255413106 82.00 15,000 SH SOLE 15,000 0 0 DRYSHIPS INC COM STK COM Y2109Q101 66.00 10,000 SH SOLE 10,000 0 0 DUPONT FABROS TECH REIT COM 26613Q106 267.00 20,000 SH CALL SOLE 20,000 0 0 EAGLE BANCORP INC COM STK COM 268948106 383.00 40,000 SH SOLE 40,000 0 0 EASTMAN KODAK CO COM STK COM 277461109 96.00 20,000 SH SOLE 20,000 0 0 EBIX INC COM STK COM 278715206 1,107.00 20,000 SH SOLE 20,000 0 0 ECHO THERAPEUTICS INC COM STK COM 27876L107 138.00 90,500 SH SOLE 90,500 0 0 ELECTRONIC ARTS INC COM STK COM 285512109 381.00 20,000 SH SOLE 20,000 0 0 ELECTRONIC GAME CARD INC COM STK COM 285716106 73.00 50,000 SH SOLE 50,000 0 0 ELRON ELECT ILS (USD) COM 290160100 210.00 40,000 SH SOLE 40,000 0 0 EMERITUS CORP COM STK COM 291005106 220.00 10,000 SH SOLE 10,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ ENDOVASC INC COM STK COM 29267B102 0.00 255,000 SH SOLE 255,000 0 0 ENER1 INC COM 29267A203 138.00 20,000 SH CALL SOLE 20,000 0 0 ENER1 INC COM STK COM 29267A203 692.00 100,000 SH SOLE 100,000 0 0 ENERGY XXI LTD COM STK COM G10082108 116.00 75,000 SH SOLE 75,000 0 0 ENSTAR GROUP LIMITED COM STK COM G3075P101 1,864.00 30,000 SH SOLE 30,000 0 0 ENTECH SOLAR INC COM STK COM 29362Y106 4.00 25,000 SH SOLE 25,000 0 0 ENTEGRIS INC COM STK COM 29362U104 842.00 170,000 SH SOLE 170,000 0 0 ENTRAVISION COMMUNICATIONS CO CL A CLASS A 29382R107 216.00 125,000 SH SOLE 125,000 0 0 ENTREMED INC COM STK COM 29382F103 45.00 100,000 SH SOLE 100,000 0 0 ESSEX RENT CORP WRNT W EXP 03/04/2011 297187114 23.00 25,000 SH SOLE 25,000 0 0 EUROGAS INC COM STK COM 298734104 23.00 260,000 SH SOLE 260,000 0 0 EXETER RESOURCE CORPCOM COM 301835104 105.00 23,000 SH SOLE 23,000 0 0 EXIDE TECHNOLOGIES WRNT W EXP 05/05/2011 302051123 2.00 12,000 SH SOLE 12,000 0 0 EZCHIP SEMICONDUCTOR LTD COM M4146Y108 256.00 20,000 SH SOLE 20,000 0 0 FAR EAST ENERGY CORP COM STK COM 307325100 41.00 75,000 SH SOLE 75,000 0 0 FAUJI FERTILIZER BIN QASIM COM 6336088 7.00 25,000 SH SOLE 25,000 0 0 FEDERAL HOME LN MTG CORP COM 313400301 36.00 20,000 SH CALL SOLE 20,000 0 0 FEDERAL NATL MTG ASSN MEDIUM COM 313586109 30.00 20,000 SH CALL SOLE 20,000 0 0 FIDELITY NATIONAL FINANCIAL CL A CLASS A 31620R105 302.00 20,000 SH SOLE 20,000 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM B287HL6 82.00 20,000 SH SOLE 20,000 0 0 FINISAR CORP COM STK COM 31787A507 290.00 30,000 SH SOLE 30,000 0 0 FIRST BUSEY CORP COM STK COM 319383105 136.00 29,000 SH SOLE 29,000 0 0 FIRST FINANCIAL BANCORP OHIO COM STK COM 320209109 301.00 25,000 SH SOLE 25,000 0 0 FIRST INDUSTRIAL REALTY TRUST COM REIT COM 32054K103 58.00 11,000 SH SOLE 11,000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 63.00 25,000 SH SOLE 25,000 0 0 FORCE PROTECTION COM 345203202 137.00 25,000 SH SOLE 25,000 0 0 FORD MOTOR COMPANY COM STK COM 345370860 216.00 30,000 SH SOLE 30,000 0 0 FORMATION CAPTL COM 34637L103 26.00 90,000 SH SOLE 90,000 0 0 FORTRESS INVESTMENT GROUP LLC COM COM 34958B106 260.00 50,000 SH SOLE 50,000 0 0 FOSUN INTERNATIONAL LIMITED COM B1Z7FX0 45.00 65,000 SH SOLE 65,000 0 0 FRANKLIN RESOURCES INC. COM STK COM 354613101 755.00 7,500 SH SOLE 7,500 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 189.00 100,000 SH SOLE 100,000 0 0
8
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ GAFISA ADR SPONSOR ADR 362607301 607.00 20,000 SH CALL SOLE 20,000 0 0 GAP INC COM STK COM 364760108 428.00 20,000 SH SOLE 20,000 0 0 GCL-POLY ENERGY HOLDINGS LIMITED COM B28XTR4 7.00 25,000 SH SOLE 25,000 0 0 GENERAL ELECTRIC CO COM 369604103 164.00 10,000 SH CALL SOLE 10,000 0 0 GENERAL GROWTH PROPERTIES COM REIT COM 370021107 315.00 65,000 SH SOLE 65,000 0 0 GENERAL MTRS CORP SENIOR SENIOR DEBEN D DEBEN D 370442691 0.00 10,000 SH SOLE 10,000 0 0 GENEREX BIOTECHNOLOGY CORP DEL COM STK COM 371485103 7.00 10,000 SH SOLE 10,000 0 0 GENOMED INC COM STK COM 37243C102 3.00 475,000 SH SOLE 475,000 0 0 GENWORTH FINANCIAL INC COM 37247D106 540.00 45,215 SH SOLE 45,215 0 0 GEOEYE INC COM COM 37250W108 670.00 25,000 SH SOLE 25,000 0 0 GLG LIFE TECH CO COM 361793102 125.00 50,000 SH SOLE 50,000 0 0 GLG PARTNERS INC WRNT EXP W EXP 12/28/2011 12/28/2011 37929X115 49.00 140,000 SH SOLE 140,000 0 0 GLOBAL AIRCRAFT SOLUTIONS INC COM STK COM 378964100 0.00 100,000 SH SOLE 100,000 0 0 GLOBAL CROSSING LTD COM G3921A175 286.00 20,000 SH CALL SOLE 20,000 0 0 GLOBAL CROSSING LTD COM STK COM G3921A175 215.00 15,000 SH SOLE 15,000 0 0 GLOBAL POWER EQUIPMENT GROUP INC COM 37941P207 1,014.00 882,033 SH SOLE 882,033 0 0 GLOBAL SHIP LEASE INC CL A W EXP WRNT 08/24/2010 Y27183113 7.00 145,000 SH SOLE 145,000 0 0 GLOBALNET CORP COM 379399108 0.00 385,000 SH SOLE 385,000 0 0 GLU MOBILE INC COM 379890106 29.00 25,000 SH SOLE 25,000 0 0 GOLDEN POND HEALTHCARE WRNT W EXP 11/06/2011 38116J117 2.00 20,000 SH SOLE 20,000 0 0 GOLDEN STAR CAD COM (USD) COM 38119T104 169.00 50,000 SH SOLE 50,000 0 0 GOOD HARBOR PARTNERS ACQ W EXP CORP WRNT 03/15/2011 382094118 0.00 65,000 SH SOLE 65,000 0 0
9
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ GPS INDUSTRIES INC COM STK COM 383870102 0.00 150,000 SH SOLE 150,000 0 0 GRACE W R & CO DEL NEW COM STK COM 38388F108 435.00 20,000 SH SOLE 20,000 0 0 GREAT AMERN GROUP WRNT W EXP 08/01/2012 38984G112 12.00 25,000 SH SOLE 25,000 0 0 GREAT ATLANTIC & PACIFIC TEA C COM STK COM 390064103 223.00 25,000 SH SOLE 25,000 0 0 GROWERS DIRECT COFFEE CO STK COM 399849108 0.00 25,000 SH SOLE 25,000 0 0 GUANGSHEN RAILWAY CNY1 'H' COM 6388700 40.00 100,000 SH SOLE 100,000 0 0 HAMBRECHT ASIA ACQ CORP COM COM 406548107 187.00 24,339 SH SOLE 24,339 0 0 HAMBRECHT ASIA ACQUISITION W EXP CORP 3/7/2012 406548115 4.00 26,100 SH SOLE 26,100 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 8.00 500,000 SH SOLE 500,000 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 71.00 70,000 SH SOLE 70,000 0 0 HARTMARX CORP COM STK COM 417119104 2.00 76,200 SH SOLE 76,200 0 0 HATTON NATL BK COM 6406970 43.00 30,000 SH SOLE 30,000 0 0 HDFC BANK LTD ADR SPONSOR ADR 40415F101 1,184.00 10,000 SH SOLE 10,000 0 0 HEALTHY FAST FOOD INC COM STK COM 42223Y108 38.00 25,000 SH SOLE 25,000 0 0 Healthy Fast Food Inc. W EXP Class A Warrant 03/19/2013 42223Y116 3.00 25,000 SH SOLE 25,000 0 0 Healthy Fast Food Inc. W EXP Class B Warrant 03/19/2013 42223Y124 10.00 50,000 SH SOLE 50,000 0 0 HECKMANN CORP COM STK COM 422680108 458.00 100,000 SH SOLE 100,000 0 0 HECKMANN CORP WRNT EXP W EXP 11/09/2011 11/09/2011 422680116 70.00 125,000 SH SOLE 125,000 0 0 HECLA MNG 3 WRNT EXP W EXP 8/10/2014 8/10/2014 422992859 0.00 50,000 SH SOLE 50,000 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 191.00 15,000 SH SOLE 15,000 0 0 HICKS ACQUISITION CO INC W EXP WRNT 09/27/11 9/27/2011 429086127 39.00 62,000 SH SOLE 62,000 0 0 HIENERGY TECHNOLOGIES INC COM STK COM 42952V101 0.00 25,000 SH SOLE 25,000 0 0
10
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ HIGHBURY FINANCIAL INC W EXP WRNT 2/25/10 02/25/2010 42982Y117 2.00 10,000 SH SOLE 10,000 0 0 HIGHLANDS ACQ CORP WRNT W EXP EXP 10/03/2012 10/03/2012 430880112 0.00 27,500 SH SOLE 27,500 0 0 HILLTOP HLDGS INC COM REIT COM 432748101 184.00 15,000 SH SOLE 15,000 0 0 HI-TECH PHARMACAL INC COM STK COM 42840B101 449.00 20,000 SH SOLE 20,000 0 0 HK EXCHANGES & CLEARING ORD COM 6267359 635.00 35,000 SH SOLE 35,000 0 0 HOT TOPIC INC COM STK COM 441339108 187.00 25,000 SH SOLE 25,000 0 0 HUDSON HLDG CORP COM STK COM 443793104 59.00 282,220 SH SOLE 282,220 0 0 HUMAN GENOME SCIENCES INC COM STK COM 444903108 659.00 35,000 SH SOLE 35,000 0 0 HUNTSMAN CORP COM STK COM 447011107 228.00 25,000 SH SOLE 25,000 0 0 HURON CONSULTING GROUP INC COM STK COM 447462102 646.00 25,000 SH SOLE 25,000 0 0 HYDRON TECH INC COM 449020205 4.00 100,000 SH SOLE 100,000 0 0 IBX GROUP INC COM STK COM 449229103 0.00 200,000 SH SOLE 200,000 0 0 ICAD INC COM STK COM 44934S107 54.00 25,000 SH SOLE 25,000 0 0 ICICI BANK LTD SPON ADR SPONSOR ADR 45104G104 964.00 25,000 SH SOLE 25,000 0 0 ICOA INC COM STK COM 449292200 0.00 300,000 SH SOLE 300,000 0 0 ICONIX BRAND GROUP INC COM 451055107 312.00 25,000 SH SOLE 25,000 0 0 ICOP DIGITAL INC COM STK COM 44930M203 6.00 10,000 SH SOLE 10,000 0 0 ICOP DIGITAL INC WRNT W EXP 07/08/2010 44930M112 5.00 158,400 SH SOLE 158,400 0 0 IDEATION ACQUISITION W EXP WARRANT 11/19/2011 451665111 42.00 25,000 SH SOLE 25,000 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 1.00 100,000 SH SOLE 100,000 0 0 IKARMA COM 45172N106 0.00 25,000 SH SOLE 25,000 0 0 IMAGINATION TECHNOLOGIES GROUP 10P ORDS COM 0930312 66.00 25,000 SH SOLE 25,000 0 0 IMAX CORP CAD COM (USD) COM 45245E109 329.00 35,000 SH SOLE 35,000 0 0 IMPAX LABORATORIES INC COM 45256B101 87.00 10,000 SH SOLE 10,000 0 0 IMS HEALTH INC COM STK COM 449934108 154.00 10,000 SH SOLE 10,000 0 0 INCA PAC RES INC COM 45324A200 5.00 15,000 SH SOLE 15,000 0 0 IND & COMM BK OFCHINA - H COM B1G1QD8 226.00 300,000 SH SOLE 300,000 0 0 INDIA GLOBALIZATION CAP W EXP CW11 EXP 3/3/11 03/03/2011 B129476 30.00 157,798 SH SOLE 157,798 0 0 INFORMATION SERVICES GROUP INC COM 45675Y112 25.00 236,121 SH SOLE 236,121 0 0 INFUSYSTEMS HOLDINGSWRNT W EXP EXP 04/11/2011 04/11/2011 45685K110 13.00 150,000 SH SOLE 150,000 0 0 INNODATA ISOGEN INC COM STK COM 457642205 239.00 30,000 SH SOLE 30,000 0 0 INSITUFORM TECHNOLOGIES INC CL A COM 457667103 383.00 20,000 SH CALL SOLE 20,000 0 0 INSITUFORM TECHNOLOGIES INC CL A COM STK CLASS A 457667103 479.00 25,000 SH SOLE 25,000 0 0 INSULET CORP COM 45784P101 730.00 65,000 SH SOLE 65,000 0 0 INTEGRAL VISION INC COM STK COM 45811H106 75.00 1,069,107 SH SOLE 1,069,107 0 0 INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 68.00 10,000 SH SOLE 10,000 0 0 INTEL CORP COM 458140100 489.00 25,000 SH CALL SOLE 25,000 0 0
11
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ INTEL CORP COM STK COM 458140100 489.00 25,000 SH SOLE 25,000 0 0 INTERAMERICAN ACQUISITION W EXP GROUP WRNT 09/04/2011 458396124 1.00 12,500 SH SOLE 12,500 0 0 INTER-ATLANTIC FINCL INC W EXP 10/02/2011 45890H118 9.00 41,300 SH SOLE 41,300 0 0 INTERMAP TECH COM RSTD COM 458977204 248.00 100,000 SH SOLE 100,000 0 0 INTERNATIONAL COAL GROUP INC COM 45928H106 40.00 10,000 SH CALL SOLE 10,000 0 0 INTERNATIONAL COAL GROUP INC COM STK COM 45928H106 625.00 155,000 SH SOLE 155,000 0 0 INTEROIL CORP CAD COM COM 460951106 393.00 10,000 SH SOLE 10,000 0 0 INVESCO LTD COM STK COM G491BT108 228.00 10,000 SH SOLE 10,000 0 0 IRIDIUM COMMUNICATINOS INC W EXP 02/14/2013 46269C110 277.00 59,000 SH SOLE 59,000 0 0 ISHARES INC MSCI BRAZIL FREE IND COM 464286400 676.00 10,000 SH SOLE 10,000 0 0 ISHARES INC MSCI JAPAN INDEX COM 464286848 249.00 25,000 SH SOLE 25,000 0 0 ISIP TELECOM INC COM STK RSTD COM 464990993 0.00 10,000 SH SOLE 10,000 0 0 ISONICS CORP COM STK COM 464895309 0.00 25,000 SH SOLE 25,000 0 0 ITAU UNIBANCO HLDNG S.A. COM 465562106 322.00 16,000 SH SOLE 16,000 0 0 IVANHOE ENERGY INC COM COM 465790103 58.00 25,000 SH SOLE 25,000 0 0 J CREW GROUP INC COM 46612H402 716.00 20,000 SH SOLE 20,000 0 0 JAGUAR MINING COM 47009M103 89.00 10,000 SH SOLE 10,000 0 0 JANUS CAPITAL GROUP INC COM STK COM 47102X105 142.00 10,000 SH SOLE 10,000 0 0 JK ACQUISITION CORP WRNT W EXP 04/10/2010 04/10/2010 47759H114 0.00 214,700 SH SOLE 214,700 0 0 JMP GROUP INC COM STK COM 46629U107 338.00 35,000 SH SOLE 35,000 0 0 JOHN KEELLS LKR10 COM 6475538 66.00 50,000 SH SOLE 50,000 0 0 JOHNSON & JOHNSON COM 478160104 1,218.00 20,000 SH CALL SOLE 20,000 0 0 KAPSTONE PAPER & PACKAGING CORP COM COM 48562P103 204.00 25,000 SH SOLE 25,000 0 0 KB HOME COM 48666K109 166.00 10,000 SH CALL SOLE 10,000 0 0 KIT DIGITAL INC COM STK COM 482470200 149.00 15,000 SH SOLE 15,000 0 0 KKR PRIVATE EQUITY INVESTORS (NET LIST) COM B13BNQ3 397.00 42,500 SH SOLE 42,500 0 0 KOHLS CORP COM STK COM 500255104 1,141.00 20,000 SH SOLE 20,000 0 0 KRISPY KREME DOUGHNUTS INC COM STK COM 501014104 143.00 40,000 SH SOLE 40,000 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 259.00 360,000 SH SOLE 360,000 0 0 LEAP WIRELESS INTERNATIONAL IN COM STK COM 521863308 293.00 15,000 SH SOLE 15,000 0 0 LEAPFROG ENTERPRISES INC CL A COM 52186N106 41.00 10,000 SH CALL SOLE 10,000 0 0 LEAPFROG ENTERPRISES INC CL A COM STK COM 52186N106 267.00 65,000 SH SOLE 65,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ LEGEND INTERNATIONAL HOLDINGS COM STK COM 52467C100 23.00 25,000 SH SOLE 25,000 0 0 LENNAR CORP CL A COM 526057104 143.00 10,000 SH CALL SOLE 10,000 0 0 LEVEL 3 COMMUNICATIONS INC COM STK COM 52729N100 70.00 50,000 SH SOLE 50,000 0 0 LI NING (HOK LISTING) COM B01JCK9 308.00 100,000 SH SOLE 100,000 0 0 LIBERTY ACQUISITION HOLDINGS COM 53015Y107 95.00 10,000 SH SOLE 10,000 0 0 LIBERTY ACQUISITION W EXP HOLDINGS WRNT 12/12/2013 53015Y115 14.00 22,500 SH SOLE 22,500 0 0 LIFESTREAM TECHNOLOGIES INC COM STK COM 53219K101 0.00 575,000 SH SOLE 575,000 0 0 LIONS GATE ENTERTAINMENT CORP COM 535919203 370.00 60,000 SH SOLE 60,000 0 0 LIVEPERSON INC COM STK COM 538146101 176.00 35,000 SH SOLE 35,000 0 0 LOOPNET INC COM STK COM 543524300 226.00 25,000 SH SOLE 25,000 0 0 LSI CORPORATION COM STK COM 502161102 384.00 70,000 SH SOLE 70,000 0 0 MCAFEE INC COM COM 579064106 219.00 5,000 SH SOLE 5,000 0 0 MCB BANK COM 6611570 58.00 22,000 SH SOLE 22,000 0 0 MCF CORP COM STK COM 590418109 37.00 25,000 SH SOLE 25,000 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 303.00 20,000 SH SOLE 20,000 0 0 MELLANOX TECHNOLOGIES LTD COM M51363113 246.00 15,000 SH SOLE 15,000 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 1.00 200,000 SH SOLE 200,000 0 0 MERCATOR MINERALS LTD COM 587582107 55.00 20,000 SH SOLE 20,000 0 0 MERGE HEALTHCARE INC COM STK COM 589499102 139.00 33,900 SH SOLE 33,900 0 0 MF GLOBAL COM STK COM G60642108 254.00 35,000 SH SOLE 35,000 0 0 MGM ENERGY CORP COM COM 59318A100 3.00 25,000 SH SOLE 25,000 0 0 MICRO LABS INC COM STK COM 594847105 0.00 100,000 SH SOLE 100,000 0 0 MICROTUNE INC DEL COM STK COM 59514P109 91.00 50,000 SH SOLE 50,000 0 0 MIDDLEBROOK PHARMACEUTICALS INC COM 596087106 75.00 65,000 SH SOLE 65,000 0 0 MILLENNIUM INDIA WTS EXP W EXP 7/19/2010 07/19/2010 60039Q119 2.00 40,000 SH SOLE 40,000 0 0 MIRANT CORPORATION WRNTS W EXP EXP 1/ 3/11 01/03/2011 60467R126 68.00 35,000 SH SOLE 35,000 0 0 MONACO COACH CORP COM STK COM 60886R103 1.00 50,000 SH SOLE 50,000 0 0 MOOG INC CL A COM STK COM 615394202 738.00 25,000 SH SOLE 25,000 0 0 MORPHOSYS AG NPV ORDS COM 5531000 250.00 10,000 SH SOLE 10,000 0 0 MOTOROLA INC COM 620076109 258.00 30,000 SH CALL SOLE 30,000 0 0 MOTOROLA INC COM STK COM 620076109 859.00 100,000 SH SOLE 100,000 0 0 MTN (SAF LISTING) COM 6563206 244.00 15,000 SH SOLE 15,000 0 0
13
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ MUELLER WTR PRODS INC COM STK COM 624758108 219.00 40,000 SH SOLE 40,000 0 0 NASDAQ OMX GROUP COM STK COM 631103108 211.00 10,000 SH SOLE 10,000 0 0 NET SERVICOS DE COMUNICACAO S ADR SPONSOR ADR 64109T201 173.00 15,000 SH SOLE 15,000 0 0 NEW YORK REGIONAL RAIL CORP COM STK COM 649768108 0.00 400,000 SH SOLE 400,000 0 0 NEWS CORP CL A COM 65248E104 239.00 20,000 SH CALL SOLE 20,000 0 0 NEWS CORP CL A COM STK CLASS A 65248E104 239.00 20,000 SH SOLE 20,000 0 0 NEXTMART INC COM STK COM 65338F102 1.00 50,000 SH SOLE 50,000 0 0 NIKE INC CL B COM STK COM 654106103 647.00 10,000 SH SOLE 10,000 0 0 NORT AMERICAN PALLADIUM UNIT EXP UNITS 99/99/9999 656912300 117.00 40,000 SH SOLE 40,000 0 0 NORTH AMERICAN PALLADIUM LTD COM 656912102 70.00 25,000 SH SOLE 25,000 0 0 NORTH SHORE ACQUISITION CORP COM STK COM 662316108 77.00 10,000 SH SOLE 10,000 0 0 North Shore Acquisition W EXP Corp. Warrant 11 11/29/2012 662316116 8.00 30,000 SH SOLE 30,000 0 0 NORTHEAST COMMUNITY BANCORP INC COM 664112109 74.00 10,000 SH SOLE 10,000 0 0 NRDC ACQUISITION COR WT W EXP EXP 10/17/11 10/17/2011 62941R110 15.00 15,000 SH SOLE 15,000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 299.00 20,000 SH CALL SOLE 20,000 0 0 NUANCE COMMUNICATIONS INC COM STK COM 67020Y100 748.00 50,000 SH SOLE 50,000 0 0 NVIDIA CORP COM STK COM 67066G104 601.00 40,000 SH SOLE 40,000 0 0 NYFIX INC COM STK COM 670712108 795.00 481,902 SH SOLE 481,902 0 0 NZX LIMITED (NZE LISTING) COM 6623155 71.00 12,001 SH SOLE 12,001 0 0 OCH-ZIFF CAPITAL MANAGEMENT COM 67551U105 487.00 40,000 SH SOLE 40,000 0 0 OCLARO INC COM STK COM 67555N107 358.00 325,000 SH SOLE 325,000 0 0 OLD NATIONAL BANCORPEVANSVIL COM STK COM 680033107 448.00 40,000 SH SOLE 40,000 0 0 OLIN CORP COM STK COM 680665205 349.00 20,000 SH SOLE 20,000 0 0 ON SEMICONDUCTOR CORP / SEMIC COM STK COM 682189105 330.00 40,000 SH SOLE 40,000 0 0 ONCOLYTICS BIOTECH INC CAP W EXP WRNT 2/22/2010 682310131 0.00 25,000 SH SOLE 25,000 0 0 ONE VOICE TECHNOLOGIES INC COM STK COM 682421201 0.00 20,000 SH SOLE 20,000 0 0 OPENWAVE SYSTEMS INC COM STK COM 683718308 338.00 130,000 SH SOLE 130,000 0 0 OPEXA THERAPEUTICS INC-CW13 W EXP 02/13/2013 68372T111 30.00 22,500 SH SOLE 22,500 0 0 OPNEXT INC COM 68375V105 264.00 90,000 SH SOLE 90,000 0 0 OPTIONABLE INC COM STK COM 684006109 2.00 70,000 SH SOLE 70,000 0 0 ORGANA GARDENS INTL COM STK COM 68618Y106 1.00 25,000 SH SOLE 25,000 0 0 ORGANIC TO GO FD COM 68618K106 15.00 304,963 SH SOLE 304,963 0 0 OSCIENT PHARMACEUTICALS CORP COM STK COM 68812R303 1.00 15,000 SH SOLE 15,000 0 0 OSISKO MNG CORP COM COM 688278100 186.00 25,000 SH SOLE 25,000 0 0 OVERTURE ACQUISITIONCORP UNIT EXP UNIT EX 000012 00/00/2012 G6830P209 401.00 40,000 SH SOLE 40,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ PALM INC COM 696643105 349.00 20,000 SH CALL SOLE 20,000 0 0 PALM INC NEW COM STK COM 696643105 437.00 25,000 SH SOLE 25,000 0 0 PARTY GAMING (UKM LISTING) COM B0B3SV4 43.00 10,000 SH SOLE 10,000 0 0 PENSKE AUTOMOTIVE GROUP INC COM STK COM 70959W103 480.00 25,000 SH SOLE 25,000 0 0 PEPPERBALL TECHNOLOGIES W EXP INC WRNT 07/18/2010 713372118 0.00 55,465 SH SOLE 55,465 0 0 PEREGRINE PHARMACEUTICALS INC COM STK COM 713661106 7.00 10,000 SH SOLE 10,000 0 0 PHILLIPS-VAN HEUSEN CORP COM STK COM 718592108 428.00 10,000 SH SOLE 10,000 0 0 PHOSCAN CHEMICAL CORP COM 71921E106 20.00 60,000 SH SOLE 60,000 0 0 PHOTRONICS INC COM STK COM 719405102 256.00 54,000 SH SOLE 54,000 0 0 PLATINUM ENERGY RES INC W EXP WRNT 10/23/2009 10/23/2009 727659112 0.00 26,100 SH SOLE 26,100 0 0 PMC-SIERRA INC COM STK COM 69344F106 430.00 45,000 SH SOLE 45,000 0 0 POINTS INTL LTD COM 730843109 12.00 37,500 SH SOLE 37,500 0 0 PONIARD PHARMACEUTICALS INC COM STK COM 732449301 150.00 20,000 SH SOLE 20,000 0 0 POWER-ONE INC COM STK COM 739308104 117.00 60,000 SH SOLE 60,000 0 0 PRG-SCHULTZ INTL INC COM STK COM 69357C503 224.00 40,000 SH SOLE 40,000 0 0 PRIMORIS SERVICES CORP WRNT W EXP 10/02/2010 74164F111 61.00 27,500 SH SOLE 27,500 0 0 PRO-PHARMACEUTICALS INC COM STK COM 74267T109 50.00 152,500 SH SOLE 152,500 0 0 PROSHARES TR REAL EST PRO ETF COM 74347R552 436.00 45,000 SH SOLE 45,000 0 0 PROSPECT ACQUISITIONCORP W EXP WRNT 11/14/2012 11/14/2012 74347T111 15.00 25,000 SH SOLE 25,000 0 0 PRS ULT LEH20+YR COM 74347R297 660.00 15,000 SH SOLE 15,000 0 0 PULTE HOMES INC COM 745867101 110.00 10,000 SH CALL SOLE 10,000 0 0 PULTE HOMES INC COM STK COM 745867101 220.00 20,000 SH SOLE 20,000 0 0 PURE BIOSCIENCE COM COM 746218106 162.00 100,000 SH SOLE 100,000 0 0 PURESAFE WATER SYSTEMS INC COM STK COM 74624H103 22.00 500,000 SH SOLE 500,000 0 0 PYPO CHINA HOLDINGS WRNT W EXP EXP 12/13/2013 12/13/2013 G7304Y122 96.00 145,000 SH SOLE 145,000 0 0 QUSTREAM CORP COM 749131108 2.00 25,000 SH SOLE 25,000 0 0 RAM ENE RES COM 75130P109 18.00 15,000 SH SOLE 15,000 0 0 RAMBUS INC DEL COM STK COM 750917106 348.00 20,000 SH SOLE 20,000 0 0 RAYMOND JAMES FINL INC COM 754730109 931.00 40,000 SH CALL SOLE 40,000 0 0 RAYMOND JAMES FINL INC COM STK COM 754730109 582.00 25,000 SH SOLE 25,000 0 0 REIS INC INC COM STK COM 75936P105 840.00 140,749 SH SOLE 140,749 0 0 RENESOLA LTD COM 75971T103 60.00 12,500 SH SOLE 12,500 0 0
15
- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION CAD COM 760975102 1,691.00 25,000 SH SOLE 25,000 0 0 RESEARCH IN MOTION CAD COM 760975102 676.00 10,000 SH CALL SOLE 10,000 0 0 RETRACTABLE TECHNOLOGIES INC COM STK COM 76129W105 16.00 10,000 SH SOLE 10,000 0 0 REWARDS NETWORK INC COM STK COM 761557206 742.00 54,000 SH SOLE 54,000 0 0 RIVERBED TECH INC COM 768573107 439.00 20,000 SH SOLE 20,000 0 0 RODMAN & RENSHAW CAPGROUP INC COM COM 77487R100 151.00 25,000 SH SOLE 25,000 0 0 ROSS STORES COM COM 778296103 478.00 10,000 SH SOLE 10,000 0 0 ROUGE INDS INC DEL CL A COM STK CLASS A 779088103 0.00 100,000 SH SOLE 100,000 0 0 RRI ENERGY COM STK COM 74971X107 357.00 50,000 SH SOLE 50,000 0 0 RSC HOLDINGS INC COM 74972L102 182.00 25,000 SH SOLE 25,000 0 0 RUGGEDCOM INC COM STK COM 78131P201 215.00 10,000 SH SOLE 10,000 0 0 RYANAIR HOLDINGS PLC ADR SPONSOR ADR 783513104 290.00 10,000 SH SOLE 10,000 0 0 SAFEGUARD SCIENTIFICS INC COM STK COM 786449207 183.00 16,666 SH SOLE 16,666 0 0 SANMINA-SCI CORP COM STK COM 800907206 516.00 60,000 SH SOLE 60,000 0 0 SAPPHIRE IND COP COM 80306T109 546.00 55,000 SH SOLE 55,000 0 0 SAPPHIRE INDUSTRIALS CORP W EXP 01/17/2012 80306T117 62.00 137,300 SH SOLE 137,300 0 0 SCHLUMBERGER USD.01 COM COM 806857108 298.00 5,000 SH SOLE 5,000 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0.00 10,000 SH SOLE 10,000 0 0 SEA CONTAINERS LTD CL A COM STK CLASS A 811371707 0.00 75,000 SH SOLE 75,000 0 0 SEACOAST BKG CORP FLA COMMON COM 811707306 352.00 139,700 SH SOLE 139,700 0 0 SEAGATE TECHNOLOGY COM STK COM G7945J104 380.00 25,000 SH SOLE 25,000 0 0 SEALY CORP COM STK COM 812139301 80.00 25,000 SH SOLE 25,000 0 0 SEANERGY MARITIME HOLDINGS W EXP CORP WRNT 9/24/2011 Y73760111 11.00 61,500 SH SOLE 61,500 0 0 SHANDA GAMES LTD-ADR SPONSOR ADR 81941U105 1,164.00 99,500 SH SOLE 99,500 0 0 SHERRITT INTL CORP COM 823901103 179.00 25,000 SH SOLE 25,000 0 0 SHINSEI BANK COM 6730936 77.00 50,000 SH SOLE 50,000 0 0 SINGAPORE EXCHANGE COM 6303866 359.00 60,000 SH SOLE 60,000 0 0 SIONIX CORP COM STK COM 829400100 34.00 200,000 SH SOLE 200,000 0 0 SIRIUS XM RADIO INC COM STK COM 82967N108 175.00 275,000 SH SOLE 275,000 0 0 SITESTAR CORP COM STK COM 82980W101 13.00 250,000 SH SOLE 250,000 0 0 SIX FLAGS INC COM NEW COM 83001P109 4.00 25,000 SH SOLE 25,000 0 0 SLM CORP COM STK COM 78442P106 1,046.00 120,000 SH SOLE 120,000 0 0 SLM CORP EDNOTES BOOK CONV ENTRY 7.25% CV PFD PFD 7.25% 78442P700 253.00 500 SH SOLE 500 0 0 SMURFIT-STONE CONTAINER CORP COM 832727101 23.00 50,000 SH SOLE 50,000 0 0 SONIC FDRY INC COM STK COM 83545R108 6.00 10,000 SH SOLE 10,000 0 0 SONUS NETWORKS INC COM STK COM 835916107 170.00 80,000 SH SOLE 80,000 0 0 SOURCEFIRE INC COM STK COM 83616T108 215.00 10,000 SH SOLE 10,000 0 0 SOUTH FINL GROUP INC COM STK COM 837841105 110.00 75,000 SH SOLE 75,000 0 0 SOVRAN SELF STORAGE INC COM REIT COM 84610H108 304.00 10,000 SH SOLE 10,000 0 0 SP ACQUISITION HLDGSWRNT W EXP EXP 10/10/2012 10/10/2012 78470A112 4.00 40,000 SH SOLE 40,000 0 0 SPANISH BROADCASTING SYSTEM IN CL A COM 846425882 47.00 100,000 SH SOLE 100,000 0 0 SPRINT NEXTEL CORP COM 852061100 691.00 175,000 SH SOLE 175,000 0 0 SPRTS PRO ACQ WT EXP W EXP 01/17/2012 01/17/2012 84920F115 3.00 14,500 SH SOLE 14,500 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ SRI LANKA TELECOM LIMITED COM 6573926 12.00 30,000 SH SOLE 30,000 0 0 STAR BULK CARRIERS CORP WT W EXP EXP 121509 12/15/2009 Y8162K113 5.00 71,888 SH SOLE 71,888 0 0 STARWOOD PROPERTY TRUST INC COM 85571B105 203.00 10,000 SH SOLE 10,000 0 0 STONE TAN CHINA W EXP ACQUISITION CORP 10/15/2011 861752111 24.00 77,500 SH SOLE 77,500 0 0 STONELEIGH PARTNERS W EXP ACQUISITION CORP 05/31/2011 861923126 0.00 77,500 SH SOLE 77,500 0 0 STONEPATH GROUP INC COM STK COM 861837102 0.00 165,000 SH SOLE 165,000 0 0 STREAM GLOBAL SERVICES W EXP WRNT EXP 10/17/11 10/17/2011 86323M118 22.00 88,166 SH SOLE 88,166 0 0 SUN MICROSYSTEMS INC COM 866810203 455.00 50,000 SH PUT SOLE 50,000 0 0 SUPERGEN INC COM STK COM 868059106 53.00 20,000 SH SOLE 20,000 0 0 SUPERIOR INDUSTRIES INTERNATIONAL COM 860168105 142.00 10,000 SH CALL SOLE 10,000 0 0 SYMANTEC CORP COM STK COM 871503108 247.00 15,000 SH SOLE 15,000 0 0 TAC ACQUISITION CORPWRNT W EXP EXP 05/20/2010 05/20/2010 873392112 0.00 50,000 SH SOLE 50,000 0 0 TANFIELD GROUP (UKM LISTING) COM B4QHFM9 8.00 10,000 SH SOLE 10,000 0 0 TERRESTAR CORP COM STK COM 881451108 57.00 25,000 SH SOLE 25,000 0 0 THEGLOBE.COM INC COM STK COM 88335R101 0.00 100,000 SH SOLE 100,000 0 0 THERAGENICS CORP COM STK COM 883375107 80.00 50,000 SH SOLE 50,000 0 0 THOMAS WEISEL PARTNERS GROUP I COM STK COM 884481102 134.00 25,000 SH SOLE 25,000 0 0 TIME WARNER INC COM 887317303 1,007.00 35,000 SH SOLE 35,000 0 0 TIME WRNR CBL COM 88732J207 431.00 10,000 SH SOLE 10,000 0 0 TIOMIN RES CAD COM COM 887901106 7.00 200,000 SH SOLE 200,000 0 0 TITANIUM ASS WRNT W EXP 06/21/2011 RSTD 06/21/2011 U8885X115 25.00 100,000 SH SOLE 100,000 0 0 TITANIUM ASSET MGMT RSTD COM U8885X107 250.00 100,000 SH SOLE 100,000 0 0 TIVO INC COM STK COM 888706108 104.00 10,000 SH SOLE 10,000 0 0 TM ENTERTAINMENT & MEDIA W EXP WRNT 10/17/2011 87260T116 7.00 25,000 SH SOLE 25,000 0 0 TOLL BROTHERS INC COM 889478103 195.00 10,000 SH CALL SOLE 10,000 0 0 TOWER SEMICONDUCTOR LTD W EXP WRNT 03/15/2011 M87915217 1.00 35,100 SH SOLE 35,100 0 0 TRANSATLANTIC HLDGS INC COM STK COM 893521104 1,003.00 20,000 SH SOLE 20,000 0 0 TRIPLECROWN ACQUISITION CORP COM STK COM 89677G109 437.00 45,000 SH SOLE 45,000 0 0 TRIPLECROWN ACQUISITION W EXP CORP WRNT 10/05/2012 89677G117 11.00 125,600 SH SOLE 125,600 0 0 TRIQUINT SEMICONDUCTOR INC COM STK COM 89674K103 386.00 50,000 SH SOLE 50,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ TRIUMPH APPAREL CORP COM STK COM 896787108 1.00 100,000 SH SOLE 100,000 0 0 TRUDY CORP COM STK COM 897835104 0.00 200,000 SH SOLE 200,000 0 0 TWEETER HOME ENTMT GROUP INC COM STK COM 901167106 0.00 25,000 SH SOLE 25,000 0 0 TYNER RESOURCES LTD Com COM 902390103 3.00 180,000 SH SOLE 180,000 0 0 U S GEOTHERMAL INC COM STK COM 90338S102 47.00 30,000 SH SOLE 30,000 0 0 UEX CORP COM COM 902666106 82.00 75,000 SH SOLE 75,000 0 0 ULTICOM INC COM STK COM 903844108 32.00 11,000 SH SOLE 11,000 0 0 ULTRA CLEAN HLD COM 90385V107 232.00 45,000 SH SOLE 45,000 0 0 UNITED COMMUNITY BANKS INC COM STK COM 90984P105 500.00 100,000 SH SOLE 100,000 0 0 UNITED REFINING ENERGY CORP W EXP 12/11/2011 911360113 17.00 57,000 SH SOLE 57,000 0 0 UNITED RFNG ENGY COM 911360105 184.00 18,500 SH SOLE 18,500 0 0 UNIVERSAL EXPRESS INC COM STK COM 91349P103 2.00 775,000 SH SOLE 775,000 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 4.00 25,000 SH SOLE 25,000 0 0 URANIUM ONE INC COM 91701P105 48.00 20,000 SH SOLE 20,000 0 0 URANIUM RESOURCE COM 916901507 585.00 508,509 SH SOLE 508,509 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 0.00 275,000 SH SOLE 275,000 0 0 VALIDUS HOLDINGS LTD COM G9319H102 516.00 20,000 SH SOLE 20,000 0 0 VANTAGE DRILLING CO COM G93205113 542.00 296,000 SH SOLE 296,000 0 0 VANTAGE DRILLING CO WRNT W EXP EXP 05/24/2011 05/24/2011 G93205121 8.00 59,500 SH SOLE 59,500 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 1.00 37,833 SH SOLE 37,833 0 0 VIRAGEN INC COM STK COM 927638403 0.00 50,000 SH SOLE 50,000 0 0 VIRGIN MEDIA INC COM STK COM 92769L101 373.00 26,809 SH SOLE 26,809 0 0 VIRGIN MEDIE SR-A WRNT W EXP 01/13/2011 92769L119 1.00 17,500 SH SOLE 17,500 0 0 VIRGIN METALS INC COM 927692103 1.00 25,000 SH SOLE 25,000 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 233.00 160,850 SH SOLE 160,850 0 0 VITACOST.COM INC COM 92847A200 120.00 11,000 SH SOLE 11,000 0 0 VIVO PARTICIPACOES S A ADR SPONSOR ADR 92855S200 884.00 35,000 SH SOLE 35,000 0 0 VOLTAIRE LTD COM M97613109 232.00 50,000 SH SOLE 50,000 0 0
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- ------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO COM STK COM 931422109 937.00 25,000 SH SOLE 25,000 0 0 WARDERLY INTL HLDGS LTD (HOK LISTING) COM 6572224 31.00 500,000 SH SOLE 500,000 0 0 WEIRTON STEEL CORP COM STK COM 948774104 0.00 300,000 SH SOLE 300,000 0 0 WENDYS/ARBYS GROUP INC CL A CLASS A 950587105 237.00 50,000 SH SOLE 50,000 0 0 WESTWAY GROUP INC WRNT W EXP 05/24/2011 96169B118 30.00 150,000 SH SOLE 150,000 0 0 WET SEAL INC CL A COM STK CLASS A 961840105 95.00 25,000 SH SOLE 25,000 0 0 WHOLE FOODS MKT INC COM STK COM 966837106 305.00 10,000 SH SOLE 10,000 0 0 WINTRUST FINL CORP COM STK COM 97650W108 699.00 25,000 SH SOLE 25,000 0 0 WORLD HEART COM 980905400 423.00 107,100 SH SOLE 107,100 0 0 WRIGHT MEDICAL GROUP INC COM STK COM 98235T107 625.00 35,000 SH SOLE 35,000 0 0 XECHEM INTERNATIONAL INC COM STK COM 983895301 0.00 350,500 SH SOLE 350,500 0 0 XINYUAN RL EST COM 98417P105 46.00 10,000 SH SOLE 10,000 0 0 XO HOLDINGS INC WRNT W EXP 01/16/2010 98417K114 0.00 35,100 SH SOLE 35,100 0 0 XO HOLDINGS INC WRNT W EXP 01/16/2010 98417K130 0.00 275,757 SH SOLE 275,757 0 0 YAHOO INC COM STK COM 984332106 445.00 25,000 SH SOLE 25,000 0 0 YRC WORLDWIDE INC COM COM 984249102 89.00 20,000 SH SOLE 20,000 0 0 ZAGG INCORPORATED COM 98884U108 78.00 15,000 SH SOLE 15,000 0 0 ZANN CORP COM STK COM 98906U300 0.00 25,000 SH SOLE 25,000 0 0 ZAP COM STK COM 98912M201 14.00 42,500 SH SOLE 42,500 0 0 ZVUE CORP WRNT 08/14/2011 W EXP 08/14/2011 988801114 0.00 75,000 SH SOLE 75,000 0 0 44,679,826
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