Operational Tax Manager

0001567619-20-002639.txt : 20200211 0001567619-20-002639.hdr.sgml : 20200211 20200211072257 ACCESSION NUMBER: 0001567619-20-002639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rathbone Brothers plc CENTRAL INDEX KEY: 0001351991 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11582 FILM NUMBER: 20593914 BUSINESS ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW BUSINESS PHONE: 00441512437155 MAIL ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351991 XXXXXXXX 12-31-2019 12-31-2019 Rathbone Brothers plc

PORT OF LIVERPOOL BUILDING PIER HEAD LIVERPOOL X0 L31NW

13F HOLDINGS REPORT 028-11582 N Sue Jacobs Operational Tax Manager 00-44-151-243-7233 /s/ Sue Jacobs LIVERPOOL X0 02-06-2020 1 334 3798704 false 1 0001351991 028-11582 Rathbone Brothers plc INFORMATION TABLE 2 form13fInfoTable.xml 3M COMPANY USD0.01 Common Stock COM 88579Y101 1405 7965 SH SOLE 7965 0 0 ABBOTT LABORATORIES NPV Common Stock COM 002824100 57548 662538 SH SOLE 662538 0 0 ABBVIE INC USD0.01 Common Stock COM 00287Y109 9918 112020 SH SOLE 112020 0 0 ABIOMED INC USD0.01 Common Stock COM 003654100 973 5702 SH SOLE 5702 0 0 ACTIVISION BLIZZARD INC USD0.000001 Common Stock COM 00507V109 17962 302283 SH SOLE 302283 0 0 ADAPTIMMUNE THERAPEUTICS PLC Spon ADS Each Rep 6 Ord Shs COM 00653A107 843 702575 SH SOLE 702575 0 0 ADOBE SYSTEMS INC NPV Common Stock COM 00724F101 91360 277008 SH SOLE 277008 0 0 AGNICO EAGLE MINES LTD NPV Common Stock COM 008474108 2785 45165 SH SOLE 38565 0 0 ALBEMARLE CORP USD0.01 Common Stock COM 012653101 382 5225 SH SOLE 5225 0 0 ALEXION PHARMACEUTICALS INC USD0.0001 Common Stock COM 015351109 288 2660 SH SOLE 2660 0 0 ALIBABA GROUP HOLDINGS LTD Spon ADS Each Rep 1 Ord COM 01609W102 12320 58085 SH SOLE 58085 0 0 ALLEGHENY TECHNOLOGY INC USD0.10 Common Stock COM 01741R102 413 20000 SH SOLE 20000 0 0 ALMADEN MINERALS LTD NPV Cls B Common Stock COM 020283305 35 60000 SH SOLE 60000 0 0 ALPHABET INC USD0.001 Cls A Common Stock COM 02079K305 94814 70789 SH SOLE 70789 0 0 ALPHABET INC USD0.001 Cls C Common Stock COM 02079K107 61900 46297 SH SOLE 46297 0 0 ALTERYX INC USD0.0001 Class A Common Stock COM 02156B103 2525 25236 SH SOLE 25236 0 0 ALTRIA GROUP INC USD0.333333 Common Stock COM 02209S103 30974 620598 SH SOLE 620598 0 0 AMAZON COM INC USD0.01 Common Stock COM 023135106 180874 97884 SH SOLE 97884 0 0 AMERICAN EXPRESS CORP USD0.20 Common Stock COM 025816109 2762 22187 SH SOLE 22187 0 0 AMERICAN INTL GROUP INC NPV Common Stock COM 026874784 232 4514 SH SOLE 4514 0 0 AMERICAN WATER WORKS USD0.01 Common Stock COM 030420103 273 2220 SH SOLE 2220 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47411 258428 SH SOLE 258428 0 0 BALL CORP NPV Common Stock COM 058498106 2749 42510 SH SOLE 42510 0 0 BANCO SANTANDER SA ADR Rep 1 EUR0.50 Ord Shares COM 05964H105 44 10626 SH SOLE 10626 0 0 BANK OF AMERICA CORP NPV Common Stock COM 060505104 6403 181790 SH SOLE 181790 0 0 BANK OF MONTREAL NPV Common Stock COM 063671101 4822 62130 SH SOLE 62130 0 0 BANK OF NOVA SCOTIA NPV Common Stock COM 064149107 15620 276111 SH SOLE 276111 0 0 BARRICK GOLD CORP NPV Common Stock COM 067901108 5430 291894 SH SOLE 291894 0 0 BCE INC NPV Common Stock COM 05534B760 2954 63670 SH SOLE 63670 0 0 BECTON DICKINSON & CO NPV Common Stock COM 075887109 53113 195290 SH SOLE 195290 0 0 BERKSHIRE HATHAWAY INC USD0.0033 Cls B Common Stock COM 084670702 36266 160114 SH SOLE 160114 0 0 BERKSHIRE HATHAWAY INC USD5 Class A Common Stock COM 084670108 3056 9 SH SOLE 9 0 0 BIOLIFE SOLUTIONS USD0.001 Common Stock COM 09062W204 226 13945 SH SOLE 13945 0 0 BLACKROCK INC NPV Class A Common Stock COM 09247X101 674 1341 SH SOLE 1341 0 0 BLACKSTONE GROUP INC USD0.00001 Cls A Com Stk COM 09260D107 1252 22373 SH SOLE 22373 0 0 BOEING CO USD5 Common Stock COM 097023105 3334 10233 SH SOLE 10233 0 0 BOOKING HOLDINGS INC USD0.008 Common Stock COM 09857L108 4676 2277 SH SOLE 2277 0 0 BOSTON SCIENTIFIC USD0.01 Common Stock COM 101137107 41783 924000 SH SOLE 924000 0 0 BRISTOL-MYERS SQUIBB CO NPV Common Stock COM 110122108 1868 29100 SH SOLE 29100 0 0 BRITISH AMERICAN TOBACCO PLC ADR Each Rep 1 25p Ord Share COM 110448107 713 16791 SH SOLE 16791 0 0 BROADCOM CORP USD1 Common Stock COM 11135F101 367 1162 SH SOLE 1162 0 0 BROADRIDGE FINANCIAL SOLUTIONS USD0.01 Common Stock COM 11133T103 37729 305400 SH SOLE 305400 0 0 BROOKFIELD ASSET MGMT NPV Cls A Voting Shares COM 112585104 7702 133109 SH SOLE 133109 0 0 BROWN-FORMAN CORP USD0.15 B Common Stock COM 115637209 2164 32019 SH SOLE 32019 0 0 CABLE ONE INC USD0.01 Common Stock COM 12685J105 205 138 SH SOLE 138 0 0 CAMECO CORP NPV Common Stock COM 13321L108 132 14885 SH SOLE 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1746 9202 SH SOLE 9202 0 0 COOPER COS INC USD0.10 Common Stock COM 216648402 2421 7534 SH SOLE 7534 0 0 COPART INC USD0.001 Common Stock COM 217204106 236 2600 SH SOLE 2600 0 0 CORNING INC USD0.50 Common Stock COM 219350105 2014 69195 SH SOLE 69195 0 0 COSTAR GROUP INC USD0.01 Common Stock COM 22160N109 44514 74400 SH SOLE 74400 0 0 COSTCO CORP NPV Common Stock COM 22160K105 37157 126434 SH SOLE 126434 0 0 CROWN HOLDINGS INC USD5 Common Stock COM 228368106 458 6310 SH SOLE 6310 0 0 CVS CORP USD0.01 Common Stock COM 126650100 1114 14998 SH SOLE 14998 0 0 DEERE & CO USD1 Common Stock COM 244199105 2009 11594 SH SOLE 11594 0 0 DENISON MINES INC NPV Common Stock COM 248356107 17 40000 SH SOLE 40000 0 0 DEXCOM INC USD0.001 Common Stock COM 252131107 875 4000 SH SOLE 4000 0 0 DIAGEO PLC ADR Ea Rep 4 28 101/108p Ord COM 25243Q205 519 3080 SH SOLE 3080 0 0 DISCOVER FINANCIAL SERVICES USD0.01 Common Stock COM 254709108 21891 258093 SH SOLE 258093 0 0 DOVER CORP USD1 Common Stock COM 260003108 1921 16665 SH SOLE 16665 0 0 EBAY INC USD0.001 Common Stock COM 278642103 646 17900 SH SOLE 17900 0 0 ECOLAB INC USD1 Common Stock COM 278865100 10048 52067 SH SOLE 52067 0 0 ELECTRONIC ARTS INC USD0.01 Common Stock COM 285512109 5445 50650 SH SOLE 50650 0 0 EMERSON ELECTRIC CO USD0.50 Common Stock COM 291011104 2583 33875 SH SOLE 33875 0 0 ENDAVA PLC Spon ADS Each Rep 1 Ord Shares COM 29260V105 1596 34250 SH SOLE 34250 0 0 ENERGY FUELS INC NPV Common Stock COM 292671708 26 13700 SH SOLE 13700 0 0 EOG RESOURCES INC USD0.01 Common Stock COM 26875P101 245 2927 SH SOLE 2927 0 0 ESTEE LAUDER COS USD0.01 Class A Common Stock COM 518439104 70698 342298 SH SOLE 342298 0 0 EVENTBRITE INC USD0.00001 Class A Com Stock COM 29975E109 284 14100 SH SOLE 14100 0 0 EXACT SCIENCES CORP USD0.01 Common Stock COM 30063P105 1184 12800 SH SOLE 12800 0 0 EXCHANGE TRADED CONCEPTS TRUST Robo-Stox Gbl Robo & Auto ETF COM 301505707 207 4920 SH SOLE 4920 0 0 EXELIXIS INC USD0.001 Common Stock COM 30161Q104 308 17500 SH SOLE 17500 0 0 EXPEDIA INC USD0.001 Com Stk (Post-Split) COM 30212P303 442 4090 SH SOLE 4090 0 0 EXPEDITOR INTL OF WASHINGTON USD0.01 Common Stock COM 302130109 370 4746 SH SOLE 4746 0 0 EXXON MOBIL CORP NPV Common Stock COM 30231G102 15691 224867 SH SOLE 224867 0 0 FACEBOOK INC USD0.000006 Cls A Common Stock COM 30303M102 5763 28080 SH SOLE 28080 0 0 FASTLY INC USD0.00002 Cls A Common Stock COM 31188V100 262 13050 SH SOLE 13050 0 0 FIDELITY NATIONAL INFORMATION USD0.01 Common Stock COM 31620M106 4434 31879 SH SOLE 31879 0 0 FIRST CASH INC USD0.01 Common Stock COM 33767D105 29188 362000 SH SOLE 362000 0 0 FIRST REP BANK SAN FRANCISCO USD0.01 Common Stock COM 33616C100 11152 94950 SH SOLE 94950 0 0 FIRST SOLAR INC USD0.001 Common Stock COM 336433107 279 4978 SH SOLE 4978 0 0 FIRST TRUST Asia Pac Ex Jpn AlphaDEX ETF COM 33737J109 782 27440 SH SOLE 27440 0 0 FIRST TRUST Emerging Markets AlphaDEX ETF COM 33737J182 619 23317 SH SOLE 23317 0 0 FIRST TRUST Eurozone AlphaDEX ETF COM 33737J505 2923 71533 SH SOLE 71533 0 0 FIRST TRUST Japan AlphaDEX ETF COM 33737J158 604 11987 SH SOLE 11987 0 0 FISERV INC USD0.01 Common Stock COM 337738108 410 3545 SH SOLE 3545 0 0 FORD MOTOR CO USD0.01 Common Stock COM 345370860 131 14109 SH SOLE 14109 0 0 FORTUNA SILVER MINING NPV Common Stock COM 349915108 129 31500 SH SOLE 31500 0 0 FOX CORP USD0.01 Class A Common Stock COM 35137L105 285 7677 SH SOLE 7677 0 0 FREEPORT-MCMORAN INC USD0.10 Common Stock COM 35671D857 851 64840 SH SOLE 64840 0 0 GALLAGHER AJ & CO USD1 Common Stock COM 363576109 11306 118720 SH SOLE 118720 0 0 GENERAC HOLDINGS INC USD0.01 Common Stock COM 368736104 2964 29467 SH SOLE 29467 0 0 GENERAL ELECTRIC CORP USD0.06 Common Stock COM 369604103 8088 724762 SH SOLE 724762 0 0 GENERAL MILLS INC USD0.10 Common Stock COM 370334104 2629 49080 SH SOLE 49080 0 0 GILEAD SCIENCES INC USD0.001 Common Stock COM 375558103 448 6895 SH SOLE 6895 0 0 GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord 25p) COM 37733W105 323 6876 SH SOLE 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