-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VV3+onp07eKkQn00xgDTXCo+jkIShDZIDMLbgLDWkSgH2cDimJLzfcNr+8tfo4hi 6cZNLzygBHuTQ+eJtCoZFw== 0001019056-08-000596.txt : 20080507 0001019056-08-000596.hdr.sgml : 20080507 20080507154440 ACCESSION NUMBER: 0001019056-08-000596 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080507 DATE AS OF CHANGE: 20080507 EFFECTIVENESS DATE: 20080507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 08809866 BUSINESS ADDRESS: BUSINESS PHONE: 212-702-0693 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13fhr-033108.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Trading, LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY May 7, 2008 - --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 633 ----------- Form 13F Information Table Value Total: $289,543 ----------- (thousands) List of Other Included Managers: None
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- W EXP 180 CNECT INC WT 06/30/2010 682343116 11 221,600 SH SOLE 221,600 0 0 2020 CHINACAP ACQUIRCO INC COM 90212G109 180 25,000 SH SOLE 25,000 0 0 2020 CHINACAP ACQUIRCO INC W EXP WRNT 11/08/11 11/08/2011 90212G117 11 25,000 SH SOLE 25,000 0 0 21ST CENTY TECHNOLOGIES INC COM STK COM 90130C305 - 13,334 SH SOLE 13,334 0 0 3COM CORP COM STK COM 885535104 115 50,000 SH SOLE 50,000 0 0 99 CENTS ONLY STORES COM STK COM 65440K106 593 60,000 SH SOLE 60,000 0 0 SECURITY WITH ADVANCED TECHNOLOGY INC W EXP W EXP 7/18/2010 7/18/2010 815175112 4 54,865 SH SOLE 54,865 0 0 ABB LTD ZUERICH ADR SPONS ADR 000375204 808 30,000 SH SOLE 30,000 0 0 ABINGTON CMNTY BANCORP INC COM STK COM 00350L109 103 10,000 SH SOLE 10,000 0 0 ACCUHEALTH INC COM 004380101 - 92,209 SH SOLE 92,209 0 0 ACME PACKET COM 004764106 280 35,000 SH SOLE 35,000 0 0 ACUSPHERE INC COM STK COM 00511R870 26 55,000.00 SH SOLE 55,000.00 0 0 ADAMJEE INSURANCE CO LTD PKR10 COM 6006693 305 50,000.00 SH SOLE 50,000.00 0 0 ADELPHIA RECOVERY SERVICES COM 00685R409 17 249,615.00 SH SOLE 249,615.00 0 0 ADELQ 10.25 BOND 15JUN2011 6/15/2011 006ESCBJ5 19 250,000.00 PRIN SOLE 250,000.00 0 0 ADEPT TECHNOLOGY INC COM NEW COM 006854202 557 64,800.00 SH SOLE 64,800.00 0 0 ADOBE SYS INC COM STK COM 00724F101 712 20,000.00 SH SOLE 20,000.00 0 0 ADOLOR CORP COM STK COM 00724X102 229 50,000.00 SH SOLE 50,000.00 0 0 ADVANCED ANALOGIC TECHNOLOGIES COM COM 00752J108 281 50,000.00 SH SOLE 50,000.00 0 0 ADVANCED MEDICAL OPTICS INC COM 00763M108 203 10,000.00 SH CALL SOLE 10,000.00 0 0 ADVANCED PLANT PHARMACEUTICALS COM STK COM 00756F201 0 150,000.00 SH SOLE 150,000.00 0 0 ADVANCED VIRAL RESH CORP COM STK COM 007928104 2 250,000.00 SH SOLE 250,000.00 0 0 ADVENTRX PHARMACEUTICALS INC COM STK COM 00764X103 27 50,000.00 SH SOLE 50,000.00 0 0 AEROPOSTALE COM STK COM 007865108 542 20,000.00 SH SOLE 20,000.00 0 0 AGILE PROPERTY HOLDINGS LTD COM B0PR2F4 26 25,000.00 SH SOLE 25,000.00 0 0 AIRASIA BHD COM B03J9L7 225 525,000.00 SH SOLE 525,000.00 0 0 AIRVANA INC COM B1YXT71 105 20,000.00 SH SOLE 20,000.00 0 0 ALIBABA COM B28Q940 207 100,000.00 SH SOLE 100,000.00 0 0 ALLERGAN INC COM 018490102 1,128 20,000.00 SH PUT SOLE 20,000.00 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COM STK COM 01988P108 206 20,000.00 SH SOLE 20,000.00 0 0 ALPHA SECURITY GROUP W EXP CORP 03/14/2011 3/14/2011 02078A118 6 25,000.00 SH SOLE 25,000.00 0 0 ALSIUS CORP W EXP WRNT 08/03/2009 8/03/2009 021211115 15 43,260.00 SH SOLE 43,260.00 0 0 ALTERNATIVE ASSET W EXP MANAGEMENT ACQUISITI 11/01/2008 02149U119 42 64,900.00 SH SOLE 64,900.00 0 0 ALVARION LTD COM STK COM M0861T100 163 22,500.00 SH SOLE 22,500.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- AMEDIA NETWORKS INC COM 023434103 0 250,000.00 SH SOLE 250,000.00 0 0 AMERICAN APPAREL INC CORP COM STK COM 023850100 704 74,500.00 SH SOLE 74,500.00 0 0 AMERICAN CAPITAL STRATEGIES COM 024937104 361 10,560.00 SH SOLE 10,560.00 0 0 AMERICAN COMMERCIAL LINES INC COM 025195207 822 52,000.00 SH SOLE 52,000.00 0 0 AMERICAN COMMUNITY W EXP NEWS WRNT 06/29/09 06/29/2009 02520T111 0 132,600.00 SH SOLE 132,600.00 0 0 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 175 10,000.00 SH CALL SOLE 10,000.00 0 0 AMERICAN HEALTHCHOISINC COM 025929209 1 175,000.00 SH SOLE 175,000.00 0 0 AMERICAN OIL & GAS INC COM STK COM 028723104 131 40,000.00 SH SOLE 40,000.00 0 0 AMERICAN PUBLIC EDUCATION COM 02913V103 258 8,500.00 SH SOLE 8,500.00 0 0 AMERICANA DISTBN COM 030556104 0 600,000.00 SH SOLE 600,000.00 0 0 AMERIGO RESOURCES LTD COM 03074G109 90 42,500.00 SH SOLE 42,500.00 0 0 ANADIGICS INC COM STK COM 032515108 131 20,000.00 SH SOLE 20,000.00 0 0 ANALOG DEVICES INC COM STK COM 032654105 443 15,000.00 SH SOLE 15,000.00 0 0 APPLERA CORP CELERA GROUP COM 038020202 735 50,000.00 SH SOLE 50,000.00 0 0 APPLERA CORP CELERA GROUP COM 038020202 294 20,000.00 SH CALL SOLE 20,000.00 0 0 APPLIED MICRO CIRCUITS CORP COM STK COM 03822W406 539 75,000.00 SH SOLE 75,000.00 0 0 APPLIED NEUROSOLUTIONS INC COM 03823Y104 129 1,360,000.00 SH SOLE 1,360,000.00 0 0 ARCADE ACQUISITION UNIT CORP UNIT = 1 COM & 99/99/9999 038798203 115 15,000.00 SH SOLE 15,000.00 0 0 ARIAD PHARMACEUTICALS INC COM STK COM 04033A100 84 25,000.00 SH SOLE 25,000.00 0 0 ARIES MARITIME TRANSPORT LTD COM COM G0474B105 144 25,000.00 SH SOLE 25,000.00 0 0 ARK RESTAURANTS CORP COM 040712101 280 9,666.00 SH SOLE 9,666.00 0 0 ASCEND ACQUISITION W EXP CORP WRNT 5/10/10 05/10/2010 04350H118 13 145,000.00 SH SOLE 145,000.00 0 0 ASIA SPECIAL SITUATION UNIT ACQ UT 99/99/9999 G0538M113 382 40,100.00 SH SOLE 40,100.00 0 0 ASSURED GUARANTY LTD COM G0585R106 237 10,000.00 SH SOLE 10,000.00 0 0 AT&T INC COM 00206R102 1,149 30,000.00 SH CALL SOLE 30,000.00 0 0 ATHENAHEALTH INC COM STK COM 04685W103 296 12,500.00 SH SOLE 12,500.00 0 0 ATHEROS COMMUNICATIONS INC COM 04743P108 208 10,000.00 SH PUT SOLE 10,000.00 0 0 ATLAS ESTATES LD (UKM LISTING) COM B0WDBP8 116 25,000.00 SH SOLE 25,000.00 0 0 AURORA OIL & GAS CORP COM STK COM 052036100 112 175,000.00 SH SOLE 175,000.00 0 0 AUSTRALIAN STOCK EXCHANGE SHS COM 6129222 256 7,500.00 SH SOLE 7,500.00 0 0 SHOTGUN ENERGY CORP COM 825358104 3 25,000.00 SH SOLE 25,000.00 0 0 AVANTAIR INC W EXP WRNT EXP 2/23/09 2/23/2009 05350T119 23 105,000.00 SH SOLE 105,000.00 0 0 AVATAR HOLDINGS INC COM STK COM 053494100 436 10,000.00 SH SOLE 10,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- PREFERRED AVESIS SER A PFD STOCK 053650305 98 14,000.00 SH SOLE 14,000.00 0 0 BALLY TOTAL FITNESS HOLDING CO COM STK COM 05873K108 26 100,000.00 SH SOLE 100,000.00 0 0 BANCO ITAU HLDG FINANCEIRA S ADR SPONS ADR 059602201 228 10,000.00 SH SOLE 10,000.00 0 0 BANGKOK DUSIT MEDICAL SERVICE F THB1.00 COM B013SQ9 117 150,000.00 SH SOLE 150,000.00 0 0 BANK OF AMERICA CORP COM 060505104 378 10,000.00 SH CALL SOLE 10,000.00 0 0 BANK RAKYAT INDONESIA COM 6709099 34 50,000.00 SH SOLE 50,000.00 0 0 BANYAN TREE (SIN LISTING) COM B168CV9 50 50,000.00 SH SOLE 50,000.00 0 0 BBV VIETNAM S.E.A. UNIT ACQUISITION CORP 99/99/9999 Y0764A106 378 45,000.00 SH SOLE 45,000.00 0 0 BEA SYS INC COM STK COM 073325102 1,436 75,000.00 SH SOLE 75,000.00 0 0 BEBE STORES INC COM STK COM 075571109 699 65,000.00 SH SOLE 65,000.00 0 0 BENIHANA INC CL A COM STK CLASS A 082047200 282 25,000.00 SH SOLE 25,000.00 0 0 BEST BUY INC COM 086516101 415 10,000.00 SH PUT SOLE 10,000.00 0 0 BIGBAND NETWORKS INC COM STK COM 089750509 172 30,000.00 SH SOLE 30,000.00 0 0 BIOPURE CORP W EXP CL A WT EX 12/20/10 12/20/2010 09065H162 2 24,000.00 SH SOLE 24,000.00 0 0 BIOPURE CORP WTCL A W EXP EXP 12/31/2011 12/31/2011 09065H188 11 135,000.00 SH SOLE 135,000.00 0 0 BLOCKBUSTER INC CL A COM STK CLASS A 093679108 82 25,000.00 SH SOLE 25,000.00 0 0 BLUEFLY INC COM STK COM 096227103 42 92,000.00 SH SOLE 92,000.00 0 0 BMC SOFTWARE INC COM STK COM 055921100 325 10,000.00 SH SOLE 10,000.00 0 0 BOARDWALK PIPELINE PARTNERS LP COM STK COM 096627104 246 10,000.00 SH SOLE 10,000.00 0 0 BOISE INC WRNT W EXP 06/18/2011 6/18/2011 09746Y113 167 150,100.00 SH SOLE 150,100.00 0 0 BOLSA DE MERCADORIAS E FUTUROS COM B29NBB1 548 60,000.00 SH SOLE 60,000.00 0 0 BOLSAS Y MERCADOS ESPANOLES SOCIEDAD COM B18S767 244 5,000.00 SH SOLE 5,000.00 0 0 BOMBARDIER CL-B CLASS B B01CYK2 824 155,000.00 SH SOLE 155,000.00 0 0 BORDERS GROUP INC COM STK COM 099709107 205 35,000.00 SH SOLE 35,000.00 0 0 BOVESPA HOLDING SA COM B28CWH2 540 40,000.00 SH SOLE 40,000.00 0 0 BOW VALLEY EGY COM 101906105 49 10,000.00 SH SOLE 10,000.00 0 0 BPZ RESOURCES INC COM 055639108 478 22,000.00 SH SOLE 22,000.00 0 0 BR MALLS PAR (BRA LISTING) COM B1RYG58 803 90,000.00 SH SOLE 90,000.00 0 0 BROCADE COMMUNICATIONS SYSTEM INC COM COM 111621306 730 100,000.00 SH SOLE 100,000.00 0 0 BUMI MODRN (INS LISTING) COM 6043485 135 200,000.00 SH SOLE 200,000.00 0 0 BURSA MALAYSIA BHD COM B06FV38 71 25,000.00 SH SOLE 25,000.00 0 0 C&D TECHNOLOGIES INC COM STK COM 124661109 243 48,500.00 SH SOLE 48,500.00 0 0 CALGON CARBON CORP COM STK COM 129603106 151 10,000.00 SH SOLE 10,000.00 0 0 CALIPER LIFE SCIENCES W EXP WRNT 99/99/9999 130872112 10 14,800.00 SH SOLE 14,800.00 0 0 CALPINE CORP COM 131347304 419 22,746.00 SH SOLE 22,746.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- CAP ENV RES W EXP WRNT EXP 4/30/2009 4/30/2009 140991985 0 10,000.00 SH SOLE 10,000.00 0 0 CAPITAL ONE FINL COM 14040H105 492 10,000.00 SH PUT SOLE 10,000.00 0 0 CAPITAL SR LIVING CORP COM STK COM 140475104 81 10,000.00 SH SOLE 10,000.00 0 0 CAPITAL TRUST INC CL A REIT CLASS A 14052H506 4,986 185,000.00 SH SOLE 185,000.00 0 0 CAREER ED CORP COM 141665109 127 10,000.00 SH PUT SOLE 10,000.00 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0 200,000.00 SH SOLE 200,000.00 0 0 CARMAX INC COM 143130102 583 30,000.00 SH PUT SOLE 30,000.00 0 0 CATERPILLAR INC COM 149123101 783 10,000.00 SH CALL SOLE 10,000.00 0 0 CEMEX S.A.B DE C.V.ADR COM 151290889 261 10,000.00 SH CALL SOLE 10,000.00 0 0 CENTERLINE HLDG CO COM STK COM 15188T108 690 170,000.00 SH SOLE 170,000.00 0 0 CENTERLINE HOLDING CO W EXP RIGHTS 04/04/08 4/04/2008 15188T009 0 190,000.00 SH SOLE 190,000.00 0 0 CENTRAL EUROPEAN MEDIA ENTRPRISE COM 931407 852 10,000.00 SH CALL SOLE 10,000.00 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0 660,000.00 SH SOLE 660,000.00 0 0 CHARLOTTE RUSSE HLDG INC COM STK COM 161048103 1,127 65,000.00 SH SOLE 65,000.00 0 0 CHESAPEAKE ENERGY CORP COM STK COM 165167107 2,308 50,000.00 SH SOLE 50,000.00 0 0 CHICOS FAS INC COM STK COM 168615102 604 85,000.00 SH SOLE 85,000.00 0 0 CHINA COAL ENERGY CO LTD COM B1JNK84 17 10,000.00 SH SOLE 10,000.00 0 0 CHINA DISCOVERY ACQUISITION COM COM G2112B109 110 20,000.00 SH SOLE 20,000.00 0 0 CHINA DISCOVERY W EXP ACQUISITION CORP 06/17/2011 G2112B117 45 65,000.00 SH SOLE 65,000.00 0 0 CHINA HOLDINGS ACQU WRNT W EXP EXP 11/16/2012 11/16/2012 16942N114 16 35,000.00 SH SOLE 35,000.00 0 0 CHINA HOLDINGS ACQUISITION CORP COM STK COM 16942N106 315 35,000.00 SH SOLE 35,000.00 0 0 CHINA MINERAL W EXP ACQUISITION CORP 05/28/2009 1694EQ114 0 65,000.00 SH SOLE 65,000.00 0 0 CHINA MOBILE MEDIA TECHNOLOGY COM COM 16950C109 16 74,000.00 SH SOLE 74,000.00 0 0 CHINA RAILWAY (HOK LISTING) COM B297KM7 66 68,000.00 SH SOLE 68,000.00 0 0 CHINA SECURITY & SURVEILLANCE COM STK COM 16942J105 266 15,000.00 SH SOLE 15,000.00 0 0 CIENA CORP COM STK COM 171779309 462 15,000.00 SH SOLE 15,000.00 0 0 CITIGROUP INC COM 172967101 428 20,000.00 SH CALL SOLE 20,000.00 0 0 CITIGROUP INC 6.5% PREFERRED CONV PFD SER-T STOCK 172967598 471 10,000.00 SH SOLE 10,000.00 0 0 CKX INC COM STK COM 12562M106 143 15,000.00 SH SOLE 15,000.00 0 0 CLEARWIRE CORPORATION W EXP WRNT 144 08/15/2010 185385127 90 120,000.00 SH SOLE 120,000.00 0 0 CLEARWIRE CORP CLASS A CLASS A 185385309 741 50,000.00 SH SOLE 50,000.00 0 0 CLICKSOFTWARE TECHNOLOGIES LTD COM STK COM M25082104 146 50,000.00 SH SOLE 50,000.00 0 0 CNET NETWORKS INC COM STK COM 12613R104 107 15,000.00 SH SOLE 15,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- COACH INC COM STK COM 189754104 1,508 50,000.00 SH SOLE 50,000.00 0 0 GROWERS DIRECT COFFEE CO COM 399849108 7 25,000.00 SH SOLE 25,000.00 0 0 COLLECTIVE BRANDS INC COM STK COM 19421W100 1,030 85,000.00 SH SOLE 85,000.00 0 0 COLUMBIA LABORATORIES INC COM STK COM 197779101 213 100,000.00 SH SOLE 100,000.00 0 0 COLUMBUS ACQUISITIONCORP W EXP WRNT 05/02/11 5/02/2011 198851115 23 85,000.00 SH SOLE 85,000.00 0 0 COM DEV INTL CAD COM COM 199907106 94 25,000.00 SH SOLE 25,000.00 0 0 COMCAST CORP CL A COM 20030N101 387 20,000.00 SH CALL SOLE 20,000.00 0 0 COMPORT O (MEX LISTING) COM B1W35S6 44 10,000.00 SH SOLE 10,000.00 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 118 142,500.00 SH SOLE 142,500.00 0 0 CONNS INC COM STK COM 208242107 163 10,000.00 SH SOLE 10,000.00 0 0 CONTINUCARE CORP COM STK COM 212172100 300 119,900.00 SH SOLE 119,900.00 0 0 CONVERTED ORGANICS INC - W EXP CW12 02/12/12 2/12/2012 21254S115 448 67,600.00 SH SOLE 67,600.00 0 0 CONVERTED ORGANICS INC - W EXP CW12 02/12/12 2/12/2012 21254S123 422 62,000.00 SH SOLE 62,000.00 0 0 COOPER COMPANIES INC COM 216648402 689 20,000.00 SH PUT SOLE 20,000.00 0 0 COPA HOLDINGS SA COM STK COM P31076105 953 25,000.00 SH SOLE 25,000.00 0 0 CORNING INC COM 219350105 721 30,000.00 SH CALL SOLE 30,000.00 0 0 CORNING INC COM 219350105 673 28,000.00 SH SOLE 28,000.00 0 0 CORRECTIONS CORP AMER COM 22025Y407 275 10,000.00 SH CALL SOLE 10,000.00 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0 200,000.00 SH SOLE 200,000.00 0 0 COUGAR BIOTECHNOLOGY INC COM STK COM 222083107 471 22,500.00 SH SOLE 22,500.00 0 0 COVANTA HOLDING CORPDELAWARE COM STK COM 22282E102 688 25,000.00 SH SOLE 25,000.00 0 0 BOND CPNL 8.5 15FEB2011 2/15/2011 13199ACY5 0 200,000.00 PRIN SOLE 200,000.00 0 0 CRITICARE SYS INC COM STK COM 226901106 54 10,000.00 SH SOLE 10,000.00 0 0 W EXP CURIS WRNT EXP 8/14/2008 8/14/2008 231990995 0 19,740.00 SH SOLE 19,740.00 0 0 CYPRESS SEMICNDTR PV1CTS COM 232806109 236 10,000.00 SH SOLE 10,000.00 0 0 CYTOGEN CORP COM STK COM 232824300 14 25,000.00 SH SOLE 25,000.00 0 0 CYTORI THERAP COM 23283K105 572 120,000.00 SH SOLE 120,000.00 0 0 CYTORI THERAPEUTICS WRNT W EXP EXP 2/28/2012 2/28/2012 232993022 0 43,555.00 SH SOLE 43,555.00 0 0 BOND DALR 8.3 15DEC2029 12/15/2029 24799AKC5 11 367,000.00 PRIN SOLE 367,000.00 0 0 DEEP DOWN INC COM STK COM 24372A107 17 25,000.00 SH SOLE 25,000.00 0 0 DEKANIA CORP W EXP WRNT 02/01/2011 2/1/2011 24488U112 8 38,500.00 SH SOLE 38,500.00 0 0 DELPHI CORP RIGHT EXP 3/31/2008 RIGHTS 247126113 0 73,077.00 SH SOLE 73,077.00 0 0 DELPHI CORP DEL COM STK COM 247126105 84 1,900,000.00 SH SOLE 1,900,000.00 0 0 DENNYS CORP COM STK COM 24869P104 2,131 715,000.00 SH SOLE 715,000.00 0 0 POINT BLANK SOLUTIONS INC COM 730529104 348 100,000.00 SH SOLE 100,000.00 0 0 W EXP DIME BANCORP INC WTS 99/99/9999 25429Q110 133 379,700.00 SH SOLE 379,700.00 0 0 DISTRIBUTED ENERGY SYS CORP COM STK COM 25475V104 23 50,000.00 SH SOLE 50,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- DP WORLD LTD(UAE LISTING) COM B291WY5 45 50,000.00 SH SOLE 50,000.00 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 935 20,000.00 SH CALL SOLE 20,000.00 0 0 DURA AUTOMOTIVE SYS INC COM STK COM 265903104 1 100,000.00 SH SOLE 100,000.00 0 0 DURECT CORP COM STK COM 266605104 263 50,000.00 SH SOLE 50,000.00 0 0 DYAX CORP COM STK COM 26746E103 71 15,000.00 SH SOLE 15,000.00 0 0 DYNEGY INC DEL CL A COM STK CLASS A 26817G102 395 50,000.00 SH SOLE 50,000.00 0 0 E TRADE FINL CORP COM STK COM 269246104 97 25,000.00 SH SOLE 25,000.00 0 0 EARTHWORKS ENTMT INC COM 27032F101 0 105,000.00 SH SOLE 105,000.00 0 0 EBAY INC COM STK COM 278642103 522 17,500.00 SH SOLE 17,500.00 0 0 ECHO THERAPEUTICS INC COM STK COM 27876L107 45 30,000.00 SH SOLE 30,000.00 0 0 EDDIE BAUER HOLDINGS INC COM STK COM 071625107 97 25,000.00 SH SOLE 25,000.00 0 0 EL PASO CORP COM COM 28336L109 416 25,000.00 SH SOLE 25,000.00 0 0 ELAN CORP PLC ADR COM 284131208 209 10,000.00 SH CALL SOLE 10,000.00 0 0 ELECTRO ENERGY INC COM STK COM 285106100 11 25,000.00 SH SOLE 25,000.00 0 0 ELECTRONICS ARTS INC COM 285512109 499 10,000.00 SH CALL SOLE 10,000.00 0 0 ENDO PHARMACEUTICALS HLDGS INC COM STK COM 29264F205 239 10,000.00 SH SOLE 10,000.00 0 0 ENDOVASC INC COM STK COM 29267B102 0 255,000.00 SH SOLE 255,000.00 0 0 ENERGY CONVERSION DEVICES INC COM STK COM 292659109 1,241 41,500.00 SH SOLE 41,500.00 0 0 ENERGY PARTNERS LTD COM STK COM 29270U105 237 25,000.00 SH SOLE 25,000.00 0 0 ENGRO CHEMICAL LTD PKR10 COM 6317867 77 15,000.00 SH SOLE 15,000.00 0 0 ENTREMED INC COM STK COM 29382F103 69 100,000.00 SH SOLE 100,000.00 0 0 ENTRUST INC COM STK COM 293848107 88 35,000.00 SH SOLE 35,000.00 0 0 EPIX PHARMACEUTICALS INC COM STK COM 26881Q309 36 25,000.00 SH SOLE 25,000.00 0 0 EQUATOR EXPLORATION LIMITED (UKM LISTING COM B03MJ38 5 40,000.00 SH SOLE 40,000.00 0 0 EQUITY MEDIA HLDGS W EXP CORP WRNT 08/26/2009 294725114 1 15,500.00 SH SOLE 15,500.00 0 0 EUROGAS INC COM STK COM 298734104 26 260,000.00 SH SOLE 260,000.00 0 0 EUROPEAN AERONAUTIC DEFENSE (FRA LIST) COM 4012250 237 10,000.00 SH SOLE 10,000.00 0 0 EXETER RESOURCE CORPCOM COM 301835104 252 60,000.00 SH SOLE 60,000.00 0 0 EXIDE TECHNOLOGIES COM 302051206 328 25,000.00 SH SOLE 25,000.00 0 0 W EXP EXIDE TECHNOLOGIES WRNT 05/05/2011 302051123 35 32,000.00 SH SOLE 32,000.00 0 0 BOND F CB 4.25 15DEC2036 12/15/2036 345370CF5 856 1,000,000.00 PRIN SOLE 1,000,000.00 0 0 FAR EAST ENERGY CORP COM STK COM 307325100 34 75,000.00 SH SOLE 75,000.00 0 0 FAUJI FERTILIZER BIN QASIM COM 6336088 18 25,000.00 SH SOLE 25,000.00 0 0 FEDERAL HOME LN MTG CORP MEDI COM STK COM 313400301 633 25,000.00 SH SOLE 25,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- FEDERAL NATL MTG ASSN MEDIUM COM STK COM 313586109 658 25,000.00 SH SOLE 25,000.00 0 0 ATS CORPORATION W W EXP 10/19/2009 10/19/2009 00211E112 19 155,000.00 SH SOLE 155,000.00 0 0 FIBER TOWER COM 31567R100 26 15,000.00 SH SOLE 15,000.00 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM 31769V107 104 20,000.00 SH SOLE 20,000.00 0 0 BROADPOINT SECURITIES GROUP INC COM 11133V108 138 75,000.00 SH SOLE 75,000.00 0 0 FIRST FNL NW INC COM 32022K102 94 10,000.00 SH SOLE 10,000.00 0 0 FLAMEL TECHNOLOGIE SA ADR SPONS ADR 338488109 233 25,000.00 SH SOLE 25,000.00 0 0 FORTRESS INTL GROUP WRNT W EXP EXP 7/12/09 7/12/2009 34958D110 96 233,488.00 SH SOLE 233,488.00 0 0 FORTRESS INVESTMENT GROUP LLC COM 34958B106 123 10,000.00 SH SOLE 10,000.00 0 0 FOSUN INTERNATIONAL LIMITED COM B1Z7FX0 51 75,000.00 SH SOLE 75,000.00 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 123 43,850.00 SH SOLE 43,850.00 0 0 W EXP FREESEAS INC -CW09 07/29/2009 Y26496110 42 24,800.00 SH SOLE 24,800.00 0 0 FULL METAL MINRL COM 35968C109 42 25,000.00 SH SOLE 25,000.00 0 0 W EXP FUTUREFUEL CORP 99/99/9999 B15QQ67 3 25,000.00 SH SOLE 25,000.00 0 0 FUTUREFUEL CORP (UKM LISTING) COM B15QQ56 35 10,000.00 SH SOLE 10,000.00 0 0 GAMMON GOLD INC COM COM 36467T106 75 10,000.00 SH SOLE 10,000.00 0 0 GAP INC COM 364760108 590 30,000.00 SH CALL SOLE 30,000.00 0 0 GARMIN LTD COM G37260109 540 10,000.00 SH PUT SOLE 10,000.00 0 0 GASCO ENERGY INC COM STK COM 367220100 354 145,000.00 SH SOLE 145,000.00 0 0 GCL-POLY ENERGY HOLDINGS LIMITED COM B28XTR4 5 25,000.00 SH SOLE 25,000.00 0 0 GENERAL ELECTRIC CO COM 369604103 1,851 50,000.00 SH CALL SOLE 50,000.00 0 0 GENERAL ELECTRIC CO COM STK COM 369604103 1,851 50,000.00 SH SOLE 50,000.00 0 0 GENERAL FINANCE CORPWRNT W EXP 04/05/2010 4/05/2010 369822119 17 10,000.00 SH SOLE 10,000.00 0 0 GENERAL MOTORS CORP COM 370442105 381 20,000.00 SH CALL SOLE 20,000.00 0 0 GENEVA ACQUISITION W EXP WT EXP 2/12/11 2/12/2011 37185Y112 3 20,400.00 SH SOLE 20,400.00 0 0 GENOMED INC COM STK COM 37243C102 3 475,000.00 SH SOLE 475,000.00 0 0 GEN-PROBE INC COM 36866T103 964 20,000.00 SH CALL SOLE 20,000.00 0 0 UNIT GHL ACQUISITION CORP UNIT 99/99/9999 36172H207 339 35,000.00 SH SOLE 35,000.00 0 0 G-III APPAREL GROUP LTD COM STK COM 36237H101 336 25,000.00 SH SOLE 25,000.00 0 0 GLG PARTNERS INC W EXP WRNT EXP 12/28/2011 12/28/2011 37929X115 319 70,000.00 SH SOLE 70,000.00 0 0 GLOBAL AIRCRAFT SOLUTIONS INC COM STK COM 378964100 30 100,000.00 SH SOLE 100,000.00 0 0 W EXP CLARK HOLDING WRNT 99/99/9999 18145M117 34 147,926.00 SH SOLE 147,926.00 0 0 GLOBAL POWER EQUIPMENT GROUP INC COM 37941P207 477 635,433.00 SH SOLE 635,433.00 0 0 GLOBALNET CORP COM 379399108 0 385,000.00 SH SOLE 385,000.00 0 0 GOLD FIELDS LTD ADR SPONS ADR 38059T106 173 12,500.00 SH SOLE 12,500.00 0 0 GOLDCORP INC NEW CAD NPV CL A SUB VTG SH CLASS A 380956409 388 10,000.00 SH SOLE 10,000.00 0 0 GOLDEN POND HEALTHCARE COM STK COM 38116J109 147 20,000.00 SH SOLE 20,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- GOLDEN POND HEALTHCARE WRNT W EXP 38116J117 15 20,000.00 SH SOLE 20,000.00 0 0 GOOD HARBOR PARTNERS ACQ W EXP CORP WRNT 03/07/2011 382094118 0 65,000.00 SH SOLE 65,000.00 0 0 GPS INDUSTRIES INC COM STK COM 383870102 5 150,000.00 SH SOLE 150,000.00 0 0 GRAN TIERRA ENERGY INC COM STK COM 38500T101 50 15,000.00 SH SOLE 15,000.00 0 0 GRANAHAN MCCOURT ACQCORP W EXP WRNT 10/18/2010 385034111 3 20,000.00 SH SOLE 20,000.00 0 0 GRAND BANKS ENERGY CORP COM 38522T105 243 113,700.00 SH SOLE 113,700.00 0 0 W EXP CHINA CAST EDUCATION CORP 03/16/2009 16946T117 21 26,560.00 SH SOLE 26,560.00 0 0 GREENFIELD ONLNE COM 395150105 119 10,000.00 SH SOLE 10,000.00 0 0 GRUBB & ELLIS REALTY W EXP ADVISORS WRNT 02/27/2010 400096111 0 332,692.00 SH SOLE 332,692.00 0 0 GSC ACQUISITION CO COM STK COM 40053G106 185 20,000.00 SH SOLE 20,000.00 0 0 GSC ACQUISITION CO W EXP WRNT 06/25/2011 6/25/2011 40053G114 21 44,700.00 SH SOLE 44,700.00 0 0 GSI COMM INC COM STK COM 36238G102 329 25,000.00 SH SOLE 25,000.00 0 0 GUANGSHEN RAILWAY CNY1 'H' COM 6388700 52 100,000.00 SH SOLE 100,000.00 0 0 GYMBOREE CORP COM STK COM 403777105 1,196 30,000.00 SH SOLE 30,000.00 0 0 HABIB BANK LTD (PAK LISTING) COM B282PJ5 66 15,000.00 SH SOLE 15,000.00 0 0 HALOZYME THERAPEUTICS INC COM STK COM 40637H109 95 15,000.00 SH SOLE 15,000.00 0 0 HANDHELD ENTERTAINMENT W EXP INC WRNT EXP 7/3 99/99/9999 4109909W7 0 87,500.00 SH SOLE 87,500.00 0 0 HARBOR ACQ CORP CW11WTS W EXP EX 5/25/2011 5/25/2011 41145X115 0 295,600.00 SH SOLE 295,600.00 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 0 500,000.00 SH SOLE 500,000.00 0 0 HARLEY DAVIDSON INC COM 412822108 1,500 40,000.00 SH PUT SOLE 40,000.00 0 0 HARMONY GOLD MINING CO SPONSORED LTD ADR ADR 413216300 118 10,000.00 SH SOLE 10,000.00 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 55 20,000.00 SH SOLE 20,000.00 0 0 HARTMARX CORP COM STK COM 417119104 190 65,000.00 SH SOLE 65,000.00 0 0 HARVEST NATURAL RESOURCES INC COM 41754V103 181 15,000.00 SH SOLE 15,000.00 0 0 HAWAIIN HOLDINGS INC COM 419879101 540 90,067.00 SH SOLE 90,067.00 0 0 HD PARTNERS ACQUISITION W EXP CORP WRNT 06/01/2010 40415K118 0 65,000.00 SH SOLE 65,000.00 0 0 HEALTHY FAST FOOD INC UNIT UNITS 99/99/9999 42223Y207 144 25,000.00 SH SOLE 25,000.00 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 237 10,000.00 SH SOLE 10,000.00 0 0 HFF INC COM COM 40418F108 75 15,000.00 SH SOLE 15,000.00 0 0 HICKS ACQUISITION CO W EXP INC WRNT 09/27/11 9/27/2011 429086127 32 62,000.00 SH SOLE 62,000.00 0 0 HIENERGY TECHNOLOGIES INC COM STK COM 42952V101 0 25,000.00 SH SOLE 25,000.00 0 0 HIGHBURY FINANCIAL INC W EXP WRNT 2/25/10 2/25/2010 42982Y117 2 10,000.00 SH SOLE 10,000.00 0 0 HIGHLANDS ACQ CORP COM STK COM 430880104 227 25,000.00 SH SOLE 25,000.00 0 0 HIGHLANDS ACQ CORP W EXP WRNT EXP 10/03/2012 10/03/2012 430880112 12 27,500.00 SH SOLE 27,500.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- HK EXCHANGES & CLEARING ORD COM 6267359 773 45,000.00 SH SOLE 45,000.00 0 0 HLTH CORPORATION COM STK COM 40422Y101 191 20,000.00 SH SOLE 20,000.00 0 0 HONEYWELL INTL INC DEL COM 438516106 282 5,000.00 SH SOLE 5,000.00 0 0 HSBC HOLDING PLC ADR COM G4634U169 823 10,000.00 SH PUT SOLE 10,000.00 0 0 HUDSON HLDG CORP COM 443793104 91 182,220.00 SH SOLE 182,220.00 0 0 HUGHES COMMUNICATIONS INC COM STK COM 444398101 1,267 25,000.00 SH SOLE 25,000.00 0 0 HUNT J B TRANS SVCS INC COM 445658107 314 10,000.00 SH C SOLE 10,000.00 0 0 HYDE PARK ACQUISITIOCORP W EXP WRNT 3/04/2011 3/04/2011 448638114 35 25,000.00 SH SOLE 25,000.00 0 0 HYDRON TECH INC COM 449020205 7 100,000.00 SH SOLE 100,000.00 0 0 IBASIS INC COM STK COM 450732201 308 75,000.00 SH SOLE 75,000.00 0 0 IBX GROUP INC COM STK COM 449229103 0 200,000.00 SH SOLE 200,000.00 0 0 ICOA INC COM STK COM 449292200 0 300,000.00 SH SOLE 300,000.00 0 0 ICONIX BRAND GROUP INC COM 451055107 1,301 75,000.00 SH SOLE 75,000.00 0 0 W EXP ICOP DIGITAL INC WRNT 07/08/2010 44930M112 48 98,900.00 SH SOLE 98,900.00 0 0 IDEATION ACQUISITION CORP COM STK COM 451665103 179 25,000.00 SH SOLE 25,000.00 0 0 IDEATION ACQUISITION W EXP WARRANT 11/19/2011 451665111 10 25,000.00 SH SOLE 25,000.00 0 0 IDINE REWARDS NETWORK INC COM STK COM 761557107 504 112,500.00 SH SOLE 112,500.00 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 2 100,000.00 SH SOLE 100,000.00 0 0 IKARMA COM 45172N106 0 25,000.00 SH SOLE 25,000.00 0 0 I-MANY INC COM STK COM 44973Q103 120 50,000.00 SH SOLE 50,000.00 0 0 IMERGENT INC COM 45247Q100 456 40,000.00 SH PUT SOLE 40,000.00 0 0 IMMERSION CORP COM STK COM 452521107 71 10,000.00 SH SOLE 10,000.00 0 0 IMMUNOGEN INC COM STK COM 45253H101 143 40,000.00 SH SOLE 40,000.00 0 0 IND & COMM BK OFCHINA - H COM B1G1QD8 209 300,000.00 SH SOLE 300,000.00 0 0 INDIA GLOBALIZATION CAP W EXP CW11 EXP 3/3/11 3/03/2011 45408X118 117 189,000.00 SH SOLE 189,000.00 0 0 INFORMATION SERVICES W EXP GROUP INC 1/31/2011 45675Y112 10 20,000.00 SH SOLE 20,000.00 0 0 INFUSYSTEMS HOLDINGSWRNT W EXP EXP 04/11/2011 4/11/2011 45685K110 16 85,000.00 SH SOLE 85,000.00 0 0 JOE'S JEANS INC COM 47777N101 89 78,000.00 SH SOLE 78,000.00 0 0 INSYNQ INC NV NEW COM 45811Q304 0 200,000.00 SH SOLE 200,000.00 0 0 INTEGRAL VISION INC COM STK COM 45811H106 53 1,069,107.00 SH SOLE 1,069,107.00 0 0 INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 268 30,000.00 SH SOLE 30,000.00 0 0 INTEL CORP COM 458140100 847 40,000.00 SH CALL SOLE 40,000.00 0 0 INTERAMERICAN ACQUISITION UNIT GROUP UNIT 99/99/9999 458396306 99 11,000.00 SH SOLE 11,000.00 0 0 W EXP INTER-ATLANTIC FINCL INC 99/99/9999 45890H118 14 41,300.00 SH SOLE 41,300.00 0 0 INTER-ATLANTIC FNCL INC COM COM 45890H100 147 20,000.00 SH SOLE 20,000.00 0 0 INTERNATIONAL COAL GROUP INC COM STK COM 45928H106 1,286 202,500.00 SH SOLE 202,500.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- INTERNATIONAL FUEL TECHNOLOGY COM STK COM 45953X208 8 18,300.00 SH SOLE 18,300.00 0 0 INTEROIL CORP COM 460951106 329 20,000.00 SH PUT SOLE 20,000.00 0 0 INVESCO LTD COM STK COM G491BT108 244 10,000.00 SH SOLE 10,000.00 0 0 INVESTOOLS INC COM 46145P103 110 10,000.00 SH PUT SOLE 10,000.00 0 0 IRIDEX CORP COM STK COM 462684101 16 10,000.00 SH SOLE 10,000.00 0 0 ISLE CAPRI CASINOS INC COM STK COM 464592104 72 10,000.00 SH SOLE 10,000.00 0 0 ISONICS CORP COM STK COM 464895309 1 25,000.00 SH SOLE 25,000.00 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 459 10,000.00 SH PUT SOLE 10,000.00 0 0 IVANHOE ENERGY INC COM COM 465790103 92 50,000.00 SH SOLE 50,000.00 0 0 IXI MOBILE INC W EXP WRNT 07/14/09 7/14/2009 466026119 7 20,000.00 SH SOLE 20,000.00 0 0 J CREW GROUP INC COM 46612H402 1,104 25,000.00 SH SOLE 25,000.00 0 0 JA SOLAR HLD ADR SPONS ADR 466090107 186 10,000.00 SH SOLE 10,000.00 0 0 JAGUAR ACQUISITION CORP W EXP WRNT 4/10/10 4/10/2010 470084112 24 15,000.00 SH SOLE 15,000.00 0 0 JAZZ TECH INC CW11 W EXP WRNT EXP 3/15/2011 3/15/2011 47214E110 0 35,100.00 SH SOLE 35,100.00 0 0 JEANTEX GROUP COM 472293109 0 15,000.00 SH SOLE 15,000.00 0 0 JETBLUE AWYS CORP COM STK COM 477143101 145 25,000.00 SH SOLE 25,000.00 0 0 JK ACQUISITION CORP WRNT W EXP 04/10/2010 4/10/2010 47759H114 0 214,700.00 SH SOLE 214,700.00 0 0 JOHNSON & JOHNSON COM 478160104 649 10,000.00 SH CALL SOLE 10,000.00 0 0 JOS A BANK CLOTHIERS INC COM 917056 255 10,000.00 SH PUT SOLE 10,000.00 0 0 JPMORGAN CHASE & CO COM 46625H100 430 10,000.00 SH CALL SOLE 10,000.00 0 0 JUNIPER NETWORKS INC COM STK COM 48203R104 250 10,000.00 SH SOLE 10,000.00 0 0 KAPSTONE PAPER W EXP WRNT 08/15/2009 8/15/2009 48562P111 21 12,500.00 SH SOLE 12,500.00 0 0 KBL HEALTHCARE ACQ W EXP WRNT EXP 7/18/2011 7/18/2011 48241N115 45 168,300.00 SH SOLE 168,300.00 0 0 KEYCORP NY COM 493267108 220 10,000.00 SH PUT SOLE 10,000.00 0 0 KNOLOGY INC COM STK COM 499183804 389 30,000.00 SH SOLE 30,000.00 0 0 KODIAK OIL & GAS CO COM 50015Q100 84 50,000.00 SH SOLE 50,000.00 0 0 KRISPY KREME DOUGHNUTS INC COM STK COM 501014104 76 25,000.00 SH SOLE 25,000.00 0 0 KUHLMAN CO INC COM STK COM 501197107 0 26,000.00 SH SOLE 26,000.00 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 795 425,000.00 SH SOLE 425,000.00 0 0 LAMAR ADVERTISING COCL A COM STK COM 512815101 359 10,000.00 SH SOLE 10,000.00 0 0 LANDKOM INTERNATIONAL PLC COM B28QLQ6 46 25,000.00 SH SOLE 25,000.00 0 0 LEAP WIRELESS INTERNATIONAL IN COM STK COM 521863308 466 10,000.00 SH SOLE 10,000.00 0 0 LEVEL 3 COMMUNICATIONS INC COM STK COM 52729N100 583 275,000.00 SH SOLE 275,000.00 0 0 LEXICON PHARMA COM STK COM 528872104 101 50,000.00 SH SOLE 50,000.00 0 0 LIBERTY ACQUISITION HOLDINGS COM 53015Y107 233 25,000.00 SH SOLE 25,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- LIBERTY ACQUISITION W EXP HOLDINGS WRNT 12/12/2013 53015Y115 27 12,500.00 SH SOLE 12,500.00 0 0 LIFESTREAM TECHNOLOGIES INC COM STK COM 53219K101 0 575,000.00 SH SOLE 575,000.00 0 0 LIMITED BRANDS INC COM STK COM 532716107 855 50,000.00 SH SOLE 50,000.00 0 0 LIVERMORE INVESTMENTS GROUP LD ORD NPV COM B08N4M0 29 50,000.00 SH SOLE 50,000.00 0 0 LOOPNET INC COM 543524300 127 10,000.00 SH PUT SOLE 10,000.00 0 0 LOUISIANA BANCORP INC COM COM 54619P104 115 10,000.00 SH SOLE 10,000.00 0 0 MAGNA ENTERTAINMENT CORP DELA COM STK COM 559211107 34 100,000.00 SH SOLE 100,000.00 0 0 MAKHTESHIM-AGAN IND ILS1 COM 6115607 73 10,000.00 SH SOLE 10,000.00 0 0 MANDARIN ORIENT USD.05 (SINGAPORE) COM 6560713 95 50,000.00 SH SOLE 50,000.00 0 0 MARATHON ACQUISITIONCORP W EXP WRNT 08/24/2010 565756111 92 150,000.00 SH SOLE 150,000.00 0 0 MAXJET AIRWAYS INC COM STK RSTD COM B1XCM70 0 36,602.00 SH SOLE 36,602.00 0 0 MBF HEALTHCARE ACQUISITION CORP COM STK COM 552650103 268 35,000.00 SH SOLE 35,000.00 0 0 MBF HEALTHCARE W EXP ACQUISITION WRNT 04/16/2011 552650111 24 117,700.00 SH SOLE 117,700.00 0 0 MBMI RESOURCES INC COM COM 552643108 15 22,500.00 SH SOLE 22,500.00 0 0 MCB BANK COM 6611570 166 25,000.00 SH SOLE 25,000.00 0 0 MCDONALDS COM 580135101 1,115 20,000.00 SH CALL SOLE 20,000.00 0 0 MEADE INSTRS CORP COM STK COM 583062104 88 68,600.00 SH SOLE 68,600.00 0 0 MEGAWEST ENERGY COM 585168107 17 30,000.00 SH SOLE 30,000.00 0 0 MENTOR CORP MINN COM 587188103 257 10,000.00 SH PUT SOLE 10,000.00 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 1 200,000.00 SH SOLE 200,000.00 0 0 MERCATOR MINERALS LTD COM 587582107 257 25,000.00 SH SOLE 25,000.00 0 0 MERRILL LYNCH AND CO INC COM 590188108 407 10,000.00 SH CALL SOLE 10,000.00 0 0 MERRILL LYNCH AND CO INC COM 590188108 112,564 2,762,997.00 SH SOLE 2,762,997.00 0 0 METROPCS COMMUNICATIONS INC COM STK COM 591708102 340 20,000.00 SH SOLE 20,000.00 0 0 MF GLOBAL COM STK COM G60642108 99 10,000.00 SH SOLE 10,000.00 0 0 MGIC INVT CORP COM STK COM 552848103 842 80,000.00 SH SOLE 80,000.00 0 0 MGM ENERGY CORP COM COM 59318A100 19 25,000.00 SH SOLE 25,000.00 0 0 MICRO LABS INC COM STK COM 594847105 1 100,000.00 SH SOLE 100,000.00 0 0 MICROSOFT CORP COM 594918104 1,419 50,000.00 SH CALL SOLE 50,000.00 0 0 W EXP MIDDLE KNGDM WT 12/13/2013 595750126 21 75,000.00 SH SOLE 75,000.00 0 0 MIDDLE KNGDMCLB CLASS B 595750407 446 55,500.00 SH SOLE 55,500.00 0 0 MIDWAY GOLD CORP COM COM 598153104 73 25,000.00 SH SOLE 25,000.00 0 0 MILLENNIUM INDIA WTS W EXP EXP 7/19/2010 7/19/2010 60039Q119 68 40,000.00 SH SOLE 40,000.00 0 0 MILLICOM INTL CELLULAR SA COM L6388F110 473 5,000.00 SH SOLE 5,000.00 0 0 MIRANT CORP SERIE A W EXP WRNT EXP 01/03/2011 1/3/2011 60467R118 214 13,489.00 SH SOLE 13,489.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- MIRANT CORP NEW COM STK COM 60467R100 910 25,000.00 SH SOLE 25,000.00 0 0 MIRANT CORPORATION SERIE W EXP B WRNTS EXP1/3/11 1/03/2011 60467R126 948 56,266.00 SH SOLE 56,266.00 0 0 MONOGRAM BIOSCIENCES INC COM STK COM 60975U108 53 50,000.00 SH SOLE 50,000.00 0 0 MOODYS CORPORATIONS COM 615369105 697 20,000.00 SH CALL SOLE 20,000.00 0 0 MOTIVE COM 61980V107 76 50,000.00 SH SOLE 50,000.00 0 0 MOTOROLA INC COM STK COM 620076109 233 25,000.00 SH SOLE 25,000.00 0 0 MOVIE STAR INC RIGHT RIGHTS 624591996 0 87,700.00 SH SOLE 87,700.00 0 0 MPC CORP W EXP WRNT EXP 09/29/2009 9/29/2009 553166117 1 25,200.00 SH SOLE 25,200.00 0 0 BOND MRNTV CB 2.5 15JUN2021 6/15/2021 6046759B6 0 575,000.00 PRIN SOLE 575,000.00 0 0 MTN (SAF LISTING) COM 6563206 1,213 80,000.00 SH SOLE 80,000.00 0 0 NASDAQ OMX GROUP COM STK COM 631103108 2,320 60,000.00 SH SOLE 60,000.00 0 0 NET SERVICOS DE PREFERRED COMMUNI-PREF STOCK B19CP20 107 10,000.00 SH SOLE 10,000.00 0 0 NET SERVICOS DE COMUNICACAO S ADR SPONS ADR 64109T201 106 10,000.00 SH SOLE 10,000.00 0 0 NETSUITE INC COM 64118Q107 323 15,000.00 SH SOLE 15,000.00 0 0 NETSUITE INC COM 64118Q107 431 20,000.00 SH PUT SOLE 20,000.00 0 0 NETWORK ENGINES INC COM STK COM 64121A107 40 25,000.00 SH SOLE 25,000.00 0 0 NEW MOTION INC COM 64754V105 44 10,000.00 SH SOLE 10,000.00 0 0 NEW ORIENTAL EDUCATION & TECHNOLOGY GROU COM 647581107 649 10,000.00 SH CALL SOLE 10,000.00 0 0 NEW ORIENTAL EDUCATION & TECHNOLOGY GROU COM 647581107 649 10,000.00 SH SOLE 10,000.00 0 0 NEW YORK & CO INC COM STK COM 649295102 402 70,000.00 SH SOLE 70,000.00 0 0 NEW YORK REGIONAL RAIL CORP COM STK COM 649768108 1 400,000.00 SH SOLE 400,000.00 0 0 NEW YORK TIMES CO CL A COM 650111107 755 40,000.00 SH CALL SOLE 40,000.00 0 0 NOBLE ROMANS INC COM STK COM 655107100 106 79,500.00 SH SOLE 79,500.00 0 0 NORDSTROM INC COM COM 655664100 1,304 40,000.00 SH SOLE 40,000.00 0 0 NORTH AMERICAN SCIENTIFIC INC COM 65715D100 34 100,000.00 SH SOLE 100,000.00 0 0 NORTH AMERICAN INSURANCE W EXP CW-10 3/21/2010 3/21/2010 65687M112 1 103,200.00 SH SOLE 103,200.00 0 0 NORTH SHORE ACQUISITION CORP COM STK COM 662316108 246 35,000.00 SH SOLE 35,000.00 0 0 NORTH SHORE ACQUISITON W EXP CORP Warrant 11 11/29/2012 662316116 15 35,000.00 SH SOLE 35,000.00 0 0 NOVAMERICAN STEEL INC W EXP WRNT 03/07/11 3/07/2011 66986M118 29 66,097.00 SH SOLE 66,097.00 0 0 NOVATEL WIRELESS INC COM STK COM 66987M604 97 10,000.00 SH SOLE 10,000.00 0 0 NRDC ACQUISITION COR W EXP WT EXP 10/17/11 10/17/2011 62941R110 8 15,000.00 SH SOLE 15,000.00 0 0 NTR ACQUISITION COM 629415100 191 20,000.00 SH SOLE 20,000.00 0 0 NTR ACQUISITION CO W EXP WRNT EXP 1/30/2011 1/30/2011 629415118 7 25,000.00 SH SOLE 25,000.00 0 0 NUTRISYSTEM INC COM 67069D108 603 40,000.00 SH CALL SOLE 40,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- NUTRISYSTEM INC NEW COM STK COM 67069D108 1,130 75,000.00 SH SOLE 75,000.00 0 0 NYFIX INC COM STK COM 670712108 2,112 485,500.00 SH SOLE 485,500.00 0 0 OCEANAUT INC W EXP WRNT EXP 3/1/12 3/01/2012 675227110 26 55,000.00 SH SOLE 55,000.00 0 0 OLAM INTERNATIONAL LTD COM 573932FV7 78 50,000.00 SH SOLE 50,000.00 0 0 OLTENIA STK (ROM LISTING) COM 7064098 91 75,000.00 SH SOLE 75,000.00 0 0 ON TRACK INNOVATIONSWRNT W EXP EXP 4/22/2009 4/22/2009 682991997 0 30,000.00 SH SOLE 30,000.00 0 0 ONCOLYTICS BIOTECH INC W EXP CAP WRNT 02/22/2010 682310131 0 25,000.00 SH SOLE 25,000.00 0 0 ONE VOICE TECHNOLOGIES INC COM STK COM 682421102 5 400,000.00 SH SOLE 400,000.00 0 0 OPENWAVE SYSTEMS INC COM STK COM 683718308 208 85,000.00 SH SOLE 85,000.00 0 0 OPTIONABLE INC COM STK COM 684006109 4 70,000.00 SH SOLE 70,000.00 0 0 ORACLE HEALTHCARE W EXP ACQUISITION WRNT 03/02/2010 68402M110 1 101,228.00 SH SOLE 101,228.00 0 0 ORACLES CORP COM 68389X105 196 10,000.00 SH CALL SOLE 10,000.00 0 0 ORASCOM TELECOM S A E GDR 144A SPONS GDR 2604972 345 5,000.00 SH SOLE 5,000.00 0 0 ORGANIC TO GO FD RSTD COM 68618K999 45 36,000.00 SH SOLE 36,000.00 0 0 OSCIENT PHARMACEUTICALS CORP COM STK COM 68812R303 44 25,000.00 SH SOLE 25,000.00 0 0 OVERTURE ACQUISITIONCORP UNIT UNIT EX 000012 99/99/9999 G6830P209 473 50,000.00 SH SOLE 50,000.00 0 0 P.F.CHANG'S CHINA BISTRO INC COM 69333Y108 284 10,000.00 SH PUT SOLE 10,000.00 0 0 PAETEC HLDG COM STK COM 695459107 866 130,000.00 SH SOLE 130,000.00 0 0 PALM INC NEW COM STK COM 696643105 375 75,000.00 SH SOLE 75,000.00 0 0 PANERA BREAD CO CL A COM 69840W108 419 10,000.00 SH PUT SOLE 10,000.00 0 0 PANTHEON CHINA W EXP ACQUISITION CORP 12/13/2010 698659117 42 60,000.00 SH SOLE 60,000.00 0 0 PANYAM CEMENTS INR100 COM B1F6V84 42 13,000.00 SH SOLE 13,000.00 0 0 PARAMOUNT ACQUISITION W EXP CORP EX 10/20/09 10/20/2009 69917T111 235 331,075.00 SH SOLE 331,075.00 0 0 PARLUX FRAGRANCES INC COM STK COM 701645103 191 65,000.00 SH SOLE 65,000.00 0 0 PEARSON PLC ADR SPONS ADR 705015105 136 10,000.00 SH SOLE 10,000.00 0 0 PEPSICO INC COM 713448108 722 10,000.00 SH CALL SOLE 10,000.00 0 0 PERMA-FIX ENVIRONMENTAL SVCS I COM STK COM 714157104 24 15,000.00 SH SOLE 15,000.00 0 0 PETROLEO BRASIL COM 2684532 511 5,000.00 SH CALL SOLE 5,000.00 0 0 PFSWEB INC COM STK COM 717098107 73 83,000.00 SH SOLE 83,000.00 0 0 PHOENIX TECHNOLOGIES LTD COM STK COM 719153108 392 25,000.00 SH SOLE 25,000.00 0 0 PLATINUM ENERGY RES INC W EXP WRNT 09/30/2009 727659112 18 16,100.00 SH SOLE 16,100.00 0 0 PLX TECHNOLOGY INC COM STK COM 693417107 167 25,000.00 SH SOLE 25,000.00 0 0 PNM RES INC COM STK COM 69349H107 249 20,000.00 SH SOLE 20,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- POINTS INTL LTD COM 730843109 89 35,000.00 SH SOLE 35,000.00 0 0 PORTEC RAIL PRODUCTS INC COM STK COM 736212101 140 12,200.00 SH SOLE 12,200.00 0 0 POWER-ONE INC COM STK COM 739308104 321 100,000.00 SH SOLE 100,000.00 0 0 POWERSHARES DB US DOL COM 73936D107 560 25,000.00 SH SOLE 25,000.00 0 0 PRANA BIOTECHNOLOGY LTD COM 739727105 66 15,000.00 SH SOLE 15,000.00 0 0 PRO-PHARMACEU W EXP WRNT 08/25/2013 8/25/2013 742992415 0 200,000.00 SH SOLE 200,000.00 0 0 PRO-PHARMACEU W EXP WRNT 12/26/2008 10/26/2008 742992407 0 80,000.00 SH SOLE 80,000.00 0 0 PRO-PHARMACEUTICALS INC COM STK COM 74267T109 86 200,000.00 SH SOLE 200,000.00 0 0 PROSPECT ACQUISITIONCORP W EXP WRNT 11/14/2012 11/14/2012 74347T111 10 25,000.00 SH SOLE 25,000.00 0 0 PROSPECT AQUISITION CORP COM STK COM 74347T103 227 25,000.00 SH SOLE 25,000.00 0 0 PT INDOSAT TBK SPONSORED ADR SPONS ADR 744383100 287 7,500.00 SH SOLE 7,500.00 0 0 PURE BIOSCIEN W EXP WRNT 10/19/2012 RSTD 10/19/2012 746991975 0 25,000.00 SH SOLE 25,000.00 0 0 PURE BIOSCIENCE COM COM 746218106 683 112,000.00 SH SOLE 112,000.00 0 0 QISDA CORP AFTER SPLIT COM 6054465 66 78,750.00 SH SOLE 78,750.00 0 0 QLOGIC CORP COM STK COM 747277101 154 10,000.00 SH SOLE 10,000.00 0 0 QUATERRA RESOURCES INC COM 747952109 41 12,000.00 SH SOLE 12,000.00 0 0 QUEPASA CORP COM NEW COM 74833W206 26 10,000.00 SH SOLE 10,000.00 0 0 QUIKSILVER INC COM STK COM 74838C106 638 65,000.00 SH SOLE 65,000.00 0 0 QUSTREAM CORP COM 749131108 27 25,000.00 SH SOLE 25,000.00 0 0 RADYNE CORP COM STK COM 750611402 85 10,000.00 SH SOLE 10,000.00 0 0 RAE SYS INC COM STK COM 75061P102 35 18,500.00 SH SOLE 18,500.00 0 0 RAFFLES EDU CORP (POST SPLIT II) COM B1G2XT6 187 250,000.00 SH SOLE 250,000.00 0 0 RAM ENE RES COM 75130P109 99 20,200.00 SH SOLE 20,200.00 0 0 RAM ENERGY RES WRNT W EXP 05/11/2008 5/11/2008 75130P117 3 29,000.00 SH SOLE 29,000.00 0 0 RAYMOND JAMES FINL INC COM 754730109 230 10,000.00 SH CALL SOLE 10,000.00 0 0 RED HAT INC COM 756577102 184 10,000.00 SH CALL SOLE 10,000.00 0 0 REGIONS FINANCIAL CORP COM 7591EP100 395 20,000.00 SH PUT SOLE 20,000.00 0 0 RENAISSANCE ACQUISITION CORP COM STK COM 75966C305 281 50,000.00 SH SOLE 50,000.00 0 0 RENAISSANCE ACQUISITION W EXP CORP WRT 1/28/2010 75966C115 63 315,000.00 SH SOLE 315,000.00 0 0 RESTORATION HARDWARE INC DEL COM STK COM 760981100 109 25,000.00 SH SOLE 25,000.00 0 0 RHAPSODY ACQUISITIONCORP W EXP WRNT 10/02/2010 762014116 108 50,000.00 SH SOLE 50,000.00 0 0 ROUGE INDS INC DEL CL A COM STK CLASS A 779088103 0 100,000.00 SH SOLE 100,000.00 0 0 ROYAL CARIBBEAN CRUISES LT COM V7780T103 329 10,000.00 SH PUT SOLE 10,000.00 0 0 RTI BIOLOGICS INC COM STK COM 74975N105 945 100,000.00 SH SOLE 100,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- RUBY TUESDAY INC COM STK COM 781182100 188 25,000.00 SH SOLE 25,000.00 0 0 S.E.S. 50 COM 6775410 126 40,000.00 SH SOLE 40,000.00 0 0 SANDVINE CORP COM 800213100 70 40,000.00 SH SOLE 40,000.00 0 0 SAPPHIRE INDUSTRIALS CORP UNIT UNIT 99/99/9999 80306T208 529 55,000.00 SH SOLE 55,000.00 0 0 SCOLR PHARMA W EXP WRNT 12/03/2012 RSTD 12/03/2012 784992968 0 50,000.00 SH SOLE 50,000.00 0 0 SCOLR PHARMA INC COM 78402X107 127 100,000.00 SH SOLE 100,000.00 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0 10,000.00 SH SOLE 10,000.00 0 0 SEA CONTAINERS LTD CL A COM STK CLASS A 811371707 5 75,000.00 SH SOLE 75,000.00 0 0 SEANERGY MARITIME CORP COM STK COM Y73760103 283 30,000.00 SH SOLE 30,000.00 0 0 SEANERGY MARITIME W EXP CORP WRNT 99/99/9999 Y73760111 41 85,400.00 SH SOLE 85,400.00 0 0 W EXP JAMBA INC WARRANT 06/28/2009 47023A119 25 105,500.00 SH SOLE 105,500.00 0 0 SGL CARBON NPV ORDS COM 4818351 316 5,000.00 SH SOLE 5,000.00 0 0 SHANGHAI CENTURY W EXP ACQUISITION CORP 99/99/9999 G80637112 13 50,000.00 SH SOLE 50,000.00 0 0 W EXP SHERMEN WSC ACQ CORP WRNT 01/01/2011 824197115 12 90,000.00 SH SOLE 90,000.00 0 0 SHERRITT INTL CORP COM 823901103 353 25,000.00 SH SOLE 25,000.00 0 0 SHINE MEDIA ACQUISITION W EXP WRNT 12/20/2010 824564116 34 50,200.00 SH SOLE 50,200.00 0 0 SHINSEI BANK COM 6730936 165 50,000.00 SH SOLE 50,000.00 0 0 SHREE GANESH FORGINGS LIMITED COM B0BX5Z7 20 15,800.00 SH SOLE 15,800.00 0 0 SHUN TAK HKD.25 COM 6806633 33 25,000.00 SH SOLE 25,000.00 0 0 SIF 1 BANAT CRISANA (ROM LISTING) COM 7063987 79 75,000.00 SH SOLE 75,000.00 0 0 SIF 2 MOLDOVA (ROM LISTING) COM 7063910 75 75,000.00 SH SOLE 75,000.00 0 0 SIF 3 TRANSILVANIA (ROM LISTING) COM 7064258 47 75,000.00 SH SOLE 75,000.00 0 0 SIF 4 MUNTENIA (ROM LISTING) COM 7063976 51 75,000.00 SH SOLE 75,000.00 0 0 SIGNALIFE INC NEW COM COM 82669P104 25 25,000.00 SH SOLE 25,000.00 0 0 SIMON PROPERTY GROUP INC REIT COM 828806109 929 10,000.00 SH PUT SOLE 10,000.00 0 0 SINGAPORE EXCHANGE COM 6303866 408 75,000.00 SH SOLE 75,000.00 0 0 SIRIUS SATELLITE RADIO INC COM STK COM 82966U103 1,430 500,000.00 SH SOLE 500,000.00 0 0 SITESTAR CORP COM STK COM 82980W101 21 250,000.00 SH SOLE 250,000.00 0 0 SIX FLAGS INC COM NEW COM 83001P109 41 25,000.00 SH SOLE 25,000.00 0 0 SLM CORP COM 78442P106 307 20,000.00 SH CALL SOLE 20,000.00 0 0 SLM CORP EDNOTES BOOK PREFERRED ENTRY 7.25% CV PFD STOCK 78442P700 411 500.00 SH SOLE 500.00 0 0 SLM CORPORATION COM 78442P106 1,596 104,000.00 SH SOLE 104,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- SOFTBRANDS INC COM STK COM 83402A107 49 47,741.00 SH SOLE 47,741.00 0 0 SONIC FDRY INC COM STK COM 83545R108 6 10,000.00 SH SOLE 10,000.00 0 0 SOUTHWEST AIRLINES CO COM STK COM 844741108 186 15,000.00 SH SOLE 15,000.00 0 0 SP ACQUISITION HLDGS INC COM 78470A104 321 35,000.00 SH SOLE 35,000.00 0 0 SP ACQUISITION HLDGSWRNT W EXP EXP 10/10/2012 10/10/2012 78470A112 22 40,000.00 SH SOLE 40,000.00 0 0 SP HOLDING CORP W EXP WRNT EXP 2/11/2012 2/11/2012 7849929R2 0 16,000.00 SH SOLE 16,000.00 0 0 SPDR S&P HOMEBUILDERS ETF COM 78464A888 217 10,000.00 SH SOLE 10,000.00 0 0 SPECTRUM PHARMACEUTICALS INC COM STK COM 84763A108 51 20,000.00 SH SOLE 20,000.00 0 0 SPORTS PROPERTIES UNIT ACQUISIT-U 99/99/9999 84920F206 238 25,000.00 SH SOLE 25,000.00 0 0 UNIT SPRING CREEK ACQ UNIT 99/99/9999 G8374R104 119 15,000.00 SH SOLE 15,000.00 0 0 ST. BERNARD SOFTWARE INC W EXP WTS EX 7/25/09 7/25/2009 85228F111 4 110,000.00 SH SOLE 110,000.00 0 0 STANDARD PAC CORP COM STK COM 85375C101 243 50,000.00 SH SOLE 50,000.00 0 0 STAR BULK CARRIERS CORP COM Y8162K105 171 15,000.00 SH SOLE 15,000.00 0 0 STAR BULK CARRIERS CORP W EXP WT EXP 121509 12/15/2009 Y8162K113 111 24,900.00 SH SOLE 24,900.00 0 0 STARWOOD HOTELS & RESORTS WORLDWIDE COM 85590A401 1,553 30,000.00 SH SOLE 30,000.00 0 0 STONE TAN CHINA ACQUISITION CORP COM 861752103 563 77,500.00 SH SOLE 77,500.00 0 0 STONE TAN CHINA W EXP ACQUISITION CORP 10/15/2011 861752111 33 77,500.00 SH SOLE 77,500.00 0 0 STONELEIGH PARTNERS W EXP ACQUISITION CORP 99/99/9999 861923126 31 77,500.00 SH SOLE 77,500.00 0 0 STONELEIGH PARTNERS ACQUS CORP COM STK COM 861923100 151 20,000.00 SH SOLE 20,000.00 0 0 STONEPATH GROUP INC COM STK COM 861837102 2 165,000.00 SH SOLE 165,000.00 0 0 STRATEGIC HOTELS & RESORTS INC COM REIT REIT 86272T106 263 20,000.00 SH SOLE 20,000.00 0 0 SUMTOTAL SYSTEMS INC COM STK COM 866615107 417 100,000.00 SH SOLE 100,000.00 0 0 SUN MICROSYSTEMS INC COM STK COM 866810203 388 25,000.00 SH SOLE 25,000.00 0 0 NEXTMART INC COM 65338F102 3 50,000.00 SH SOLE 50,000.00 0 0 SUNTRUST BKS INC COM 867914103 551 10,000.00 SH PUT SOLE 10,000.00 0 0 SUPERGEN INC COM STK COM 868059106 50 20,000.00 SH SOLE 20,000.00 0 0 SVB FINANCIAL GROUP COM 78486Q101 436 10,000.00 SH PUT SOLE 10,000.00 0 0 SYNGENTA AG ADR SPONS ADR 87160A100 293 5,000.00 SH SOLE 5,000.00 0 0 W EXP SYNTROLEUM CORP WRNT 11/04/2007 871630117 0 14,000.00 SH SOLE 14,000.00 0 0 TAC ACQUISITION CORPWRNT W EXP EXP 05/20/2010 5/20/2010 873392112 0 50,000.00 SH SOLE 50,000.00 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM STK COM 874054109 383 15,000.00 SH SOLE 15,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- TANFIELD GROUP PLC COM 0278799 96 50,000.00 SH SOLE 50,000.00 0 0 TELETECH HLDGS INC COM STK COM 879939106 562 25,000.00 SH SOLE 25,000.00 0 0 TENCENT HOLD (HOK LISTING) COM B01CT30 285 50,000.00 SH SOLE 50,000.00 0 0 THE MCCLATCHY COMPANY CL A COM STK CLASS A 579489105 161 15,000.00 SH SOLE 15,000.00 0 0 THE ST.JOE COMPANY COM 790148100 859 20,000.00 SH CALL SOLE 20,000.00 0 0 THEGLOBE.COM INC COM STK COM 88335R101 2 100,000.00 SH SOLE 100,000.00 0 0 THOMAS PROPERTIES GROUP INC COM STK COM 884453101 132 15,000.00 SH SOLE 15,000.00 0 0 THQ INC COM STK COM 872443403 436 20,000.00 SH SOLE 20,000.00 0 0 TIOMIN RES CAD COM COM B0BTRD7 16 200,000.00 SH SOLE 200,000.00 0 0 TITANIUM ASS W EXP WRNT 06/21/2011 RSTD 6/21/2011 88899G996 25 100,000.00 SH SOLE 100,000.00 0 0 TITANIUM ASSET MGMT RSTD COM 88899G970 350 100,000.00 SH SOLE 100,000.00 0 0 TLC VISION CORP COM 872549100 17 15,000.00 SH SOLE 15,000.00 0 0 TM ENTERTAINMENT & MEDIA W EXP WRNT 99/99/9999 87260T116 8 25,000.00 SH SOLE 25,000.00 0 0 TM ENTRMT MEDIA COM 87260T108 179 25,000.00 SH SOLE 25,000.00 0 0 TOLL BROTHERS INC COM 889478103 470 20,000.00 SH CALL SOLE 20,000.00 0 0 TRACKPOWER INC COM STK COM 89235C103 1 450,000.00 SH SOLE 450,000.00 0 0 TRANSGLOBE ENERGY CORP COM 893662106 195 40,000.00 SH SOLE 40,000.00 0 0 W EXP TRANS-INDIA ACQ CORP WRNT 99/99/9999 893237115 5 27,000.00 SH SOLE 27,000.00 0 0 TREMISIS ENERGY ACQ CORP UNIT UNITS 99/99/9999 89472N200 76 10,000.00 SH SOLE 10,000.00 0 0 UNIT TRIAN ACQUISITION I-UNITS 99/99/9999 89582E207 150 15,200.00 SH SOLE 15,200.00 0 0 TRIBUNE CO SR UNS 4.875 BOND DUE 15AUG2010 8/15/2010 896047AE7 278 5,000.00 PRIN SOLE 5,000.00 0 0 TRIPLECROWN ACQUISITION CORP COM STK COM 89677G109 730 80,000.00 SH SOLE 80,000.00 0 0 TRIPLECROWN ACQUISITION W EXP CORP WRNT 99/99/9999 89677G117 57 105,100.00 SH SOLE 105,100.00 0 0 TRIUMPH APPAREL CORP COM STK COM 896787108 1 100,000.00 SH SOLE 100,000.00 0 0 TRUDY CORP COM STK COM 897835104 1 200,000.00 SH SOLE 200,000.00 0 0 TWEETER HOME ENTMT GROUP INC COM STK COM 901167106 0 25,000.00 SH SOLE 25,000.00 0 0 TYNER RESOURCES LTD Com COM 902390103 12 180,000.00 SH SOLE 180,000.00 0 0 U S GEOTHERMAL INC COM STK COM 90338S102 79 35,000.00 SH SOLE 35,000.00 0 0 UBS AG-REG COM H89231338 288 10,000.00 SH PUT SOLE 10,000.00 0 0 UEX CORP COM COM 902666106 99 25,000.00 SH SOLE 25,000.00 0 0 UNIFIRST CORP COM STK COM 904708104 556 15,000.00 SH SOLE 15,000.00 0 0 W EXP UNION STREET ACQ CORP WRNT 02/05/2011 908536113 5 25,000.00 SH SOLE 25,000.00 0 0 UNITED REFINING UNIT ENERGY UNITS 99/99/9999 911360204 257 26,300.00 SH SOLE 26,300.00 0 0 UNIVERSAL EXPRESS INC COM STK COM 91349P103 0 775,000.00 SH SOLE 775,000.00 0 0 UNWINK INC COM COM 91818N100 71 50,000.00 SH SOLE 50,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- UNWINK INC W EXP WRNT EXP 11/07/2012 11/07/2012 9189919W2 0 25,000.00 SH SOLE 25,000.00 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 34 10,000.00 SH SOLE 10,000.00 0 0 URANIUM ONE INC COM 91701P105 66 20,000.00 SH SOLE 20,000.00 0 0 URANIUM RESOURCE COM 916901507 2,964 494,759.00 SH SOLE 494,759.00 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 2 275,000.00 SH SOLE 275,000.00 0 0 USANA HEALTH SCIENCES INC COM 923145 220 10,000.00 SH PUT SOLE 10,000.00 0 0 USEC INC COM STK COM 90333E108 185 50,000.00 SH SOLE 50,000.00 0 0 VAIL RESORTS INC COM 91879Q109 483 10,000.00 SH PUT SOLE 10,000.00 0 0 VANTAGE ENERGY SERVICES W EXP WRNT EXP 5/24/11 5/24/2011 92209F110 42 71,078.00 SH SOLE 71,078.00 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 14 10,743.00 SH SOLE 10,743.00 0 0 BOND VEXP VRN 30JUN2010 144A 6/30/2010 92257TAA1 250 1,000,000.00 PRIN SOLE 1,000,000.00 0 0 VF CORP COM 918204108 775 10,000.00 SH PUT SOLE 10,000.00 0 0 VICTORY ACQ COM 92644D100 263 28,000.00 SH SOLE 28,000.00 0 0 VICTORY ACQUISITION WRNT W EXP EXP 04/24/2011 4/24/2011 92644D118 52 92,000.00 SH SOLE 92,000.00 0 0 VIRAGEN INC COM STK COM 927638403 0 50,000.00 SH SOLE 50,000.00 0 0 W EXP VIRGIN MEDIE SR-A WRNT 99/99/9999 92769L119 2 17,500.00 SH SOLE 17,500.00 0 0 VIRGIN METALS INC COM 927692103 6 25,000.00 SH SOLE 25,000.00 0 0 VISA INC CL A CLASS A 92826C839 4,053 65,000.00 SH SOLE 65,000.00 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 270 82,450.00 SH SOLE 82,450.00 0 0 VIVO PARTICIPACOES ADR SPONS ADR 92855S101 298 50,000.00 SH SOLE 50,000.00 0 0 VIVUS INC COM STK COM 928551100 90 15,000.00 SH SOLE 15,000.00 0 0 VOLCOM INC COM STK COM 92864N101 1,140 56,400.00 SH SOLE 56,400.00 0 0 WACHOVIA CORP COM 929903102 540 20,000.00 SH PUT SOLE 20,000.00 0 0 WAL-MART STORES INC COM 931142103 2,107 40,000.00 SH CALL SOLE 40,000.00 0 0 WAL-MART STORES INC COM STK COM 931142103 1,844 35,000.00 SH SOLE 35,000.00 0 0 WALT DISNEY COMPANY (HOLDING COMPANY) COM 254687106 628 20,000.00 SH CALL SOLE 20,000.00 0 0 WARDERLY INTL HLDGS LTD (HOK LISTING) COM 6572224 0 500,000.00 SH SOLE 500,000.00 0 0 WATER CHEF INC COM 940907108 47 500,000.00 SH SOLE 500,000.00 0 0 WEIRTON STEEL CORP COM STK COM 948774104 0 300,000.00 SH SOLE 300,000.00 0 0 REIS INC COM 75936P105 236 44,203.00 SH SOLE 44,203.00 0 0 WET SEAL INC CL A COM STK CLASS A 961840105 407 120,000.00 SH SOLE 120,000.00 0 0 WHIRLPOOL CORP COM 963320106 868 10,000.00 SH PUT SOLE 10,000.00 0 0 WILLIAMS-SONOMA INC COM 969904101 242 10,000.00 SH PUT SOLE 10,000.00 0 0 WINNEBAGO INDUSTRIES INC COM 974637100 169 10,000.00 SH PUT SOLE 10,000.00 0 0 WJ COMMUNICATIONS INC COM STK COM 929284107 48 50,000.00 SH SOLE 50,000.00 0 0 WORLD RACING GROUP INC COM 981929102 43 142,468.00 SH SOLE 142,468.00 0 0 WORLDWATER & SOLAR TECHS CORP COM COM 98155N106 32 25,000.00 SH SOLE 25,000.00 0 0 WSR GOLD INC COM STK COM 92933Y104 25 50,000.00 SH SOLE 50,000.00 0 0
13F Report: (03/31/08) Cougar Trading LLC Value x Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip 1000 Prn Amt PRN Call Discretion Managers Sole Share None - ------------------------- ---------- --------- ------ ---------- --- ---- ---------- -------- ----- ----- ---- XECHEM INTERNATIONAL INC COM STK COM 983895301 1 350,500.00 SH SOLE 350,500.00 0 0 XINYUAN RL EST COM 98417P105 797 95,000.00 SH SOLE 95,000.00 0 0 W EXP XO HOLDINGS INC WRNT 01/16/2010 98417K114 3 25,100.00 SH SOLE 25,100.00 0 0 W EXP XO HOLDINGS INC WRNT 01/16/2010 98417K130 11 270,757.00 SH SOLE 270,757.00 0 0 XOMA LTD BERMUDA COM STK COM G9825R107 91 35,000.00 SH SOLE 35,000.00 0 0 YAHOO INC COM 984332106 579 20,000.00 SH CALL SOLE 20,000.00 0 0 YAHOO INC COM STK COM 984332106 579 20,000.00 SH SOLE 20,000.00 0 0 YOUBET COM INC COM STK COM 987413101 20 25,000.00 SH SOLE 25,000.00 0 0 ZANN CORP COM STK COM 98906U300 0 25,000.00 SH SOLE 25,000.00 0 0 ZAP COM STK COM 98912M201 18 40,000.00 SH SOLE 40,000.00 0 0 ZILOG INC COM STK COM 989524301 53 15,000.00 SH SOLE 15,000.00 0 0 ZUMIEZ INC COM COM 989817101 706 45,000.00 SH SOLE 45,000.00 0 0 ZVUE CORP W EXP WRNT 08/14/2011 8/14/2011 988801114 30 75,000.00 SH SOLE 75,000.00 0 0 ------- 289,543 53,076,373
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